-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MTX/xJqyWoqbZOKNpCaOwsUUHyYygCWo8AWvBzmFmZEnegEq//w5kdhezx/spKfb JQqLBNvsusGHVaP+71fdSg== 0000887318-09-000311.txt : 20090828 0000887318-09-000311.hdr.sgml : 20090828 20090828163853 ACCESSION NUMBER: 0000887318-09-000311 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090828 DATE AS OF CHANGE: 20090828 EFFECTIVENESS DATE: 20090828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND INC CENTRAL INDEX KEY: 0000825316 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05398 FILM NUMBER: 091043658 BUSINESS ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 0000825316 S000010429 AllianceBernstein International Growth Portfolio C000028824 Class A C000028825 Class B 0000825316 S000010431 AllianceBernstein International Value Portfolio C000028828 Class A C000028829 Class B 0000825316 S000010432 AllianceBernstein Large Cap Growth Portfolio C000028830 Class A C000028831 Class B 0000825316 S000010433 AllianceBernstein Money Market Portfolio C000028832 Class A C000028833 Class B 0000825316 S000010434 AllianceBernstein Real Estate Investment Portfolio C000028834 Class A C000028835 Class B 0000825316 S000010435 AllianceBernstein Small Cap Growth Portfolio C000028836 Class A C000028837 Class B 0000825316 S000010436 AllianceBernstein Small/Mid Cap Value Portfolio C000028838 Class A C000028839 Class B 0000825316 S000010437 AllianceBernstein Intermediate Bond Portfolio C000028840 Class A C000028841 Class B 0000825316 S000010439 AllianceBernstein U.S. Large Cap Blended Style Portfolio C000028844 Class A C000028845 Class B 0000825316 S000010440 AllianceBernstein Utility Income Portfolio C000028846 Class A C000028847 Class B 0000825316 S000010441 AllianceBernstein Value Portfolio C000028848 Class A C000028849 Class B 0000825316 S000010442 AllianceBernstein Wealth Appreciation Strategy Portfolio C000028850 Class A C000028851 Class B 0000825316 S000010443 AllianceBernstein Balanced Wealth Strategy Portfolio C000028852 Class A C000028853 Class B 0000825316 S000010446 AllianceBernstein Global Research Growth Portfolio C000028858 Class A C000028859 Class B 0000825316 S000010447 AllianceBernstein Global Thematic Growth Portfolio C000028860 Class A C000028861 Class B 0000825316 S000010448 AllianceBernstein Growth and Income Portfolio C000028862 Class A C000028863 Class B 0000825316 S000010449 AllianceBernstein Growth Portfolio C000028864 Class A C000028865 Class B NSAR-A 1 answer.fil ANSWER PAGE 1 000 A000000 06/30/2009 000 C000000 0000825316 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ALLIANCEBERNSTEIN VARIABLE PRODUCT SERIES 001 B000000 811-05398 001 C000000 2128237243 002 A000000 1345 AVENUE OF THE AMERICAS 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10105 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 15 007 C010100 1 007 C020100 ALLIANCEBERNSTEIN INTERNATIONAL VALUE PORT 007 C030100 N 007 C010200 2 007 C020200 ALLIANCEBERNSTEIN GROWTH AND INCOME PORTFOLIO 007 C030200 N 007 C010300 3 007 C010400 4 007 C020400 ALLIANCEBERNSTEIN LARGE CAP GROWTH PORTFOLIO 007 C030400 N 007 C010500 5 007 C020500 ALLIANCEBERNSTEIN INTERMEDIATE BOND 007 C030500 N 007 C010600 6 007 C010700 7 007 C010800 8 007 C020800 ALLIANCEBERNSTEIN MONEY MARKET PORTFOLIO 007 C030800 N 007 C010900 9 007 C011000 10 007 C021000 ALLIANCEBERNSTEIN UTILITY INCOME PORTFOLIO 007 C031000 N 007 C011100 11 007 C011200 12 007 C021200 ALLIANCEBERNSTEIN GROWTH PORTFOLIO 007 C031200 N 007 C011300 13 007 C021300 ALLIANCEBERNSTEIN INTERNATIONAL GROWTH 007 C031300 N PAGE 2 007 C011400 14 007 C021400 ALLIANCEBERNSTEIN SMALL/MID CAP VALUE 007 C031400 N 007 C011500 15 007 C021500 ALLIANCEBERNSTEIN VALUE PORTFOLIO 007 C031500 N 007 C011600 16 007 C021600 ALLIANCEBERNSTEIN GLOBAL THEMATIC PORTFOLIO 007 C031600 N 007 C011700 17 007 C021700 ALLIANCEBERNSTEIN SMALL CAP GROWTH PORTFOLIO 007 C031700 N 007 C011800 18 007 C021800 ALLIANCEBERNSTEIN REAL ESTATE INVESTMENT PORT 007 C031800 N 007 C011900 19 007 C012000 20 007 C022000 ALLIANCEBERNSTEIN U.S.LARGE CAP BLENDED STYLE 007 C032000 Y 007 C012100 21 007 C022100 ALLIANCEBERNSTEIN BALANCED WEALTH STRATEGY 007 C032100 N 007 C012200 22 007 C022200 ALLIANCEBERNSTEIN WEALTH APPRECIATION 007 C032200 N 007 C012300 23 007 C022300 ALLIANCEBERNSTEIN GLOBAL RESEARCH GROWTH 007 C032300 Y 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 007 C014100 41 007 C014200 42 007 C014300 43 007 C014400 44 007 C014500 45 007 C014600 46 PAGE 3 007 C014700 47 007 C014800 48 007 C014900 49 007 C015000 50 007 C015100 51 007 C015200 52 007 C015300 53 007 C015400 54 007 C015500 55 007 C015600 56 007 C015700 57 007 C015800 58 007 C015900 59 007 C016000 60 007 C016100 61 007 C016200 62 007 C016300 63 007 C016400 64 007 C016500 65 007 C016600 66 007 C016700 67 007 C016800 68 007 C016900 69 007 C017000 70 007 C017100 71 007 C017200 72 007 C017300 73 007 C017400 74 007 C017500 75 007 C017600 76 007 C017700 77 007 C017800 78 007 C017900 79 007 C018000 80 007 C018100 81 007 C018200 82 007 C018300 83 007 C018400 84 007 C018500 85 007 C018600 86 007 C018700 87 007 C018800 88 007 C018900 89 007 C019000 90 008 A00AA01 ALLIANCEBERNSTEIN L.P. 008 B00AA01 A 008 C00AA01 801-56720 008 D01AA01 NEW YORK 008 D02AA01 NY 008 D03AA01 10105 011 A00AA01 ALLIANCEBERNSTEIN INVESTMENTS, INC. PAGE 4 011 B00AA01 8-30851 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10105 012 A00AA01 ALLIANCEBERNSTEIN INVESTOR SERVICES, INC. 012 B00AA01 84-001187 012 C01AA01 SAN ANTONIO 012 C02AA01 TX 012 C03AA01 78278 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10036 014 A00AA01 SANFORD C. BERNSTEIN LIMITED 014 B00AA01 8-00000 014 A00AA02 SANFORD C. BERNSTEIN & CO., LLC 014 B00AA02 8-52942 015 A00AA01 THE BANK OF NEW YORK 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10286 015 E01AA01 X 015 A00AA02 CITIBANK N.A. - ARGENTINA 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X 015 A00AA03 NATIONAL AUSTRALIA BANK 015 B00AA03 S 015 C01AA03 MELBOURNE 015 D01AA03 AUSTRALIA 015 E04AA03 X 015 A00AA04 BANK AUSTRIA VREDITANSTALT AG 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 HSBC BANK MIDDLE EAST LTD. 015 B00AA05 S 015 C01AA05 MANAMA 015 D01AA05 BAHRAIN 015 E04AA05 X 015 A00AA06 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA06 S 015 C01AA06 DHAKA 015 D01AA06 BANGLADESH 015 E04AA06 X 015 A00AA07 ING BELGIUM SA/NV 015 B00AA07 S 015 C01AA07 BRUSSELS PAGE 5 015 D01AA07 BELGIUM 015 E04AA07 X 015 A00AA08 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA08 S 015 C01AA08 ABIDJAN 015 D01AA08 BENIN 015 E04AA08 X 015 A00AA09 BUTTERFIELD TRUST 015 B00AA09 S 015 C01AA09 HAMILTON 015 D01AA09 BERMUDA 015 E04AA09 X 015 A00AA10 BARCLAYS BANK OF BOTSWANA LTD. 015 B00AA10 S 015 C01AA10 GABORONE 015 D01AA10 BOTSWANA 015 E04AA10 X 015 A00AA11 BANKBOSTON, N.A. 015 B00AA11 S 015 C01AA11 SAO PAULO 015 D01AA11 BRAZIL 015 E04AA11 X 015 A00AA12 ING BANK N.V. 015 B00AA12 S 015 C01AA12 SOFIA 015 D01AA12 BULGARIA 015 E04AA12 X 015 A00AA13 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA13 S 015 C01AA13 ABIDJAN 015 D01AA13 BURKINA FASO 015 E04AA13 X 015 A00AA14 ROYAL BANK OF CANADA 015 B00AA14 S 015 C01AA14 TORONTO 015 D01AA14 CANADA 015 E04AA14 X 015 A00AA15 THE BANK OF NEW YORK 015 B00AA15 S 015 C01AA15 GRAND CAYMAN 015 D01AA15 CAYMAN ISLANDS 015 E04AA15 X 015 A00AA16 BANKBOSTON, N.A. 015 B00AA16 S 015 C01AA16 SANTIAGO 015 D01AA16 CHILE 015 E04AA16 X 015 A00AA17 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA17 S 015 C01AA17 KWUN TONG 015 D01AA17 CHINA PAGE 6 015 E04AA17 X 015 A00AA18 CITITRUST COLOMBIA S.A. 015 B00AA18 S 015 C01AA18 SANTA FE DE BOGOTA 015 D01AA18 COLOMBIA 015 E04AA18 X 015 A00AA19 BANCO BCT 015 B00AA19 S 015 C01AA19 SAN JOSE 015 D01AA19 COSTA RICA 015 E04AA19 X 015 A00AA20 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA20 S 015 C01AA20 ZAGREBA 015 D01AA20 CROATIA 015 E04AA20 X 015 A00AA21 BANK OF CYPRUS PUBLIC COMPANY LTD. 015 B00AA21 S 015 C01AA21 NICOSIA 015 D01AA21 CYPRUS 015 E04AA21 X 015 A00AA22 ING N.V. PRAGUE 015 B00AA22 S 015 C01AA22 PRAGUE 015 D01AA22 CZECH REPUBLIC 015 E04AA22 X 015 A00AA23 DANSKE BANK 015 B00AA23 S 015 C01AA23 COPENHAGEN 015 D01AA23 DENMARK 015 E04AA23 X 015 A00AA24 BANCO DE LA PRODUCCION SA 015 B00AA24 S 015 C01AA24 QUITO 015 D01AA24 ECUADOR 015 E04AA24 X 015 A00AA25 CITIBANK, N.A. 015 B00AA25 S 015 C01AA25 CAIRO 015 D01AA25 EGYPT 015 E04AA25 X 015 A00AA26 HANSABANK LIMITED 015 B00AA26 S 015 C01AA26 TALLINN 015 D01AA26 ESTONIA 015 E04AA26 X 015 A00AA27 CLEARSTREAM BANKING LUXEMBOURG 015 B00AA27 S 015 C01AA27 LUXEMBOURG 015 D01AA27 EUROMARKET 015 E04AA27 X PAGE 7 015 A00AA28 EUROCLEAR BANK 015 B00AA28 S 015 C01AA28 BRUSSELS 015 D01AA28 EUROMARKET 015 E04AA28 X 015 A00AA29 NORDEA BANK FINLAND PLC 015 B00AA29 S 015 C01AA29 HELSINKI 015 D01AA29 FINLAND 015 E04AA29 X 015 A00AA30 BNP PARIBAS SECURITIES SERVICE/CREDI AGRICOLE 015 B00AA30 S 015 C01AA30 PARIS 015 D01AA30 FRANCE 015 E04AA30 X 015 A00AA31 DRESDNER BANK AG 015 B00AA31 S 015 C01AA31 FRANKFURT 015 D01AA31 GERMANY 015 E04AA31 X 015 A00AA32 BARCLAYS BANK OF