-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OarowKzHZRiazNA+Nj6NJQnYAW1HfOOWL5ppp4VSGgfaVsz8gwaZTQTH7UhImHz7 Gy0RTmPNfSB0/vlV8OqA0A== 0001005477-02-001041.txt : 20020414 0001005477-02-001041.hdr.sgml : 20020414 ACCESSION NUMBER: 0001005477-02-001041 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW AMERICA HIGH INCOME FUND INC CENTRAL INDEX KEY: 0000825345 IRS NUMBER: 042995419 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-05399 FILM NUMBER: 02562428 BUSINESS ADDRESS: STREET 1: TEN WINTHROP SQ STREET 2: FIFTH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173508610 MAIL ADDRESS: STREET 1: TEN WINTHROP SQ STREET 2: FIFTH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 NSAR-B 1 answer.fil SEMI-ANNUAL REPORT PAGE 1 000 B000000 12/31/2001 000 C000000 0000825345 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 THE NEW AMERICAN HIGH INCOME FUND, INC. 001 B000000 811-5399 001 C000000 6172636400 002 A000000 33 BROAD STREET 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 BNP PARIBAS CORP. 022 B000001 13-3235334 022 C000001 3397366 022 D000001 1062 022 A000002 LEHMAN BROTHERS 022 B000002 13-2518466 022 C000002 929639 022 D000002 7898 022 A000003 UBS WARBURG 022 B000003 13-3340045 022 C000003 846668 022 D000003 11960 022 A000004 SALOMON SMITH BARNEY 022 B000004 13-3082694 022 C000004 22224 022 D000004 13498 022 A000005 CS FIRST BOSTON 022 B000005 13-5659485 PAGE 2 022 C000005 17045 022 D000005 12588 022 A000006 GOLDMAN SACHS 022 B000006 13-5108880 022 C000006 18025 022 D000006 10033 022 A000007 CHASE SECURITIES 022 B000007 13-3112953 022 C000007 16287 022 D000007 6925 022 A000008 DEUTSCHE BANK 022 B000008 13-2730828 022 C000008 6634 022 D000008 12910 022 A000009 MORGAN STANLEY 022 B000009 13-2655998 022 C000009 6903 022 D000009 6254 022 A000010 BANK AMERICA SECURITIES 022 B000010 56-2058405 022 C000010 7469 022 D000010 5173 023 C000000 5286375 023 D000000 130162 062 A000000 Y 062 B000000 0.0 062 C000000 0.0 062 D000000 4.3 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 93.5 062 Q000000 0.0 062 R000000 0.1 063 A000000 0 063 B000000 6.4 066 A000000 N 071 A000000 126638 071 B000000 132662 071 C000000 325594 071 D000000 39 072 A000000 12 072 B000000 34804 PAGE 3 072 C000000 0 072 D000000 0 072 E000000 136 072 F000000 874 072 G000000 412 072 H000000 0 072 I000000 135 072 J000000 112 072 K000000 0 072 L000000 0 072 M000000 223 072 N000000 0 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 86 072 S000000 162 072 T000000 0 072 U000000 0 072 V000000 32 072 W000000 445 072 X000000 2481 072 Y000000 0 072 Z000000 32459 072AA000000 0 072BB000000 67922 072CC010000 51137 072CC020000 0 072DD010000 32414 072DD020000 0 072EE000000 0 073 A010000 0.3600 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 0 074 B000000 14139 074 C000000 0 074 D000000 306756 074 E000000 291 074 F000000 0 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 1 074 K000000 0 074 L000000 7679 074 M000000 1550 074 N000000 330416 074 O000000 0 074 P000000 0 PAGE 4 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 2185 074 S000000 150000 074 T000000 178231 074 U010000 68333 074 U020000 0 074 V010000 2.61 074 V020000 0.00 074 W000000 0.0000 074 X000000 3709 074 Y000000 0 075 A000000 0 075 B000000 350506 076 000000 2.64 077 A000000 Y 077 B000000 Y 077 Q010000 N 077 Q020000 N 077 Q030000 N 080 A000000 NATIONAL UNION FIRE INSURANCE COMPANY 080 C000000 900 081 A000000 N 081 B000000 0 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 N 085 B000000 N 086 A010000 1065 086 A020000 3043 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 400 086 D020000 10000 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 Y PAGE 5 SIGNATURE TITLE EX-99.77B 3 ex99-77b.txt ACCOUNTANT'S REPORT ON INTERNAL CONTROL [LOGO] ANDERSEN INDEPENDENT AUDITOR'S REPORT TO THE SHAREHOLDERS AND BOARD OF DIRECTORS OF THE NEW AMERICA HIGH INCOME FUND, INC.: In planning and performing our audit of the financial statements of The New America High Income Fund, Inc. (the Fund) for the year ended December 31, 2001, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 2001. This report is intended solely for the information and use of management, the Board of Directors of The New America High Income Fund, Inc and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ Arthur Andersen LLP Boston, Massachusetts February 1, 2002 -----END PRIVACY-ENHANCED MESSAGE-----