-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gz/lHbwO3hWCskYWcyHdNdM7RqRQUoM+0oyB19N5hGtTROiftG5BiIMRXArcosKn k4rmw6kvAH5D9+rbD3OIPg== 0000887318-08-000264.txt : 20080827 0000887318-08-000264.hdr.sgml : 20080827 20080827152618 ACCESSION NUMBER: 0000887318-08-000264 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080827 DATE AS OF CHANGE: 20080827 EFFECTIVENESS DATE: 20080827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND INC CENTRAL INDEX KEY: 0000825316 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05398 FILM NUMBER: 081041953 BUSINESS ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 0000825316 S000010427 AllianceBernstein Americas Government Income Portfolio C000028820 Class A C000028821 Class B 0000825316 S000010428 AllianceBernstein High Yield Portfolio C000028822 Class A C000028823 Class B 0000825316 S000010429 AllianceBernstein International Growth Portfolio C000028824 Class A C000028825 Class B 0000825316 S000010431 AllianceBernstein International Value Portfolio C000028828 Class A C000028829 Class B 0000825316 S000010432 AllianceBernstein Large Cap Growth Portfolio C000028830 Class A C000028831 Class B 0000825316 S000010433 AllianceBernstein Money Market Portfolio C000028832 Class A C000028833 Class B 0000825316 S000010434 AllianceBernstein Real Estate Investment Portfolio C000028834 Class A C000028835 Class B 0000825316 S000010435 AllianceBernstein Small Cap Growth Portfolio C000028836 Class A C000028837 Class B 0000825316 S000010436 AllianceBernstein Small/Mid Cap Value Portfolio C000028838 Class A C000028839 Class B 0000825316 S000010437 AllianceBernstein Intermediate Bond Portfolio C000028840 Class A C000028841 Class B 0000825316 S000010438 AllianceBernstein Balanced Shares Portfolio C000028842 Class A C000028843 Class B 0000825316 S000010439 AllianceBernstein U.S. Large Cap Blended Style Portfolio C000028844 Class A C000028845 Class B 0000825316 S000010440 AllianceBernstein Utility Income Portfolio C000028846 Class A C000028847 Class B 0000825316 S000010441 AllianceBernstein Value Portfolio C000028848 Class A C000028849 Class B 0000825316 S000010442 AllianceBernstein Wealth Appreciation Strategy Portfolio C000028850 Class A C000028851 Class B 0000825316 S000010443 AllianceBernstein Balanced Wealth Strategy Portfolio C000028852 Class A C000028853 Class B 0000825316 S000010444 AllianceBernstein Global Bond Portfolio C000028854 Class A C000028855 Class B 0000825316 S000010445 AllianceBernstein Global Dollar Government Portfolio C000028856 Class A C000028857 Class B 0000825316 S000010446 AllianceBernstein Global Research Growth Portfolio C000028858 Class A C000028859 Class B 0000825316 S000010447 AllianceBernstein Global Technology Portfolio C000028860 Class A C000028861 Class B 0000825316 S000010448 AllianceBernstein Growth and Income Portfolio C000028862 Class A C000028863 Class B 0000825316 S000010449 AllianceBernstein Growth Portfolio C000028864 Class A C000028865 Class B NSAR-A 1 answer.fil ANSWER PAGE 1 000 A000000 06/30/2008 000 C000000 0000825316 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ALLIANCEBERNSTEIN VARIABLE PRODUCT SERIES 001 B000000 811-05398 001 C000000 2128237243 002 A000000 1345 AVENUE OF THE AMERICAS 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10105 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 18 007 C010100 1 007 C020100 ALLIANCEBERNSTEIN INTERNATIONAL VALUE PORT 007 C030100 N 007 C010200 2 007 C020200 ALLIANCEBERNSTEIN GROWTH AND INCOME PORTFOLIO 007 C030200 N 007 C010300 3 007 C020300 ALLIANCEBERNSTEIN GLOBAL BOND PORTFOLIO 007 C030300 Y 007 C010400 4 007 C020400 ALLIANCEBERNSTEIN LARGE CAP GROWTH PORTFOLIO 007 C030400 N 007 C010500 5 007 C020500 ALLIANCEBERNSTEIN INTERMEDIATE BOND 007 C030500 N 007 C010600 6 007 C020600 ALLIANCEBERNSTEIN BALANCED SHARES PORTFOLIO 007 C030600 N 007 C010700 7 007 C010800 8 007 C020800 ALLIANCEBERNSTEIN MONEY MARKET PORTFOLIO 007 C030800 N 007 C010900 9 007 C020900 ALLIANCEBERNSTEIN AMERICAS GOVERNMENT INCOME 007 C030900 Y 007 C011000 10 007 C021000 ALLIANCEBERNSTEIN UTILITY INCOME PORTFOLIO 007 C031000 N 007 C011100 11 PAGE 2 007 C021100 ALLIANCEBERNSTEIN GLOBAL DOLLAR GOVERNMENT 007 C031100 Y 007 C011200 12 007 C021200 ALLIANCEBERNSTEIN GROWTH PORTFOLIO 007 C031200 N 007 C011300 13 007 C021300 ALLIANCEBERNSTEIN INTERNATIONAL GROWTH 007 C031300 N 007 C011400 14 007 C021400 ALLIANCEBERNSTEIN SMALL/MID CAP VALUE 007 C031400 N 007 C011500 15 007 C021500 ALLIANCEBERNSTEIN VALUE PORTFOLIO 007 C031500 N 007 C011600 16 007 C021600 ALLIANCEBERNSTEIN GLOBAL TECHNOLOGY PORTFOLIO 007 C031600 N 007 C011700 17 007 C021700 ALLIANCEBERNSTEIN SMALL CAP GROWTH PORTFOLIO 007 C031700 N 007 C011800 18 007 C021800 ALLIANCEBERNSTEIN REAL ESTATE INVESTMENT PORT 007 C031800 N 007 C011900 19 007 C021900 ALLIANCEBERNSTEIN HIGH YIELD PORTFOLIO 007 C031900 Y 007 C012000 20 007 C022000 ALLIANCEBERNSTEIN U.S.LARGE CAP BLENDED STYLE 007 C032000 N 007 C012100 21 007 C022100 ALLIANCEBERNSTEIN BALANCED WEALTH STRATEGY 007 C032100 N 007 C012200 22 007 C022200 ALLIANCEBERNSTEIN WEALTH APPRECIATION 007 C032200 N 007 C012300 23 007 C022300 ALLIANCEBERNSTEIN GLOBAL RESEARCH GROWTH 007 C032300 N 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 36 PAGE 3 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 007 C014100 41 007 C014200 42 007 C014300 43 007 C014400 44 007 C014500 45 007 C014600 46 007 C014700 47 007 C014800 48 007 C014900 49 007 C015000 50 007 C015100 51 007 C015200 52 007 C015300 53 007 C015400 54 007 C015500 55 007 C015600 56 007 C015700 57 007 C015800 58 007 C015900 59 007 C016000 60 007 C016100 61 007 C016200 62 007 C016300 63 007 C016400 64 007 C016500 65 007 C016600 66 007 C016700 67 007 C016800 68 007 C016900 69 007 C017000 70 007 C017100 71 007 C017200 72 007 C017300 73 007 C017400 74 007 C017500 75 007 C017600 76 007 C017700 77 007 C017800 78 007 C017900 79 007 C018000 80 007 C018100 81 007 C018200 82 007 C018300 83 007 C018400 84 007 C018500 85 007 C018600 86 007 C018700 87 PAGE 4 007 C018800 88 007 C018900 89 007 C019000 90 008 A00AA01 ALLIANCEBERNSTEIN L.P. 008 B00AA01 A 008 C00AA01 801-56720 008 D01AA01 NEW YORK 008 D02AA01 NY 008 D03AA01 10105 011 A00AA01 ALLIANCEBERNSTEIN INVESTMENTS, INC. 011 B00AA01 8-30851 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10105 012 A00AA01 ALLIANCEBERNSTEIN INVESTOR SERVICES, INC. 012 B00AA01 84-001187 012 C01AA01 SAN ANTONIO 012 C02AA01 TX 012 C03AA01 78278 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 NEW YORK 013 B02AA01 NY 013 B03AA01 10036 014 A00AA01 SANFORD C. BERNSTEIN LIMITED 014 B00AA01 8-00000 014 A00AA02 SANFORD C. BERNSTEIN & CO., LLC 014 B00AA02 8-52942 015 A00AA01 THE BANK OF NEW YORK 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10286 015 E01AA01 X 015 A00AA02 CITIBANK N.A. - ARGENTINA 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X 015 A00AA03 NATIONAL AUSTRALIA BANK 015 B00AA03 S 015 C01AA03 MELBOURNE 015 D01AA03 AUSTRALIA 015 E04AA03 X 015 A00AA04 BANK AUSTRIA VREDITANSTALT AG 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 HSBC BANK MIDDLE EAST LTD. 015 B00AA05 S 015 C01AA05 MANAMA PAGE 5 015 D01AA05 BAHRAIN 015 E04AA05 X 015 A00AA06 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA06 S 015 C01AA06 DHAKA 015 D01AA06 BANGLADESH 015 E04AA06 X 015 A00AA07 ING BELGIUM SA/NV 015 B00AA07 S 015 C01AA07 BRUSSELS 015 D01AA07 BELGIUM 015 E04AA07 X 015 A00AA08 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA08 S 015 C01AA08 ABIDJAN 015 D01AA08 BENIN 015 E04AA08 X 015 A00AA09 BUTTERFIELD TRUST 015 B00AA09 S 015 C01AA09 HAMILTON 015 D01AA09 BERMUDA 015 E04AA09 X 015 A00AA10 BARCLAYS BANK OF BOTSWANA LTD. 015 B00AA10 S 015 C01AA10 GABORONE 015 D01AA10 BOTSWANA 015 E04AA10 X 015 A00AA11 BANKBOSTON, N.A. 015 B00AA11 S 015 C01AA11 SAO PAULO 015 D01AA11 BRAZIL 015 E04AA11 X 015 A00AA12 ING BANK N.V. 015 B00AA12 S 015 C01AA12 SOFIA 015 D01AA12 BULGARIA 015 E04AA12 X 015 A00AA13 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA13 S 015 C01AA13 ABIDJAN 015 D01AA13 BURKINA FASO 015 E04AA13 X 015 A00AA14 ROYAL BANK OF CANADA 015 B00AA14 S 015 C01AA14 TORONTO 015 D01AA14 CANADA 015 E04AA14 X 015 A00AA15 THE BANK OF NEW YORK 015 B00AA15 S 015 C01AA15 GRAND CAYMAN 015 D01AA15 CAYMAN ISLANDS PAGE 6 015 E04AA15 X 015 A00AA16 BANKBOSTON, N.A. 015 B00AA16 S 015 C01AA16 SANTIAGO 015 D01AA16 CHILE 015 E04AA16 X 015 A00AA17 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA17 S 015 C01AA17 KWUN TONG 015 D01AA17 CHINA 015 E04AA17 X 015 A00AA18 CITITRUST COLOMBIA S.A. 015 B00AA18 S 015 C01AA18 SANTA FE DE BOGOTA 015 D01AA18 COLOMBIA 015 E04AA18 X 015 A00AA19 BANCO BCT 015 B00AA19 S 015 C01AA19 SAN JOSE 015 D01AA19 COSTA RICA 015 E04AA19 X 015 A00AA20 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA20 S 015 C01AA20 ZAGREBA 015 D01AA20 CROATIA 015 E04AA20 X 015 A00AA21 BANK OF CYPRUS PUBLIC COMPANY LTD. 015 B00AA21 S 015 C01AA21 NICOSIA 015 D01AA21 CYPRUS 015 E04AA21 X 015 A00AA22 ING N.V. PRAGUE 015 B00AA22 S 015 C01AA22 PRAGUE 015 D01AA22 CZECH REPUBLIC 015 E04AA22 X 015 A00AA23 DANSKE BANK 015 B00AA23 S 015 C01AA23 COPENHAGEN 015 D01AA23 DENMARK 015 E04AA23 X 015 A00AA24 BANCO DE LA PRODUCCION SA 015 B00AA24 S 015 C01AA24 QUITO 015 D01AA24 ECUADOR 015 E04AA24 X 015 A00AA25 CITIBANK, N.A. 015 B00AA25 S 015 C01AA25 CAIRO 015 D01AA25 EGYPT 015 E04AA25 X PAGE 7 015 A00AA26 HANSABANK LIMITED 015 B00AA26 S 015 C01AA26 TALLINN 015 D01AA26 ESTONIA 015 E04AA26 X 015 A00AA27 CLEARSTREAM BANKING LUXEMBOURG 015 B00AA27 S 015 C01AA27 LUXEMBOURG 015 D01AA27 EUROMARKET 015 E04AA27 X 015 A00AA28 EUROCLEAR BANK 015 B00AA28 S 015 C01AA28 BRUSSELS 015 D01AA28 EUROMARKET 015 E04AA28 X 015 A00AA29 NORDEA BANK FINLAND PLC 015 B00AA29 S 015 C01AA29 HELSINKI 015 D01AA29 FINLAND 015 E04AA29 X 015 A00AA30 BNP PARIBAS SECURITIES SERVICE/CREDI AGRICOLE 015 B00AA30 S 015 C01AA30 PARIS 015 D01AA30 FRANCE 015 E04AA30 X 015 A00AA31 DRESDNER BANK AG 015 B00AA31 S 015 C01AA31 FRANKFURT 015 D01AA31 GERMANY 015 E04AA31 X 015 A00AA32 BARCLAYS BANK OF GHANA LTD. 015 B00AA32 S 015 C01AA32 ACCRA 015 D01AA32 GHANA 015 E04AA32 X 015 A00AA33 BNP PARIBAS SECURITIES SERVICES 015 B00AA33 S 015 C01AA33 ATHENS 015 D01AA33 GREECE 015 E04AA33 X 015 A00AA34 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA34 S 015 C01AA34 ABIDIJAN 015 D01AA34 GUINEA BISSAU 015 E04AA34 X 015 A00AA35 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA35 S 015 C01AA35 WAN CHAI 015 D01AA35 HONG KONG 015 E04AA35 X 015 A00AA36 HVB BANK HUNGARY RT. PAGE 8 015 B00AA36 S 015 C01AA36 BUDAPEST 015 D01AA36 HUNGARY 015 E04AA36 X 015 A00AA37 LANDSBANKI ISLANDS 015 B00AA37 S 015 C01AA37 REYKJAVIK 015 D01AA37 ICELAND 015 E04AA37 X 015 A00AA38 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA38 S 015 C01AA38 MUMBAI 015 D01AA38 INDIA 015 E04AA38 X 015 A00AA39 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA39 S 015 C01AA39 JAKARTA 015 D01AA39 INDONESIA 015 E04AA39 X 015 A00AA40 AIB/BNY TRUST COMPANY LIMITED 015 B00AA40 S 015 C01AA40 DUBLIN 015 D01AA40 IRELAND 015 E04AA40 X 015 A00AA41 BANK LEUMI LE-ISRAEL B.M. 015 B00AA41 S 015 C01AA41 TEL AVIV 015 D01AA41 ISRAEL 015 E04AA41 X 015 A00AA42 BANCA INTESA 015 B00AA42 S 015 C01AA42 MILANO 015 D01AA42 ITALY 015 E04AA42 X 015 A00AA43 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA43 S 015 C01AA43 ABIDJAN 015 D01AA43 IVORY COST 015 E04AA43 X 015 A00AA44 FIRST CARIBBEAN INTERNATIONAL SECURITIES LTD. 015 B00AA44 S 015 C01AA44 KINGSTON 015 D01AA44 JAMAICA 015 E04AA44 X 015 A00AA45 THE BANK OF TOKYO-MUTSUBISHI LIMITED 015 B00AA45 S 015 C01AA45 TOKYO 015 D01AA45 JAPAN 015 E04AA45 X 015 A00AA46 HSBC BANK MIDDLE EAST LIMITED 015 B00AA46 S PAGE 9 015 C01AA46 WESTERN AMMAN 015 D01AA46 JORDAN 015 E04AA46 X 015 A00AA47 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA47 S 015 C01AA47 ALMATY 015 D01AA47 KAZAKHSTAN 015 E04AA47 X 015 A00AA48 BARCLAYS BANK OF KENYA LTD. 015 B00AA48 S 015 C01AA48 NAIROBI 015 D01AA48 KENYA 015 E04AA48 X 015 A00AA49 HANSABANKA LIMITED 015 B00AA49 S 015 C01AA49 ESTONIA 015 D01AA49 LATVIA 015 E04AA49 X 015 A00AA50 HSBC BANK MIDDLE EAST LIMITED 015 B00AA50 S 015 C01AA50 BEIRUT 015 D01AA50 LEBANON 015 E04AA50 X 015 A00AA51 VILNIAUS BANKAS 015 B00AA51 S 015 C01AA51 BILNIAUS 015 D01AA51 LITHUANIA 015 E04AA51 X 015 A00AA52 BANQUE ET CAISSE D'EPARGNE DE I'ETAT 015 B00AA52 S 015 C01AA52 LUXEMBOURG 015 D01AA52 LUXEMBOURG 015 E04AA52 X 015 A00AA53 HSBC BANK MALAYSIA BERHAD 015 B00AA53 S 015 C01AA53 LUALA LUMPUR 015 D01AA53 MALAYSIA 015 E04AA53 X 015 A00AA54 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA54 S 015 C01AA54 ABIDJAN 015 D01AA54 MALI 015 E04AA54 X 015 A00AA55 HSBC BANK MALTA P.L.C. 015 B00AA55 S 015 C01AA55 BALLETTA 015 D01AA55 MALTA 015 E04AA55 X 015 A00AA56 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA56 S 015 C01AA56 PORT LOUIS PAGE 10 015 D01AA56 MAURITIUS 015 E04AA56 X 015 A00AA57 BANCO NACIONAL DE MEXICO 015 B00AA57 S 015 C01AA57 MEXICO CITY 015 D01AA57 MEXICO 015 E04AA57 X 015 A00AA58 BANQUE COMMERCIALE DE MAROC 015 B00AA58 S 015 C01AA58 CASABLANCA 015 D01AA58 MOROCCO 015 E04AA58 X 015 A00AA59 STANDARD BANK NAMIBIA LTD. 015 B00AA59 S 015 C01AA59 WINDHOEK 015 D01AA59 NAMIBIA 015 E04AA59 X 015 A00AA60 ING SECURITIES SERVICES NL (ISSNL) 015 B00AA60 S 015 C01AA60 AMSTERDAM 015 D01AA60 NETHERLANDS 015 E04AA60 X 015 A00AA61 NATIONAL AUSTRALIA BANK 015 B00AA61 S 015 C01AA61 AUCKLAND 015 D01AA61 NEW ZEALAND 015 E04AA61 X 015 A00AA62 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA62 S 015 C01AA62 ABIDJAN 015 D01AA62 NIGER 015 E04AA62 X 015 A00AA63 STANBIC BANK NIGERIA LTD. 015 B00AA63 S 015 C01AA63 LAGOS 015 D01AA63 NIGERIA 015 E04AA63 X 015 A00AA64 DNB NOR BANK ASA 015 B00AA64 S 015 C01AA64 OSLO 015 D01AA64 NORWAY 015 E04AA64 X 015 A00AA65 HSBC BANK MIDDLE EAST LIMITED 015 B00AA65 S 015 C01AA65 RUWI 015 D01AA65 OMAN 015 E04AA65 X 015 A00AA66 STANDARD CHARTERED BANK 015 B00AA66 S 015 C01AA66 DARACHI 015 D01AA66 PAKISTAN PAGE 11 015 E04AA66 X 015 A00AA67 HSBC BANK MIDDLE EAST LIMITED 015 B00AA67 S 015 C01AA67 RAMALIAH 015 D01AA67 PALESTINIAN AREA 015 E04AA67 X 015 A00AA68 BANKBOSTON N.A. 015 B00AA68 S 015 C01AA68 PANAMA CITY 015 D01AA68 PANAMA 015 E04AA68 X 015 A00AA69 CITIBANK DEL PERU 015 B00AA69 S 015 C01AA69 LIMA 015 D01AA69 PERU 015 E04AA69 X 015 A00AA70 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA70 S 015 C01AA70 PASIG 015 D01AA70 PHILIPPINES 015 E04AA70 X 015 A00AA71 ING BANK SLASKI 015 B00AA71 S 015 C01AA71 WARSZAWA 015 D01AA71 POLAND 015 E04AA71 X 015 A00AA72 BANCO COMERCIAL PORTUGUES 015 B00AA72 S 015 C01AA72 PORTO SALVO 015 D01AA72 PORTUGAL 015 E04AA72 X 015 A00AA73 HSBC BANK MIDDLE EAST LIMITED 015 B00AA73 S 015 C01AA73 DOHA 015 D01AA73 QATAR 015 E04AA73 X 015 A00AA74 ING BANK BUCHAREST 015 B00AA74 S 015 C01AA74 BUCHAREST 015 D01AA74 ROMANIA 015 E04AA74 X 015 A00AA75 ING BANK (EURASIA) 015 B00AA75 S 015 C01AA75 MOSCOW 015 D01AA75 RUSSIA 015 E04AA75 X 015 A00AA76 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA76 S 015 C01AA76 ABIDJAN 015 D01AA76 SENEGAL 015 E04AA76 X PAGE 12 015 A00AA77 UNITED OVERSEAS BANK LTD./DBS BANK LTD. 015 B00AA77 S 015 C01AA77 UOB PLAZA 1 015 D01AA77 SINGAPORE 015 E04AA77 X 015 A00AA78 CESKOSLOVENSKA OBCHODNA BANKA, A.S. 015 B00AA78 S 015 C01AA78 PRAGUE 015 D01AA78 SLOVAK REPUBLIC 015 E04AA78 X 015 A00AA79 BANK AUSTRIA CREDITANSTALT D.D.LJUBLJANA 015 B00AA79 S 015 C01AA79 LJUBLJANA 015 D01AA79 SLOVENIA 015 E04AA79 X 015 A00AA80 THE HONGKONG &SHANGHAI BANKING CORP. LTD 015 B00AA80 S 015 C01AA80 SEOUL 015 D01AA80 SOUTH KOREA 015 E04AA80 X 015 A00AA81 BANCO BILBAO VIZCAYA ARGENTARIA S.A. 015 B00AA81 S 015 C01AA81 MADRID 015 D01AA81 SPAIN 015 E04AA81 X 015 A00AA82 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA82 S 015 C01AA82 COLOMBO 015 D01AA82 SRI LANKA 015 E04AA82 X 015 A00AA83 STANDARD BANK SWAZILAND LTD. 015 B00AA83 S 015 C01AA83 MBABANE 015 D01AA83 SWAZILAND 015 E04AA83 X 015 A00AA84 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA84 S 015 C01AA84 STOCKHOLM 015 D01AA84 SWENDEN 015 E04AA84 X 015 A00AA85 CREDIT SUISSE, ZURICH 015 B00AA85 S 015 C01AA85 ZURICH 015 D01AA85 SWITZERLAND 015 E04AA85 X 015 A00AA86 THE HONGKONG & SHANGHAI CORP. LTD. 015 B00AA86 S 015 C01AA86 TAIPEI 015 D01AA86 TAIWAN 015 E04AA86 X 015 A00AA87 THE HONGKONG & SHANGHAI BANKING CORP. LTD. PAGE 13 015 B00AA87 S 015 C01AA87 BANGKOK 015 D01AA87 THAILAND 015 E04AA87 X 015 A00AA88 SOCIETE GENERALE DE BANQUES EN COTE D'LVOIRE 015 B00AA88 S 015 C01AA88 ABIDJAN 015 D01AA88 TOGO 015 E04AA88 X 015 A00AA89 REPUBLIC BANK LIMITED 015 B00AA89 S 015 C01AA89 PORT OF SPAIN 015 D01AA89 TRINIDAD & TOBAGO 015 E04AA89 X 015 A00AA90 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B00AA90 S 015 C01AA90 TUNIS 015 D01AA90 TUNISIA 015 E04AA90 X 015 A00AA91 TURKYE GARANTI BANKASI A.S. (GARANTI BANK) 015 B00AA91 S 015 C01AA91 ISTANBUL 015 D01AA91 TURKEY 015 E04AA91 X 015 A00AA92 HSBC BANK MIDDLE EAST LIMITED, DUBAI 015 B00AA92 S 015 C01AA92 BUR DUBAI 015 D01AA92 U.A.E. 015 E04AA92 X 015 A00AA93 ING BANK UKRAINE 015 B00AA93 S 015 C01AA93 KIEV 015 D01AA93 UKRAINE 015 E04AA93 X 015 A00AA94 THE BANK OF NEW YORK/THE DEPOSITORY & CLEARIN 015 B00AA94 S 015 C01AA94 LONDON 015 D01AA94 UNITED KINGDOM 015 E04AA94 X 015 A00AA95 BANKBOSTON, N.A. 015 B00AA95 S 015 C01AA95 NONTEVIDEO 015 D01AA95 URUGUAY 015 E04AA95 X 015 A00AA96 CITIBANK, N.A. 015 B00AA96 S 015 C01AA96 CARACAS 015 D01AA96 VENEZUELA 015 E04AA96 X 015 A00AA97 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B00AA97 S PAGE 14 015 C01AA97 HO CHI MINH CITY 015 D01AA97 VIETNAM 015 E04AA97 X 015 A00AA98 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B00AA98 S 015 C01AA98 PARKTOWN 015 D01AA98 SOUTH AFRICA 015 E04AA98 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 111 019 C00AA00 ALLIANCEBE 020 A000001 CREDIT SUISSE FIRST BOSTON 020 B000001 13-1898818 020 C000001 617 020 A000002 CITIGROUP 020 B000002 13-1912900 020 C000002 492 020 A000003 GOLDMAN SACHS & CO. 020 B000003 13-5108880 020 C000003 457 020 A000004 MERRILL LYNCH 020 B000004 13-2740599 020 C000004 445 020 A000005 UBS 020 B000005 13-3873456 020 C000005 436 020 A000006 JP MORGAN CHASE & CO. 020 B000006 13-2624428 020 C000006 383 020 A000007 LEHMAN BROTHERS 020 B000007 13-2518466 020 C000007 372 020 A000008 DEUTSCHE BANK 020 B000008 13-2730828 020 C000008 324 020 A000009 MORGAN STANLEY & CO. 020 B000009 36-3145972 020 C000009 257 020 A000010 BLAIR, WILLIAM & COMPANY 020 B000010 NA 020 C000010 96 021 000000 4963 022 A000001 THE BANK OF NEW 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181346 028 G030100 0 028 G040100 145246 028 H000100 0 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 3327 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 2500000 048 A020100 0.750 048 B010100 2500000 048 B020100 0.650 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 PAGE 19 048 K010100 5000000 048 K020100 0.600 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 0 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 Y 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 Y 069 000100 N 070 A010100 Y 070 A020100 N PAGE 20 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 784887 071 B000100 458482 071 C000100 2848941 071 D000100 16 072 A000100 6 072 B000100 499 072 C000100 72788 072 D000100 0 072 E000100 0 072 F000100 10616 072 G000100 46 072 H000100 0 072 I000100 2 072 J000100 349 072 K000100 0 072 L000100 326 072 M000100 1 PAGE 21 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 24 072 S000100 26 072 T000100 3327 072 U000100 0 