GHANA LTD. 015 B00AA32 S 015 C01AA32 ACCRA 015 D01AA32 GHANA 015 E04AA32 X 015 A00AA33 BNP PARIBAS SECURITIES SERVICES 015 B00AA33 S 015 C01AA33 ATHENS 015 D01AA33 GREECE 015 E04AA33 X 015 A00AA34 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA34 S 015 C01AA34 ABIDIJAN 015 D01AA34 GUINEA BISSAU 015 E04AA34 X 015 A00AA35 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA35 S 015 C01AA35 WAN CHAI 015 D01AA35 HONG KONG 015 E04AA35 X 015 A00AA36 HVB BANK HUNGARY RT. 015 B00AA36 S 015 C01AA36 BUDAPEST 015 D01AA36 HUNGARY 015 E04AA36 X 015 A00AA37 LANDSBANKI ISLANDS 015 B00AA37 S 015 C01AA37 REYKJAVIK 015 D01AA37 ICELAND 015 E04AA37 X 015 A00AA38 THE HONGKONG & SHANGHAI BANKING CORP. LTD. PAGE 8 015 B00AA38 S 015 C01AA38 MUMBAI 015 D01AA38 INDIA 015 E04AA38 X 015 A00AA39 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA39 S 015 C01AA39 JAKARTA 015 D01AA39 INDONESIA 015 E04AA39 X 015 A00AA40 AIB/BNY TRUST COMPANY LIMITED 015 B00AA40 S 015 C01AA40 DUBLIN 015 D01AA40 IRELAND 015 E04AA40 X 015 A00AA41 BANK LEUMI LE-ISRAEL B.M. 015 B00AA41 S 015 C01AA41 TEL AVIV 015 D01AA41 ISRAEL 015 E04AA41 X 015 A00AA42 BANCA INTESA 015 B00AA42 S 015 C01AA42 MILANO 015 D01AA42 ITALY 015 E04AA42 X 015 A00AA43 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA43 S 015 C01AA43 ABIDJAN 015 D01AA43 IVORY COST 015 E04AA43 X 015 A00AA44 FIRST CARIBBEAN INTERNATIONAL SECURITIES LTD. 015 B00AA44 S 015 C01AA44 KINGSTON 015 D01AA44 JAMAICA 015 E04AA44 X 015 A00AA45 THE BANK OF TOKYO-MUTSUBISHI LIMITED 015 B00AA45 S 015 C01AA45 TOKYO 015 D01AA45 JAPAN 015 E04AA45 X 015 A00AA46 HSBC BANK MIDDLE EAST LIMITED 015 B00AA46 S 015 C01AA46 WESTERN AMMAN 015 D01AA46 JORDAN 015 E04AA46 X 015 A00AA47 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA47 S 015 C01AA47 ALMATY 015 D01AA47 KAZAKHSTAN 015 E04AA47 X 015 A00AA48 BARCLAYS BANK OF KENYA LTD. 015 B00AA48 S PAGE 9 015 C01AA48 NAIROBI 015 D01AA48 KENYA 015 E04AA48 X 015 A00AA49 HANSABANKA LIMITED 015 B00AA49 S 015 C01AA49 ESTONIA 015 D01AA49 LATVIA 015 E04AA49 X 015 A00AA50 HSBC BANK MIDDLE EAST LIMITED 015 B00AA50 S 015 C01AA50 BEIRUT 015 D01AA50 LEBANON 015 E04AA50 X 015 A00AA51 VILNIAUS BANKAS 015 B00AA51 S 015 C01AA51 BILNIAUS 015 D01AA51 LITHUANIA 015 E04AA51 X 015 A00AA52 BANQUE ET CAISSE D'EPARGNE DE I'ETAT 015 B00AA52 S 015 C01AA52 LUXEMBOURG 015 D01AA52 LUXEMBOURG 015 E04AA52 X 015 A00AA53 HSBC BANK MALAYSIA BERHAD 015 B00AA53 S 015 C01AA53 LUALA LUMPUR 015 D01AA53 MALAYSIA 015 E04AA53 X 015 A00AA54 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA54 S 015 C01AA54 ABIDJAN 015 D01AA54 MALI 015 E04AA54 X 015 A00AA55 HSBC BANK MALTA P.L.C. 015 B00AA55 S 015 C01AA55 BALLETTA 015 D01AA55 MALTA 015 E04AA55 X 015 A00AA56 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA56 S 015 C01AA56 PORT LOUIS 015 D01AA56 MAURITIUS 015 E04AA56 X 015 A00AA57 BANCO NACIONAL DE MEXICO 015 B00AA57 S 015 C01AA57 MEXICO CITY 015 D01AA57 MEXICO 015 E04AA57 X 015 A00AA58 BANQUE COMMERCIALE DE MAROC 015 B00AA58 S 015 C01AA58 CASABLANCA PAGE 10 015 D01AA58 MOROCCO 015 E04AA58 X 015 A00AA59 STANDARD BANK NAMIBIA LTD. 015 B00AA59 S 015 C01AA59 WINDHOEK 015 D01AA59 NAMIBIA 015 E04AA59 X 015 A00AA60 ING SECURITIES SERVICES NL (ISSNL) 015 B00AA60 S 015 C01AA60 AMSTERDAM 015 D01AA60 NETHERLANDS 015 E04AA60 X 015 A00AA61 NATIONAL AUSTRALIA BANK 015 B00AA61 S 015 C01AA61 AUCKLAND 015 D01AA61 NEW ZEALAND 015 E04AA61 X 015 A00AA62 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA62 S 015 C01AA62 ABIDJAN 015 D01AA62 NIGER 015 E04AA62 X 015 A00AA63 STANBIC BANK NIGERIA LTD. 015 B00AA63 S 015 C01AA63 LAGOS 015 D01AA63 NIGERIA 015 E04AA63 X 015 A00AA64 DNB NOR BANK ASA 015 B00AA64 S 015 C01AA64 OSLO 015 D01AA64 NORWAY 015 E04AA64 X 015 A00AA65 HSBC BANK MIDDLE EAST LIMITED 015 B00AA65 S 015 C01AA65 RUWI 015 D01AA65 OMAN 015 E04AA65 X 015 A00AA66 STANDARD CHARTERED BANK 015 B00AA66 S 015 C01AA66 DARACHI 015 D01AA66 PAKISTAN 015 E04AA66 X 015 A00AA67 HSBC BANK MIDDLE EAST LIMITED 015 B00AA67 S 015 C01AA67 RAMALIAH 015 D01AA67 PALESTINIAN AREA 015 E04AA67 X 015 A00AA68 BANKBOSTON N.A. 015 B00AA68 S 015 C01AA68 PANAMA CITY 015 D01AA68 PANAMA PAGE 11 015 E04AA68 X 015 A00AA69 CITIBANK DEL PERU 015 B00AA69 S 015 C01AA69 LIMA 015 D01AA69 PERU 015 E04AA69 X 015 A00AA70 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA70 S 015 C01AA70 PASIG 015 D01AA70 PHILIPPINES 015 E04AA70 X 015 A00AA71 ING BANK SLASKI 015 B00AA71 S 015 C01AA71 WARSZAWA 015 D01AA71 POLAND 015 E04AA71 X 015 A00AA72 BANCO COMERCIAL PORTUGUES 015 B00AA72 S 015 C01AA72 PORTO SALVO 015 D01AA72 PORTUGAL 015 E04AA72 X 015 A00AA73 HSBC BANK MIDDLE EAST LIMITED 015 B00AA73 S 015 C01AA73 DOHA 015 D01AA73 QATAR 015 E04AA73 X 015 A00AA74 ING BANK BUCHAREST 015 B00AA74 S 015 C01AA74 BUCHAREST 015 D01AA74 ROMANIA 015 E04AA74 X 015 A00AA75 ING BANK (EURASIA) 015 B00AA75 S 015 C01AA75 MOSCOW 015 D01AA75 RUSSIA 015 E04AA75 X 015 A00AA76 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA76 S 015 C01AA76 ABIDJAN 015 D01AA76 SENEGAL 015 E04AA76 X 015 A00AA77 UNITED OVERSEAS BANK LTD./DBS BANK LTD. 015 B00AA77 S 015 C01AA77 UOB PLAZA 1 015 D01AA77 SINGAPORE 015 E04AA77 X 015 A00AA78 CESKOSLOVENSKA OBCHODNA BANKA, A.S. 015 B00AA78 S 015 C01AA78 PRAGUE 015 D01AA78 SLOVAK REPUBLIC 015 E04AA78 X PAGE 12 015 A00AA79 BANK AUSTRIA CREDITANSTALT D.D.LJUBLJANA 015 B00AA79 S 015 C01AA79 LJUBLJANA 015 D01AA79 SLOVENIA 015 E04AA79 X 015 A00AA80 THE HONGKONG &SHANGHAI BANKING CORP. LTD 015 B00AA80 S 015 C01AA80 SEOUL 015 D01AA80 SOUTH KOREA 015 E04AA80 X 015 A00AA81 BANCO BILBAO VIZCAYA ARGENTARIA S.A. 015 B00AA81 S 015 C01AA81 MADRID 015 D01AA81 SPAIN 015 E04AA81 X 015 A00AA82 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA82 S 015 C01AA82 COLOMBO 015 D01AA82 SRI LANKA 015 E04AA82 X 015 A00AA83 STANDARD BANK SWAZILAND LTD. 015 B00AA83 S 015 C01AA83 MBABANE 015 D01AA83 SWAZILAND 015 E04AA83 X 015 A00AA84 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA84 S 015 C01AA84 STOCKHOLM 015 D01AA84 SWENDEN 015 E04AA84 X 015 A00AA85 CREDIT SUISSE, ZURICH 015 B00AA85 S 015 C01AA85 ZURICH 015 D01AA85 SWITZERLAND 015 E04AA85 X 015 A00AA86 THE HONGKONG & SHANGHAI CORP. LTD. 015 B00AA86 S 015 C01AA86 TAIPEI 015 D01AA86 TAIWAN 015 E04AA86 X 015 A00AA87 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA87 S 015 C01AA87 BANGKOK 015 D01AA87 THAILAND 015 E04AA87 X 015 A00AA88 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA88 S 015 C01AA88 ABIDJAN 015 D01AA88 TOGO 015 E04AA88 X 015 A00AA89 REPUBLIC BANK LIMITED PAGE 13 015 B00AA89 S 015 C01AA89 PORT OF SPAIN 015 D01AA89 TRINIDAD & TOBAGO 015 E04AA89 X 015 A00AA90 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B00AA90 S 015 C01AA90 TUNIS 015 D01AA90 TUNISIA 015 E04AA90 X 015 A00AA91 TURKYE GARANTI BANKASI A.S. (GARANTI BANK) 015 B00AA91 S 015 C01AA91 ISTANBUL 015 D01AA91 TURKEY 015 E04AA91 X 015 A00AA92 HSBC BANK MIDDLE EAST LIMITED, DUBAI 015 B00AA92 S 015 C01AA92 BUR DUBAI 015 D01AA92 U.A.E. 015 E04AA92 X 015 A00AA93 ING BANK UKRAINE 015 B00AA93 S 015 C01AA93 KIEV 015 D01AA93 UKRAINE 015 E04AA93 X 015 A00AA94 THE BANK OF NEW YORK/THE DEPOSITORY & CLEARIN 015 B00AA94 S 015 C01AA94 LONDON 015 D01AA94 UNITED KINGDOM 015 E04AA94 X 015 A00AA95 BANKBOSTON, N.A. 015 B00AA95 S 015 C01AA95 NONTEVIDEO 015 D01AA95 URUGUAY 015 E04AA95 X 015 A00AA96 CITIBANK, N.A. 015 B00AA96 S 015 C01AA96 CARACAS 015 D01AA96 VENEZUELA 015 E04AA96 X 015 A00AA97 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA97 S 015 C01AA97 HO CHI MINH CITY 015 D01AA97 VIETNAM 015 E04AA97 X 015 A00AA98 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B00AA98 S 015 C01AA98 PARKTOWN 015 D01AA98 SOUTH AFRICA 015 E04AA98 X 018 00AA00 Y 019 A00AA00 Y PAGE 14 019 B00AA00 101 019 C00AA00 ALLIANCEBE 020 A000001 CREDIT SUISSE FIRST BOSTON 020 B000001 13-1898818 020 C000001 564 020 A000002 MORGAN STANLEY & CO. 020 B000002 13-2624428 020 C000002 390 020 A000003 GOLDMAN SACHS & CO. 020 B000003 13-5108880 020 C000003 388 020 A000004 JPMORGAN CHASE & CO. 020 B000004 13-1912900 020 C000004 353 020 A000005 UBS 020 B000005 13-3873456 020 C000005 273 020 A000006 CITIGROUP 020 B000006 13-1912900 020 C000006 237 020 A000007 DEUTSCHE BANK 020 B000007 13-2730828 020 C000007 232 020 A000008 MERRILL LYNCH 020 B000008 13-2740599 020 C000008 194 020 A000009 SANFORD BERNSTEIN 020 C000009 186 020 A000010 BARCLAY CAPITAL INC. 020 B000010 94-3112180 020 C000010 133 021 000000 4005 022 A000001 THE BANK OF NEW YORK 022 B000001 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17455 028 F010100 9668 028 F020100 0 028 F030100 0 028 F040100 53392 028 G010100 231920 028 G020100 0 028 G030100 0 028 G040100 137985 028 H000100 0 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 2096 044 000100 417 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 2500000 048 A020100 0.750 048 B010100 2500000 048 B020100 0.650 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 5000000 048 K020100 0.600 049 000100 N PAGE 19 050 000100 N 051 000100 N 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 0 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 