0000908662-16-000572.txt : 20160708 0000908662-16-000572.hdr.sgml : 20160708 20160708102834 ACCESSION NUMBER: 0000908662-16-000572 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160706 FILED AS OF DATE: 20160708 DATE AS OF CHANGE: 20160708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEVCON, INC. CENTRAL INDEX KEY: 0000825411 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 042985631 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 155 NORTHBORO ROAD CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 BUSINESS PHONE: 5082815510 MAIL ADDRESS: STREET 1: 155 NORTHBORO ROAD CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 FORMER COMPANY: FORMER CONFORMED NAME: TECH OPS SEVCON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schenker Walter Milton CENTRAL INDEX KEY: 0001596334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09789 FILM NUMBER: 161757991 MAIL ADDRESS: STREET 1: 1130 ROUTE 46 STREET 2: SUITE 22 CITY: PARSIPPANY STATE: NJ ZIP: 07054 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-07-06 0000825411 SEVCON, INC. SEV 0001596334 Schenker Walter Milton C/O SEVCON, INC. 155 NORTHBORO ROAD SOUTHBOROUGH MA 01772 1 0 0 0 Common Stock 15079 D Common Stock 2016-07-06 4 P 0 15000 9.12 A 15000 I By MAZ Partners LP Warrant 10.00 2016-07-06 4 P 0 7500 9.12 A 2016-07-06 2021-07-08 Common Stock 7500 7500 I By MAZ Partners LP The purchase price was $9.12 per unit, consisting of 1 share of Common Stock and a warrant to purchase 0.5 shares of Common Stock. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. /s/ Walter M. Schenker 2016-07-07