072 V000100 0 072 W000100 49 072 X000100 14766 072 Y000100 0 072 Z000100 58521 072AA000100 87536 072BB000100 0 072CC010100 0 072CC020100 577452 072DD010100 2216 072DD020100 20469 072EE000100 158661 073 A010100 0.2270 073 A020100 0.1750 073 B000100 1.2520 073 C000100 0.0000 074 A000100 10925 074 B000100 0 074 C000100 38527 074 D000100 0 074 E000100 14397 074 F000100 2755300 074 G000100 0 074 H000100 0 074 I000100 1201 074 J000100 0 074 K000100 0 074 L000100 10903 074 M000100 0 074 N000100 2831253 074 O000100 1196 074 P000100 2338 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 2467 074 S000100 0 074 T000100 2825252 074 U010100 12286 074 U020100 127830 074 V010100 20.35 074 V020100 20.15 PAGE 22 074 W000100 0.0000 074 X000100 55 074 Y000100 1395 075 A000100 0 075 B000100 2924137 076 000100 0.00 024 000200 Y 025 A000201 CITIGROUP, INC. 025 B000201 13-1912900 025 C000201 E 025 D000201 12570 025 A000202 JPMORGAN CHASE & CO. 025 B000202 13-2624428 025 C000202 E 025 D000202 14160 025 A000203 BANK OF AMERICA CORP. 025 B000203 56-2058405 025 C000203 E 025 D000203 10899 025 A000204 PRUDENTIAL FINANCIAL, INC 025 B000204 22-3703799 025 C000204 E 025 D000204 4582 025 A000205 ZIONS BANCORPORATION 025 B000205 87-0227400 025 C000205 E 025 D000205 2535 025 A000206 THE BANK OF NEW YORK MELLON CORP. 025 B000206 13-5160382 025 C000206 D 025 D000206 23065 025 A000207 MORGAN STANLEY 025 B000207 36-3145972 025 C000207 E 025 D000207 8289 025 A000208 THE BANK OF NEW YORK MELLON CORP. 025 B000208 13-5160382 025 C000208 E 025 D000208 2712 025 A000209 LEHMAN BROTHERS HOLDINGS, INC. 025 B000209 13-2518466 025 C000209 E 025 D000209 20838 025 A000210 FRANKLIN RESOURCES, INC. 025 B000210 13-2670991 025 C000210 E 025 D000210 7790 025 D000211 0 025 D000212 0 025 D000213 0 025 D000214 0 PAGE 23 025 D000215 0 025 D000216 0 028 A010200 8135 028 A020200 0 028 A030200 0 028 A040200 58968 028 B010200 10126 028 B020200 0 028 B030200 0 028 B040200 41861 028 C010200 6316 028 C020200 0 028 C030200 0 028 C040200 42630 028 D010200 4426 028 D020200 324288 028 D030200 0 028 D040200 29992 028 E010200 3555 028 E020200 0 028 E030200 0 028 E040200 35236 028 F010200 4012 028 F020200 0 028 F030200 0 028 F040200 34711 028 G010200 36570 028 G020200 324288 028 G030200 0 028 G040200 243398 028 H000200 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 1874 044 000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.000 048 A010200 2500000 048 A020200 0.550 048 B010200 2500000 048 B020200 0.450 048 C010200 0 048 C020200 0.000 PAGE 24 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 5000000 048 K020200 0.400 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y PAGE 25 066 B000200 N 066 C000200 N 066 D000200 N 066 E000200 Y 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 1629890 071 B000200 1797228 071 C000200 1882488 071 D000200 87 072 A000200 6 PAGE 26 072 B000200 179 072 C000200 18733 072 D000200 0 072 E000200 0 072 F000200 5186 072 G000200 46 072 H000200 0 072 I000200 4 072 J000200 124 072 K000200 0 072 L000200 215 072 M000200 1 072 N000200 0 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 24 072 S000200 19 072 T000200 1874 072 U000200 0 072 V000200 0 072 W000200 15 072 X000200 7508 072 Y000200 0 072 Z000200 11404 072AA000200 33335 072BB000200 0 072CC010200 0 072CC020200 403992 072DD010200 6964 072DD020200 22799 072EE000200 294525 073 A010200 0.4460 073 A020200 0.3680 073 B000200 3.7970 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 23065 074 D000200 0 074 E000200 0 074 F000200 1647347 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 32071 074 K000200 0 074 L000200 3609 074 M000200 0 074 N000200 1706092 074 O000200 54698 PAGE 27 074 P000200 1105 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 2000 074 S000200 0 074 T000200 1648289 074 U010200 18465 074 U020200 72181 074 V010200 18.32 074 V020200 18.15 074 W000200 0.0000 074 X000200 106 074 Y000200 0 075 A000200 0 075 B000200 1902082 076 000200 0.00 024 000300 N 025 D000301 0 025 D000302 0 025 D000303 0 025 D000304 0 025 D000305 0 025 D000306 0 025 D000307 0 025 D000308 0 028 A010300 3980 028 A020300 0 028 A030300 0 028 A040300 909 028 B010300 720 028 B020300 0 028 B030300 0 028 B040300 704 028 C010300 2164 028 C020300 0 028 C030300 0 028 C040300 1671 028 D010300 499 028 D020300 4746 028 D030300 0 028 D040300 719 028 E010300 0 028 E020300 0 028 E030300 0 028 E040300 0 028 F010300 0 028 F020300 0 028 F030300 0 028 F040300 0 PAGE 28 028 G010300 7363 028 G020300 4746 028 G030300 0 028 G040300 4003 028 H000300 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 10 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.000 048 A010300 2500000 048 A020300 0.450 048 B010300 2500000 048 B020300 0.400 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 5000000 048 K020300 0.350 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 N 055 A000300 Y 055 B000300 Y 056 000300 Y 057 000300 N 058 A000300 N PAGE 29 059 000300 Y 060 A000300 N 060 B000300 N 061 000300 0 062 A000300 Y 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 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M000300 1 072 N000300 0 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 1 072 S000300 1 072 T000300 10 072 U000300 0 072 V000300 0 072 W000300 2 072 X000300 215 072 Y000300 0 072 Z000300 277 072AA000300 1543 072BB000300 0 072CC010300 391 072CC020300 0 072DD010300 3402 PAGE 31 072DD020300 1344 072EE000300 0 073 A010300 1.3760 073 A020300 1.3360 073 B000300 0.0000 073 C000300 0.0000 074 A000300 0 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 0 074 K000300 0 074 L000300 0 074 M000300 0 074 N000300 0 074 O000300 0 074 P000300 0 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 0 074 S000300 0 074 T000300 0 074 U010300 0 074 U020300 0 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 0 074 Y000300 0 075 A000300 0 075 B000300 44602 076 000300 0.00 024 000400 Y 025 A000401 FRANKLIN RESOURCES, INC. 025 B000401 13-2670991 025 C000401 E 025 D000401 10833 025 A000402 GOLDMAN SACHS GROUP, INC. 025 B000402 13-5108880 025 C000402 E 025 D000402 10706 025 A000403 MERRILL LYNCH & CO. 025 B000403 13-2740599 025 C000403 E PAGE 32 025 D000403 5162 025 A000404 THE BANK OF NEW YORK 025 B000404 13-5160382 025 C000404 D 025 D000404 1776 025 D000405 0 025 D000406 0 025 D000407 0 025 D000408 0 028 A010400 4253 028 A020400 0 028 A030400 0 028 A040400 16701 028 B010400 2581 028 B020400 0 028 B030400 0 028 B040400 10301 028 C010400 4459 028 C020400 0 028 C030400 0 028 C040400 11093 028 D010400 2518 028 D020400 0 028 D030400 0 028 D040400 15347 028 E010400 1705 028 E020400 0 028 E030400 0 028 E040400 13646 028 F010400 1253 028 F020400 0 028 F030400 0 028 F040400 39399 028 G010400 16769 028 G020400 0 028 G030400 0 028 G040400 106487 028 H000400 0 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 043 000400 422 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y PAGE 33 048 000400 0.000 048 A010400 2500000 048 A020400 0.750 048 B010400 2500000 048 B020400 0.650 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 5000000 048 K020400 0.600 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 N 055 A000400 Y 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 0 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 PAGE 34 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 063 A000400 0 063 B000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 Y 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 N 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 N 070 F020400 N 070 G010400 N 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 N 070 M020400 N 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N PAGE 35 070 R010400 Y 070 R020400 N 071 A000400 313237 071 B000400 404048 071 C000400 683688 071 D000400 46 072 A000400 6 072 B000400 17 072 C000400 3015 072 D000400 0 072 E000400 0 072 F000400 2542 072 G000400 46 072 H000400 0 072 I000400 4 072 J000400 92 072 K000400 0 072 L000400 72 072 M000400 1 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 24 072 S000400 10 072 T000400 422 072 U000400 0 072 V000400 0 072 W000400 6 072 X000400 3219 072 Y000400 0 072 Z000400 -187 072AA000400 0 072BB000400 1899 072CC010400 0 072CC020400 87946 072DD010400 0 072DD020400 0 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 1 074 B000400 0 074 C000400 1776 074 D000400 0 074 E000400 0 074 F000400 616874 074 G000400 0 074 H000400 0 PAGE 36 074 I000400 0 074 J000400 7900 074 K000400 0 074 L000400 432 074 M000400 0 074 N000400 626983 074 O000400 7109 074 P000400 500 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 9931 074 S000400 0 074 T000400 609443 074 U010400 10907 074 U020400 11899 074 V010400 27.04 074 V020400 26.43 074 W000400 0.0000 074 X000400 90 074 Y000400 0 075 A000400 0 075 B000400 683331 076 000400 0.00 024 000500 Y 025 A000501 THE BANK OF NEW YORK MELLON CORP. 025 B000501 13-5160382 025 C000501 D 025 D000501 9110 025 A000502 JPMORGAN CHASE & CO. 025 B000502 13-2624428 025 C000502 D 025 D000502 447 025 A000503 GOLDMAN SACHS GROUP, INC. 025 B000503 13-5108880 025 C000503 D 025 D000503 631 025 A000504 ZIONS BANCORPORATION 025 B000504 87-0227400 025 C000504 D 025 D000504 84 025 A000505 BANK OF AMERICA CORP. 025 B000505 56-2059405 025 C000505 D 025 D000505 340 025 A000506 CITIGROUP, INC. 025 B000506 13-1912900 025 C000506 D 025 D000506 1140 025 A000507 CREDIT SUISSE USA, INC. PAGE 37 025 B000507 13-3442768 025 C000507 D 025 D000507 195 025 A000508 DEUTSCHE BANK FINANCIAL,INC. 025 B000508 13-2730828 025 C000508 D 025 D000508 219 025 A000509 WACHOVIA CORP 025 B000509 56-1473727 025 C000509 D 025 D000509 706 025 A000510 THE BEAR STEARNS CO., INC. 025 B000510 13-3299429 025 C000510 D 025 D000510 1021 025 A000511 LEHMAN BROTHERS HOLDINGS, INC. 025 B000511 13-2518466 025 C000511 D 025 D000511 494 025 A000512 MERRILL LYNCH & CO. 025 B000512 13-2740599 025 C000512 D 025 D000512 932 025 A000513 UBS 025 B000513 13-3873456 025 C000513 D 025 D000513 181 025 D000514 0 025 D000515 0 025 D000516 0 028 A010500 2406 028 A020500 0 028 A030500 0 028 A040500 741 028 B010500 567 028 B020500 0 028 B030500 0 028 B040500 1413 028 C010500 1336 028 C020500 0 028 C030500 0 028 C040500 1706 028 D010500 878 028 D020500 4087 028 D030500 0 028 D040500 6736 028 E010500 898 028 E020500 0 028 E030500 0 028 E040500 6806 028 F010500 474 PAGE 38 028 F020500 0 028 F030500 0 028 F040500 5261 028 G010500 6559 028 G020500 4087 028 G030500 0 028 G040500 22663 028 H000500 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 043 000500 40 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.000 048 A010500 2500000 048 A020500 0.450 048 B010500 2500000 048 B020500 0.400 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 5000000 048 K020500 0.350 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 N 055 A000500 N 055 B000500 N PAGE 39 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 0 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 4.3 062 K000500 0.0 062 L000500 0.0 062 M000500 25.7 062 N000500 15.7 062 O000500 0.0 062 P000500 28.5 062 Q000500 25.9 062 R000500 1.7 063 A000500 0 063 B000500 6.7 064 A000500 N 064 B000500 N 066 A000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 N 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 Y 070 E020500 Y 070 F010500 N 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N PAGE 40 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 N 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 N 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 95312 071 B000500 88552 071 C000500 129270 071 D000500 69 072 A000500 6 072 B000500 3342 072 C000500 4 072 D000500 0 072 E000500 0 072 F000500 296 072 G000500 46 072 H000500 0 072 I000500 1 072 J000500 58 072 K000500 0 072 L000500 7 072 M000500 1 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 24 072 S000500 2 072 T000500 40 072 U000500 0 072 V000500 0 072 W000500 2 072 X000500 477 072 Y000500 0 072 Z000500 2869 072AA000500 1542 072BB000500 0 PAGE 41 072CC010500 0 072CC020500 2798 072DD010500 3090 072DD020500 997 072EE000500 0 073 A010500 0.5650 073 A020500 0.5370 073 B000500 0.0000 073 C000500 0.0000 074 A000500 1494 074 B000500 0 074 C000500 9110 074 D000500 204733 074 E000500 216 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 5415 074 K000500 0 074 L000500 2148 074 M000500 620 074 N000500 223736 074 O000500 11862 074 P000500 114 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 1530 074 S000500 0 074 T000500 210230 074 U010500 14276 074 U020500 4673 074 V010500 11.12 074 V020500 11.03 074 W000500 0.0000 074 X000500 29 074 Y000500 202754 075 A000500 0 075 B000500 142906 076 000500 0.00 024 000600 Y 025 A000601 CITIGROUP, INC. 025 B000601 13-1912900 025 C000601 E 025 D000601 437 025 A000602 JPMORGAN CHASE & CO. 025 B000602 13-2624428 025 C000602 E 025 D000602 2553 PAGE 42 025 A000603 BANK OF AMERICA CORP. 025 B000603 56-2058405 025 C000603 E 025 D000603 874 025 A000604 FRANKLIN RESOURCES 025 B000604 13-2670991 025 C000604 E 025 D000604 147 025 A000605 METLIFE, INC. 025 B000605 13-4075851 025 C000605 E 025 D000605 480 025 A000606 GOLDMAN SACHS GROUP, INC. 025 B000606 13-5108880 025 C000606 E 025 D000606 1417 025 A000607 PRUDENTIAL FINANCIAL 025 B000607 22-3703799 025 C000607 E 025 D000607 311 025 A000608 GOLDMAN SACHS GROUP, INC. 025 B000608 13-5108880 025 C000608 D 025 D000608 187 025 A000609 FLEET NATIONAL BANK 025 B000609 na 025 C000609 D 025 D000609 252 025 A000610 THE BANK OF NEW YORK MELLON 025 B000610 13-5160382 025 C000610 E 025 D000610 572 025 A000611 LEHMAN BROTHERS HOLDINGS, INC. 025 B000611 13-2518466 025 C000611 D 025 D000611 265 025 A000612 REGIONS FINANCIAL CORP 025 C000612 D 025 D000612 94 025 A000613 LEHMAN BROTHERS HOLDINGS, INC. 025 B000613 13-2518466 025 C000613 E 025 D000613 256 025 A000614 SOVEREIGN BANCORP 025 B000614 na 025 C000614 D 025 D000614 138 025 A000615 JPMORGAN CHASE & CO. 025 B000615 13-2624428 025 C000615 D 025 D000615 364 PAGE 43 025 A000616 CITICORP 025 B000616 13-2614988 025 C000616 D 025 D000616 328 025 A000617 CITIGROUP, INC. 025 B000617 13-1912900 025 C000617 E 025 D000617 437 025 A000618 MERRILL LYNCH & CO., INC. 025 B000618 13-2740599 025 C000618 D 025 D000618 235 025 A000619 WELLS FARGO & CO. 025 B000619 41-0449260 025 C000619 E 025 D000619 701 025 A000620 BEAR STEARNS & CO. 025 B000620 13-3299429 025 C000620 D 025 D000620 204 025 D000621 0 025 D000622 0 025 A000623 UBS 025 B000623 13-3873456 025 C000623 D 025 D000623 249 025 A000624 WACHOVIA CORP. 025 B000624 56-1473727 025 C000624 D 025 D000624 186 025 A000625 BANK OF AMERICA 025 B000625 56-2058405 025 C000625 D 025 D000625 189 025 A000626 MORGAN STANLEY & CO. 025 B000626 36-3145972 025 C000626 D 025 D000626 99 025 A000627 WELL FARGO & CO. 025 B000627 41-0449260 025 C000627 D 025 D000627 50 025 A000628 PRUDENTIAL FINANCIAL 025 B000628 22-3703799 025 C000628 D 025 D000628 58 025 D000629 0 025 D000630 0 025 D000631 0 025 D000632 0 028 A010600 516 PAGE 44 028 A020600 0 028 A030600 0 028 A040600 3129 028 B010600 460 028 B020600 0 028 B030600 0 028 B040600 3405 028 C010600 102 028 C020600 0 028 C030600 0 028 C040600 3517 028 D010600 17 028 D020600 19359 028 D030600 0 028 D040600 3311 028 E010600 390 028 E020600 0 028 E030600 0 028 E040600 2129 028 F010600 64 028 F020600 0 028 F030600 0 028 F040600 3135 028 G010600 1549 028 G020600 19359 028 G030600 0 028 G040600 18626 028 H000600 0 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 44 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 2500000 048 A020600 0.550 048 B010600 2500000 048 B020600 0.450 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 PAGE 45 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 5000000 048 K020600 0.400 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 0 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 063 A000600 0 063 B000600 0.0 066 A000600 Y 066 B000600 N 066 C000600 N 066 D000600 N PAGE 46 066 E000600 N 066 F000600 N 066 G000600 Y 067 000600 Y 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 N 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 N 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 Y 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 Y 070 M010600 N 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 101558 071 B000600 111643 071 C000600 148273 071 D000600 68 072 A000600 6 072 B000600 1192 072 C000600 1217 072 D000600 0 PAGE 47 072 E000600 0 072 F000600 414 072 G000600 46 072 H000600 0 072 I000600 1 072 J000600 69 072 K000600 0 072 L000600 122 072 M000600 1 072 N000600 0 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 5 072 S000600 7 072 T000600 44 072 U000600 0 072 V000600 0 072 W000600 2 072 X000600 711 072 Y000600 0 072 Z000600 1698 072AA000600 995 072BB000600 0 072CC010600 0 072CC020600 21504 072DD010600 3708 072DD020600 1034 072EE000600 14618 073 A010600 0.6110 073 A020600 0.5550 073 B000600 1.8430 073 C000600 0.0000 074 A000600 15 074 B000600 0 074 C000600 675 074 D000600 34851 074 E000600 976 074 F000600 98276 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 1141 074 K000600 0 074 L000600 498 074 M000600 0 074 N000600 136432 074 O000600 1417 074 P000600 96 074 Q000600 0 074 R010600 0 PAGE 48 074 R020600 0 074 R030600 0 074 R040600 329 074 S000600 0 074 T000600 134590 074 U010600 6713 074 U020600 2096 074 V010600 15.30 074 V020600 15.21 074 W000600 0.0000 074 X000600 18 074 Y000600 0 075 A000600 0 075 B000600 151604 076 000600 0.00 024 000800 Y 025 A000801 TORONTO-DOMINION BANK 025 B000801 13-5640479 025 C000801 D 025 D000801 800 025 A000802 BANK OF AMERICA CORP. 025 B000802 56-2058405 025 C000802 D 025 D000802 1292 025 A000803 JP MORGAN CHASE & CO 025 B000803 13-2624428 025 C000803 D 025 D000803 1345 025 A000804 CITIGROUP INC. 025 B000804 13-1912900 025 C000804 D 025 D000804 1396 025 A000805 DEUTSCHE BANK 025 B000805 13-2730828 025 C000805 D 025 D000805 300 025 A000806 DEXIA DELAWARE 025 C000806 D 025 D000806 850 025 A000807 SOCIETE GENERALE 025 B000807 13-3863222 025 C000807 D 025 D000807 849 025 A000808 SAN PAOLO IMI S.P.A 025 C000808 D 025 D000808 650 025 A000809 MORGAN STANLEY 025 B000809 36-3145972 025 C000809 D 025 D000809 799 025 A000810 ROYAL BANK OF CANADA PAGE 49 025 C000810 D 025 D000810 795 025 A000811 PNC BANK 025 C000811 D 025 D000811 750 025 A000812 UBS 025 B000812 13-3873456 025 C000812 D 025 D000812 850 025 A000813 BANCO BILBAO VIZCAYA 025 C000813 D 025 D000813 800 025 A000814 WACHOVIA BANK NA 025 B000814 56-1473727 025 C000814 D 025 D000814 1400 025 D000815 0 025 D000816 0 028 A010800 6447 028 A020800 148 028 A030800 0 028 A040800 2803 028 B010800 3002 028 B020800 110 028 B030800 0 028 B040800 5672 028 C010800 2530 028 C020800 93 028 C030800 0 028 C040800 2401 028 D010800 2310 028 D020800 71 028 D030800 0 028 D040800 3952 028 E010800 3879 028 E020800 61 028 E030800 0 028 E040800 2444 028 F010800 1558 028 F020800 56 028 F030800 0 028 F040800 4930 028 G010800 19726 028 G020800 539 028 G030800 0 028 G040800 22202 028 H000800 0 042 A000800 0 042 B000800 0 042 C000800 100 042 D000800 0 PAGE 50 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 0 043 000800 31 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.000 048 A010800 2500000 048 A020800 0.450 048 B010800 2500000 048 B020800 0.400 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 5000000 048 K020800 0.350 049 000800 N 050 000800 N 051 000800 N 052 000800 N 053 A000800 N 055 A000800 Y 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 0 062 A000800 Y 062 B000800 0.0 062 C000800 