Y 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 Y 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y PAGE 20 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 540916 071 B000100 868408 071 C000100 1719557 071 D000100 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11.91 074 V020100 11.76 074 W000100 0.0000 074 X000100 64 074 Y000100 29996 PAGE 22 075 A000100 0 075 B000100 1835769 076 000100 0.00 024 000200 Y 025 A000201 BLACKROCK 025 B000201 51-0318674 025 C000201 E 025 D000201 7727 025 A000202 MORGAN STANLEY 025 B000202 36-3145972 025 C000202 E 025 D000202 3758 025 A000203 TD AMERITRADE HOLDING CORP. 025 C000203 E 025 D000203 4007 025 A000204 DELETE 025 D000204 0 025 A000205 DELETE 025 D000205 0 025 A000206 DELETE 025 D000206 0 025 A000207 DELETE 025 D000207 0 025 A000208 DELETE 025 D000208 0 025 A000209 DELETE 025 D000209 0 025 A000210 DELETE 025 D000210 0 025 D000211 0 025 D000212 0 025 D000213 0 025 D000214 0 025 D000215 0 025 D000216 0 028 A010200 8081 028 A020200 0 028 A030200 0 028 A040200 25049 028 B010200 2333 028 B020200 0 028 B030200 0 028 B040200 23494 028 C010200 13906 028 C020200 0 028 C030200 0 028 C040200 24492 028 D010200 3056 028 D020200 0 028 D030200 0 028 D040200 11468 PAGE 23 028 E010200 2914 028 E020200 0 028 E030200 0 028 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E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 N 066 E000200 Y 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 N 070 D020200 N PAGE 25 070 E010200 Y 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 629482 071 B000200 703376 071 C000200 936864 071 D000200 67 072 A000200 6 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K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 063 A000400 0 063 B000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 Y 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 N 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 N 070 F020400 N 070 G010400 N 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y PAGE 30 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 N 070 M020400 N 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 190977 071 B000400 213018 071 C000400 353935 071 D000400 54 072 A000400 6 072 B000400 0 072 C000400 2308 072 D000400 0 072 E000400 0 072 F000400 1333 072 G000400 46 072 H000400 0 072 I000400 3 072 J000400 67 072 K000400 0 072 L000400 107 072 M000400 1 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 23 072 S000400 15 072 T000400 230 072 U000400 0 072 V000400 0 072 W000400 3 072 X000400 1828 072 Y000400 0 072 Z000400 480 072AA000400 0 072BB000400 41939 072CC010400 72789 072CC020400 0 PAGE 31 072DD010400 289 072DD020400 0 072EE000400 0 073 A010400 0.0320 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 1745 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 374349 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 1907 074 K000400 0 074 L000400 403 074 M000400 0 074 N000400 378404 074 O000400 827 074 P000400 303 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 1017 074 S000400 0 074 T000400 376257 074 U010400 8955 074 U020400 9934 074 V010400 20.17 074 V020400 19.69 074 W000400 0.0000 074 X000400 91 074 Y000400 0 075 A000400 0 075 B000400 358499 076 000400 0.00 024 000500 Y 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LYNCH & CO. 025 B000512 13-2740599 025 C000512 D 025 D000512 479 025 A000513 UBS 025 B000513 13-3873456 025 C000513 D 025 D000513 128 025 A000514 BBVA ENTERTAINMENT PREFERRED SA 025 C000514 D 025 D000514 100 025 A000515 WELLS FARGO & CO 025 B000515 41-0447260 025 C000515 D 025 D000515 556 025 A000516 LINCOLN NATIONAL CORP. 025 C000516 D PAGE 33 025 D000516 114 025 A000517 ABN AMRO BANK 025 B000517 13-385622 025 C000517 D 025 D000517 72 025 A000518 PRUDENTIAL FINANCIAL INC. 025 B000518 22-3703799 025 C000518 D 025 D000518 394 025 D000519 0 025 D000520 0 025 D000521 0 025 D000522 0 025 D000523 0 025 D000524 0 028 A010500 982 028 A020500 0 028 A030500 0 028 A040500 3264 028 B010500 1014 028 B020500 0 028 B030500 0 028 B040500 3308 028 C010500 3419 028 C020500 0 028 C030500 0 028 C040500 5016 028 D010500 449 028 D020500 0 028 D030500 0 028 D040500 3916 028 E010500 381 028 E020500 0 028 E030500 0 028 E040500 5344 028 F010500 505 028 F020500 5995 028 F030500 0 028 F040500 3565 028 G010500 6750 028 G020500 5995 028 G030500 0 028 G040500 24413 028 H000500 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 PAGE 34 042 H000500 0 043 000500 49 044 000500 93 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.000 048 A010500 2500000 048 A020500 0.450 048 B010500 2500000 048 B020500 0.400 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 5000000 048 K020500 0.350 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 N 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 0 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 PAGE 35 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 10.5 062 N000500 21.9 062 O000500 0.0 062 P000500 41.0 062 Q000500 21.9 062 R000500 0.0 063 A000500 0 063 B000500 6.0 064 A000500 N 064 B000500 Y 065 000500 N 066 A000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 N 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 Y 070 E020500 Y 070 F010500 N 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 N 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 N 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y PAGE 36 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 90098 071 B000500 95237 071 C000500 150804 071 D000500 60 072 A000500 6 072 B000500 4440 072 C000500 6 072 D000500 0 072 E000500 0 072 F000500 371 072 G000500 44 072 H000500 0 072 I000500 1 072 J000500 73 072 K000500 0 072 L000500 13 072 M000500 1 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 25 072 S000500 12 072 T000500 49 072 U000500 0 072 V000500 0 072 W000500 2 072 X000500 591 072 Y000500 0 072 Z000500 3855 072AA000500 885 072BB000500 0 072CC010500 7478 072CC020500 0 072DD010500 4631 072DD020500 1364 072EE000500 0 073 A010500 0.4120 073 A020500 0.3850 073 B000500 0.0000 073 C000500 0.0000 074 A000500 6577 074 B000500 0 074 C000500 0 074 D000500 156701 074 E000500 75 PAGE 37 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 623 074 K000500 0 074 L000500 1969 074 M000500 426 074 N000500 166371 074 O000500 1220 074 P000500 93 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 464 074 S000500 0 074 T000500 164594 074 U010500 11533 074 U020500 3620 074 V010500 10.88 074 V020500 10.79 074 W000500 0.0000 074 X000500 25 074 Y000500 73 075 A000500 0 075 B000500 166127 076 000500 0.00 024 000800 Y 025 A000801 TORONTO-DOMINION BANK 025 B000801 13-5640479 025 C000801 D 025 D000801 2150 025 A000802 BANK OF AMERICA CORP. 025 B000802 56-2058405 025 C000802 D 025 D000802 2500 025 A000803 BNP PARIBAS 025 B000803 na 025 C000803 D 025 D000803 2500 025 A000804 CITIGROUP INC. 025 B000804 13-1912900 025 C000804 D 025 D000804 2200 025 A000805 WELLS FARGO & CO. 025 B000805 41-0449260 025 C000805 D 025 D000805 1797 025 A000806 SANTANDER INVESTMENT SECURITIES 025 B000806 13-3777308 PAGE 38 025 C000806 D 025 D000806 2493 025 A000807 SOCIETE GENERALE 025 B000807 13-3863222 025 C000807 D 025 D000807 1100 025 A000808 ROYAL BANK OF CANADA 025 B000808 na 025 C000808 D 025 D000808 2300 025 A000809 DELETE 025 D000809 0 025 A000810 DELETE 025 D000810 0 025 A000811 DELETE 025 D000811 0 025 A000812 DELETE 025 D000812 0 025 A000813 DELETE 025 D000813 0 025 A000814 DELETE 025 D000814 0 025 D000815 0 025 D000816 0 025 D000817 0 025 D000818 0 025 D000819 0 025 D000820 0 025 D000821 0 025 D000822 0 025 D000823 0 025 D000824 0 028 A010800 1663 028 A020800 60 028 A030800 0 028 A040800 3563 028 B010800 9236 028 B020800 33 028 B030800 0 028 B040800 5783 028 C010800 3204 028 C020800 21 028 C030800 0 028 C040800 5280 028 D010800 5114 028 D020800 9 028 D030800 0 028 D040800 3713 028 E010800 820 028 E020800 3 028 E030800 0 PAGE 39 028 E040800 5787 028 F010800 923 028 F020800 2 028 F030800 0 028 F040800 4426 028 G010800 20960 028 G020800 128 028 G030800 0 028 G040800 28552 028 H000800 0 042 A000800 0 042 B000800 0 042 C000800 100 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 0 043 000800 46 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.000 048 A010800 2500000 048 A020800 0.450 048 B010800 2500000 048 B020800 0.400 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 5000000 048 K020800 0.350 049 000800 N 050 000800 N 051 000800 N 052 000800 N 053 A000800 N PAGE 40 055 A000800 Y 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 0 062 A000800 Y 062 B000800 0.0 062 C000800 33.1 062 D000800 10.2 062 E000800 0.0 062 F000800 39.4 062 G000800 0.0 062 H000800 0.0 062 I000800 14.1 062 J000800 0.0 062 K000800 0.0 062 L000800 3.1 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000800 46 063 B000800 0.0 064 A000800 N 064 B000800 N 066 A000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 Y 070 B010800 N 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 N 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 N 070 