0000825411-14-000016.txt : 20140219 0000825411-14-000016.hdr.sgml : 20140219 20140219095530 ACCESSION NUMBER: 0000825411-14-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEVCON, INC. CENTRAL INDEX KEY: 0000825411 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 042985631 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 155 NORTHBORO ROAD CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 BUSINESS PHONE: 5082815510 MAIL ADDRESS: STREET 1: 155 NORTHBORO ROAD CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 FORMER COMPANY: FORMER CONFORMED NAME: TECH OPS SEVCON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: START BERNARD F CENTRAL INDEX KEY: 0001195221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09789 FILM NUMBER: 14624301 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-02-18 0 0000825411 SEVCON, INC. SEV 0001195221 START BERNARD F C/O SEVCON INC. 155 NORTHBORO ROAD SOUTHBOROUGH MA 01772 1 0 0 0 Common Stock 130089 D Common Stock 2014-02-18 4 S 0 15788 11.73 D 47700 I By Wife Common Stock 2014-02-18 4 S 0 7700 12.31 D 40000 I By Wife The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.10 to $11.99, inclusive. The reporting person undertakes to provide to Sevcon, Inc., any security holder of Sevcon, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.80, inclusive. The reporting person undertakes to provide to Sevcon, Inc., any security holder of Sevcon, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range. Raymond J Thibault Attorney-In-Fact 2014-02-19