6.4 062 D000800 0.0 062 E000800 0.0 PAGE 51 062 F000800 18.2 062 G000800 0.0 062 H000800 0.0 062 I000800 76.6 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000800 41 063 B000800 0.0 064 A000800 N 064 B000800 N 066 A000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 N 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 N 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 N 070 F020800 N 070 G010800 N 070 G020800 N 070 H010800 N 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 Y 070 K010800 N 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 N 070 M020800 N 070 N010800 N 070 N020800 N 070 O010800 Y PAGE 52 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 N 070 R020800 N 071 A000800 0 071 B000800 0 071 C000800 0 071 D000800 0 072 A000800 6 072 B000800 805 072 C000800 0 072 D000800 0 072 E000800 0 072 F000800 109 072 G000800 46 072 H000800 0 072 I000800 1 072 J000800 42 072 K000800 0 072 L000800 5 072 M000800 1 072 N000800 0 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 24 072 S000800 5 072 T000800 31 072 U000800 0 072 V000800 0 072 W000800 2 072 X000800 266 072 Y000800 0 072 Z000800 539 072AA000800 0 072BB000800 0 072CC010800 0 072CC020800 0 072DD010800 281 072DD020800 258 072EE000800 0 073 A010800 0.0117 073 A020800 0.0104 073 B000800 0.0000 073 C000800 0.0000 074 A000800 84 074 B000800 0 074 C000800 46071 PAGE 53 074 D000800 0 074 E000800 0 074 F000800 0 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 0 074 K000800 0 074 L000800 41 074 M000800 0 074 N000800 46196 074 O000800 0 074 P000800 48 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 629 074 S000800 0 074 T000800 45519 074 U010800 22905 074 U020800 22631 074 V010800 1.00 074 V020800 1.00 074 W000800 0.9996 074 X000800 15 074 Y000800 0 075 A000800 48562 075 B000800 0 076 000800 0.00 024 000900 N 025 D000901 0 025 D000902 0 025 D000903 0 025 D000904 0 025 D000905 0 025 D000906 0 025 D000907 0 025 D000908 0 028 A010900 3018 028 A020900 0 028 A030900 0 028 A040900 458 028 B010900 650 028 B020900 0 028 B030900 0 028 B040900 829 028 C010900 555 028 C020900 0 028 C030900 0 028 C040900 1100 PAGE 54 028 D010900 612 028 D020900 2583 028 D030900 0 028 D040900 395 028 E010900 0 028 E020900 0 028 E030900 0 028 E040900 0 028 F010900 0 028 F020900 0 028 F030900 0 028 F040900 0 028 G010900 4835 028 G020900 2583 028 G030900 0 028 G040900 2782 028 H000900 0 042 A000900 0 042 B000900 0 042 C000900 100 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 0 043 000900 5 044 000900 0 045 000900 Y 046 000900 N 047 000900 Y 048 000900 0.000 048 A010900 2500000 048 A020900 0.500 048 B010900 2500000 048 B020900 0.450 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 PAGE 55 048 K010900 5000000 048 K020900 0.400 049 000900 N 050 000900 N 051 000900 N 052 000900 N 053 A000900 N 055 A000900 N 055 B000900 N 056 000900 Y 057 000900 N 058 A000900 N 059 000900 Y 060 A000900 N 060 B000900 N 061 000900 0 062 A000900 Y 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 063 A000900 0 063 B000900 0.0 064 A000900 N 064 B000900 N 066 A000900 N 067 000900 N 068 A000900 N 068 B000900 N 069 000900 N 070 A010900 Y 070 A020900 N 070 B010900 N 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 N 070 D020900 N PAGE 56 070 E010900 Y 070 E020900 N 070 F010900 N 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 N 070 H020900 N 070 I010900 N 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 N 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 Y 070 N010900 Y 070 N020900 N 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 N 070 Q020900 N 070 R010900 Y 070 R020900 N 071 A000900 7578 071 B000900 8828 071 C000900 40232 071 D000900 19 072 A000900 6 072 B000900 758 072 C000900 0 072 D000900 0 072 E000900 0 072 F000900 64 072 G000900 21 072 H000900 0 072 I000900 0 072 J000900 19 072 K000900 0 072 L000900 82 072 M000900 1 072 N000900 0 072 O000900 0 072 P000900 15 072 Q000900 0 072 R000900 0 072 S000900 2 PAGE 57 072 T000900 5 072 U000900 0 072 V000900 0 072 W000900 1 072 X000900 210 072 Y000900 0 072 Z000900 548 072AA000900 732 072BB000900 0 072CC010900 0 072CC020900 759 072DD010900 1566 072DD020900 320 072EE000900 697 073 A010900 0.6000 073 A020900 0.5610 073 B000900 0.2190 073 C000900 0.0000 074 A000900 0 074 B000900 0 074 C000900 0 074 D000900 0 074 E000900 0 074 F000900 0 074 G000900 0 074 H000900 0 074 I000900 0 074 J000900 0 074 K000900 0 074 L000900 0 074 M000900 0 074 N000900 0 074 O000900 0 074 P000900 0 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 0 074 S000900 0 074 T000900 0 074 U010900 0 074 U020900 0 074 V010900 0.00 074 V020900 0.00 074 W000900 0.0000 074 X000900 0 074 Y000900 0 075 A000900 0 075 B000900 40602 076 000900 0.00 PAGE 58 024 001000 Y 025 A001001 CONSTELLATION ENERGY 025 B001001 52-1964611 025 C001001 E 025 D001001 1018 025 A001002 SEMPRA ENERGY 025 B001002 33-0732627 025 C001002 E 025 D001002 2386 025 A001003 THE BANK OF NEW YORK 025 B001003 13-5160382 025 C001003 D 025 D001003 1115 025 D001004 0 025 D001005 0 025 D001006 0 025 D001007 0 025 D001008 0 028 A011000 2103 028 A021000 0 028 A031000 0 028 A041000 3202 028 B011000 1322 028 B021000 0 028 B031000 0 028 B041000 2599 028 C011000 459 028 C021000 0 028 C031000 0 028 C041000 3089 028 D011000 1076 028 D021000 9978 028 D031000 0 028 D041000 953 028 E011000 14316 028 E021000 0 028 E031000 0 028 E041000 15925 028 F011000 343 028 F021000 0 028 F031000 0 028 F041000 1518 028 G011000 19619 028 G021000 9978 028 G031000 0 028 G041000 27286 028 H001000 0 042 A001000 0 042 B001000 0 042 C001000 100 042 D001000 0 PAGE 59 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 0 043 001000 19 044 001000 0 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.000 048 A011000 2500000 048 A021000 0.550 048 B011000 2500000 048 B021000 0.450 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 5000000 048 K021000 0.400 049 001000 N 050 001000 N 051 001000 N 052 001000 N 053 A001000 N 055 A001000 Y 055 B001000 N 056 001000 Y 057 001000 N 058 A001000 N 059 001000 Y 060 A001000 Y 060 B001000 Y 061 001000 0 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 PAGE 60 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 063 A001000 0 063 B001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 N 066 D001000 N 066 E001000 Y 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 Y 070 M011000 Y PAGE 61 070 M021000 Y 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 14257 071 B001000 20058 071 C001000 76516 071 D001000 19 072 A001000 6 072 B001000 12 072 C001000 1335 072 D001000 0 072 E001000 0 072 F001000 213 072 G001000 46 072 H001000 0 072 I001000 1 072 J001000 51 072 K001000 0 072 L001000 8 072 M001000 1 072 N001000 0 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 24 072 S001000 7 072 T001000 19 072 U001000 0 072 V001000 0 072 W001000 4 072 X001000 374 072 Y001000 0 072 Z001000 973 072AA001000 2824 072BB001000 0 072CC011000 0 072CC021000 7408 072DD011000 1577 072DD021000 354 072EE001000 8047 073 A011000 0.7240 073 A021000 0.6510 073 B001000 2.9560 PAGE 62 073 C001000 0.0000 074 A001000 14 074 B001000 0 074 C001000 1115 074 D001000 0 074 E001000 2373 074 F001000 70990 074 G001000 0 074 H001000 0 074 I001000 1402 074 J001000 0 074 K001000 0 074 L001000 209 074 M001000 0 074 N001000 76103 074 O001000 596 074 P001000 63 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 272 074 S001000 0 074 T001000 75172 074 U011000 2403 074 U021000 614 074 V011000 24.94 074 V021000 24.81 074 W001000 0.0000 074 X001000 13 074 Y001000 0 075 A001000 0 075 B001000 78137 076 001000 0.00 024 001100 N 025 D001101 0 025 D001102 0 025 D001103 0 025 D001104 0 025 D001105 0 025 D001106 0 025 D001107 0 025 D001108 0 028 A011100 854 028 A021100 0 028 A031100 0 028 A041100 493 028 B011100 239 028 B021100 0 028 B031100 0 028 B041100 631 PAGE 63 028 C011100 115 028 C021100 0 028 C031100 0 028 C041100 591 028 D011100 18 028 D021100 2380 028 D031100 0 028 D041100 905 028 E011100 0 028 E021100 0 028 E031100 0 028 E041100 0 028 F011100 0 028 F021100 0 028 F031100 0 028 F041100 0 028 G011100 1226 028 G021100 2380 028 G031100 0 028 G041100 2620 028 H001100 0 042 A001100 0 042 B001100 0 042 C001100 100 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 0 043 001100 4 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.000 048 A011100 2500000 048 A021100 0.500 048 B011100 2500000 048 B021100 0.450 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 PAGE 64 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 5000000 048 K021100 0.400 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 N 055 A001100 N 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 N 060 B001100 N 061 001100 0 062 A001100 Y 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 063 A001100 0 063 B001100 0.0 064 A001100 N 064 B001100 N 066 A001100 N 067 001100 N 068 A001100 N 068 B001100 Y 069 001100 N 070 A011100 Y 070 A021100 Y 070 B011100 N 070 B021100 N PAGE 65 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 N 070 F021100 N 070 G011100 N 070 G021100 N 070 H011100 N 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 Y 070 K011100 Y 070 K021100 N 070 L011100 Y 070 L021100 Y 070 M011100 N 070 M021100 N 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 951 071 B001100 2001 071 C001100 23595 071 D001100 4 072 A001100 6 072 B001100 537 072 C001100 3 072 D001100 0 072 E001100 0 072 F001100 38 072 G001100 21 072 H001100 0 072 I001100 1 072 J001100 23 072 K001100 0 072 L001100 57 072 M001100 1 072 N001100 0 072 O001100 0 PAGE 66 072 P001100 3 072 Q001100 0 072 R001100 1 072 S001100 0 072 T001100 4 072 U001100 0 072 V001100 0 072 W001100 1 072 X001100 150 072 Y001100 0 072 Z001100 390 072AA001100 63 072BB001100 0 072CC011100 0 072CC021100 332 072DD011100 1409 072DD021100 413 072EE001100 558 073 A011100 1.0520 073 A021100 1.0080 073 B001100 0.3190 073 C001100 0.0000 074 A001100 0 074 B001100 0 074 C001100 0 074 D001100 0 074 E001100 0 074 F001100 0 074 G001100 0 074 H001100 0 074 I001100 0 074 J001100 0 074 K001100 0 074 L001100 0 074 M001100 0 074 N001100 0 074 O001100 0 074 P001100 0 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 0 074 S001100 0 074 T001100 0 074 U011100 0 074 U021100 0 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 0 PAGE 67 074 Y001100 0 075 A001100 0 075 B001100 24496176 076 001100 0.00 024 001200 Y 025 A001201 GOLDMAN SACHS GROUP, INC. 025 B001201 13-5108880 025 C001201 E 025 D001201 3374 025 A001202 JPMORGAN CHASE & CO. 025 B001202 13-2624428 025 C001202 E 025 D001202 2587 025 A001203 THE CHARLES SCHWAB CORP. 025 B001203 94-1737782 025 C001203 E 025 D001203 1592 025 D001204 0 025 D001205 0 025 D001206 0 025 D001207 0 025 D001208 0 028 A011200 694 028 A021200 0 028 A031200 0 028 A041200 5468 028 B011200 382 028 B021200 0 028 B031200 0 028 B041200 3759 028 C011200 301 028 C021200 0 028 C031200 0 028 C041200 3961 028 D011200 481 028 D021200 0 028 D031200 0 028 D041200 2920 028 E011200 260 028 E021200 0 028 E031200 0 028 E041200 3100 028 F011200 152 028 F021200 0 028 F031200 0 028 F041200 3781 028 G011200 2270 028 G021200 0 028 G031200 0 028 G041200 22989 028 H001200 0 PAGE 68 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 100 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 0 043 001200 126 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.000 048 A011200 2500000 048 A021200 0.750 048 B011200 2500000 048 B021200 0.650 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 5000000 048 K021200 0.600 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 N 055 A001200 N 055 B001200 N 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y 060 A001200 Y 060 B001200 Y 061 001200 0 062 A001200 N PAGE 69 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 063 A001200 0 063 B001200 0.0 066 A001200 Y 066 B001200 N 066 C001200 N 066 D001200 Y 066 E001200 N 066 F001200 N 066 G001200 N 067 001200 N 068 A001200 N 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 N 070 K011200 Y PAGE 70 070 K021200 N 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 N 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 84400 071 B001200 102642 071 C001200 163476 071 D001200 52 072 A001200 6 072 B001200 15 072 C001200 542 072 D001200 0 072 E001200 0 072 F001200 610 072 G001200 46 072 H001200 0 072 I001200 1 072 J001200 44 072 K001200 0 072 L001200 13 072 M001200 1 072 N001200 0 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 24 072 S001200 7 072 T001200 126 072 U001200 0 072 V001200 0 072 W001200 3 072 X001200 875 072 Y001200 0 072 Z001200 -318 072AA001200 0 072BB001200 131 072CC011200 0 072CC021200 26979 072DD011200 0 072DD021200 0 PAGE 71 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 353 074 B001200 0 074 C001200 0 074 D001200 0 074 E001200 0 074 F001200 148577 074 G001200 0 074 H001200 0 074 I001200 0 074 J001200 2333 074 K001200 0 074 L001200 69 074 M001200 0 074 N001200 151332 074 O001200 1699 074 P001200 142 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 282 074 S001200 0 074 T001200 149209 074 U011200 2952 074 U021200 4738 074 V011200 19.67 074 V021200 19.23 074 W001200 0.0000 074 X001200 32 074 Y001200 0 075 A001200 0 075 B001200 165192 076 001200 0.00 024 001300 Y 025 A001301 CREDIT SUISSE GROUP 025 B001301 13-1898818 025 C001301 E 025 D001301 1808 025 A001302 THE BANK OF NEW YORK MELLON CORP. 025 B001302 13-5160382 025 C001302 D 025 D001302 6190 025 A001303 MACQUARIE BANK LTD 025 B001303 na 025 C001303 E 025 D001303 1339 PAGE 72 025 D001304 0 025 D001305 0 025 D001306 0 025 D001307 0 025 D001308 0 028 A011300 8085 028 A021300 0 028 A031300 0 028 A041300 6424 028 B011300 4664 028 B021300 0 028 B031300 0 028 B041300 5112 028 C011300 4041 028 C021300 0 028 C031300 0 028 C041300 6510 028 D011300 5096 028 D021300 3566 028 D031300 0 028 D041300 3183 028 E011300 7312 028 E021300 0 028 E031300 0 028 E041300 2966 028 F011300 5863 028 F021300 0 028 F031300 0 028 F041300 5022 028 G011300 35061 028 G021300 3566 028 G031300 0 028 G041300 29217 028 H001300 0 042 A001300 0 042 B001300 0 042 C001300 100 042 D001300 0 042 E001300 0 042 F001300 0 042 G001300 0 042 H001300 0 043 001300 75 044 001300 0 045 001300 Y 046 001300 N 047 001300 Y 048 001300 0.000 048 A011300 2500000 048 A021300 0.750 048 B011300 2500000 PAGE 73 048 B021300 0.650 048 C011300 0 048 C021300 0.000 048 D011300 0 048 D021300 0.000 048 E011300 0 048 E021300 0.000 048 F011300 0 048 F021300 0.000 048 G011300 0 048 G021300 0.000 048 H011300 0 048 H021300 0.000 048 I011300 0 048 I021300 0.000 048 J011300 0 048 J021300 0.000 048 K011300 5000000 048 K021300 0.600 049 001300 N 050 001300 N 051 001300 N 052 001300 N 053 A001300 N 055 A001300 N 055 B001300 N 056 001300 Y 057 001300 N 058 A001300 N 059 001300 Y 060 A001300 Y 060 B001300 Y 061 001300 0 062 A001300 N 062 B001300 0.0 062 C001300 0.0 062 D001300 0.0 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.0 062 J001300 0.0 062 K001300 0.0 062 L001300 0.0 062 M001300 0.0 062 N001300 0.0 062 O001300 0.0 062 P001300 0.0 062 Q001300 0.0 062 R001300 0.0 PAGE 74 063 A001300 0 063 B001300 0.0 066 A001300 Y 066 B001300 N 066 C001300 N 066 D001300 Y 066 E001300 N 066 F001300 N 066 G001300 N 067 001300 N 068 A001300 N 068 B001300 Y 069 001300 N 070 A011300 Y 070 A021300 N 070 B011300 Y 070 B021300 N 070 C011300 Y 070 C021300 N 070 D011300 Y 070 D021300 N 070 E011300 Y 070 E021300 N 070 F011300 Y 070 F021300 N 070 G011300 Y 070 G021300 N 070 H011300 Y 070 H021300 N 070 I011300 N 070 I021300 N 070 J011300 Y 070 J021300 Y 070 K011300 Y 070 K021300 N 070 L011300 Y 070 L021300 Y 070 M011300 Y 070 M021300 Y 070 N011300 Y 070 N021300 N 070 O011300 Y 070 O021300 N 070 P011300 Y 070 P021300 N 070 Q011300 N 070 Q021300 N 070 R011300 Y 070 R021300 N 071 A001300 87989 071 B001300 77123 PAGE 75 071 C001300 205257 071 D001300 38 072 A001300 6 072 B001300 57 072 C001300 3568 072 D001300 0 072 E001300 0 072 F001300 786 072 G001300 46 072 H001300 0 072 I001300 2 072 J001300 95 072 K001300 0 072 L001300 28 072 M001300 1 072 N001300 0 072 O001300 0 072 P001300 0 072 Q001300 0 072 R001300 26 072 S001300 5 072 T001300 75 072 U001300 0 072 V001300 0 072 W001300 6 072 X001300 1070 072 Y001300 0 072 Z001300 2555 072AA001300 0 072BB001300 4457 072CC011300 0 072CC021300 14844 072DD011300 0 072DD021300 0 072EE001300 3566 073 A011300 0.0000 073 A021300 0.0000 073 B001300 0.4000 073 C001300 0.0000 074 A001300 1797 074 B001300 0 074 C001300 6190 074 D001300 0 074 E001300 0 074 F001300 201577 074 G001300 0 074 H001300 0 074 I001300 1990 074 J001300 695 074 K001300 0 074 L001300 998 PAGE 76 074 M001300 0 074 N001300 213247 074 O001300 337 074 P001300 168 074 Q001300 0 074 R011300 0 074 R021300 0 074 R031300 0 074 R041300 355 074 S001300 0 074 T001300 212387 074 U011300 6370 074 U021300 3002 074 V011300 22.71 074 V021300 22.54 074 W001300 0.0000 074 X001300 36 074 Y001300 0 075 A001300 0 075 B001300 212930 076 001300 0.00 024 001400 Y 025 A001401 THE BANK OF NEW YORK MELLON 025 B001401 13-5160382 025 C001401 D 025 D001401 24370 025 A001402 CONSTELLATION ENERGY GROUP, INC. 025 B001402 52-1964611 025 C001402 E 025 D001402 3005 025 D001403 0 025 D001404 0 025 D001405 0 025 D001406 0 025 D001407 0 025 D001408 0 028 A011400 4870 028 A021400 0 028 A031400 0 028 A041400 15081 028 B011400 5025 028 B021400 0 028 B031400 0 028 B041400 9982 028 C011400 5229 028 C021400 0 028 C031400 0 028 C041400 6435 028 D011400 6741 028 D021400 41260 028 D031400 0 PAGE 77 028 D041400 8206 028 E011400 13790 028 E021400 0 028 E031400 0 028 E041400 4537 028 F011400 29579 028 F021400 0 028 F031400 0 028 F041400 11657 028 G011400 65234 028 G021400 41260 028 G031400 0 028 G041400 55898 028 H001400 0 042 A001400 0 042 B001400 0 042 C001400 100 042 D001400 0 042 E001400 0 042 F001400 0 042 G001400 0 042 H001400 0 043 001400 352 044 001400 0 045 001400 Y 046 001400 N 047 001400 Y 048 001400 0.000 048 A011400 2500000 048 A021400 0.750 048 B011400 2500000 048 B021400 0.650 048 C011400 0 048 C021400 0.000 048 D011400 0 048 D021400 0.000 048 E011400 0 048 E021400 0.000 048 F011400 0 048 F021400 0.000 048 G011400 0 048 G021400 0.000 048 H011400 0 048 H021400 0.000 048 I011400 0 048 I021400 0.000 048 J011400 0 048 J021400 0.000 048 K011400 5000000 048 K021400 0.600 049 001400 N PAGE 78 050 001400 N 051 001400 N 052 001400 N 053 A001400 Y 053 B001400 Y 053 C001400 N 055 A001400 N 055 B001400 N 056 001400 Y 057 001400 N 058 A001400 N 059 001400 Y 060 A001400 Y 060 B001400 Y 061 001400 0 062 A001400 N 062 B001400 0.0 062 C001400 0.0 062 D001400 0.0 062 E001400 0.0 062 F001400 0.0 062 G001400 0.0 062 H001400 0.0 062 I001400 0.0 062 J001400 0.0 062 K001400 0.0 062 L001400 0.0 062 M001400 0.0 062 N001400 0.0 062 O001400 0.0 062 P001400 0.0 062 Q001400 0.0 062 R001400 0.0 063 A001400 0 063 B001400 0.0 066 A001400 Y 066 B001400 N 066 C001400 N 066 D001400 Y 066 E001400 N 066 F001400 N 066 G001400 N 067 001400 N 068 A001400 N 068 B001400 N 069 001400 N 070 A011400 Y 070 A021400 N 070 B011400 Y 070 B021400 N 070 C011400 Y PAGE 79 070 C021400 N 070 D011400 Y 070 D021400 N 070 E011400 Y 070 E021400 N 070 F011400 Y 070 F021400 N 070 G011400 Y 070 G021400 N 070 H011400 Y 070 H021400 N 070 I011400 N 070 I021400 N 070 J011400 Y 070 J021400 N 070 K011400 Y 070 K021400 N 070 L011400 Y 070 L021400 Y 070 M011400 Y 070 M021400 N 070 N011400 Y 070 N021400 N 070 O011400 Y 070 O021400 N 070 P011400 Y 070 P021400 N 070 Q011400 N 070 Q021400 N 070 R011400 Y 070 R021400 N 071 A001400 78737 071 B001400 82275 071 C001400 410149 071 D001400 19 072 