F020800 N 070 G010800 N 070 G020800 N 070 H010800 N PAGE 41 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 Y 070 K010800 N 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 N 070 M020800 N 070 N010800 N 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 N 070 R020800 N 071 A000800 0 071 B000800 0 071 C000800 0 071 D000800 0 072 A000800 6 072 B000800 396 072 C000800 0 072 D000800 0 072 E000800 0 072 F000800 142 072 G000800 46 072 H000800 0 072 I000800 1 072 J000800 44 072 K000800 0 072 L000800 3 072 M000800 1 072 N000800 0 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 23 072 S000800 18 072 T000800 46 072 U000800 0 072 V000800 0 072 W000800 15 072 X000800 339 072 Y000800 19 072 Z000800 76 PAGE 42 072AA000800 1 072BB000800 0 072CC010800 0 072CC020800 0 072DD010800 45 072DD020800 31 072EE000800 0 073 A010800 0.0016 073 A020800 0.0008 073 B000800 0.0000 073 C000800 0.0000 074 A000800 48 074 B000800 0 074 C000800 57447 074 D000800 0 074 E000800 0 074 F000800 0 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 0 074 K000800 0 074 L000800 107 074 M000800 17 074 N000800 57619 074 O000800 0 074 P000800 57 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 81 074 S000800 0 074 T000800 57481 074 U010800 23605 074 U020800 33892 074 V010800 1.00 074 V020800 1.00 074 W000800 0.9997 074 X000800 15 074 Y000800 0 075 A000800 63411 075 B000800 0 076 000800 0.00 024 001000 Y 025 A001001 SEMPRA ENERGY 025 B001001 33-0732627 025 C001001 E 025 D001001 1344 025 A001002 DELETE 025 D001002 0 PAGE 43 025 A001003 DELETE 025 D001003 0 025 D001004 0 025 D001005 0 025 D001006 0 025 D001007 0 025 D001008 0 028 A011000 154 028 A021000 0 028 A031000 0 028 A041000 517 028 B011000 93 028 B021000 0 028 B031000 0 028 B041000 1172 028 C011000 116 028 C021000 0 028 C031000 0 028 C041000 1247 028 D011000 148 028 D021000 0 028 D031000 0 028 D041000 725 028 E011000 174 028 E021000 0 028 E031000 0 028 E041000 673 028 F011000 150 028 F021000 1648 028 F031000 0 028 F041000 665 028 G011000 835 028 G021000 1648 028 G031000 0 028 G041000 4999 028 H001000 0 042 A001000 0 042 B001000 0 042 C001000 100 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 0 043 001000 10 044 001000 74 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.000 048 A011000 2500000 PAGE 44 048 A021000 0.550 048 B011000 2500000 048 B021000 0.450 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 5000000 048 K021000 0.400 049 001000 N 050 001000 N 051 001000 N 052 001000 N 053 A001000 N 055 A001000 N 055 B001000 N 056 001000 Y 057 001000 N 058 A001000 N 059 001000 Y 060 A001000 Y 060 B001000 Y 061 001000 0 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 PAGE 45 062 Q001000 0.0 062 R001000 0.0 063 A001000 0 063 B001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 N 066 D001000 N 066 E001000 Y 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 Y 070 M011000 Y 070 M021000 Y 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 Y 070 R021000 N PAGE 46 071 A001000 8632 071 B001000 13793 071 C001000 33779 071 D001000 26 072 A001000 6 072 B001000 8 072 C001000 1005 072 D001000 0 072 E001000 0 072 F001000 95 072 G001000 46 072 H001000 0 072 I001000 1 072 J001000 45 072 K001000 0 072 L001000 1 072 M001000 1 072 N001000 0 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 5 072 S001000 12 072 T001000 10 072 U001000 0 072 V001000 0 072 W001000 3 072 X001000 219 072 Y001000 0 072 Z001000 794 072AA001000 0 072BB001000 3280 072CC011000 2914 072CC021000 0 072DD011000 1290 072DD021000 358 072EE001000 0 073 A011000 0.7940 073 A021000 0.7260 073 B001000 0.0000 073 C001000 0.0000 074 A001000 2307 074 B001000 0 074 C001000 0 074 D001000 272 074 E001000 109 074 F001000 31727 074 G001000 0 074 H001000 0 074 I001000 534 074 J001000 400 PAGE 47 074 K001000 0 074 L001000 192 074 M001000 0 074 N001000 35541 074 O001000 181 074 P001000 44 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 61 074 S001000 0 074 T001000 35255 074 U011000 1700 074 U021000 515 074 V011000 15.93 074 V021000 15.86 074 W001000 0.0000 074 X001000 13 074 Y001000 0 075 A001000 0 075 B001000 35357 076 001000 0.00 024 001200 Y 025 A001201 FRANKLIN RESOURCES 025 B001201 13-2670991 025 C001201 E 025 D001201 215 025 A001202 GOLDMAN SACHS GROUP 025 B001202 13-5108880 025 C001202 E 025 D001202 457 025 A001203 MORGAN STANLEY 025 B001203 36-3145972 025 C001203 E 025 D001203 245 025 A001204 JP MORGAN CHASE & CO. 025 B001204 13-2624428 025 C001204 E 025 D001204 532 025 D001205 0 025 D001206 0 025 D001207 0 025 D001208 0 028 A011200 316 028 A021200 0 028 A031200 0 028 A041200 1237 028 B011200 1144 028 B021200 0 028 B031200 0 PAGE 48 028 B041200 1748 028 C011200 354 028 C021200 0 028 C031200 0 028 C041200 2016 028 D011200 410 028 D021200 0 028 D031200 0 028 D041200 1232 028 E011200 400 028 E021200 0 028 E031200 0 028 E041200 1130 028 F011200 445 028 F021200 0 028 F031200 0 028 F041200 1222 028 G011200 3069 028 G021200 0 028 G031200 0 028 G041200 8585 028 H001200 0 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 100 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 0 043 001200 64 044 001200 58 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.000 048 A011200 2500000 048 A021200 0.750 048 B011200 2500000 048 B021200 0.650 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 PAGE 49 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 5000000 048 K021200 0.600 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 N 055 A001200 N 055 B001200 N 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y 060 A001200 Y 060 B001200 Y 061 001200 0 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 063 A001200 0 063 B001200 0.0 066 A001200 Y 066 B001200 N 066 C001200 N 066 D001200 Y 066 E001200 N 066 F001200 N 066 G001200 N 067 001200 N 068 A001200 N 068 B001200 N PAGE 50 069 001200 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 N 070 K011200 Y 070 K021200 N 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 N 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 114620 071 B001200 120169 071 C001200 83047 071 D001200 138 072 A001200 6 072 B001200 0 072 C001200 525 072 D001200 0 072 E001200 0 072 F001200 312 072 G001200 46 072 H001200 0 072 I001200 1 072 J001200 43 PAGE 51 072 K001200 0 072 L001200 5 072 M001200 1 072 N001200 0 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 23 072 S001200 14 072 T001200 64 072 U001200 0 072 V001200 0 072 W001200 2 072 X001200 511 072 Y001200 0 072 Z001200 14 072AA001200 0 072BB001200 7359 072CC011200 13995 072CC021200 0 072DD011200 0 072DD021200 0 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 124 074 B001200 0 074 C001200 0 074 D001200 0 074 E001200 0 074 F001200 88029 074 G001200 0 074 H001200 0 074 I001200 0 074 J001200 3494 074 K001200 0 074 L001200 178 074 M001200 0 074 N001200 91825 074 O001200 3306 074 P001200 93 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 96 074 S001200 0 074 T001200 88330 074 U011200 2356 PAGE 52 074 U021200 3918 074 V011200 14.30 074 V021200 13.95 074 W001200 0.0000 074 X001200 34 074 Y001200 0 075 A001200 0 075 B001200 83880 076 001200 0.00 024 001300 Y 025 A001301 CREDIT SUISSE GROUP 025 B001301 13-1898818 025 C001301 E 025 D001301 3558 025 A001302 DELETE 025 D001302 0 025 A001303 MACQUARIE BANK LTD 025 B001303 na 025 C001303 E 025 D001303 1479 025 D001304 0 025 D001305 0 025 D001306 0 025 D001307 0 025 D001308 0 028 A011300 2109 028 A021300 0 028 A031300 0 028 A041300 2872 028 B011300 1539 028 B021300 0 028 B031300 0 028 B041300 3765 028 C011300 1243 028 C021300 0 028 C031300 0 028 C041300 3643 028 D011300 1416 028 D021300 0 028 D031300 0 028 D041300 1751 028 E011300 2184 028 E021300 0 028 E031300 0 028 E041300 1758 028 F011300 3148 028 F021300 0 028 F031300 6287 028 F041300 2107 028 G011300 11639 028 G021300 0 PAGE 53 028 G031300 6287 028 G041300 15896 028 H001300 0 042 A001300 0 042 B001300 0 042 C001300 100 042 D001300 0 042 E001300 0 042 F001300 0 042 G001300 0 042 H001300 0 043 001300 55 044 001300 69 045 001300 Y 046 001300 N 047 001300 Y 048 001300 0.000 048 A011300 2500000 048 A021300 0.750 048 B011300 2500000 048 B021300 0.650 048 C011300 0 048 C021300 0.000 048 D011300 0 048 D021300 0.000 048 E011300 0 048 E021300 0.000 048 F011300 0 048 F021300 0.000 048 G011300 0 048 G021300 0.000 048 H011300 0 048 H021300 0.000 048 I011300 0 048 I021300 0.000 048 J011300 0 048 J021300 0.000 048 K011300 5000000 048 K021300 0.600 049 001300 N 050 001300 N 051 001300 N 052 001300 N 053 A001300 N 055 A001300 N 055 B001300 N 056 001300 Y 057 001300 N 058 A001300 N 059 001300 Y 060 A001300 Y PAGE 54 060 B001300 Y 061 001300 0 062 A001300 N 062 B001300 0.0 062 C001300 0.0 062 D001300 0.0 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.0 062 J001300 0.0 062 K001300 0.0 062 L001300 0.0 062 M001300 0.0 062 N001300 0.0 062 O001300 0.0 062 P001300 0.0 062 Q001300 0.0 062 R001300 0.0 063 A001300 0 063 B001300 0.0 066 A001300 Y 066 B001300 N 066 C001300 N 066 D001300 Y 066 E001300 N 066 F001300 N 066 G001300 N 067 001300 N 068 A001300 N 068 B001300 Y 069 001300 N 070 A011300 Y 070 A021300 N 070 B011300 Y 070 B021300 N 070 C011300 Y 070 C021300 N 070 D011300 Y 070 D021300 N 070 E011300 Y 070 E021300 N 070 F011300 Y 070 F021300 N 070 G011300 Y 070 G021300 N 070 H011300 Y 070 H021300 N 070 I011300 N 070 I021300 N PAGE 55 070 J011300 Y 070 J021300 Y 070 K011300 Y 070 K021300 N 070 L011300 Y 070 L021300 Y 070 M011300 Y 070 M021300 Y 070 N011300 Y 070 N021300 N 070 O011300 Y 070 O021300 N 070 P011300 Y 070 P021300 N 070 Q011300 N 070 Q021300 N 070 R011300 Y 070 R021300 N 071 A001300 71781 071 B001300 72676 071 C001300 115539 071 D001300 62 072 A001300 6 072 B001300 1 072 C001300 2353 072 D001300 0 072 E001300 0 072 F001300 439 072 G001300 46 072 H001300 0 072 I001300 2 072 J001300 76 072 K001300 0 072 L001300 5 072 M001300 1 072 N001300 0 072 O001300 0 072 P001300 0 072 Q001300 0 072 R001300 28 072 S001300 12 072 T001300 55 072 U001300 0 072 V001300 0 072 W001300 5 072 X001300 669 072 Y001300 0 072 Z001300 1685 072AA001300 0 072BB001300 27123 072CC011300 37653 PAGE 56 072CC021300 0 072DD011300 3925 072DD021300 2362 072EE001300 0 073 A011300 0.6670 073 A021300 0.6300 073 B001300 0.0000 073 C001300 0.0000 074 A001300 3441 074 B001300 0 074 C001300 0 074 D001300 0 074 E001300 0 074 F001300 130609 074 G001300 0 074 H001300 0 074 I001300 140 074 J001300 6069 074 K001300 0 074 L001300 810 074 M001300 1614 074 N001300 142683 074 O001300 5978 074 P001300 124 074 Q001300 0 074 R011300 0 074 R021300 0 074 R031300 0 074 R041300 2857 074 S001300 0 074 T001300 133724 074 U011300 6111 074 U021300 3998 074 V011300 13.27 074 V021300 13.17 074 W001300 0.0000 074 X001300 40 074 Y001300 0 075 A001300 0 075 B001300 119051 076 001300 0.00 024 001400 N 025 A001401 COMERICA SECURITIES, INC. 025 B001401 38-2621207 025 C001401 E 025 D001401 1656 025 A001402 DELETE 025 D001402 0 025 D001403 0 025 D001404 0 025 D001405 0 PAGE 57 025 D001406 0 025 D001407 0 025 D001408 0 028 A011400 5424 028 A021400 0 028 A031400 0 028 A041400 5731 028 B011400 4171 028 B021400 0 028 B031400 0 028 B041400 8345 028 C011400 5154 028 C021400 0 028 C031400 0 028 C041400 12994 028 D011400 7874 028 D021400 0 028 D031400 0 028 D041400 6768 028 E011400 7695 028 E021400 0 028 E031400 0 028 E041400 3476 028 F011400 7351 028 F021400 17121 028 F031400 0 028 F041400 7914 028 G011400 37669 028 G021400 17121 028 G031400 0 028 G041400 45228 028 H001400 0 042 A001400 0 042 B001400 0 042 C001400 100 042 D001400 0 042 E001400 0 042 F001400 0 042 G001400 0 042 H001400 0 043 001400 239 044 001400 90 045 001400 Y 046 001400 N 047 001400 Y 048 001400 0.000 048 A011400 2500000 048 A021400 0.750 048 B011400 2500000 048 B021400 0.650 048 C011400 0 PAGE 58 048 C021400 0.000 048 D011400 0 048 D021400 0.000 048 E011400 0 048 E021400 0.000 048 F011400 0 048 F021400 0.000 048 G011400 0 048 G021400 0.000 048 H011400 0 048 H021400 0.000 048 I011400 0 048 I021400 0.000 048 J011400 0 048 J021400 0.000 048 K011400 5000000 048 K021400 0.600 049 001400 N 050 001400 N 051 001400 N 052 001400 N 053 A001400 Y 053 B001400 Y 053 C001400 N 055 A001400 N 055 B001400 N 056 001400 Y 057 001400 N 058 A001400 N 059 001400 Y 060 A001400 Y 060 B001400 Y 061 001400 0 062 A001400 N 062 B001400 0.0 062 C001400 0.0 062 D001400 0.0 062 E001400 0.0 062 F001400 0.0 062 G001400 0.0 062 H001400 0.0 062 I001400 0.0 062 J001400 0.0 062 K001400 0.0 062 L001400 0.0 062 M001400 0.0 062 N001400 0.0 062 O001400 0.0 062 P001400 0.0 062 Q001400 0.0 062 R001400 0.0 PAGE 59 063 A001400 0 063 B001400 0.0 066 A001400 Y 066 B001400 N 066 C001400 N 066 D001400 Y 066 E001400 N 066 F001400 N 066 G001400 N 067 001400 N 068 A001400 N 068 B001400 N 069 001400 N 070 A011400 Y 070 A021400 N 070 B011400 Y 070 B021400 N 070 C011400 Y 070 C021400 N 070 D011400 Y 070 D021400 N 070 E011400 Y 070 E021400 N 070 F011400 Y 070 F021400 N 070 G011400 Y 070 G021400 N 070 H011400 Y 070 H021400 N 070 I011400 N 070 I021400 N 070 J011400 Y 070 J021400 N 070 K011400 Y 070 K021400 N 070 L011400 Y 070 L021400 Y 070 M011400 Y 070 M021400 N 070 N011400 Y 070 N021400 N 070 O011400 Y 070 O021400 N 070 P011400 Y 070 P021400 N 070 Q011400 N 070 Q021400 N 070 R011400 Y 070 R021400 N 071 A001400 57433 071 B001400 60240 PAGE 60 071 C001400 277854 071 D001400 21 072 A001400 6 072 B001400 0 072 C001400 2334 072 D001400 0 072 E001400 0 072 F001400 1060 072 G001400 46 072 H001400 0 072 I001400 2 072 J001400 51 072 K001400 0 072 L001400 57 072 M001400 1 072 N001400 0 072 O001400 0 072 P001400 0 072 Q001400 0 072 R001400 23 072 S001400 17 072 T001400 239 072 U001400 0 072 V001400 0 072 W001400 6 072 X001400 1502 072 Y001400 0 072 Z001400 832 072AA001400 0 072BB001400 46342 072CC011400 65710 072CC021400 0 072DD011400 1146 072DD021400 1833 072EE001400 14142 073 A011400 0.1230 073 A021400 0.0910 073 B001400 0.4800 073 C001400 0.0000 074 A001400 8138 074 B001400 0 074 C001400 0 074 D001400 0 074 E001400 0 074 F001400 305241 074 G001400 0 074 H001400 0 074 I001400 0 074 J001400 4174 074 K001400 0 074 L001400 1420 PAGE 61 074 M001400 0 074 N001400 318973 074 O001400 2490 074 P001400 270 074 Q001400 0 074 R011400 0 074 R021400 0 074 R031400 0 074 R041400 618 074 S001400 0 074 T001400 315595 074 U011400 9990 074 U021400 21202 074 V011400 10.14 074 V021400 10.11 074 W001400 0.0000 074 X001400 47 074 Y001400 0 075 A001400 0 075 B001400 286155 076 001400 0.00 024 001500 Y 025 A001501 GOLDMAN SACHS GROUP, INC. 025 B001501 13-5108880 025 C001501 E 025 D001501 2565 025 A001502 REGIONS FINANCIAL CORP. 025 B001502 63-0589368 025 C001502 E 025 D001502 465 025 A001503 BANK OF AMERICA CORP. 025 B001503 56-2058405 025 C001503 E 025 D001503 826 025 A001504 JPMORGAN CHASE & CO. 025 B001504 13-2624428 025 C001504 E 025 D001504 5522 025 A001505 DEUTSCHE BANK 025 B001505 13-2730828 025 C001505 E 025 D001505 2141 025 A001506 U.S. BANCORP 025 B001506 41-0255900 025 C001506 E 025 D001506 2360 025 A001507 MORGAN STANLEY 025 B001507 36-3145972 025 C001507 E 025 D001507 1944 025 A001508 BB&T CORP. PAGE 62 025 B001508 56-0939887 025 C001508 E 025 D001508 297 025 A001509 WELLS FARGO 025 B001509 41-0449260 025 C001509 E 025 D001509 4420 025 A001510 LINCOLN NATIONAL CORP. 025 C001510 E 025 D001510 1604 025 A001511 METLIFE, INC. 025 C001511 E 025 D001511 2206 025 A001512 PRUDENTIAL FINANCIAL, INC. 025 B001512 22-3703799 025 C001512 E 025 D001512 532 025 A001513 DELETE 025 D001513 0 025 A001514 DELETE 025 D001514 0 025 A001515 DELETE 025 D001515 0 025 D001516 0 025 D001517 0 025 D001518 0 025 D001519 0 025 D001520 0 025 D001521 0 025 D001522 0 025 D001523 0 025 D001524 0 028 A011500 4520 028 A021500 0 028 A031500 0 028 A041500 2380 028 B011500 203 028 B021500 0 028 B031500 0 028 B041500 3472 028 C011500 519 028 C021500 0 028 C031500 0 028 C041500 3593 028 D011500 7120 028 D021500 0 028 D031500 0 028 D041500 1794 028 E011500 433 028 E021500 0 028 E031500 0 PAGE 63 028 E041500 1842 028 F011500 217 028 F021500 6232 028 F031500 0 028 F041500 2591 028 G011500 13012 028 G021500 6232 028 G031500 0 028 G041500 15672 028 H001500 0 042 A001500 0 042 B001500 0 042 C001500 100 042 D001500 0 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 0 043 001500 223 044 001500 104 045 001500 Y 046 001500 N 047 001500 Y 048 001500 0.000 048 A011500 2500000 048 A021500 0.550 048 B011500 2500000 048 B021500 0.450 048 C011500 0 048 C021500 0.000 048 D011500 0 048 D021500 0.000 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 5000000 048 K021500 0.400 049 001500 N 050 001500 N 051 001500 N 052 001500 N 053 A001500 Y PAGE 64 053 B001500 Y 053 C001500 N 055 A001500 N 055 B001500 N 056 001500 Y 057 001500 N 058 A001500 N 059 001500 Y 060 A001500 Y 060 B001500 Y 061 001500 0 062 A001500 N 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 063 A001500 0 063 B001500 0.0 066 A001500 Y 066 B001500 N 066 C001500 N 066 D001500 Y 066 E001500 N 066 F001500 N 066 G001500 N 067 001500 N 068 A001500 N 068 B001500 N 069 001500 N 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N 070 E011500 Y PAGE 65 070 E021500 N 070 F011500 Y 070 F021500 N 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y 070 J021500 N 070 K011500 Y 070 K021500 N 070 L011500 Y 070 L021500 Y 070 M011500 Y 070 M021500 N 070 N011500 Y 070 N021500 N 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 N 070 Q011500 N 070 Q021500 N 070 R011500 Y 070 R021500 N 071 A001500 61235 071 B001500 59473 071 C001500 176546 071 D001500 34 072 A001500 6 072 B001500 0 072 C001500 3022 072 D001500 0 072 E001500 0 072 F001500 494 072 G001500 46 072 H001500 0 072 I001500 1 072 J001500 43 072 K001500 0 072 L001500 16 072 M001500 1 072 N001500 0 072 O001500 0 072 P001500 0 072 Q001500 0 072 R001500 23 072 S001500 30 072 T001500 223 PAGE 66 072 U001500 0 072 V001500 0 072 W001500 5 072 X001500 882 072 Y001500 0 072 Z001500 2140 072AA001500 0 072BB001500 64205 072CC011500 58543 072CC021500 0 072DD011500 49 072DD021500 6182 072EE001500 0 073 A011500 0.2690 073 A021500 0.2410 073 B001500 0.0000 073 C001500 0.0000 074 A001500 3969 074 B001500 0 074 C001500 0 074 D001500 0 074 E001500 0 074 F001500 187576 074 