A001400 6 072 B001400 64 072 C001400 2887 072 D001400 0 072 E001400 0 072 F001400 1562 072 G001400 46 072 H001400 0 072 I001400 3 072 J001400 67 072 K001400 0 072 L001400 52 072 M001400 1 072 N001400 0 072 O001400 0 072 P001400 0 PAGE 80 072 Q001400 0 072 R001400 24 072 S001400 9 072 T001400 352 072 U001400 0 072 V001400 0 072 W001400 3 072 X001400 2119 072 Y001400 0 072 Z001400 832 072AA001400 14839 072BB001400 0 072CC011400 0 072CC021400 48717 072DD011400 887 072DD021400 1131 072EE001400 39243 073 A011400 0.1110 073 A021400 0.0670 073 B001400 1.5780 073 C001400 0.0000 074 A001400 27 074 B001400 0 074 C001400 24370 074 D001400 0 074 E001400 0 074 F001400 395059 074 G001400 0 074 H001400 0 074 I001400 0 074 J001400 0 074 K001400 0 074 L001400 1316 074 M001400 0 074 N001400 420772 074 O001400 2168 074 P001400 351 074 Q001400 0 074 R011400 0 074 R021400 0 074 R031400 0 074 R041400 948 074 S001400 0 074 T001400 417305 074 U011400 9968 074 U021400 19262 074 V011400 14.31 074 V021400 14.26 074 W001400 0.0000 074 X001400 41 074 Y001400 0 PAGE 81 075 A001400 0 075 B001400 138036 076 001400 0.00 024 001500 Y 025 A001501 THE BANK OF NEW YORK MELLON 025 B001501 13-5160382 025 C001501 D 025 D001501 7833 025 A001502 CITIGROUP, INC. 025 B001502 13-1912900 025 C001502 E 025 D001502 5075 025 A001503 BANK OF AMERICA CORP. 025 B001503 56-2058405 025 C001503 E 025 D001503 5829 025 A001504 JPMORGAN CHASE & CO. 025 B001504 13-2624428 025 C001504 E 025 D001504 7143 025 A001505 MERRILL LYNCH & CO., INC. 025 B001505 13-2740599 025 C001505 E 025 D001505 1050 025 A001506 WACHOVIA CORP. 025 B001506 56-1473727 025 C001506 E 025 D001506 1764 025 A001507 MORGAN STANLEY 025 B001507 36-3145972 025 C001507 E 025 D001507 3048 025 A001508 BB&T CORP. 025 B001508 56-0939887 025 C001508 E 025 D001508 307 025 A001509 GOLDMAN SACHS GROUP, INC. 025 B001509 13-5108880 025 C001509 E 025 D001509 630 025 A001510 COMERICA, INC. 025 B001510 38-2621207 025 C001510 E 025 D001510 866 025 A001511 KEYCORP 025 B001511 34-6542451 025 C001511 E 025 D001511 408 025 A001512 LEHMAN BROTHERS HOLDINGS 025 B001512 13-2518466 025 C001512 E PAGE 82 025 D001512 359 025 A001513 DEUTSCHE BANK 025 B001513 13-2730828 025 C001513 E 025 D001513 1033 025 A001514 U.S.BANCORP 025 B001514 41-0255900 025 C001514 E 025 D001514 1043 025 A001515 WELLS FARGO 025 B001515 41-0449260 025 C001515 E 025 D001515 2026 025 D001516 0 025 D001517 0 025 D001518 0 025 D001519 0 025 D001520 0 025 D001521 0 025 D001522 0 025 D001523 0 025 D001524 0 028 A011500 16076 028 A021500 0 028 A031500 0 028 A041500 5680 028 B011500 4174 028 B021500 0 028 B031500 0 028 B041500 2820 028 C011500 4498 028 C021500 0 028 C031500 0 028 C041500 3209 028 D011500 3672 028 D021500 21630 028 D031500 0 028 D041500 2214 028 E011500 3398 028 E021500 0 028 E031500 0 028 E041500 2047 028 F011500 2757 028 F021500 0 028 F031500 0 028 F041500 2186 028 G011500 34575 028 G021500 21630 028 G031500 0 028 G041500 18156 028 H001500 0 PAGE 83 042 A001500 0 042 B001500 0 042 C001500 100 042 D001500 0 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 0 043 001500 395 044 001500 0 045 001500 Y 046 001500 N 047 001500 Y 048 001500 0.000 048 A011500 2500000 048 A021500 0.550 048 B011500 2500000 048 B021500 0.450 048 C011500 0 048 C021500 0.000 048 D011500 0 048 D021500 0.000 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 5000000 048 K021500 0.400 049 001500 N 050 001500 N 051 001500 N 052 001500 N 053 A001500 Y 053 B001500 Y 053 C001500 N 055 A001500 N 055 B001500 N 056 001500 Y 057 001500 N 058 A001500 N 059 001500 Y 060 A001500 Y 060 B001500 Y PAGE 84 061 001500 0 062 A001500 N 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 063 A001500 0 063 B001500 0.0 066 A001500 Y 066 B001500 N 066 C001500 N 066 D001500 Y 066 E001500 N 066 F001500 N 066 G001500 N 067 001500 N 068 A001500 N 068 B001500 N 069 001500 N 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N 070 E011500 Y 070 E021500 N 070 F011500 Y 070 F021500 N 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y PAGE 85 070 J021500 N 070 K011500 Y 070 K021500 N 070 L011500 Y 070 L021500 Y 070 M011500 Y 070 M021500 N 070 N011500 Y 070 N021500 N 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 N 070 Q011500 N 070 Q021500 N 070 R011500 Y 070 R021500 N 071 A001500 63980 071 B001500 45926 071 C001500 311498 071 D001500 15 072 A001500 6 072 B001500 61 072 C001500 4658 072 D001500 0 072 E001500 0 072 F001500 875 072 G001500 46 072 H001500 0 072 I001500 2 072 J001500 52 072 K001500 0 072 L001500 17 072 M001500 1 072 N001500 0 072 O001500 0 072 P001500 0 072 Q001500 0 072 R001500 24 072 S001500 8 072 T001500 395 072 U001500 0 072 V001500 0 072 W001500 2 072 X001500 1422 072 Y001500 0 072 Z001500 3297 072AA001500 5267 072BB001500 0 072CC011500 0 072CC021500 64918 PAGE 86 072DD011500 57 072DD021500 6042 072EE001500 15532 073 A011500 0.2750 073 A021500 0.2420 073 B001500 0.6170 073 C001500 0.0000 074 A001500 1 074 B001500 0 074 C001500 7833 074 D001500 0 074 E001500 0 074 F001500 282657 074 G001500 0 074 H001500 0 074 I001500 0 074 J001500 1190 074 K001500 0 074 L001500 1204 074 M001500 0 074 N001500 292885 074 O001500 0 074 P001500 229 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 68 074 S001500 0 074 T001500 292588 074 U011500 206 074 U021500 26972 074 V011500 10.86 074 V021500 10.76 074 W001500 0.0000 074 X001500 21 074 Y001500 0 075 A001500 0 075 B001500 319838 076 001500 0.00 024 001600 N 025 D001601 0 025 D001602 0 025 D001603 0 025 D001604 0 025 D001605 0 025 D001606 0 025 D001607 0 025 D001608 0 028 A011600 6357 028 A021600 0 PAGE 87 028 A031600 0 028 A041600 16726 028 B011600 5354 028 B021600 0 028 B031600 0 028 B041600 5847 028 C011600 2978 028 C021600 0 028 C031600 0 028 C041600 6324 028 D011600 4984 028 D021600 0 028 D031600 0 028 D041600 5000 028 E011600 3316 028 E021600 0 028 E031600 0 028 E041600 5213 028 F011600 1910 028 F021600 0 028 F031600 0 028 F041600 8118 028 G011600 24899 028 G021600 0 028 G031600 0 028 G041600 47228 028 H001600 0 042 A001600 0 042 B001600 0 042 C001600 100 042 D001600 0 042 E001600 0 042 F001600 0 042 G001600 0 042 H001600 0 043 001600 199 044 001600 0 045 001600 Y 046 001600 N 047 001600 Y 048 001600 0.000 048 A011600 2500000 048 A021600 0.750 048 B011600 2500000 048 B021600 0.650 048 C011600 0 048 C021600 0.000 048 D011600 0 048 D021600 0.000 048 E011600 0 048 E021600 0.000 PAGE 88 048 F011600 0 048 F021600 0.000 048 G011600 0 048 G021600 0.000 048 H011600 0 048 H021600 0.000 048 I011600 0 048 I021600 0.000 048 J011600 0 048 J021600 0.000 048 K011600 5000000 048 K021600 0.600 049 001600 N 050 001600 N 051 001600 N 052 001600 N 053 A001600 N 055 A001600 N 055 B001600 N 056 001600 Y 057 001600 N 058 A001600 N 059 001600 Y 060 A001600 Y 060 B001600 Y 061 001600 0 062 A001600 N 062 B001600 0.0 062 C001600 0.0 062 D001600 0.0 062 E001600 0.0 062 F001600 0.0 062 G001600 0.0 062 H001600 0.0 062 I001600 0.0 062 J001600 0.0 062 K001600 0.0 062 L001600 0.0 062 M001600 0.0 062 N001600 0.0 062 O001600 0.0 062 P001600 0.0 062 Q001600 0.0 062 R001600 0.0 063 A001600 0 063 B001600 0.0 066 A001600 Y 066 B001600 N 066 C001600 N 066 D001600 Y 066 E001600 N PAGE 89 066 F001600 N 066 G001600 N 067 001600 N 068 A001600 N 068 B001600 N 069 001600 N 070 A011600 N 070 A021600 N 070 B011600 Y 070 B021600 N 070 C011600 Y 070 C021600 N 070 D011600 Y 070 D021600 N 070 E011600 Y 070 E021600 N 070 F011600 N 070 F021600 N 070 G011600 N 070 G021600 N 070 H011600 N 070 H021600 N 070 I011600 N 070 I021600 N 070 J011600 Y 070 J021600 Y 070 K011600 N 070 K021600 N 070 L011600 Y 070 L021600 Y 070 M011600 Y 070 M021600 Y 070 N011600 Y 070 N021600 N 070 O011600 N 070 O021600 N 070 P011600 Y 070 P021600 N 070 Q011600 N 070 Q021600 N 070 R011600 N 070 R021600 N 071 A001600 150785 071 B001600 171115 071 C001600 231850 071 D001600 65 072 A001600 6 072 B001600 47 072 C001600 1054 072 D001600 0 072 E001600 0 PAGE 90 072 F001600 882 072 G001600 46 072 H001600 0 072 I001600 2 072 J001600 77 072 K001600 0 072 L001600 38 072 M001600 1 072 N001600 0 072 O001600 0 072 P001600 0 072 Q001600 0 072 R001600 24 072 S001600 8 072 T001600 199 072 U001600 0 072 V001600 0 072 W001600 3 072 X001600 1280 072 Y001600 0 072 Z001600 -179 072AA001600 0 072BB001600 8315 072CC011600 0 072CC021600 34426 072DD011600 0 072DD021600 0 072EE001600 0 073 A011600 0.0000 073 A021600 0.0000 073 B001600 0.0000 073 C001600 0.0000 074 A001600 3579 074 B001600 0 074 C001600 0 074 D001600 0 074 E001600 0 074 F001600 215364 074 G001600 0 074 H001600 0 074 I001600 0 074 J001600 4594 074 K001600 0 074 L001600 238 074 M001600 0 074 N001600 223775 074 O001600 2641 074 P001600 205 074 Q001600 0 074 R011600 0 074 R021600 0 PAGE 91 074 R031600 0 074 R041600 785 074 S001600 0 074 T001600 220144 074 U011600 4016 074 U021600 8696 074 V011600 17.57 074 V021600 17.20 074 W001600 0.0000 074 X001600 62 074 Y001600 0 075 A001600 0 075 B001600 239714 076 001600 0.00 024 001700 Y 025 A001701 AFFILIATED MANAGERS GROUP, INC. 025 B001701 04-3218510 025 C001701 E 025 D001701 684 025 A001702 THE BANK OF NEW YORK MELLON CORP. 025 B001702 13-5160382 025 C001702 D 025 D001702 1000 025 A001703 STIFEL FINANCIAL CORP. 025 B001703 43-1273600 025 C001703 E 025 D001703 356 025 D001704 0 025 D001705 0 025 D001706 0 025 D001707 0 025 D001708 0 028 A011700 309 028 A021700 0 028 A031700 0 028 A041700 4563 028 B011700 360 028 B021700 0 028 B031700 0 028 B041700 1438 028 C011700 1354 028 C021700 0 028 C031700 0 028 C041700 953 028 D011700 15881 028 D021700 0 028 D031700 0 028 D041700 1178 028 E011700 522 028 E021700 0 028 E031700 0 PAGE 92 028 E041700 1230 028 F011700 833 028 F021700 0 028 F031700 0 028 F041700 982 028 G011700 19259 028 G021700 0 028 G031700 0 028 G041700 10344 028 H001700 0 042 A001700 0 042 B001700 0 042 C001700 100 042 D001700 0 042 E001700 0 042 F001700 0 042 G001700 0 042 H001700 0 043 001700 23 044 001700 0 045 001700 Y 046 001700 N 047 001700 Y 048 001700 0.000 048 A011700 2500000 048 A021700 0.750 048 B011700 2500000 048 B021700 0.650 048 C011700 0 048 C021700 0.000 048 D011700 0 048 D021700 0.000 048 E011700 0 048 E021700 0.000 048 F011700 0 048 F021700 0.000 048 G011700 0 048 G021700 0.000 048 H011700 0 048 H021700 0.000 048 I011700 0 048 I021700 0.000 048 J011700 0 048 J021700 0.000 048 K011700 5000000 048 K021700 0.600 049 001700 N 050 001700 N 051 001700 N 052 001700 N 053 A001700 N PAGE 93 055 A001700 Y 055 B001700 N 056 001700 Y 057 001700 N 058 A001700 N 059 001700 Y 060 A001700 Y 060 B001700 Y 061 001700 0 062 A001700 N 062 B001700 0.0 062 C001700 0.0 062 D001700 0.0 062 E001700 0.0 062 F001700 0.0 062 G001700 0.0 062 H001700 0.0 062 I001700 0.0 062 J001700 0.0 062 K001700 0.0 062 L001700 0.0 062 M001700 0.0 062 N001700 0.0 062 O001700 0.0 062 P001700 0.0 062 Q001700 0.0 062 R001700 0.0 063 A001700 0 063 B001700 0.0 066 A001700 Y 066 B001700 N 066 C001700 N 066 D001700 Y 066 E001700 N 066 F001700 N 066 G001700 N 067 001700 N 068 A001700 N 068 B001700 N 069 001700 N 070 A011700 Y 070 A021700 N 070 B011700 Y 070 B021700 N 070 C011700 Y 070 C021700 N 070 D011700 N 070 D021700 N 070 E011700 Y 070 E021700 N 070 F011700 Y PAGE 94 070 F021700 N 070 G011700 Y 070 G021700 N 070 H011700 Y 070 H021700 N 070 I011700 N 070 I021700 N 070 J011700 Y 070 J021700 N 070 K011700 Y 070 K021700 N 070 L011700 Y 070 L021700 Y 070 M011700 N 070 M021700 N 070 N011700 Y 070 N021700 N 070 O011700 N 070 O021700 N 070 P011700 Y 070 P021700 N 070 Q011700 N 070 Q021700 N 070 R011700 Y 070 R021700 N 071 A001700 41034 071 B001700 31189 071 C001700 56565 071 D001700 55 072 A001700 6 072 B001700 10 072 C001700 73 072 D001700 0 072 E001700 0 072 F001700 214 072 G001700 46 072 H001700 0 072 I001700 1 072 J001700 59 072 K001700 0 072 L001700 5 072 M001700 1 072 N001700 0 072 O001700 0 072 P001700 0 072 Q001700 0 072 R001700 24 072 S001700 5 072 T001700 23 072 U001700 0 072 V001700 0 PAGE 95 072 W001700 1 072 X001700 379 072 Y001700 0 072 Z001700 -296 072AA001700 288 072BB001700 0 072CC011700 0 072CC021700 8820 072DD011700 0 072DD021700 0 072EE001700 0 073 A011700 0.0000 073 A021700 0.0000 073 B001700 0.0000 073 C001700 0.0000 074 A001700 4 074 B001700 0 074 C001700 1000 074 D001700 0 074 E001700 0 074 F001700 64325 074 G001700 0 074 H001700 0 074 I001700 0 074 J001700 403 074 K001700 0 074 L001700 67 074 M001700 0 074 N001700 65799 074 O001700 638 074 P001700 72 074 Q001700 0 074 R011700 0 074 R021700 0 074 R031700 0 074 R041700 199 074 S001700 0 074 T001700 64890 074 U011700 3491 074 U021700 1377 074 V011700 13.40 074 V021700 13.14 074 W001700 0.0000 074 X001700 25 074 Y001700 0 075 A001700 0 075 B001700 59588 076 001700 0.00 024 001800 N 025 D001801 0 025 D001802 0 PAGE 96 025 D001803 0 025 D001804 0 025 D001805 0 025 D001806 0 025 D001807 0 025 D001808 0 028 A011800 297 028 A021800 0 028 A031800 0 028 A041800 3066 028 B011800 639 028 B021800 0 028 B031800 0 028 B041800 1938 028 C011800 397 028 C021800 0 028 C031800 0 028 C041800 4177 028 D011800 648 028 D021800 16514 028 D031800 0 028 D041800 1846 028 E011800 1472 028 E021800 0 028 E031800 0 028 E041800 1186 028 F011800 482 028 F021800 0 028 F031800 0 028 F041800 1163 028 G011800 3935 028 G021800 16514 028 G031800 0 028 G041800 13376 028 H001800 0 042 A001800 0 042 B001800 0 042 C001800 100 042 D001800 0 042 E001800 0 042 F001800 0 042 G001800 0 042 H001800 0 043 001800 26 044 001800 0 045 001800 Y 046 001800 N 047 001800 Y 048 001800 0.000 048 A011800 2500000 048 A021800 0.550 PAGE 97 048 B011800 2500000 048 B021800 0.450 048 C011800 0 048 C021800 0.000 048 D011800 0 048 D021800 0.000 048 E011800 0 048 E021800 0.000 048 F011800 0 048 F021800 0.000 048 G011800 0 048 G021800 0.000 048 H011800 0 048 H021800 0.000 048 I011800 0 048 I021800 0.000 048 J011800 0 048 J021800 0.000 048 K011800 5000000 048 K021800 0.400 049 001800 N 050 001800 N 051 001800 N 052 001800 N 053 A001800 N 055 A001800 Y 055 B001800 N 056 001800 Y 057 001800 N 058 A001800 N 059 001800 Y 060 A001800 Y 060 B001800 Y 061 001800 0 062 A001800 N 062 B001800 0.0 062 C001800 0.0 062 D001800 0.0 062 E001800 0.0 062 F001800 0.0 062 G001800 0.0 062 H001800 0.0 062 I001800 0.0 062 J001800 0.0 062 K001800 0.0 062 L001800 0.0 062 M001800 0.0 062 N001800 0.0 062 O001800 0.0 062 P001800 0.0 062 Q001800 0.0 PAGE 98 062 R001800 0.0 063 A001800 0 063 B001800 0.0 066 A001800 Y 066 B001800 N 066 C001800 N 066 D001800 N 066 E001800 N 066 F001800 N 066 G001800 Y 067 001800 N 068 A001800 N 068 B001800 N 069 001800 N 070 A011800 Y 070 A021800 N 070 B011800 Y 070 B021800 N 070 C011800 Y 070 C021800 N 070 D011800 N 070 D021800 N 070 E011800 Y 070 E021800 N 070 F011800 N 070 F021800 N 070 G011800 N 070 G021800 N 070 H011800 N 070 H021800 N 070 I011800 N 070 I021800 N 070 J011800 Y 070 J021800 N 070 K011800 Y 070 K021800 N 070 L011800 Y 070 L021800 Y 070 M011800 N 070 M021800 N 070 N011800 Y 070 N021800 N 070 O011800 N 070 O021800 N 070 P011800 Y 070 P021800 N 070 Q011800 N 070 Q021800 N 070 R011800 Y 070 R021800 N 071 A001800 14083 PAGE 99 071 B001800 21232 071 C001800 65290 071 D001800 22 072 A001800 6 072 B001800 7 072 C001800 20 072 D001800 0 072 E001800 0 072 F001800 182 072 G001800 46 072 H001800 0 072 I001800 1 072 J001800 44 072 K001800 0 072 L001800 8 072 M001800 1 072 N001800 0 072 O001800 0 072 P001800 0 072 Q001800 0 072 R001800 25 072 S001800 4 072 T001800 26 072 U001800 0 072 V001800 0 072 W001800 3 072 X001800 340 072 Y001800 0 072 Z001800 -313 072AA001800 1546 072BB001800 0 072CC011800 0 072CC021800 3368 072DD011800 713 072DD021800 235 072EE001800 15566 073 A011800 0.2620 073 A021800 0.1990 073 B001800 3.9900 073 C001800 0.0000 074 A001800 485 074 B001800 0 074 C001800 0 074 D001800 0 074 E001800 0 074 F001800 60181 074 G001800 0 074 H001800 0 074 I001800 0 074 J001800 0 074 K001800 0 PAGE 100 074 L001800 221 074 M001800 0 074 N001800 60887 074 O001800 0 074 P001800 59 074 Q001800 0 074 R011800 0 074 R021800 0 074 R031800 0 074 R041800 109 074 S001800 0 074 T001800 60719 074 U011800 3500 074 U021800 1628 074 V011800 11.84 074 V021800 11.85 074 W001800 0.0000 074 X001800 20 074 Y001800 0 075 A001800 0 075 B001800 66607 076 001800 0.00 024 001900 N 025 D001901 0 025 D001902 0 025 D001903 0 025 D001904 0 025 D001905 0 025 D001906 0 025 D001907 0 025 D001908 0 028 A011900 85 028 A021900 0 028 A031900 0 028 A041900 691 028 B011900 108 028 B021900 0 028 B031900 0 028 B041900 718 028 C011900 993 028 C021900 0 028 C031900 0 028 C041900 959 028 D011900 394 028 D021900 3158 028 D031900 0 028 D041900 546 028 E011900 0 028 E021900 0 028 E031900 0 028 E041900 0 PAGE 101 028 F011900 0 028 F021900 0 028 F031900 0 028 F041900 0 028 G011900 1580 028 G021900 3158 028 G031900 0 028 G041900 2914 028 H001900 0 042 A001900 0 042 B001900 0 042 C001900 0 042 D001900 100 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 043 001900 7 044 001900 0 045 001900 Y 046 001900 N 047 001900 Y 048 001900 0.000 048 A011900 2500000 048 A021900 0.500 048 B011900 2500000 048 B021900 0.450 048 C011900 0 048 C021900 0.000 048 D011900 0 048 D021900 0.000 048 E011900 0 048 E021900 0.000 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 5000000 048 K021900 0.400 049 001900 N 050 001900 N 051 001900 N 052 001900 N 053 A001900 N 055 A001900 N PAGE 102 055 B001900 N 056 001900 Y 057 001900 N 058 A001900 N 059 001900 Y 060 A001900 Y 060 B001900 Y 061 001900 0 062 A001900 Y 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.0 062 J001900 0.0 062 K001900 0.0 062 L001900 0.0 062 M001900 0.0 062 N001900 0.0 062 O001900 0.0 062 P001900 0.0 062 Q001900 0.0 062 R001900 0.0 063 A001900 0 063 B001900 0.0 064 A001900 N 064 B001900 Y 065 001900 N 066 A001900 N 067 001900 N 068 A001900 N 068 B001900 N 069 001900 N 070 A011900 Y 070 A021900 N 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 Y 070 E021900 N 070 F011900 N 070 F021900 N 070 G011900 Y 070 G021900 N 070 H011900 N PAGE 103 070 H021900 N 070 I011900 N 070 I021900 N 070 J011900 Y 070 J021900 Y 070 K011900 N 070 K021900 N 070 L011900 Y 070 L021900 Y 070 M011900 Y 070 M021900 Y 070 N011900 Y 070 N021900 N 070 O011900 Y 070 O021900 N 070 P011900 Y 070 P021900 N 070 Q011900 N 070 Q021900 N 070 R011900 N 070 R021900 N 071 A001900 2359 071 B001900 2628 071 C001900 28919 071 D001900 8 072 A001900 6 072 B001900 836 072 C001900 9 072 D001900 0 072 E001900 0 072 F001900 49 072 G001900 21 072 H001900 0 072 I001900 1 072 J001900 27 072 K001900 0 072 L001900 77 072 M001900 0 072 N001900 0 072 O001900 0 072 P001900 0 072 Q001900 0 072 R001900 1 072 S001900 3 072 T001900 7 072 U001900 0 072 V001900 0 072 W001900 1 072 X001900 187 072 Y001900 0 072 Z001900 658 PAGE 104 072AA001900 0 072BB001900 278 072CC011900 0 072CC021900 558 072DD011900 2334 072DD021900 824 072EE001900 0 073 A011900 0.6930 073 A021900 0.6670 073 B001900 0.0000 073 C001900 0.0000 074 A001900 0 074 B001900 0 074 C001900 0 074 D001900 0 074 E001900 0 074 F001900 0 074 G001900 0 074 H001900 0 074 I001900 0 074 J001900 0 074 K001900 0 074 L001900 0 074 M001900 0 074 N001900 0 074 O001900 0 074 P001900 0 074 Q001900 0 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 0 074 S001900 0 074 T001900 0 074 U011900 0 074 U021900 0 074 V011900 0.00 074 V021900 0.00 074 W001900 0.0000 074 X001900 0 074 Y001900 0 075 A001900 0 075 B001900 31460 076 001900 0.00 024 002000 Y 025 A002001 MERRILL LYNCH & CO. 025 B002001 13-2740599 025 C002001 E 025 D002001 95 025 A002002 FRANKLIN RESOURCES, INC. 025 B002002 13-2670991 PAGE 105 025 C002002 E 025 D002002 121 025 A002003 WACHOVIA CORP.GROUP 025 B002003 56-1473727 025 C002003 E 025 D002003 59 025 A002004 MORGAN STANLEY 025 B002004 36-3145972 025 C002004 E 025 D002004 72 025 A002005 COMERICA, INC. 025 B002005 38-1998421 025 C002005 E 025 D002005 23 025 A002006 KEYCORP 025 B002006 34-6542451 025 C002006 E 025 D002006 7 025 A002007 GOLDMAN SACHS GROUP, INC. 025 B002007 13-5108880 025 C002007 E 025 D002007 118 025 A002008 DEUTSCHE BANK AG 025 B002008 13-2730828 025 C002008 E 025 D002008 32 025 A002009 LEHMAN BROTHERS HOLDINGS, INC. 025 B002009 13-2518466 025 C002009 E 025 D002009 10 025 A002010 BANK OF AMERICA CORP. 025 B002010 56-2058405 025 C002010 E 025 D002010 153 025 A002011 CITIGROUP, INC. 025 B002011 13-1912900 025 C002011 E 025 D002011 127 025 A002012 JP MORGAN CHASE & CO. 025 B002012 13-2624428 025 C002012 E 025 D002012 175 025 D002013 0 025 D002014 0 025 D002015 0 025 D002016 0 025 D002017 0 025 D002018 0 025 D002019 0 025 D002020 0 025 D002021 0 PAGE 106 025 D002022 0 025 D002023 0 025 D002024 0 028 A012000 74 028 A022000 0 028 A032000 0 028 A042000 275 028 B012000 121 028 B022000 0 028 B032000 0 028 B042000 264 028 C012000 106 028 C022000 0 028 C032000 0 028 C042000 190 028 D012000 60 028 D022000 1324 028 D032000 0 028 D042000 132 028 E012000 67 028 E022000 0 028 E032000 0 028 E042000 173 028 F012000 19 028 F022000 0 028 F032000 0 028 F042000 274 028 G012000 447 028 G022000 1324 028 G032000 0 028 G042000 1308 028 H002000 0 042 A002000 0 042 B002000 0 042 C002000 100 042 D002000 0 042 E002000 0 042 F002000 0 042 G002000 0 042 H002000 0 043 002000 18 044 002000 0 045 002000 Y 046 002000 N 047 002000 Y 048 002000 0.000 048 A012000 2500000 048 A022000 0.650 048 B012000 2500000 048 B022000 0.550 048 C012000 0 PAGE 107 048 C022000 0.000 048 D012000 0 048 D022000 0.000 048 E012000 0 048 E022000 0.000 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 5000000 048 K022000 0.500 049 002000 N 050 002000 N 051 002000 N 052 002000 N 053 A002000 Y 053 B002000 Y 053 C002000 N 055 A002000 N 055 B002000 N 056 002000 Y 057 002000 N 058 A002000 N 059 002000 Y 060 A002000 Y 060 B002000 Y 061 002000 0 062 A002000 N 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 PAGE 108 063 A002000 0 063 B002000 0.0 066 A002000 Y 066 B002000 N 066 C002000 N 066 D002000 Y 066 E002000 N 066 F002000 N 066 G002000 N 067 002000 N 068 A002000 N 068 B002000 N 069 002000 N 070 A012000 Y 070 A022000 N 070 B012000 Y 070 B022000 N 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 Y 070 E022000 N 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 N 070 I022000 N 070 J012000 Y 070 J022000 N 070 K012000 Y 070 K022000 N 070 L012000 Y 070 L022000 Y 070 M012000 Y 070 M022000 N 070 N012000 Y 070 N022000 N 070 O012000 Y 070 O022000 N 070 P012000 Y 070 P022000 N 070 Q012000 N 070 Q022000 N 070 R012000 Y 070 R022000 N 071 A002000 4539 071 B002000 5438 PAGE 109 071 C002000 14863 071 D002000 31 072 A002000 6 072 B002000 0 072 C002000 145 072 D002000 0 072 E002000 0 072 F002000 48 072 G002000 46 072 H002000 0 072 I002000 1 072 J002000 47 072 K002000 0 072 L002000 4 072 M002000 1 072 N002000 0 072 O002000 0 072 P002000 0 072 Q002000 0 072 R002000 24 072 S002000 5 072 T002000 18 072 U002000 0 072 V002000 0 072 W002000 3 072 X002000 197 072 Y002000 90 072 Z002000 38 072AA002000 0 072BB002000 199 072CC012000 0 072CC022000 2274 072DD012000 0 072DD022000 54 072EE002000 1271 073 A012000 0.0800 073 A022000 0.0450 073 B002000 1.0540 073 C002000 0.0000 074 A002000 171 074 B002000 0 074 C002000 0 074 D002000 0 074 E002000 0 074 F002000 13344 074 G002000 0 074 H002000 0 074 I002000 0 074 J002000 56 074 K002000 0 074 L002000 35 PAGE 110 074 M002000 0 074 N002000 13606 074 O002000 46 074 P002000 4 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 67 074 S002000 0 074 T002000 13489 074 U012000 1 074 U022000 1288 074 V012000 10.61 074 V022000 10.46 074 W002000 0.0000 074 X002000 5 074 Y002000 0 075 A002000 0 075 B002000 16947 076 002000 0.00 024 002100 Y 025 A002101 THE BANK OF NEW YORK 025 B002101 13-5160382 025 C002101 D 025 D002101 9704 025 A002102 JPMORGAN CHASE & CO. 025 B002102 13-2624428 025 C002102 E 025 D002102 1167 025 A002103 CITIGROUP, INC. 025 B002103 13-1912900 025 C002103 E 025 D002103 949 025 A002104 BANK OF AMERICA 025 B002104 56-2058405 025 C002104 E 025 D002104 1079 025 A002105 U.S.BANCORP. 025 B002105 41-0255900 025 C002105 E 025 D002105 128 025 A002106 MERRILL LYNCH & CO. 025 B002106 13-2740599 025 C002106 E 025 D002106 558 025 A002107 BNP PARIBAS, SA 025 B002107 NA 025 C002107 E 025 D002107 279 025 A002108 LEHMAN BROTHERS PAGE 111 025 B002108 13-2518466 025 C002108 E 025 D002108 55 025 A002109 FRANKLIN RESOURCES, INC. 025 B002109 13-2670991 025 C002109 E 025 D002109 824 025 A002110 GOLDMAN SACHS GROUP, INC. 025 B002110 13-5108880 025 C002110 E 025 D002110 1325 025 A002111 CREDIT SUISSE GROUP 025 B002111 13-1898818 025 C002111 E 025 D002111 435 025 A002112 WACHOVIA CORP. 025 B002112 56-1473727 025 C002112 E 025 D002112 328 025 A002113 WELLS FARGO & CO. 025 B002113 41-0449260 025 C002113 E 025 D002113 219 025 A002114 PRUDENTIAL FINANCIAL 025 B002114 22-3703799 025 C002114 D 025 D002114 107 025 A002115 ING GROEP 025 B002115 NA 025 C002115 E 025 D002115 525 025 A002116 SOCIETE GENERALE 025 B002116 13-3863222 025 C002116 E 025 D002116 332 025 A002117 AMERIPRISE FINANCIAL, INC. 025 B002117 NA 025 C002117 E 025 D002117 114 025 A002118 COMERICA, INC. 025 B002118 38-2621207 025 C002118 E 025 D002118 97 025 A002119 BANK OF AMERICA 025 B002119 56-2058405 025 C002119 D 025 D002119 170 025 A002120 CITIGROUP, INC. 025 B002120 13-1912900 025 C002120 D 025 D002120 351 PAGE 112 025 A002121 JPMORGAN CHASE & CO. 025 B002121 13-2624428 025 C002121 D 025 D002121 852 025 A002122 MACQUARIE GROUP LTD. 025 B002122 NA 025 C002122 E 025 D002122 147 025 A002123 MORGAN STANLEY 025 B002123 36-3145972 025 C002123 E 025 D002123 491 025 A002124 LEHMAN BROTHERS 025 B002124 13-2518466 025 C002124 D 025 D002124 356 025 A002125 SEMPRA ENERGY 025 B002125 33-0732627 025 C002125 D 025 D002125 186 025 A002126 KEYCORP 025 B002126 34-6542451 025 C002126 E 025 D002126 45 025 A002127 MERRILL LYNCH & CO. 025 B002127 13-2740599 025 C002127 D 025 D002127 546 025 A002128 GOLDMAN SACHS GROUP, INC. 025 B002128 13-5108880 025 C002128 D 025 D002128 389 025 A002129 CITICORP 025 B002129 13-2614988 025 C002129 D 025 D002129 31 025 A002130 DEUTSCHE BANK 025 B002130 13-2730828 025 C002130 E 025 D002130 471 025 A002131 ZIONS BANCORPORATION 025 B002131 87-0227400 025 C002131 D 025 D002131 28 025 A002132 U.S.BANCORP 025 B002132 41-0255900 025 C002132 D 025 D002132 186 025 A002133 WACHOVIA CORP. 025 B002133 56-1473727 025 C002133 D PAGE 113 025 D002133 237 025 A002134 WELLS FARGO & CO. 025 B002134 41-0449260 025 C002134 D 025 D002134 224 025 A002135 REGIONS FINANCIAL CORP. 025 B002135 63-0589368 025 C002135 D 025 D002135 177 025 D002136 0 025 D002137 0 025 D002138 0 025 D002139 0 025 D002140 0 028 A012100 8334 028 A022100 0 028 A032100 0 028 A042100 2000 028 B012100 9680 028 B022100 0 028 B032100 0 028 B042100 1043 028 C012100 9214 028 C022100 0 028 C032100 0 028 C042100 1270 028 D012100 12534 028 D022100 9061 028 D032100 0 028 D042100 1262 028 E012100 16026 028 E022100 0 028 E032100 0 028 E042100 1072 028 F012100 19926 028 F022100 0 028 F032100 0 028 F042100 1678 028 G012100 75714 028 G022100 9061 028 G032100 0 028 G042100 8325 028 H002100 0 042 A002100 0 042 B002100 0 042 C002100 100 042 D002100 0 042 E002100 0 042 F002100 0 042 G002100 0 042 H002100 0 PAGE 114 043 002100 283 044 002100 0 045 002100 Y 046 002100 N 047 002100 Y 048 002100 0.000 048 A012100 2500000 048 A022100 0.550 048 B012100 2500000 048 B022100 0.450 048 C012100 0 048 C022100 0.000 048 D012100 0 048 D022100 0.000 048 E012100 0 048 E022100 0.000 048 F012100 0 048 F022100 0.000 048 G012100 0 048 G022100 0.000 048 H012100 0 048 H022100 0.000 048 I012100 0 048 I022100 0.000 048 J012100 0 048 J022100 0.000 048 K012100 5000000 048 K022100 0.400 049 002100 N 050 002100 N 051 002100 N 052 002100 N 053 A002100 Y 053 B002100 Y 053 C002100 N 055 A002100 N 055 B002100 N 056 002100 Y 057 002100 N 058 A002100 N 059 002100 Y 060 A002100 Y 060 B002100 Y 061 002100 0 062 A002100 N 062 B002100 0.0 062 C002100 0.0 062 D002100 0.0 062 E002100 0.0 062 F002100 0.0 062 G002100 0.0 PAGE 115 062 H002100 0.0 062 I002100 0.0 062 J002100 0.0 062 K002100 0.0 062 L002100 0.0 062 M002100 0.0 062 N002100 0.0 062 O002100 0.0 062 P002100 0.0 062 Q002100 0.0 062 R002100 0.0 063 A002100 0 063 B002100 0.0 066 A002100 Y 066 B002100 N 066 C002100 Y 066 D002100 N 066 E002100 N 066 F002100 N 066 G002100 N 067 002100 N 068 A002100 N 068 B002100 Y 069 002100 N 070 A012100 Y 070 A022100 N 070 B012100 Y 070 B022100 N 070 C012100 Y 070 C022100 N 070 D012100 Y 070 D022100 N 070 E012100 Y 070 E022100 N 070 F012100 Y 070 F022100 Y 070 G012100 Y 070 G022100 N 070 H012100 Y 070 H022100 N 070 I012100 N 070 I022100 N 070 J012100 Y 070 J022100 Y 070 K012100 Y 070 K022100 N 070 L012100 Y 070 L022100 Y 070 M012100 Y 070 M022100 Y 070 N012100 Y PAGE 116 070 N022100 N 070 O012100 Y 070 O022100 N 070 P012100 N 070 P022100 N 070 Q012100 N 070 Q022100 N 070 R012100 Y 070 R022100 N 071 A002100 142890 071 B002100 72010 071 C002100 218805 071 D002100 33 072 A002100 6 072 B002100 1999 072 C002100 1905 072 D002100 0 072 E002100 0 072 F002100 623 072 G002100 46 072 H002100 0 072 I002100 1 072 J002100 109 072 K002100 0 072 L002100 106 072 M002100 1 072 N002100 0 072 O002100 0 072 P002100 0 072 Q002100 0 072 R002100 25 072 S002100 7 072 T002100 283 072 U002100 0 072 V002100 0 072 W002100 7 072 X002100 1208 072 Y002100 76 072 Z002100 2772 072AA002100 0 072BB002100 980 072CC012100 0 072CC022100 22670 072DD012100 0 072DD022100 3719 072EE002100 5343 073 A012100 0.2190 073 A022100 0.1970 073 B002100 0.2830 073 C002100 0.0000 074 A002100 808 PAGE 117 074 B002100 0 074 C002100 9704 074 D002100 87363 074 E002100 218 074 F002100 158681 074 G002100 0 074 H002100 0 074 I002100 9 074 J002100 2653 074 K002100 0 074 L002100 2400 074 M002100 29 074 N002100 261865 074 O002100 3505 074 P002100 137 074 Q002100 0 074 R012100 0 074 R022100 0 074 R032100 0 074 R042100 263 074 S002100 0 074 T002100 257960 074 U012100 0 074 U022100 22640 074 V012100 11.47 074 V022100 11.39 074 W002100 0.0000 074 X002100 15 074 Y002100 1379 075 A002100 0 075 B002100 229757 076 002100 0.00 024 002200 Y 025 A002201 FRANKLIN RESOURCES INC. 025 B002201 13-2670991 025 C002201 E 025 D002201 144 025 A002202 DEUTSCHE BANK AG 025 B002202 13-2730828 025 C002202 E 025 D002202 77 025 A002203 WACHOVIA CORP. 025 B002203 56-1473727 025 C002203 E 025 D002203 68 025 A002204 MORGAN STANLEY 025 B002204 36-3145972 025 C002204 E 025 D002204 90 025 A002205 MACQUARIE GROUP LTD. 025 B002205 NA PAGE 118 025 C002205 E 025 D002205 27 025 A002206 BNP PARIABAS 025 B002206 NA 025 C002206 E 025 D002206 81 025 A002207 SOCIETE GENERALE 025 B002207 13-3863222 025 C002207 E 025 D002207 57 025 A002208 U.S.BANCORP 025 B002208 41-0255900 025 C002208 E 025 D002208 22 025 A002209 BANK OF AMERICA CORP. 025 B002209 56-2058405 025 C002209 E 025 D002209 162 025 A002210 COMERICA, INC. 025 B002210 38-2621207 025 C002210 E 025 D002210 23 025 A002211 METLIFE INC. 025 B002211 13-4075851 025 C002211 E 025 D002211 84 025 A002212 MERRILL LYNCH & CO. 025 B002212 13-2740599 025 C002212 E 025 D002212 116 025 A002213 PRUDENTIAL FINANICAL, INC. 025 B002213 22-3703799 025 C002213 E 025 D002213 39 025 A002214 JP MORGAN CHASE & CO. 025 B002214 13-2624428 025 C002214 E 025 D002214 196 025 A002215 GOLDMAN SACHS GROUP, INC. 025 B002215 13-5108880 025 C002215 E 025 D002215 160 025 A002216 WELLS FARGO & CO. 025 B002216 41-0449260 025 C002216 E 025 D002216 62 025 A002217 ING GROEP NV 025 B002217 NA 025 C002217 E 025 D002217 92 025 A002218 CREDIT SUISSE GROUP PAGE 119 025 B002218 13-3442768 025 C002218 E 025 D002218 72 025 A002219 KEYCORP 025 B002219 34-6542451 025 C002219 E 025 D002219 5 025 A002220 CITIGROUP, INC. 025 B002220 13-1912900 025 C002220 E 025 D002220 149 025 D002221 0 025 D002222 0 025 D002223 0 025 D002224 0 025 D002225 0 025 D002226 0 025 D002227 0 025 D002228 0 025 D002229 0 025 D002230 0 025 D002231 0 025 D002232 0 028 A012200 5 028 A022200 0 028 A032200 0 028 A042200 334 028 B012200 51 028 B022200 0 028 B032200 0 028 B042200 203 028 C012200 787 028 C022200 0 028 C032200 0 028 C042200 192 028 D012200 851 028 D022200 4239 028 D032200 0 028 D042200 79 028 E012200 308 028 E022200 0 028 E032200 0 028 E042200 230 028 F012200 283 028 F022200 0 028 F032200 0 028 F042200 480 028 G012200 2285 028 G022200 4239 028 G032200 0 028 G042200 1518 PAGE 120 028 H002200 0 042 A002200 0 042 B002200 0 042 C002200 100 042 D002200 0 042 E002200 0 042 F002200 0 042 G002200 0 042 H002200 0 043 002200 34 044 002200 0 045 002200 Y 046 002200 N 047 002200 Y 048 002200 0.000 048 A012200 2500000 048 A022200 0.650 048 B012200 2500000 048 B022200 0.550 048 C012200 0 048 C022200 0.000 048 D012200 0 048 D022200 0.000 048 E012200 0 048 E022200 0.000 048 F012200 0 048 F022200 0.000 048 G012200 0 048 G022200 0.000 048 H012200 0 048 H022200 0.000 048 I012200 0 048 I022200 0.000 048 J012200 0 048 J022200 0.000 048 K012200 5000000 048 K022200 0.500 049 002200 N 050 002200 N 051 002200 N 052 002200 N 053 A002200 Y 053 B002200 Y 053 C002200 N 055 A002200 N 055 B002200 N 056 002200 Y 057 002200 N 058 A002200 N 059 002200 Y 060 A002200 Y PAGE 121 060 B002200 Y 061 002200 0 062 A002200 N 062 B002200 0.0 062 C002200 0.0 062 D002200 0.0 062 E002200 0.0 062 F002200 0.0 062 G002200 0.0 062 H002200 0.0 062 I002200 0.0 062 J002200 0.0 062 K002200 0.0 062 L002200 0.0 062 M002200 0.0 062 N002200 0.0 062 O002200 0.0 062 P002200 0.0 062 Q002200 0.0 062 R002200 0.0 063 A002200 0 063 B002200 0.0 066 A002200 Y 066 B002200 N 066 C002200 Y 066 D002200 N 066 E002200 N 066 F002200 N 066 G002200 N 067 002200 N 068 A002200 N 068 B002200 N 069 002200 N 070 A012200 Y 070 A022200 N 070 B012200 Y 070 B022200 N 070 C012200 Y 070 C022200 N 070 D012200 Y 070 D022200 N 070 E012200 Y 070 E022200 N 070 F012200 Y 070 F022200 Y 070 G012200 Y 070 G022200 N 070 H012200 Y 070 H022200 N 070 I012200 N 070 I022200 N PAGE 122 070 J012200 Y 070 J022200 Y 070 K012200 Y 070 K022200 N 070 L012200 Y 070 L022200 Y 070 M012200 Y 070 M022200 Y 070 N012200 Y 070 N022200 N 070 O012200 Y 070 O022200 N 070 P012200 N 070 P022200 N 070 Q012200 N 070 Q022200 N 070 R012200 Y 070 R022200 N 071 A002200 9323 071 B002200 8587 071 C002200 26775 071 D002200 32 072 A002200 6 072 B002200 3 072 C002200 341 072 D002200 0 072 E002200 0 072 F002200 87 072 G002200 46 072 H002200 0 072 I002200 1 072 J002200 97 072 K002200 0 072 L002200 9 072 M002200 1 072 N002200 0 072 O002200 0 072 P002200 0 072 Q002200 0 072 R002200 25 072 S002200 8 072 T002200 34 072 U002200 0 072 V002200 0 072 W002200 7 072 X002200 315 072 Y002200 160 072 Z002200 189 072AA002200 0 072BB002200 94 072CC012200 0 PAGE 123 072CC022200 4164 072DD012200 0 072DD022200 265 072EE002200 3975 073 A012200 0.1470 073 A022200 0.1150 073 B002200 1.7220 073 C002200 0.0000 074 A002200 489 074 B002200 0 074 C002200 0 074 D002200 0 074 E002200 0 074 F002200 25397 074 G002200 0 074 H002200 0 074 I002200 2 074 J002200 77 074 K002200 0 074 L002200 142 074 M002200 0 074 N002200 26107 074 O002200 62 074 P002200 8 074 Q002200 0 074 R012200 0 074 R022200 0 074 R032200 0 074 R042200 110 074 S002200 0 074 T002200 25927 074 U012200 1 074 U022200 2726 074 V012200 9.55 074 V022200 9.51 074 W002200 0.0000 074 X002200 10 074 Y002200 0 075 A002200 0 075 B002200 27259 076 002200 0.00 024 002300 Y 025 A002301 MACQUARIE BANK, LTD. 025 B002301 98-0141094 025 C002301 E 025 D002301 112 025 A002302 MORGAN STANLEY 025 B002302 36-3145972 025 C002302 E 025 D002302 36 025 A002303 LEHMAN BROTHERS HOLDINGS, INC. PAGE 124 025 B002303 13-2518466 025 C002303 E 025 D002303 174 025 A002304 UBS AG 025 B002304 13-3873456 025 C002304 E 025 D002304 105 025 A002305 CREDIT SUISSE GROUP 025 B002305 13-1898818 025 C002305 E 025 D002305 245 025 A002306 JANUS CAPITAL GROUP, INC 025 B002306 43-1804048 025 C002306 E 025 D002306 74 025 A002307 MERRILL LYNCH & CO., INC. 025 B002307 13-2740599 025 C002307 E 025 D002307 118 025 A002308 MBIA, INC. 025 B002308 06-1185706 025 C002308 E 025 D002308 20 025 D002309 0 025 D002310 0 025 D002311 0 025 D002312 0 025 D002313 0 025 D002314 0 025 D002315 0 025 D002316 0 025 D002317 0 025 D002318 0 025 D002319 0 025 D002320 0 025 D002321 0 025 D002322 0 025 D002323 0 025 D002324 0 028 A012300 559 028 A022300 0 028 A032300 0 028 A042300 208 028 B012300 546 028 B022300 0 028 B032300 0 028 B042300 141 028 C012300 427 028 C022300 0 028 C032300 0 028 C042300 104 PAGE 125 028 D012300 683 028 D022300 973 028 D032300 0 028 D042300 223 028 E012300 751 028 E022300 0 028 E032300 0 028 E042300 113 028 F012300 114 028 F022300 0 028 F032300 0 028 F042300 412 028 G012300 3080 028 G022300 973 028 G032300 0 028 G042300 1201 028 H002300 0 042 A002300 0 042 B002300 0 042 C002300 100 042 D002300 0 042 E002300 0 042 F002300 0 042 G002300 0 042 H002300 0 043 002300 16 044 002300 0 045 002300 Y 046 002300 N 047 002300 Y 048 002300 0.000 048 A012300 2500000 048 A022300 0.750 048 B012300 2500000 048 B022300 0.650 048 C012300 0 048 C022300 0.000 048 D012300 0 048 D022300 0.000 048 E012300 0 048 E022300 0.000 048 F012300 0 048 F022300 0.000 048 G012300 0 048 G022300 0.000 048 H012300 0 048 H022300 0.000 048 I012300 0 048 I022300 0.000 048 J012300 0 048 J022300 0.000 PAGE 126 048 K012300 5000000 048 K022300 0.600 049 002300 N 050 002300 N 051 002300 N 052 002300 N 053 A002300 Y 053 B002300 Y 053 C002300 N 055 A002300 N 055 B002300 N 056 002300 Y 057 002300 N 058 A002300 N 059 002300 Y 060 A002300 Y 060 B002300 Y 061 002300 0 062 A002300 N 062 B002300 0.0 062 C002300 0.0 062 D002300 0.0 062 E002300 0.0 062 F002300 0.0 062 G002300 0.0 062 H002300 0.0 062 I002300 0.0 062 J002300 0.0 062 K002300 0.0 062 L002300 0.0 062 M002300 0.0 062 N002300 0.0 062 O002300 0.0 062 P002300 0.0 062 Q002300 0.0 062 R002300 0.0 063 A002300 0 063 B002300 0.0 066 A002300 Y 066 B002300 N 066 C002300 N 066 D002300 Y 066 E002300 N 066 F002300 N 066 G002300 N 067 002300 N 068 A002300 N 068 B002300 N 069 002300 N 070 A012300 Y 070 A022300 N PAGE 127 070 B012300 Y 070 B022300 N 070 C012300 Y 070 C022300 N 070 D012300 Y 070 D022300 N 070 E012300 Y 070 E022300 N 070 F012300 Y 070 F022300 N 070 G012300 Y 070 G022300 N 070 H012300 N 070 H022300 N 070 I012300 N 070 I022300 N 070 J012300 Y 070 J022300 Y 070 K012300 N 070 K022300 N 070 L012300 Y 070 L022300 Y 070 M012300 Y 070 M022300 Y 070 N012300 Y 070 N022300 N 070 O012300 Y 070 O022300 N 070 P012300 Y 070 P022300 N 070 Q012300 N 070 Q022300 N 070 R012300 N 070 R022300 N 071 A002300 7929 071 B002300 5843 071 C002300 12511 071 D002300 47 072 A002300 6 072 B002300 3 072 C002300 121 072 D002300 0 072 E002300 0 072 F002300 48 072 G002300 46 072 H002300 0 072 I002300 1 072 J002300 62 072 K002300 0 072 L002300 3 072 M002300 1 PAGE 128 072 N002300 0 072 O002300 0 072 P002300 0 072 Q002300 0 072 R002300 24 072 S002300 5 072 T002300 16 072 U002300 0 072 V002300 0 072 W002300 3 072 X002300 209 072 Y002300 117 072 Z002300 32 072AA002300 0 072BB002300 354 072CC012300 0 072CC022300 1817 072DD012300 1 072DD022300 16 072EE002300 1054 073 A012300 0.0470 073 A022300 0.0170 073 B002300 1.0900 073 C002300 0.0000 074 A002300 20 074 B002300 0 074 C002300 0 074 D002300 0 074 E002300 0 074 F002300 12549 074 G002300 0 074 H002300 0 074 I002300 41 074 J002300 283 074 K002300 0 074 L002300 32 074 