G001500 0 074 H001500 0 074 I001500 0 074 J001500 1718 074 K001500 0 074 L001500 400 074 M001500 0 074 N001500 193663 074 O001500 953 074 P001500 156 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 166 074 S001500 0 074 T001500 192388 074 U011500 189 074 U021500 26275 074 V011500 7.32 074 V021500 7.27 074 W001500 0.0000 074 X001500 23 074 Y001500 0 075 A001500 0 075 B001500 181127 076 001500 0.00 024 001600 Y PAGE 67 025 A001601 BLACKROCK, INC, - CLASS A 025 C001601 E 025 D001601 1702 025 A001602 THE CHARLES SCHWAB CORP 025 B001602 94-1737782 025 C001602 E 025 D001602 1693 025 A001603 CREDIT SUISSE GROUP 025 B001603 13-3442768 025 C001603 E 025 D001603 2451 025 D001604 0 025 D001605 0 025 D001606 0 025 D001607 0 025 D001608 0 028 A011600 1359 028 A021600 0 028 A031600 0 028 A041600 2612 028 B011600 1379 028 B021600 0 028 B031600 0 028 B041600 2318 028 C011600 3353 028 C021600 0 028 C031600 0 028 C041600 3562 028 D011600 4891 028 D021600 0 028 D031600 0 028 D041600 1899 028 E011600 7271 028 E021600 0 028 E031600 0 028 E041600 1796 028 F011600 4921 028 F021600 0 028 F031600 0 028 F041600 2665 028 G011600 23174 028 G021600 0 028 G031600 0 028 G041600 14852 028 H001600 0 042 A001600 0 042 B001600 0 042 C001600 100 042 D001600 0 042 E001600 0 042 F001600 0 PAGE 68 042 G001600 0 042 H001600 0 043 001600 113 044 001600 77 045 001600 Y 046 001600 N 047 001600 Y 048 001600 0.000 048 A011600 2500000 048 A021600 0.750 048 B011600 2500000 048 B021600 0.650 048 C011600 0 048 C021600 0.000 048 D011600 0 048 D021600 0.000 048 E011600 0 048 E021600 0.000 048 F011600 0 048 F021600 0.000 048 G011600 0 048 G021600 0.000 048 H011600 0 048 H021600 0.000 048 I011600 0 048 I021600 0.000 048 J011600 0 048 J021600 0.000 048 K011600 5000000 048 K021600 0.600 049 001600 N 050 001600 N 051 001600 N 052 001600 N 053 A001600 N 055 A001600 N 055 B001600 N 056 001600 Y 057 001600 N 058 A001600 N 059 001600 Y 060 A001600 Y 060 B001600 Y 061 001600 0 062 A001600 N 062 B001600 0.0 062 C001600 0.0 062 D001600 0.0 062 E001600 0.0 062 F001600 0.0 062 G001600 0.0 PAGE 69 062 H001600 0.0 062 I001600 0.0 062 J001600 0.0 062 K001600 0.0 062 L001600 0.0 062 M001600 0.0 062 N001600 0.0 062 O001600 0.0 062 P001600 0.0 062 Q001600 0.0 062 R001600 0.0 063 A001600 0 063 B001600 0.0 066 A001600 Y 066 B001600 N 066 C001600 N 066 D001600 Y 066 E001600 N 066 F001600 N 066 G001600 N 067 001600 N 068 A001600 N 068 B001600 N 069 001600 N 070 A011600 N 070 A021600 N 070 B011600 Y 070 B021600 N 070 C011600 Y 070 C021600 N 070 D011600 Y 070 D021600 N 070 E011600 Y 070 E021600 N 070 F011600 N 070 F021600 N 070 G011600 N 070 G021600 N 070 H011600 N 070 H021600 N 070 I011600 N 070 I021600 N 070 J011600 Y 070 J021600 N 070 K011600 N 070 K021600 N 070 L011600 Y 070 L021600 Y 070 M011600 Y 070 M021600 Y 070 N011600 Y PAGE 70 070 N021600 N 070 O011600 N 070 O021600 N 070 P011600 Y 070 P021600 N 070 Q011600 N 070 Q021600 N 070 R011600 N 070 R021600 N 071 A001600 238447 071 B001600 224087 071 C001600 128736 071 D001600 174 072 A001600 6 072 B001600 0 072 C001600 1402 072 D001600 0 072 E001600 0 072 F001600 494 072 G001600 46 072 H001600 0 072 I001600 3 072 J001600 53 072 K001600 0 072 L001600 28 072 M001600 1 072 N001600 0 072 O001600 0 072 P001600 0 072 Q001600 0 072 R001600 23 072 S001600 13 072 T001600 113 072 U001600 0 072 V001600 0 072 W001600 4 072 X001600 778 072 Y001600 0 072 Z001600 624 072AA001600 0 072BB001600 19356 072CC011600 45063 072CC021600 0 072DD011600 0 072DD021600 0 072EE001600 0 073 A011600 0.0000 073 A021600 0.0000 073 B001600 0.0000 073 C001600 0.0000 074 A001600 2569 PAGE 71 074 B001600 0 074 C001600 0 074 D001600 0 074 E001600 0 074 F001600 155588 074 G001600 0 074 H001600 0 074 I001600 330 074 J001600 833 074 K001600 0 074 L001600 242 074 M001600 1415 074 N001600 160977 074 O001600 1122 074 P001600 150 074 Q001600 0 074 R011600 0 074 R021600 0 074 R031600 0 074 R041600 240 074 S001600 0 074 T001600 159465 074 U011600 3751 074 U021600 8465 074 V011600 13.26 074 V021600 12.96 074 W001600 0.0000 074 X001600 62 074 Y001600 0 075 A001600 0 075 B001600 133439 076 001600 0.00 024 001700 Y 025 A001701 AFFILIATED MANAGERS GROUP, INC. 025 B001701 04-3218510 025 C001701 E 025 D001701 396 025 A001702 STIFEL FINANCIAL CORP. 025 B001702 43-1273600 025 C001702 E 025 D001702 368 025 A001703 DELETE 025 D001703 0 025 D001704 0 025 D001705 0 025 D001706 0 025 D001707 0 025 D001708 0 028 A011700 182 028 A021700 0 028 A031700 0 PAGE 72 028 A041700 730 028 B011700 130 028 B021700 0 028 B031700 0 028 B041700 610 028 C011700 424 028 C021700 0 028 C031700 0 028 C041700 569 028 D011700 363 028 D021700 0 028 D031700 0 028 D041700 766 028 E011700 1265 028 E021700 0 028 E031700 0 028 E041700 320 028 F011700 364 028 F021700 0 028 F031700 0 028 F041700 577 028 G011700 2728 028 G021700 0 028 G031700 0 028 G041700 3572 028 H001700 0 042 A001700 0 042 B001700 0 042 C001700 100 042 D001700 0 042 E001700 0 042 F001700 0 042 G001700 0 042 H001700 0 043 001700 14 044 001700 59 045 001700 Y 046 001700 N 047 001700 Y 048 001700 0.000 048 A011700 2500000 048 A021700 0.750 048 B011700 2500000 048 B021700 0.650 048 C011700 0 048 C021700 0.000 048 D011700 0 048 D021700 0.000 048 E011700 0 048 E021700 0.000 048 F011700 0 PAGE 73 048 F021700 0.000 048 G011700 0 048 G021700 0.000 048 H011700 0 048 H021700 0.000 048 I011700 0 048 I021700 0.000 048 J011700 0 048 J021700 0.000 048 K011700 5000000 048 K021700 0.600 049 001700 N 050 001700 N 051 001700 N 052 001700 N 053 A001700 N 055 A001700 N 055 B001700 N 056 001700 Y 057 001700 N 058 A001700 N 059 001700 Y 060 A001700 Y 060 B001700 Y 061 001700 0 062 A001700 N 062 B001700 0.0 062 C001700 0.0 062 D001700 0.0 062 E001700 0.0 062 F001700 0.0 062 G001700 0.0 062 H001700 0.0 062 I001700 0.0 062 J001700 0.0 062 K001700 0.0 062 L001700 0.0 062 M001700 0.0 062 N001700 0.0 062 O001700 0.0 062 P001700 0.0 062 Q001700 0.0 062 R001700 0.0 063 A001700 0 063 B001700 0.0 066 A001700 Y 066 B001700 N 066 C001700 N 066 D001700 Y 066 E001700 N 066 F001700 N PAGE 74 066 G001700 N 067 001700 N 068 A001700 N 068 B001700 N 069 001700 N 070 A011700 Y 070 A021700 N 070 B011700 Y 070 B021700 N 070 C011700 Y 070 C021700 N 070 D011700 N 070 D021700 N 070 E011700 Y 070 E021700 N 070 F011700 Y 070 F021700 N 070 G011700 Y 070 G021700 N 070 H011700 Y 070 H021700 N 070 I011700 N 070 I021700 N 070 J011700 Y 070 J021700 N 070 K011700 Y 070 K021700 N 070 L011700 Y 070 L021700 Y 070 M011700 N 070 M021700 N 070 N011700 Y 070 N021700 N 070 O011700 N 070 O021700 N 070 P011700 Y 070 P021700 N 070 Q011700 N 070 Q021700 N 070 R011700 Y 070 R021700 N 071 A001700 15916 071 B001700 16175 071 C001700 28581 071 D001700 56 072 A001700 6 072 B001700 0 072 C001700 47 072 D001700 0 072 E001700 0 072 F001700 107 PAGE 75 072 G001700 46 072 H001700 0 072 I001700 1 072 J001700 58 072 K001700 0 072 L001700 3 072 M001700 1 072 N001700 0 072 O001700 0 072 P001700 0 072 Q001700 0 072 R001700 23 072 S001700 14 072 T001700 14 072 U001700 0 072 V001700 0 072 W001700 1 072 X001700 268 072 Y001700 0 072 Z001700 -221 072AA001700 0 072BB001700 5886 072CC011700 10783 072CC021700 0 072DD011700 0 072DD021700 0 072EE001700 0 073 A011700 0.0000 073 A021700 0.0000 073 B001700 0.0000 073 C001700 0.0000 074 A001700 345 074 B001700 0 074 C001700 0 074 D001700 0 074 E001700 0 074 F001700 32825 074 G001700 0 074 H001700 0 074 I001700 0 074 J001700 526 074 K001700 0 074 L001700 9 074 M001700 0 074 N001700 33705 074 O001700 593 074 P001700 50 074 Q001700 0 074 R011700 0 074 R021700 0 074 R031700 0 PAGE 76 074 R041700 117 074 S001700 0 074 T001700 32945 074 U011700 2016 074 U021700 1350 074 V011700 9.87 074 V021700 9.66 074 W001700 0.0000 074 X001700 27 074 Y001700 0 075 A001700 0 075 B001700 29017 076 001700 0.00 024 001800 N 025 D001801 0 025 D001802 0 025 D001803 0 025 D001804 0 025 D001805 0 025 D001806 0 025 D001807 0 025 D001808 0 028 A011800 324 028 A021800 0 028 A031800 0 028 A041800 712 028 B011800 266 028 B021800 0 028 B031800 0 028 B041800 991 028 C011800 538 028 C021800 0 028 C031800 0 028 C041800 1249 028 D011800 382 028 D021800 0 028 D031800 0 028 D041800 765 028 E011800 647 028 E021800 0 028 E031800 0 028 E041800 707 028 F011800 8576 028 F021800 1967 028 F031800 0 028 F041800 819 028 G011800 10733 028 G021800 1967 028 G031800 0 028 G041800 5243 028 H001800 0 PAGE 77 042 A001800 0 042 B001800 0 042 C001800 100 042 D001800 0 042 E001800 0 042 F001800 0 042 G001800 0 042 H001800 0 043 001800 11 044 001800 14 045 001800 Y 046 001800 N 047 001800 Y 048 001800 0.000 048 A011800 2500000 048 A021800 0.550 048 B011800 2500000 048 B021800 0.450 048 C011800 0 048 C021800 0.000 048 D011800 0 048 D021800 0.000 048 E011800 0 048 E021800 0.000 048 F011800 0 048 F021800 0.000 048 G011800 0 048 G021800 0.000 048 H011800 0 048 H021800 0.000 048 I011800 0 048 I021800 0.000 048 J011800 0 048 J021800 0.000 048 K011800 5000000 048 K021800 0.400 049 001800 N 050 001800 N 051 001800 N 052 001800 N 053 A001800 N 055 A001800 N 055 B001800 N 056 001800 Y 057 001800 N 058 A001800 N 059 001800 