M002300 0 074 N002300 12925 074 O002300 96 074 P002300 5 074 Q002300 0 074 R012300 0 074 R022300 0 074 R032300 0 074 R042300 110 074 S002300 0 074 T002300 12714 074 U012300 10 074 U022300 1097 074 V012300 11.53 074 V022300 11.49 PAGE 129 074 W002300 0.0000 074 X002300 6 074 Y002300 0 075 A002300 0 075 B002300 12925 076 002300 0.00 063 A002900 0 063 B002900 0.0 072 Y003600 0 072 Z003600 58521 072AA003600 87536 072BB003600 0 072CC013600 0 072CC023600 578360 072DD013600 2216 072DD023600 20469 072EE003600 158661 073 A013600 0.2270 073 A023600 0.1750 073 B003600 1.2500 073 C003600 0.0000 028 A014400 0 028 A024400 0 028 A034400 0 028 A044400 0 028 B014400 0 028 B024400 0 028 B034400 0 028 B044400 0 028 C014400 0 028 C024400 0 028 C034400 0 028 C044400 0 028 D014400 0 028 D024400 0 028 D034400 0 028 D044400 0 028 E014400 0 028 E024400 0 028 E034400 0 028 E044400 0 028 F014400 0 028 F024400 0 028 F034400 0 028 F044400 0 028 G014400 0 028 G024400 0 028 G034400 0 028 G044400 0 028 H004400 0 PAGE 130 SIGNATURE JOSEPH J. MANTINEO TITLE TREASURER & CFO EX-99.77E LEGAL 2 legal0608.txt LEGAL Legal Proceedings On October 2, 2003, a purported class action complaint entitled Hindo, et al. v. AllianceBernstein Growth & Income Fund, et al. (?Hindo Complaint?) was filed against the Adviser, Alliance Capital Management Holding L.P. (?Alliance Holding?), Alliance Capital Management Corporation, AXA Financial, Inc., the AllianceBernstein Funds, certain officers of the Adviser (?AllianceBernstein defendants?), and certain other unaffiliated defendants, as well as unnamed Doe defendants. The Hindo Complaint was filed in the United States District Court for the Southern District of New York by alleged shareholders of two of the AllianceBernstein Funds. The Hindo Complaint alleges that certain of the AllianceBernstein defendants failed to disclose that they improperly allowed certain hedge funds and other unidentified parties to engage in ?late trading? and ?market timing? of AllianceBernstein Fund securities, violating Sections 11 and 15 of the Securities Act, Sections 10(b) and 20(a) of the Exchange Act and Sections 206 and 215 of the Advisers Act. Plaintiffs seek an unspecified amount of compensatory damages and rescission of their contracts with the Adviser, including recovery of all fees paid to the Adviser pursuant to such contracts. Following October 2, 2003, 43 additional lawsuits making factual allegations generally similar to those in the Hindo Complaint were filed in various federal and state courts against the Adviser and certain other defendants. On September 29, 2004, plaintiffs filed consolidated amended complaints with respect to four claim types: mutual fund shareholder claims; mutual fund derivative claims; derivative claims brought on behalf of Alliance Holding; and claims brought under ERISA by participants in the Profit Sharing Plan for Employees of the Adviser. All four complaints include substantially identical factual allegations, which appear to be based in large part on the Order of the SEC dated December 18, 2003 as amended and restated January 15, 2004 (?SEC Order?) and the New York State Attorney General Assurance of Discontinuance dated September 1, 2004 (?NYAG Order?). On April 21, 2006, the Adviser and attorneys for the plaintiffs in the mutual fund shareholder claims, mutual fund derivative claims, and ERISA claims entered into a confidential memorandum of understanding containing their agreement to settle these claims. The agreement will be documented by a stipulation of settlement and will be submitted for court approval at a later date. The settlement amount ($30 million) which the Adviser previously accrued and disclosed, has been disbursed. The derivative claims brought on behalf of Alliance Holding, in which plaintiffs seek an unspecified amount of damages, remain pending. It is possible that these matters and/or other developments resulting from these matters could result in increased redemptions of the AllianceBernstein Mutual Funds? shares or other adverse consequences to the AllianceBernstein Mutual Funds. This may require the AllianceBernstein Mutual Funds to sell investments held by those funds to provide for sufficient liquidity and could also have an adverse effect on the investment performance of the AllianceBernstein Mutual Funds. However, the Adviser believes that these matters are not likely to have a material adverse effect on its ability to perform advisory services relating to the AllianceBernstein Mutual Funds. EX-99.77D POLICIES 3 exhibit77d.txt POLICES AllianceBernstein Variable Products Series Fund, Inc. Exhibit 77D - -- AllianceBernstein High Yield Portfolio 811-05398 Former Non-Fundamental Policies Revision to Investment Policy During the Reporting Period The Portfolio invests, under normal circumstances, at least 80% of its net assets in high yield fixed-income securities. The merged Portfolio will invest, under normal circumstances, at least 80% of its net assets in fixed- income securities. The merged Portfolio will be renamed the Intermediate Bond Portfolio. The Portfolio invests in a diversified mix of high yield, below investment grade fixed-income securities, known as ?junk bonds.? The Portfolio may invest up to 25% of its net assets in U.S. Dollar-denominated securities issued by non- U.S. entities and up to 20% of its net assets in non-U.S. Dollar-denominated securities of such issuers. The Portfolio expects to invest in readily marketable fixed-income securities. The Portfolio may invest in mortgage-related and other asset-backed securities, loan participations, inflation- protected securities, structured securities, variable, floating and inverse floating rate instruments, preferred stocks, and may use other investment techniques. The Portfolio may invest without limit in U.S. Dollar- denominated foreign fixed- income securities and may invest up to 25% of its assets in non-U.S. Dollar- denominated foreign fixed- income securities. These investments may include, in each case, developed and emerging market securities. - -- AllianceBernstein Americas Government Income Portfolio Former Non-Fundamental Policies Revision to Investment Policy During the Reporting Period The Portfolio normally invests at least 80% of its net assets in fixed-income securities of issuers located in countries in North, Central, or South America and at least 80% of its net assets in government securities. Same as above. The Portfolio primarily invests in fixed-income securities issued or guaranteed by (i) the federal governments of the United States, Canada, and Mexico; (ii) government-related entities in the United States, Canada, and Mexico; and (iii) the provincial governments of Canada and Mexico. To the extent that its assets are not invested in Government Securities, the Portfolio may invest the balance of its net assets in investment grade fixed- income securities issued by, and denominated in the local currencies of, governments of countries located in Central and South America or any of their political subdivisions, agencies, instrumentalities or authorities, provided that such securities are denominated in their local currencies. The Portfolio limits its investments in fixed-income securities issued by the governmental entities of any one such country to 10% of its net assets. The Portfolio invests in investment grade securities denominated in the U.S. Dollar, the Canadian Dollar, and the Mexican Peso and expects to maintain at least 25% of its assets in U.S. Dollar denominated securities. Same as above. - -- AllianceBernstein Global Dollar Government Portfolio Former Non-Fundamental Policies Revision to Investment Policy During the Reporting Period The Portfolio invests, under normal circumstances, at least 80% of its net assets in government obligations. Same as above. The Portfolio invests at least 65% of its net assets in interests in entities organized and operated solely for the purpose of restructuring the investment characteristics of sovereign debt obligations. The Portfolio?s investments in sovereign debt obligations will emphasize debt obligations issued by countries in the J.P. Morgan Emerging Markets Bond Index Global, which currently includes approximately 31 countries whose economies are concluded to be developing or emerging from underdevelopment. The Portfolio?s non-U.S. investments emphasize emerging markets and developing countries. The Portfolio limits its investments in the sovereign debt obligations of any one country to less than 25% of its net assets, although the Portfolio may invest up to 30% of its net assets in the sovereign debt obligations and corporate fixed-income securities of issuers in each of the countries that constitute part of the Portfolio?s focus, including Brazil, Mexico, the Philippines, Russia, Turkey and Venezuela. The Portfolio expects that it will not invest more than 10% of its net assets in any other single country outside the U.S. The Portfolio also may invest in U.S. and non-U.S. corporate fixed-income securities. The Portfolio?s investments in sovereign debt obligations and corporate debt securities are U.S. Dollar-denominated. The Portfolio invests substantially all of its assets in lower-rated securities or unrated securities of equivalent investment quality. The Portfolio also may invest in U.S. and non-U.S. corporate fixed-income securities. Same as above. - -- AllianceBernstein Global Bond Portfolio Former Non-Fundamental Policies Revision to Investment Policy During the Reporting Period The Portfolio invests, under normal circumstances, at least 80% of its net assets in bonds and other fixed- income securities. Same as above. The Portfolio normally invests at least 65% of its net assets in fixed-income securities of at least three countries. The Portfolio invests in U.S. Government securities, securities issued by governments other than the U.S. Government or supranational organization debt securities, corporate debt obligations, and commercial paper of banks and bank holding companies. The Portfolio?s non-U.S. investments are generally denominated in currencies other than the U.S. Dollar. The Portfolio invests approximately 25% of its net assets in U.S. Dollar- denominated fixed-income securities. Same as above. - -- AllianceBernstein U.S. Government/High Grade Securities Portfolio Former Non-Fundamental Policies Revision to Investment Policy During the Reporting Period The Portfolio invests, under normal circumstances, at least 80% of its net assets in U.S. Government or high- grade fixed-income securities rated A or better by S&P and Moody?s or equivalent rating. Same as above. The Portfolio?s investments include mortgage-backed securities and repurchase agreements relating to U.S. Government securities. U.S. Government securities in which the Portfolio invests may include a significant amount of securities issued by government-sponsored entities, such as the Federal National Mortgage Association, or FNMA, or the Federal Home Loan Mortgage Corporation, or FHLMC, which are neither issued nor guaranteed by the U.S. Government. The Portfolio may also invest in investment grade corporate and other debt securities. These include hybrid and structured debt instruments as well as U.S. Dollar-denominated securities issued by non-U.S. corporations and governments. Same as above. ablegal -1359971 v1 EX-99.77M MERGERS 4 exhibit77m0608.txt MERGERS AllianceBernstein Variable Products Series Fund, Inc. Exhibit 77M - --Intermediate Bond Portfolio [811-5398 ] On April 28, 2008, AllianceBernstein Variable Products Series Fund, Inc.(?AVP?)--Intermediate Bond Portfolio (?Intermediate Bond?) acquired the assets and liabilities of each of AVP-AllianceBernstein High Yield Portfolio, AVP-AllianceBernstein Global Bond Portfolio, AVP-AllianceBernstein Americas Government Portfolio, and AllianceBernstein Global Dollar Government Portfolio (each an ?Acquisition?, and collectively, the ?Acquisitions?). The Board of Directors of AVP approved the Acquisitions on February 7, 2008. The Acquisitions did not require approval by stockholders of any of the Portfolios of AVP. The related Plan of Acquisition and Liquidation for the Acquisition is attached hereto as Exhibit 77Q1. ablegal - 1356868 v1 EX-99.77Q1 OTHR EXHB 5 exhibit77q1agit0608.txt OTHER ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. EXHIBIT 77Q1 811-05398 PLAN OF ACQUISITION AND LIQUIDATION ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. WITH RESPECT TO ITS SERIES ALLIANCEBERNSTEIN AMERICAS GOVERNMENT INCOME PORTFOLIO AND ALLIANCEBERNSTEIN U.S. GOVERNMENT/HIGH GRADE SECURITIES PORTFOLIO As of February 7, 2008 This Plan of Acquisition and Liquidation (the ?Plan?) has been adopted by the Board of Directors of AllianceBernstein Variable Products Series Fund, Inc., a Maryland corporation (the ?Corporation?), as of this 7th day of February, 2008, to provide for the reorganization of AllianceBernstein Americas Government Income Portfolio (the ?Acquired Portfolio?) into AllianceBernstein U.S. Government/High Grade Securities Portfolio (the ?Acquiring Portfolio?). The Acquired Portfolio and the Acquiring Portfolio (together, the ?Portfolios?) are each separate series of the Corporation, an open-end management investment company registered with the Securities and Exchange Commission (the ?SEC?) under the Investment Company Act of 1940, as amended (the ?1940 Act?). The Board of Directors (the ?Board?) has determined that it is in the best interest of the stockholders of the Acquiring Portfolio and the Acquired Portfolio that the Acquired Portfolio transfer all of the assets attributable to its Class A shares held by its stockholders (?Stockholders?) in exchange for Class A shares of equal net asset value of the Acquiring Portfolio (?Class A Acquisition Shares?), transfer all of the assets attributable to its Class B shares held by its Stockholders in exchange for Class B shares of equal net asset value of the Acquiring Portfolio (?Class B Acquisition Shares? and together with Class A Acquisition Shares, the ?Acquisition Shares?) and distribute Class A Acquisition Shares and Class B Acquisition Shares, respectively, of the Acquired Portfolio and that the Corporation redeem the outstanding shares (the ?Acquired Portfolio Shares?) of the Acquired Portfolio, all as provided for below (the ?Acquisition?). In this Plan of Acquisition, any references to a Portfolio taking action shall mean and include all necessary actions of the Corporation on behalf of a Portfolio, unless the context of this Plan of Acquisition or the 1940 Act requires otherwise. The Corporation intends that the Acquisition qualify as a ?reorganization? within the meaning of Section 368(a) of the United States Internal Revenue Code of 1986, as amended (the ?Code?), and any successor provisions, and that with respect to the Acquisition, the Acquiring Portfolio and the Acquired Portfolio will each be a ?party to a reorganization? within the meaning of Section 368(b) of the Code. 1. Definitions In addition to the terms elsewhere defined herein, each of the following terms shall have the meaning indicated for that term as follows: 1933 Act Securities Act of 1933, as amended. Assets All assets of any kind and all interests, rights, privileges and powers of or attributable to the Acquired Portfolio or its shares, as appropriate, whether or not determinable at the Effective Time (as defined herein) and wherever located, including, without limitation, all cash, cash equivalents, securities, claims (whether absolute or contingent, known or unknown, accrued or unaccrued or conditional or unmatured), contract rights and receivables (including dividend and interest receivables) owned by the Acquired Portfolio or attributable to its shares and any deferred or prepaid expense, other than unamortized organizational expenses, shown as an asset on the Acquired Portfolio?s books. Closing Date Such date as the officers of the Corporation shall designate. Effective Time 5:00 p.m., Eastern Time, on the Closing Date, or such other time as the officers of the Corporation shall designate. Financial Statements The audited financial statements of the relevant Portfolio for its most recently completed fiscal year and, if applicable, the unaudited financial statements of that Portfolio for its most recently completed semi-annual period. Liabilities All liabilities, expenses and obligations of any kind whatsoever of the Acquired Portfolio, whether known or unknown, accrued or unaccrued, absolute or contingent or conditional or unmatured. N-14 Registration Statement The Registration Statement of the Acquiring Portfolio on Form N-14 under the 1940 Act that will register the Acquisition Shares to be issued in the Acquisition. Valuation Time The close of regular session trading on the New York Stock Exchange (?NYSE?) on the Closing Date, when for purposes of the Plan, the Corporation determines the net asset value per Acquisition Share of the Acquiring Portfolio and the net value of the assets of the Acquired Portfolio. NAV A Portfolio?s net asset value is calculated by valuing and totaling assets and then subtracting liabilities and then dividing the balance by the number of shares that are outstanding. 2. Regulatory Filings The Acquiring Portfolio shall promptly prepare and file the N-14 Registration Statement with the SEC, and the Acquiring Portfolio and the Acquired Portfolio also shall make any other required or appropriate filings with respect to the actions contemplated hereby. 3. Transfer of the Acquired Portfolio?s Assets The Acquiring Portfolio and the Acquired Portfolio shall take the following steps with respect to the Acquisition, as applicable: (a) On or prior to the Closing Date, the Acquired Portfolio shall pay or provide for the payment of all of the Liabilities, expenses, costs and charges of or attributable to the Acquired Portfolio that are known to the Acquired Portfolio and that are due and payable prior to or as of the Closing Date. (b) Prior to the Effective Time, except to the extent prohibited by Rule 19b-1 under the 1940 Act, the Acquired Portfolio will declare to Acquired Portfolio Stockholders of record a dividend or dividends which, together with all previous such dividends, shall have the effect of distributing (a) all the excess of (i) the Acquired Portfolio?s investment income excludable from gross income under Section 103(a) of the Code over (ii) the Acquired Portfolio?s deductions disallowed under Sections 265 and 171(a)(2) of the Code, (b) all of the Acquired Portfolio?s investment company taxable income (as defined in Code Section 852), (computed in each case without regard to any deduction for dividends paid), and (c) all of the Acquired Portfolio?s net realized capital gain (as defined in Code Section 1222), if any (after reduction for any capital loss carryover), for the taxable year ending on December 31, 2007 and for the short taxable year beginning on January 1, 2008, and ending on the Closing Date. Such dividends will be declared and paid to ensure continued qualification of the Acquired Portfolio as a ?regulated investment company? for tax purposes and to eliminate fund-level tax. (c) At the Effective Time, the Acquired Portfolio shall assign, transfer, deliver and convey the Assets to the Acquiring Portfolio, subject to the Liabilities, and the Acquiring Portfolio shall then accept the Assets and assume the Liabilities such that at and after the Effective Time (i) the Assets at and after the Effective Time shall become and be assets of the Acquiring Portfolio, and (ii) the Liabilities at the Effective Time shall attach to the Acquiring Portfolio, and shall be enforceable against the Acquiring Portfolio to the same extent as if initially incurred by the Acquiring Portfolio. The Corporation shall redeem the outstanding shares of the Acquired Portfolio by issuance of shares of Acquiring Portfolio as described more fully below. (d) Within a reasonable time prior to the Closing Date, the Acquired Portfolio shall provide, if requested, a list of the Assets to the Acquiring Portfolio. The Acquired Portfolio may sell any asset on such list prior to the Effective Time. After the Acquired Portfolio provides such list, the Acquired Portfolio will not acquire any additional securities or permit to exist any encumbrances, rights, restrictions or claims not reflected on such list, without the approval of the Acquiring Portfolio. Within a reasonable time after receipt of the list and prior to the Closing Date, the Acquiring Portfolio will advise the Acquired Portfolio in writing of any investments shown on the list that the Acquiring Portfolio has determined to be inconsistent with its investment objective, policies and restrictions. The Acquired Portfolio will dispose of any such securities prior to the Closing Date to the extent practicable and consistent with applicable legal requirements, including the Acquired Portfolio?s investment objectives, policies and restrictions. In addition, if the Acquiring Portfolio determines that, as a result of the Acquisition, the Acquiring Portfolio would own an aggregate amount of an investment that would exceed a percentage limitation applicable to the Acquiring Portfolio, the Acquiring Portfolio will advise the Acquired Portfolio in writing of any such limitation and the Acquired Portfolio shall dispose of a sufficient amount of such investment as may be necessary to avoid the limitation as of the Effective Time, to the extent practicable and consistent with applicable legal requirements, including the Acquired Portfolio?s investment objectives, policies and restrictions. (e) The Acquired Portfolio shall assign, transfer, deliver and convey the Assets to the Acquiring Portfolio at the Effective Time on the following basis: (1) The value of the Assets less the Liabilities of the Acquired Portfolio attributable to shares of Class A held by Stockholders and shares of Class B held by Stockholders, determined as of the Valuation Time, shall be divided by the then NAV of one Class A and Class B Acquisition Share, as applicable, and, in exchange for the transfer of the Assets, the Acquiring Portfolio shall simultaneously issue and deliver to the Acquired Portfolio the number of Class A and Class B Acquisition Shares (including fractional shares) so determined, rounded to the second decimal place or such other decimal place as the officers of the Corporation shall designate; (2) The NAV of Class A and Class B Acquisition Shares to be delivered to the Acquired Portfolio shall be determined as of the Valuation Time in accordance with the Acquiring Portfolio?s then applicable valuation procedures, and the net value of the Assets to be conveyed to the Acquiring Portfolio shall be determined as of the Valuation Time in accordance with the then applicable valuation procedures of the Acquired Portfolio; and (3) The portfolio securities of the Acquired Portfolio shall be made available by the Acquired Portfolio to The Bank of New York, as custodian for the Acquiring Portfolio (the ?Custodian?), for examination no later than five business days preceding the Valuation Time. On the Closing Date, such portfolio securities and all the Acquired Portfolio?s cash shall be delivered by the Acquired Portfolio to the Custodian for the account of the Acquiring Portfolio, such portfolio securities to be duly endorsed in proper form for transfer in such manner and condition as to constitute good delivery thereof in accordance with the custom of brokers or, in the case of portfolio securities held in the U.S. Treasury Department?s book- entry system or by The Depository Trust Company, Participants Trust Company or other third party depositories, by transfer to the account of the Custodian in accordance with Rule 17f-4, Rule 17f-5 or Rule 17f-7, as the case may be, under the 1940 Act and accompanied by all necessary federal and state stock transfer stamps or a check for the appropriate purchase price thereof. The cash delivered shall be in the form of currency or certified or official bank checks, payable to the order of the Custodian, or shall be wired to an account pursuant to instructions provided by the Acquiring Portfolio. (f) Promptly after the Closing Date, the Acquired Portfolio will deliver to the Acquiring Portfolio a Statement of Assets and Liabilities of the Acquired Portfolio as of the Closing Date. 4. Termination of the Acquired Portfolio, Registration of Acquisition Shares and Access to Records The Acquired Portfolio and the Acquiring Portfolio also shall take the following steps, as applicable: (a) At or as soon as reasonably practical after the Effective Time, the Acquired Portfolio shall terminate by transferring pro rata to its Class A Stockholders of record Class A Acquisition Shares received by the Acquired Portfolio pursuant to Section 3(e)(1) of this Plan and to its Class B Stockholders of record Class B Acquisition Shares received by the Acquired Portfolio pursuant to Section 3(e)(1) of this Plan. The Acquiring Portfolio shall establish accounts on its share records and note on such accounts the names of the former Acquired Portfolio Stockholders and the types and amounts of the Acquisition Shares that former Acquired Portfolio Stockholders are due based on their respective holdings of the Acquired Portfolio Shares as of the close of business on the Closing Date. Fractional Acquisition Shares shall be carried to the second decimal place. The Acquiring Portfolio shall not issue certificates representing the Acquisition Shares in connection with such exchange. All issued and outstanding Acquired Portfolio Shares will be simultaneously redeemed and cancelled on the books of the Acquired Portfolio. Ownership of the Acquisition Shares will be shown on the books of the Acquiring Portfolio?s transfer agent. Following distribution by the Acquired Portfolio to its Stockholders of all Acquisition Shares delivered to the Acquired Portfolio, the Acquired Portfolio shall wind up its affairs and shall take all steps as are necessary and proper to terminate as soon as is reasonably possible after the Effective Time. (b) At and after the Closing Date, the Acquired Portfolio shall provide the Acquiring Portfolio and its transfer agent with immediate access to: (i) all records containing the names, addresses and taxpayer identification numbers of all of the Acquired Portfolio?s Stockholders and the number and percentage ownership of the outstanding shares of the Acquired Portfolio owned by Stockholders as of the Effective Time, and (ii) all original documentation (including all applicable Internal Revenue Service forms, certificates, certifications and correspondence) relating to the Acquired Portfolio Stockholders? taxpayer identification numbers and their liability for or exemption from back-up withholding. The Acquired Portfolio shall preserve and maintain, or shall direct its service providers to preserve and maintain, records with respect to the Acquired Portfolio as required by Section 31 of, and Rules 31a-1 and 31a-2 under, the 1940 Act. 5. Conditions to Consummation of the Acquisition The consummation of the Acquisition shall be subject to the following conditions precedent: (a) There shall have been no material adverse change in the financial condition, results of operations, business, properties or assets of the Acquiring Portfolio or the Acquired Portfolio since the date of the most recent Financial Statements. Negative investment performance shall not be considered a material adverse change. (b) The Corporation shall have received an opinion of Seward & Kissel LLP, substantially to the effect that for federal income tax purposes: (1) The Acquisition will constitute a ?reorganization? within the meaning of Section 368(a) of the Code and that the Acquiring Portfolio and the Acquired Portfolio will each be ?a party to a reorganization? within the meaning of Section 368(b) of the Code; (2) A Stockholder of the Acquired Portfolio will recognize no gain or loss on the exchange of the Stockholder?s shares of the Acquired Portfolio solely for Acquisition Shares; (3) Neither the Acquired Portfolio nor the Acquiring Portfolio will recognize any gain or loss upon the transfer of all of the Assets to the Acquiring Portfolio in exchange for Acquisition Shares and the assumption by the Acquiring Portfolio of the Liabilities pursuant to this Plan or upon the distribution of Acquisition Shares to Stockholders of the Acquired Portfolio in exchange for their respective shares of the Acquired Portfolio; (4) The holding period and tax basis of the Assets acquired by the Acquiring Portfolio will be the same as the holding period and tax basis that the Acquired Portfolio had in such Assets immediately prior to the Acquisition; (5) The aggregate tax basis of Acquisition Shares received in connection with the Acquisition by each Stockholder of the Acquired Portfolio (including any fractional share to which the Stockholder may be entitled) will be the same as the aggregate tax basis of the shares of the Acquired Portfolio surrendered in exchange therefor, and increased by any gain recognized on the exchange; (6) The holding period of Acquisition Shares received in connection with the Acquisition by each Stockholder of the Acquired Portfolio (including any fractional share to which the stockholder may be entitled) will include the holding period of the shares of the Acquired Portfolio surrendered in exchange therefor, provided that such Acquired Portfolio shares constitute capital assets in the hands of the Stockholder as of the Closing Date; and (7) The Acquiring Portfolio will succeed to the capital loss carryovers of the Acquired Portfolio but the use of the Acquiring Portfolio?s existing capital loss carryovers (as well as the carryovers of the Acquired Portfolio) may be subject to limitation under Section 383 of the Code after the Acquisition. The opinion will be based on certain factual certifications made by officers of the Portfolios and will also be based on customary assumptions and subject to certain qualifications. The opinion is not a guarantee that the tax consequences of the Acquisition will be as described above. Notwithstanding this subparagraph (b), Seward & Kissel LLP will express no view with respect to the effect of the Acquisition on any transferred asset as to which any unrealized gain or loss is required to be recognized at the end of a taxable year (or on the termination or transfer thereof) under federal income tax principles. Each Portfolio shall provide additional factual representations to Seward & Kissel LLP with respect to the Portfolios that are reasonably necessary to enable Seward & Kissel LLP to deliver the tax opinion. Notwithstanding anything in this Plan to the contrary, neither Portfolio may waive in any material respect the conditions set forth under this subparagraph (b). (c) The N-14 Registration Statement shall have become effective under the 1933 Act as to the Acquisition Shares, and the SEC shall not have instituted and, to the knowledge of the Acquiring Portfolio, is not contemplating instituting any stop order suspending the effectiveness of the N-14 Registration Statement. (d) No action, suit or other proceeding shall be threatened or pending before any court or governmental agency in which it is sought to restrain or prohibit, or obtain damages or other relief in connection with the Acquisition. (e) The SEC shall not have issued any unfavorable advisory report under Section 25(b) of the 1940 Act nor instituted any proceeding seeking to enjoin consummation of the Acquisition under Section 25(c) of the 1940 Act. (f) The Acquired Portfolio shall have received a letter from AllianceBernstein L.P. (the ?Adviser?) with respect to insurance matters in form and substance satisfactory to the Acquired Portfolio. (g) The Acquiring Portfolio shall have received a letter from the Adviser agreeing to indemnify the Acquiring Portfolio in respect of certain liabilities of the Acquired Portfolio in form and substance satisfactory to the Acquiring Portfolio. 6. Closing (a) The Closing shall be held at the offices of the Corporation, 1345 Avenue of the Americas, New York, New York 10105, or at such other place as the officers of the Corporation may designate. (b) In the event that at the Valuation Time (i) the NYSE shall be closed to trading or trading thereon shall be restricted, or (ii) trading or the reporting of trading on said Exchange or elsewhere shall be disrupted so that accurate appraisal of the value of the net assets of the Acquired Portfolio or the Acquiring Portfolio is impracticable, the Closing Date shall be postponed until the first business day after the day when trading shall have been fully resumed and reporting shall have been restored; provided that if trading shall not be fully resumed and reporting restored within three business days of the Valuation Time, this Plan may be terminated by the Board. (c) The Acquiring Portfolio will provide to the Acquired Portfolio evidence satisfactory to the Acquired Portfolio that Acquisition Shares issuable pursuant to the Acquisition have been credited to the Acquired Portfolio?s account on the books of the Acquiring Portfolio. After the Closing Date, the Acquiring Portfolio will provide to the Acquired Portfolio evidence satisfactory to the Acquired Portfolio that such Shares have been credited pro rata to open accounts in the names of the Acquired Portfolio Stockholders. (d) At the Closing, each party shall deliver to the other such bills of sale, instruments of assumption of liabilities, checks, assignments, stock certificates, receipts or other documents as such other party or its counsel may reasonably request in connection with the transfer of assets, assumption of liabilities and liquidation contemplated by this Plan. 7. Termination of Plan A majority of the Corporation?s Board may terminate this Plan before the applicable Effective Time if: (i) any of the conditions precedent set forth herein are not satisfied; or (ii) the Board determines that the consummation of the Acquisition is not in the best interests of either Portfolio or its Stockholders. 8. Termination of the Acquired Portfolio If the Acquisition is consummated, the Acquired Portfolio shall terminate its registration under the 1940 Act and the 1933 Act and will terminate. 9. Expenses The Acquisition expenses shall be borne on a relative net asset basis by the Portfolios. SK 00250 0456 838891 EX-99.77Q1 OTHR EXHB 6 exhibit77q1globalbond0608.txt OTHER ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. EXHIBIT 77Q1 811-05398 PLAN OF ACQUISITION AND LIQUIDATION ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. WITH RESPECT TO ITS SERIES ALLIANCEBERNSTEIN GLOBAL BOND PORTFOLIO AND ALLIANCEBERNSTEIN U.S. GOVERNMENT/HIGH GRADE SECURITIES PORTFOLIO As of February 7, 2008 This Plan of Acquisition and Liquidation (the ?Plan?) has been adopted by the Board of Directors of AllianceBernstein Variable Products Series Fund, Inc., a Maryland corporation (the ?Corporation?), as of this 7th day of February, 2008, to provide for the reorganization of AllianceBernstein Global Bond Portfolio (the ?Acquired Portfolio?) into AllianceBernstein U.S. Government/High Grade Securities Portfolio (the ?Acquiring Portfolio?). The Acquired Portfolio and the Acquiring Portfolio (together, the ?Portfolios?) are each separate series of the Corporation, an open-end management investment company registered with the Securities and Exchange Commission (the ?SEC?) under the Investment Company Act of 1940, as amended (the ?1940 Act?). The Board of Directors (the ?Board?) has determined that it is in the best interest of the stockholders of the Acquiring Portfolio and the Acquired Portfolio that the Acquired Portfolio transfer all of the assets attributable to its Class A shares held by its stockholders (?Stockholders?) in exchange for Class A shares of equal net asset value of the Acquiring Portfolio (?Class A Acquisition Shares?), transfer all of the assets attributable to its Class B shares held by its Stockholders in exchange for Class B shares of equal net asset value of the Acquiring Portfolio (?Class B Acquisition Shares? and together with Class A Acquisition Shares, the ?Acquisition Shares?) and distribute Class A Acquisition Shares and Class B Acquisition Shares, respectively, of the Acquired Portfolio and that the Corporation redeem the outstanding shares (the ?Acquired Portfolio Shares?) of the Acquired Portfolio, all as provided for below (the ?Acquisition?). In this Plan of Acquisition, any references to a Portfolio taking action shall mean and include all necessary actions of the Corporation on behalf of a Portfolio, unless the context of this Plan of Acquisition or the 1940 Act requires otherwise. The Corporation intends that the Acquisition qualify as a ?reorganization? within the meaning of Section 368(a) of the United States Internal Revenue Code of 1986, as amended (the ?Code?), and any successor provisions, and that with respect to the Acquisition, the Acquiring Portfolio and the Acquired Portfolio will each be a ?party to a reorganization? within the meaning of Section 368(b) of the Code. 1. Definitions In addition to the terms elsewhere defined herein, each of the following terms shall have the meaning indicated for that term as follows: 1933 Act Securities Act of 1933, as amended. Assets All assets of any kind and all interests, rights, privileges and powers of or attributable to the Acquired Portfolio or its shares, as appropriate, whether or not determinable at the Effective Time (as defined herein) and wherever located, including, without limitation, all cash, cash equivalents, securities, claims (whether absolute or contingent, known or unknown, accrued or unaccrued or conditional or unmatured), contract rights and receivables (including dividend and interest receivables) owned by the Acquired Portfolio or attributable to its shares and any deferred or prepaid expense, other than unamortized organizational expenses, shown as an asset on the Acquired Portfolio?s books. Closing Date Such date as the officers of the Corporation shall designate. Effective Time 5:00 p.m., Eastern Time, on the Closing Date, or such other time as the officers of the Corporation shall designate. Financial Statements The audited financial statements of the relevant Portfolio for its most recently completed fiscal year and, if applicable, the unaudited financial statements of that Portfolio for its most recently completed semi-annual period. Liabilities All liabilities, expenses and obligations of any kind whatsoever of the Acquired Portfolio, whether known or unknown, accrued or unaccrued, absolute or contingent or conditional or unmatured. N-14 Registration Statement The Registration Statement of the Acquiring Portfolio on Form N-14 under the 1940 Act that will register the Acquisition Shares to be issued in the Acquisition. Valuation Time The close of regular session trading on the New York Stock Exchange (?NYSE?) on the Closing Date, when for purposes of the Plan, the Corporation determines the net asset value per Acquisition Share of the Acquiring Portfolio and the net value of the assets of the Acquired Portfolio. NAV A Portfolio?s net asset value is calculated by valuing and totaling assets and then subtracting liabilities and then dividing the balance by the number of shares that are outstanding. 