Y 060 A001800 Y 060 B001800 Y 061 001800 0 062 A001800 N PAGE 78 062 B001800 0.0 062 C001800 0.0 062 D001800 0.0 062 E001800 0.0 062 F001800 0.0 062 G001800 0.0 062 H001800 0.0 062 I001800 0.0 062 J001800 0.0 062 K001800 0.0 062 L001800 0.0 062 M001800 0.0 062 N001800 0.0 062 O001800 0.0 062 P001800 0.0 062 Q001800 0.0 062 R001800 0.0 063 A001800 0 063 B001800 0.0 066 A001800 Y 066 B001800 N 066 C001800 N 066 D001800 N 066 E001800 N 066 F001800 N 066 G001800 Y 067 001800 N 068 A001800 N 068 B001800 N 069 001800 N 070 A011800 Y 070 A021800 N 070 B011800 Y 070 B021800 N 070 C011800 Y 070 C021800 N 070 D011800 N 070 D021800 N 070 E011800 Y 070 E021800 N 070 F011800 N 070 F021800 N 070 G011800 N 070 G021800 N 070 H011800 N 070 H021800 N 070 I011800 N 070 I021800 N 070 J011800 Y 070 J021800 N 070 K011800 Y PAGE 79 070 K021800 N 070 L011800 Y 070 L021800 Y 070 M011800 N 070 M021800 N 070 N011800 Y 070 N021800 N 070 O011800 N 070 O021800 N 070 P011800 Y 070 P021800 N 070 Q011800 N 070 Q021800 N 070 R011800 Y 070 R021800 N 071 A001800 21074 071 B001800 14950 071 C001800 28595 071 D001800 52 072 A001800 6 072 B001800 0 072 C001800 370 072 D001800 0 072 E001800 0 072 F001800 78 072 G001800 46 072 H001800 0 072 I001800 1 072 J001800 41 072 K001800 0 072 L001800 2 072 M001800 1 072 N001800 0 072 O001800 0 072 P001800 0 072 Q001800 0 072 R001800 23 072 S001800 14 072 T001800 11 072 U001800 0 072 V001800 0 072 W001800 2 072 X001800 219 072 Y001800 0 072 Z001800 151 072AA001800 0 072BB001800 4747 072CC011800 143 072CC021800 0 072DD011800 878 072DD021800 244 PAGE 80 072EE001800 846 073 A011800 0.2260 073 A021800 0.1910 073 B001800 0.1640 073 C001800 0.0000 074 A001800 199 074 B001800 0 074 C001800 0 074 D001800 0 074 E001800 0 074 F001800 35094 074 G001800 0 074 H001800 0 074 I001800 0 074 J001800 917 074 K001800 0 074 L001800 285 074 M001800 0 074 N001800 36495 074 O001800 65 074 P001800 44 074 Q001800 0 074 R011800 0 074 R021800 0 074 R031800 0 074 R041800 163 074 S001800 0 074 T001800 36223 074 U011800 4077 074 U021800 1319 074 V011800 6.71 074 V021800 6.73 074 W001800 0.0000 074 X001800 20 074 Y001800 0 075 A001800 0 075 B001800 29390 076 001800 0.00 024 002000 N 025 A002001 DELETE 025 D002001 0 025 A002002 DELETE 025 D002002 0 025 A002003 DELETE 025 D002003 0 025 A002004 DELETE 025 D002004 0 025 A002005 DELETE 025 D002005 0 025 A002006 DELETE 025 D002006 0 PAGE 81 025 A002007 DELETE 025 D002007 0 025 A002008 DELETE 025 D002008 0 025 A002009 DELETE 025 D002009 0 025 A002010 DELETE 025 D002010 0 025 A002011 DELETE 025 D002011 0 025 A002012 DELETE 025 D002012 0 025 D002013 0 025 D002014 0 025 D002015 0 025 D002016 0 025 D002017 0 025 D002018 0 025 D002019 0 025 D002020 0 025 D002021 0 025 D002022 0 025 D002023 0 025 D002024 0 025 D002025 0 025 D002026 0 025 D002027 0 025 D002028 0 025 D002029 0 025 D002030 0 025 D002031 0 025 D002032 0 028 A012000 37 028 A022000 0 028 A032000 0 028 A042000 153 028 B012000 76 028 B022000 79 028 B032000 0 028 B042000 97 028 C012000 0 028 C022000 0 028 C032000 0 028 C042000 0 028 D012000 0 028 D022000 0 028 D032000 0 028 D042000 0 028 E012000 0 028 E022000 0 028 E032000 0 PAGE 82 028 E042000 0 028 F012000 0 028 F022000 0 028 F032000 0 028 F042000 0 028 G012000 113 028 G022000 79 028 G032000 0 028 G042000 250 028 H002000 0 042 A002000 0 042 B002000 0 042 C002000 100 042 D002000 0 042 E002000 0 042 F002000 0 042 G002000 0 042 H002000 0 043 002000 2 044 002000 13 045 002000 Y 046 002000 N 047 002000 Y 048 002000 0.000 048 A012000 2500000 048 A022000 0.650 048 B012000 2500000 048 B022000 0.550 048 C012000 0 048 C022000 0.000 048 D012000 0 048 D022000 0.000 048 E012000 0 048 E022000 0.000 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 5000000 048 K022000 0.500 049 002000 N 050 002000 N 051 002000 N 052 002000 N 053 A002000 Y PAGE 83 053 B002000 Y 053 C002000 N 055 A002000 Y 055 B002000 N 056 002000 Y 057 002000 N 058 A002000 N 059 002000 Y 060 A002000 Y 060 B002000 Y 061 002000 0 062 A002000 N 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 063 A002000 0 063 B002000 0.0 066 A002000 Y 066 B002000 N 066 C002000 N 066 D002000 Y 066 E002000 N 066 F002000 N 066 G002000 N 067 002000 N 068 A002000 N 068 B002000 N 069 002000 N 070 A012000 Y 070 A022000 N 070 B012000 Y 070 B022000 N 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 Y PAGE 84 070 E022000 N 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 N 070 I022000 N 070 J012000 Y 070 J022000 N 070 K012000 Y 070 K022000 N 070 L012000 Y 070 L022000 Y 070 M012000 Y 070 M022000 N 070 N012000 Y 070 N022000 N 070 O012000 Y 070 O022000 N 070 P012000 Y 070 P022000 N 070 Q012000 N 070 Q022000 N 070 R012000 Y 070 R022000 N 071 A002000 647 071 B002000 8105 071 C002000 7331 071 D002000 9 072 A002000 6 072 B002000 0 072 C002000 19 072 D002000 0 072 E002000 0 072 F002000 6 072 G002000 0 072 H002000 0 072 I002000 0 072 J002000 11 072 K002000 0 072 L002000 1 072 M002000 0 072 N002000 0 072 O002000 0 072 P002000 0 072 Q002000 0 072 R002000 0 072 S002000 13 072 T002000 2 PAGE 85 072 U002000 0 072 V002000 0 072 W002000 0 072 X002000 33 072 Y002000 20 072 Z002000 6 072AA002000 0 072BB002000 1997 072CC012000 0 072CC022000 0 072DD012000 0 072DD022000 79 072EE002000 0 073 A012000 0.1040 073 A022000 0.0740 073 B002000 0.0000 073 C002000 0.0000 074 A002000 0 074 B002000 0 074 C002000 0 074 D002000 0 074 E002000 0 074 F002000 0 074 G002000 0 074 H002000 0 074 I002000 0 074 J002000 0 074 K002000 0 074 L002000 0 074 M002000 0 074 N002000 0 074 O002000 0 074 P002000 0 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 0 074 S002000 0 074 T002000 0 074 U012000 0 074 U022000 0 074 V012000 0.00 074 V022000 0.00 074 W002000 0.0000 074 X002000 0 074 Y002000 0 075 A002000 0 075 B002000 7321 076 002000 0.00 024 002100 Y PAGE 86 025 A002101 THE BANK OF NEW YORK MELLON CORP. 025 B002101 13-5160382 025 C002101 E 025 D002101 381 025 A002102 JPMORGAN CHASE & CO. 025 B002102 13-2624428 025 C002102 E 025 D002102 6591 025 A002103 MACQUARIE GROUP LTD. 025 B002103 na 025 C002103 E 025 D002103 182 025 A002104 BANK OF AMERICA 025 B002104 56-2058405 025 C002104 E 025 D002104 532 025 A002105 U.S.BANCORP. 025 B002105 41-0255900 025 C002105 E 025 D002105 1000 025 A002106 SUN LIFE FINANCIAL 025 B002106 na 025 C002106 E 025 D002106 140 025 A002107 BNP PARIBAS, SA 025 B002107 NA 025 C002107 E 025 D002107 1033 025 A002108 HSBC 025 B002108 13-2450272 025 C002108 E 025 D002108 427 025 A002109 FRANKLIN RESOURCES, INC. 025 B002109 13-2670991 025 C002109 E 025 D002109 388 025 A002110 GOLDMAN SACHS GROUP, INC. 025 B002110 13-5108880 025 C002110 E 025 D002110 6214 025 A002111 CREDIT SUISSE GROUP 025 B002111 13-1898818 025 C002111 E 025 D002111 1246 025 A002112 AMERIPRISE FINANCIAL 025 C002112 E 025 D002112 163 025 A002113 WELLS FARGO & CO. 025 B002113 41-0449260 025 C002113 E 025 D002113 2111 PAGE 87 025 A002114 PRUDENTIAL FINANCIAL 025 B002114 22-3703799 025 C002114 E 025 D002114 141 025 A002115 ING GROUP 025 B002115 NA 025 C002115 E 025 D002115 500 025 A002116 SOCIETE GENERALE 025 B002116 13-3863222 025 C002116 E 025 D002116 583 025 A002117 MORGAN STANLEY 025 B002117 36-3145972 025 C002117 D 025 D002117 951 025 A002118 PRUDENTIAL FINANCAL 025 B002118 22-3703799 025 C002118 D 025 D002118 277 025 A002119 BANK OF AMERICA 025 B002119 56-2058405 025 C002119 D 025 D002119 894 025 A002120 CITIGROUP, INC. 025 B002120 13-1912900 025 C002120 D 025 D002120 1126 025 A002121 JPMORGAN CHASE & CO. 025 B002121 13-2624428 025 C002121 D 025 D002121 211 025 A002122 INDUSTRIAL ALLIANCE INSURANCE AND FINANCIAL 025 B002122 98-0413814 025 C002122 E 025 D002122 15 025 A002123 MORGAN STANLEY 025 B002123 36-3145972 025 C002123 E 025 D002123 781 025 A002124 LEHMAN BROTHERS 025 B002124 13-2518466 025 C002124 D 025 D002124 77 025 A002125 CREDIT SUISSE FIRST BOSTON 025 B002125 13-1898816 025 C002125 D 025 D002125 125 025 A002126 LINCOLN NATIONAL CORP. 025 B002126 35-1140070 025 C002126 E PAGE 88 025 D002126 406 025 A002127 MERRILL LYNCH & CO. 025 B002127 13-2740599 025 C002127 D 025 D002127 219 025 A002128 GOLDMAN SACHS GROUP, INC. 025 B002128 13-5108880 025 C002128 D 025 D002128 988 025 A002129 METLIFE, INC. 025 C002129 E 025 D002129 891 025 A002130 DEUTSCHE BANK 025 B002130 13-2730828 025 C002130 E 025 D002130 814 025 A002131 UBS 025 B002131 13-3873456 025 C002131 D 025 D002131 177 025 A002132 ING 025 B002132 NA 025 C002132 D 025 D002132 164 025 A002133 WACHOVIA CORP. 025 B002133 56-1473727 025 C002133 D 025 D002133 331 025 A002134 WELLS FARGO & CO. 025 B002134 41-0449260 025 C002134 D 025 D002134 376 025 A002135 REGIONS FINANCIAL CORP. 025 B002135 63-0589368 025 C002135 D 025 D002135 252 025 A002136 BEAR STEARNS CO., INC. 025 B002136 13-3299429 025 C002136 D 025 D002136 691 025 D002137 0 025 D002138 0 025 D002139 0 025 D002140 0 028 A012100 12450 028 A022100 0 028 A032100 0 028 A042100 3856 028 B012100 9188 028 B022100 0 028 B032100 0 PAGE 89 028 B042100 4155 028 C012100 11266 028 C022100 0 028 C032100 0 028 C042100 6292 028 D012100 8588 028 D022100 0 028 D032100 0 028 D042100 4578 028 E012100 12791 028 E022100 0 028 E032100 0 028 E042100 2857 028 F012100 10879 028 F022100 3879 028 F032100 0 028 F042100 3109 028 G012100 65162 028 G022100 3879 028 G032100 0 028 G042100 24847 028 H002100 0 042 A002100 0 042 B002100 0 042 C002100 100 042 D002100 0 042 E002100 0 042 F002100 0 042 G002100 0 042 H002100 0 043 002100 371 044 002100 146 045 002100 Y 046 002100 N 047 002100 Y 048 002100 0.000 048 A012100 2500000 048 A022100 0.550 048 B012100 2500000 048 B022100 0.450 048 C012100 0 048 C022100 0.000 048 D012100 0 048 D022100 0.000 048 E012100 0 048 E022100 0.000 048 F012100 0 048 F022100 0.000 048 G012100 0 048 G022100 0.000 048 H012100 0 PAGE 90 048 H022100 0.000 048 I012100 0 048 I022100 0.000 048 J012100 0 048 J022100 0.000 048 K012100 5000000 048 K022100 0.400 049 002100 N 050 002100 N 051 002100 N 052 002100 N 053 A002100 Y 053 B002100 Y 053 C002100 N 055 A002100 N 055 B002100 N 056 002100 Y 057 002100 N 058 A002100 N 059 002100 Y 060 A002100 Y 060 B002100 Y 061 002100 0 062 A002100 N 062 B002100 0.0 062 C002100 0.0 062 D002100 0.0 062 E002100 0.0 062 F002100 0.0 062 G002100 0.0 062 H002100 0.0 062 I002100 0.0 062 J002100 0.0 062 K002100 0.0 062 L002100 0.0 062 M002100 0.0 062 N002100 0.0 062 O002100 0.0 062 P002100 0.0 062 Q002100 0.0 062 R002100 0.0 063 A002100 0 063 B002100 0.0 066 A002100 Y 066 B002100 N 066 C002100 Y 066 D002100 N 066 E002100 N 066 F002100 N 066 G002100 N 067 002100 N PAGE 91 068 A002100 N 068 B002100 Y 069 002100 N 070 A012100 Y 070 A022100 N 070 B012100 Y 070 B022100 N 070 C012100 Y 070 C022100 N 070 D012100 Y 070 D022100 N 070 E012100 Y 070 E022100 N 070 F012100 Y 070 F022100 Y 070 G012100 Y 070 G022100 N 070 H012100 Y 070 H022100 N 070 I012100 N 070 I022100 N 070 J012100 Y 070 J022100 Y 070 K012100 Y 070 K022100 N 070 L012100 Y 070 L022100 Y 070 M012100 Y 070 M022100 Y 070 N012100 Y 070 N022100 N 070 O012100 Y 070 O022100 N 070 P012100 N 070 P022100 N 070 Q012100 N 070 Q022100 N 070 R012100 Y 070 R022100 N 071 A002100 204382 071 B002100 155099 071 C002100 345514 071 D002100 45 072 A002100 6 072 B002100 3145 072 C002100 3826 072 D002100 0 072 E002100 0 072 F002100 987 072 G002100 46 072 H002100 0 PAGE 92 072 I002100 2 072 J002100 108 072 K002100 0 072 L002100 13 072 M002100 1 072 N002100 0 072 O002100 0 072 P002100 0 072 Q002100 0 072 R002100 32 072 S002100 15 072 T002100 371 072 U002100 0 072 V002100 0 072 W002100 17 072 X002100 1592 072 Y002100 0 072 Z002100 5379 072AA002100 0 072BB002100 45845 072CC012100 59747 072CC022100 0 072DD012100 716 072DD022100 3163 072EE002100 0 073 A012100 0.0990 073 A022100 0.0830 073 B002100 0.0000 073 C002100 0.0000 074 A002100 7583 074 B002100 0 074 C002100 3800 074 D002100 137327 074 E002100 770 074 F002100 259831 074 G002100 0 074 H002100 0 074 I002100 37 074 J002100 4240 074 K002100 0 074 L002100 2453 074 M002100 910 074 N002100 416951 074 O002100 2378 074 P002100 284 074 Q002100 0 074 R012100 0 074 R022100 0 074 R032100 0 074 R042100 1218 074 S002100 0 PAGE 93 074 T002100 413071 074 U012100 7251 074 U022100 39111 074 V012100 8.96 074 V022100 8.90 074 W002100 0.0000 074 X002100 46 074 Y002100 40 075 A002100 0 075 B002100 364088 076 002100 0.00 024 002200 Y 025 A002201 FRANKLIN RESOURCES INC. 025 B002201 13-2670991 025 C002201 E 025 D002201 28 025 A002202 DEUTSCHE BANK AG 025 B002202 13-2730828 025 C002202 E 025 D002202 58 025 A002203 BANK OF NEW YORK MELLON CORP. 025 B002203 13-5160382 025 C002203 E 025 D002203 19 025 A002204 MORGAN STANLEY 025 B002204 36-3145972 025 C002204 E 025 D002204 57 025 A002205 MACQUARIE GROUP LTD. 025 B002205 NA 025 C002205 E 025 D002205 22 025 A002206 BNP PARIABAS 025 B002206 NA 025 C002206 E 025 D002206 74 025 A002207 SOCIETE GENERALE 025 B002207 13-3863222 025 C002207 E 025 D002207 31 025 A002208 U.S.BANCORP 025 B002208 41-0255900 025 C002208 E 025 D002208 66 025 A002209 BANK OF AMERICA CORP. 025 B002209 56-2058405 025 C002209 E 025 D002209 40 025 A002210 BB&T CORP. 025 B002210 56-0939887 025 C002210 E PAGE 94 025 D002210 19 025 A002211 METLIFE INC. 025 B002211 13-4075851 025 C002211 E 025 D002211 65 025 A002212 HSBC 025 B002212 13-2650272 025 C002212 E 025 D002212 14 025 A002213 NATIONAL BANK OF CANADA 025 B002213 NA 025 C002213 E 025 D002213 9 025 A002214 JP MORGAN CHASE & CO. 025 B002214 13-2624428 025 C002214 E 025 D002214 485 025 A002215 GOLDMAN SACHS GROUP, INC. 025 B002215 13-5108880 025 C002215 E 025 D002215 451 025 A002216 WELLS FARGO & CO. 025 B002216 41-0449260 025 C002216 E 025 D002216 153 025 A002217 ING GROUP NV 025 B002217 NA 025 C002217 E 025 D002217 30 025 A002218 CREDIT SUISSE GROUP 025 B002218 13-1898818 025 C002218 E 025 D002218 89 025 A002219 BANCO SANTANDER 025 B002219 13-3777308 025 C002219 E 025 D002219 65 025 A002220 REGIONS FINANCIAL CORP. 025 B002220 63-0589368 025 C002220 E 025 D002220 13 025 A002221 LINCOLN NATIONAL CORP. 025 B002221 NA 025 C002221 E 025 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E002300 0 074 F002300 0 PAGE 104 074 G002300 0 074 H002300 0 074 I002300 0 074 J002300 0 074 K002300 0 074 L002300 0 074 M002300 0 074 N002300 0 074 O002300 0 074 P002300 0 074 Q002300 0 074 R012300 0 074 R022300 0 074 R032300 0 074 R042300 0 074 S002300 0 074 T002300 0 074 U012300 0 074 U022300 0 074 V012300 0.00 074 V022300 0.00 074 W002300 0.0000 074 X002300 0 074 Y002300 0 075 A002300 0 075 B002300 3959 076 002300 0.00 025 D004401 0 025 D004402 0 025 D004403 0 025 D004404 0 025 D004405 0 025 D004406 0 025 D004407 0 025 D004408 0 SIGNATURE YOSEPH J. MANTINEO TITLE TREASURER & CFO EX-99.77E LEGAL 2 legal0609.txt LEGAL Legal Proceedings On October 2, 2003, a purported class action complaint entitled Hindo, et al. v. AllianceBernstein Growth & Income Fund, et al. (?Hindo Complaint?) was filed against the Adviser, Alliance Capital Management Holding L.P. (?Alliance Holding?), Alliance Capital Management Corporation, AXA Financial, Inc., the AllianceBernstein Funds, certain officers of the Adviser (?AllianceBernstein defendants?), and certain other unaffiliated defendants, as well as unnamed Doe defendants. The Hindo Complaint was filed in the United States District Court for the Southern District of New York by alleged shareholders of two of the AllianceBernstein Funds. The Hindo Complaint alleges that certain of the AllianceBernstein defendants failed to disclose that they improperly allowed certain hedge funds and other unidentified parties to engage in ?late trading? and ?market timing? of AllianceBernstein Fund securities, violating Sections 11 and 15 of the Securities Act, Sections 10(b) and 20(a) of the Exchange Act and Sections 206 and 215 of the Advisers Act. Plaintiffs seek an unspecified amount of compensatory damages and rescission of their contracts with the Adviser, including recovery of all fees paid to the Adviser pursuant to such contracts. Following October 2, 2003, 43 additional lawsuits making factual allegations generally similar to those in the Hindo Complaint were filed in various federal and state courts against the Adviser and certain other defendants. On September 29, 2004, plaintiffs filed consolidated amended complaints with respect to four claim types: mutual fund shareholder claims; mutual fund derivative claims; derivative claims brought on behalf of Alliance Holding; and claims brought under ERISA by participants in the Profit Sharing Plan for Employees of the Adviser. All four complaints include substantially identical factual allegations, which appear to be based in large part on the Order of the SEC dated December 18, 2003 as amended and restated January 15, 2004 (?SEC Order?) and the New York State Attorney General Assurance of Discontinuance dated September 1, 2004 (?NYAG Order?). On April 21, 2006, the Adviser and attorneys for the plaintiffs in the mutual fund shareholder claims, mutual fund derivative claims, and ERISA claims entered into a confidential memorandum of understanding containing their agreement to settle these claims. The agreement will be documented by a stipulation of settlement and will be submitted for court approval at a later date. The settlement amount ($30 million) which the Adviser previously accrued and disclosed, has been disbursed. The derivative claims brought on behalf of Alliance Holding, in which plaintiffs seek an unspecified amount of damages, remain pending. It is possible that these matters and/or other developments resulting from these matters could result in increased redemptions of the AllianceBernstein Mutual Funds? shares or other adverse consequences to the AllianceBernstein Mutual Funds. This may require the AllianceBernstein Mutual Funds to sell investments held by those funds to provide for sufficient liquidity and could also have an adverse effect on the investment performance of the AllianceBernstein Mutual Funds. However, the Adviser believes that these matters are not likely to have a material adverse effect on its ability to perform advisory services relating to the AllianceBernstein Mutual Funds. -----END PRIVACY-ENHANCED MESSAGE-----