2. Regulatory Filings The Acquiring Portfolio shall promptly prepare and file the N-14 Registration Statement with the SEC, and the Acquiring Portfolio and the Acquired Portfolio also shall make any other required or appropriate filings with respect to the actions contemplated hereby. 3. Transfer of the Acquired Portfolio?s Assets The Acquiring Portfolio and the Acquired Portfolio shall take the following steps with respect to the Acquisition, as applicable: (a) On or prior to the Closing Date, the Acquired Portfolio shall pay or provide for the payment of all of the Liabilities, expenses, costs and charges of or attributable to the Acquired Portfolio that are known to the Acquired Portfolio and that are due and payable prior to or as of the Closing Date. (b) Prior to the Effective Time, except to the extent prohibited by Rule 19b-1 under the 1940 Act, the Acquired Portfolio will declare to Acquired Portfolio Stockholders of record a dividend or dividends which, together with all previous such dividends, shall have the effect of distributing (a) all the excess of (i) the Acquired Portfolio?s investment income excludable from gross income under Section 103(a) of the Code over (ii) the Acquired Portfolio?s deductions disallowed under Sections 265 and 171(a)(2) of the Code, (b) all of the Acquired Portfolio?s investment company taxable income (as defined in Code Section 852), (computed in each case without regard to any deduction for dividends paid), and (c) all of the Acquired Portfolio?s net realized capital gain (as defined in Code Section 1222), if any (after reduction for any capital loss carryover), for the taxable year ending on December 31, 2007 and for the short taxable year beginning on January 1, 2008, and ending on the Closing Date. Such dividends will be declared and paid to ensure continued qualification of the Acquired Portfolio as a ?regulated investment company? for tax purposes and to eliminate fund-level tax. (c) At the Effective Time, the Acquired Portfolio shall assign, transfer, deliver and convey the Assets to the Acquiring Portfolio, subject to the Liabilities, and the Acquiring Portfolio shall then accept the Assets and assume the Liabilities such that at and after the Effective Time (i) the Assets at and after the Effective Time shall become and be assets of the Acquiring Portfolio, and (ii) the Liabilities at the Effective Time shall attach to the Acquiring Portfolio, and shall be enforceable against the Acquiring Portfolio to the same extent as if initially incurred by the Acquiring Portfolio. The Corporation shall redeem the outstanding shares of the Acquired Portfolio by issuance of shares of Acquiring Portfolio as described more fully below. (d) Within a reasonable time prior to the Closing Date, the Acquired Portfolio shall provide, if requested, a list of the Assets to the Acquiring Portfolio. The Acquired Portfolio may sell any asset on such list prior to the Effective Time. After the Acquired Portfolio provides such list, the Acquired Portfolio will not acquire any additional securities or permit to exist any encumbrances, rights, restrictions or claims not reflected on such list, without the approval of the Acquiring Portfolio. Within a reasonable time after receipt of the list and prior to the Closing Date, the Acquiring Portfolio will advise the Acquired Portfolio in writing of any investments shown on the list that the Acquiring Portfolio has determined to be inconsistent with its investment objective, policies and restrictions. The Acquired Portfolio will dispose of any such securities prior to the Closing Date to the extent practicable and consistent with applicable legal requirements, including the Acquired Portfolio?s investment objectives, policies and restrictions. In addition, if the Acquiring Portfolio determines that, as a result of the Acquisition, the Acquiring Portfolio would own an aggregate amount of an investment that would exceed a percentage limitation applicable to the Acquiring Portfolio, the Acquiring Portfolio will advise the Acquired Portfolio in writing of any such limitation and the Acquired Portfolio shall dispose of a sufficient amount of such investment as may be necessary to avoid the limitation as of the Effective Time, to the extent practicable and consistent with applicable legal requirements, including the Acquired Portfolio?s investment objectives, policies and restrictions. (e) The Acquired Portfolio shall assign, transfer, deliver and convey the Assets to the Acquiring Portfolio at the Effective Time on the following basis: (1) The value of the Assets less the Liabilities of the Acquired Portfolio attributable to shares of Class A held by Stockholders and shares of Class B held by Stockholders, determined as of the Valuation Time, shall be divided by the then NAV of one Class A and Class B Acquisition Share, as applicable, and, in exchange for the transfer of the Assets, the Acquiring Portfolio shall simultaneously issue and deliver to the Acquired Portfolio the number of Class A and Class B Acquisition Shares (including fractional shares) so determined, rounded to the second decimal place or such other decimal place as the officers of the Corporation shall designate; (2) The NAV of Class A and Class B Acquisition Shares to be delivered to the Acquired Portfolio shall be determined as of the Valuation Time in accordance with the Acquiring Portfolio?s then applicable valuation procedures, and the net value of the Assets to be conveyed to the Acquiring Portfolio shall be determined as of the Valuation Time in accordance with the then applicable valuation procedures of the Acquired Portfolio; and (3) The portfolio securities of the Acquired Portfolio shall be made available by the Acquired Portfolio to The Bank of New York, as custodian for the Acquiring Portfolio (the ?Custodian?), for examination no later than five business days preceding the Valuation Time. On the Closing Date, such portfolio securities and all the Acquired Portfolio?s cash shall be delivered by the Acquired Portfolio to the Custodian for the account of the Acquiring Portfolio, such portfolio securities to be duly endorsed in proper form for transfer in such manner and condition as to constitute good delivery thereof in accordance with the custom of brokers or, in the case of portfolio securities held in the U.S. Treasury Department?s book-entry system or by The Depository Trust Company, Participants Trust Company or other third party depositories, by transfer to the account of the Custodian in accordance with Rule 17f-4, Rule 17f-5 or Rule 17f-7, as the case may be, under the 1940 Act and accompanied by all necessary federal and state stock transfer stamps or a check for the appropriate purchase price thereof. The cash delivered shall be in the form of currency or certified or official bank checks, payable to the order of the Custodian, or shall be wired to an account pursuant to instructions provided by the Acquiring Portfolio. (f) Promptly after the Closing Date, the Acquired Portfolio will deliver to the Acquiring Portfolio a Statement of Assets and Liabilities of the Acquired Portfolio as of the Closing Date. 4. Termination of the Acquired Portfolio, Registration of Acquisition Shares and Access to Records The Acquired Portfolio and the Acquiring Portfolio also shall take the following steps, as applicable: (a) At or as soon as reasonably practical after the Effective Time, the Acquired Portfolio shall terminate by transferring pro rata to its Class A Stockholders of record Class A Acquisition Shares received by the Acquired Portfolio pursuant to Section 3(e)(1) of this Plan and to its Class B Stockholders of record Class B Acquisition Shares received by the Acquired Portfolio pursuant to Section 3(e)(1) of this Plan. The Acquiring Portfolio shall establish accounts on its share records and note on such accounts the names of the former Acquired Portfolio Stockholders and the types and amounts of the Acquisition Shares that former Acquired Portfolio Stockholders are due based on their respective holdings of the Acquired Portfolio Shares as of the close of business on the Closing Date. Fractional Acquisition Shares shall be carried to the second decimal place. The Acquiring Portfolio shall not issue certificates representing the Acquisition Shares in connection with such exchange. All issued and outstanding Acquired Portfolio Shares will be simultaneously redeemed and cancelled on the books of the Acquired Portfolio. Ownership of the Acquisition Shares will be shown on the books of the Acquiring Portfolio?s transfer agent. Following distribution by the Acquired Portfolio to its Stockholders of all Acquisition Shares delivered to the Acquired Portfolio, the Acquired Portfolio shall wind up its affairs and shall take all steps as are necessary and proper to terminate as soon as is reasonably possible after the Effective Time. (b) At and after the Closing Date, the Acquired Portfolio shall provide the Acquiring Portfolio and its transfer agent with immediate access to: (i) all records containing the names, addresses and taxpayer identification numbers of all of the Acquired Portfolio?s Stockholders and the number and percentage ownership of the outstanding shares of the Acquired Portfolio owned by Stockholders as of the Effective Time, and (ii) all original documentation (including all applicable Internal Revenue Service forms, certificates, certifications and correspondence) relating to the Acquired Portfolio Stockholders? taxpayer identification numbers and their liability for or exemption from back-up withholding. The Acquired Portfolio shall preserve and maintain, or shall direct its service providers to preserve and maintain, records with respect to the Acquired Portfolio as required by Section 31 of, and Rules 31a-1 and 31a-2 under, the 1940 Act. 5. Conditions to Consummation of the Acquisition The consummation of the Acquisition shall be subject to the following conditions precedent: (a) There shall have been no material adverse change in the financial condition, results of operations, business, properties or assets of the Acquiring Portfolio or the Acquired Portfolio since the date of the most recent Financial Statements. Negative investment performance shall not be considered a material adverse change. (b) The Corporation shall have received an opinion of Seward & Kissel LLP, substantially to the effect that for federal income tax purposes: (1) The Acquisition will constitute a ?reorganization? within the meaning of Section 368(a) of the Code and that the Acquiring Portfolio and the Acquired Portfolio will each be ?a party to a reorganization? within the meaning of Section 368(b) of the Code; (2) A Stockholder of the Acquired Portfolio will recognize no gain or loss on the exchange of the Stockholder?s shares of the Acquired Portfolio solely for Acquisition Shares; (3) Neither the Acquired Portfolio nor the Acquiring Portfolio will recognize any gain or loss upon the transfer of all of the Assets to the Acquiring Portfolio in exchange for Acquisition Shares and the assumption by the Acquiring Portfolio of the Liabilities pursuant to this Plan or upon the distribution of Acquisition Shares to Stockholders of the Acquired Portfolio in exchange for their respective shares of the Acquired Portfolio; (4) The holding period and tax basis of the Assets acquired by the Acquiring Portfolio will be the same as the holding period and tax basis that the Acquired Portfolio had in such Assets immediately prior to the Acquisition; (5) The aggregate tax basis of Acquisition Shares received in connection with the Acquisition by each Stockholder of the Acquired Portfolio (including any fractional share to which the Stockholder may be entitled) will be the same as the aggregate tax basis of the shares of the Acquired Portfolio surrendered in exchange therefor, and increased by any gain recognized on the exchange; (6) The holding period of Acquisition Shares received in connection with the Acquisition by each Stockholder of the Acquired Portfolio (including any fractional share to which the stockholder may be entitled) will include the holding period of the shares of the Acquired Portfolio surrendered in exchange therefor, provided that such Acquired Portfolio shares constitute capital assets in the hands of the Stockholder as of the Closing Date; and (7) The Acquiring Portfolio will succeed to the capital loss carryovers of the Acquired Portfolio but the use of the Acquiring Portfolio?s existing capital loss carryovers (as well as the carryovers of the Acquired Portfolio) may be subject to limitation under Section 383 of the Code after the Acquisition. The opinion will be based on certain factual certifications made by officers of the Portfolios and will also be based on customary assumptions and subject to certain qualifications. The opinion is not a guarantee that the tax consequences of the Acquisition will be as described above. Notwithstanding this subparagraph (b), Seward & Kissel LLP will express no view with respect to the effect of the Acquisition on any transferred asset as to which any unrealized gain or loss is required to be recognized at the end of a taxable year (or on the termination or transfer thereof) under federal income tax principles. Each Portfolio shall provide additional factual representations to Seward & Kissel LLP with respect to the Portfolios that are reasonably necessary to enable Seward & Kissel LLP to deliver the tax opinion. Notwithstanding anything in this Plan to the contrary, neither Portfolio may waive in any material respect the conditions set forth under this subparagraph (b). (c) The N-14 Registration Statement shall have become effective under the 1933 Act as to the Acquisition Shares, and the SEC shall not have instituted and, to the knowledge of the Acquiring Portfolio, is not contemplating instituting any stop order suspending the effectiveness of the N-14 Registration Statement. (d) No action, suit or other proceeding shall be threatened or pending before any court or governmental agency in which it is sought to restrain or prohibit, or obtain damages or other relief in connection with the Acquisition. (e) The SEC shall not have issued any unfavorable advisory report under Section 25(b) of the 1940 Act nor instituted any proceeding seeking to enjoin consummation of the Acquisition under Section 25(c) of the 1940 Act. (f) The Acquired Portfolio shall have received a letter from AllianceBernstein L.P. (the ?Adviser?) with respect to insurance matters in form and substance satisfactory to the Acquired Portfolio. (g) The Acquiring Portfolio shall have received a letter from the Adviser agreeing to indemnify the Acquiring Portfolio in respect of certain liabilities of the Acquired Portfolio in form and substance satisfactory to the Acquiring Portfolio. 6. Closing (a) The Closing shall be held at the offices of the Corporation, 1345 Avenue of the Americas, New York, New York 10105, or at such other place as the officers of the Corporation may designate. (b) In the event that at the Valuation Time (i) the NYSE shall be closed to trading or trading thereon shall be restricted, or (ii) trading or the reporting of trading on said Exchange or elsewhere shall be disrupted so that accurate appraisal of the value of the net assets of the Acquired Portfolio or the Acquiring Portfolio is impracticable, the Closing Date shall be postponed until the first business day after the day when trading shall have been fully resumed and reporting shall have been restored; provided that if trading shall not be fully resumed and reporting restored within three business days of the Valuation Time, this Plan may be terminated by the Board. (c) The Acquiring Portfolio will provide to the Acquired Portfolio evidence satisfactory to the Acquired Portfolio that Acquisition Shares issuable pursuant to the Acquisition have been credited to the Acquired Portfolio?s account on the books of the Acquiring Portfolio. After the Closing Date, the Acquiring Portfolio will provide to the Acquired Portfolio evidence satisfactory to the Acquired Portfolio that such Shares have been credited pro rata to open accounts in the names of the Acquired Portfolio Stockholders. (d) At the Closing, each party shall deliver to the other such bills of sale, instruments of assumption of liabilities, checks, assignments, stock certificates, receipts or other documents as such other party or its counsel may reasonably request in connection with the transfer of assets, assumption of liabilities and liquidation contemplated by this Plan. 7. Termination of Plan A majority of the Corporation?s Board may terminate this Plan before the applicable Effective Time if: (i) any of the conditions precedent set forth herein are not satisfied; or (ii) the Board determines that the consummation of the Acquisition is not in the best interests of either Portfolio or its Stockholders. 8. Termination of the Acquired Portfolio If the Acquisition is consummated, the Acquired Portfolio shall terminate its registration under the 1940 Act and the 1933 Act and will terminate. 9. Expenses The Acquisition expenses shall be borne on a relative net asset basis by the Portfolios. SK 00250 0456 838891 EX-99.77Q1 OTHR EXHB 7 exhibit77q1globaldollar0608.txt OTHER ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. EXHIBIT 77Q1 811-05398 PLAN OF ACQUISITION AND LIQUIDATION ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. WITH RESPECT TO ITS SERIES ALLIANCEBERNSTEIN GLOBAL DOLLAR GOVERNMENT PORTFOLIO AND ALLIANCEBERNSTEIN U.S. GOVERNMENT/HIGH GRADE SECURITIES PORTFOLIO As of February 7, 2008 This Plan of Acquisition and Liquidation (the ?Plan?) has been adopted by the Board of Directors of AllianceBernstein Variable Products Series Fund, Inc., a Maryland corporation (the ?Corporation?), as of this 7th day of February, 2008, to provide for the reorganization of AllianceBernstein Global Dollar Government Portfolio (the ?Acquired Portfolio?) into AllianceBernstein U.S. Government/High Grade Securities Portfolio (the ?Acquiring Portfolio?). The Acquired Portfolio and the Acquiring Portfolio (together, the ?Portfolios?) are each separate series of the Corporation, an open-end management investment company registered with the Securities and Exchange Commission (the ?SEC?) under the Investment Company Act of 1940, as amended (the ?1940 Act?). The Board of Directors (the ?Board?) has determined that it is in the best interest of the stockholders of the Acquiring Portfolio and the Acquired Portfolio that the Acquired Portfolio transfer all of the assets attributable to its Class A shares held by its stockholders (?Stockholders?) in exchange for Class A shares of equal net asset value of the Acquiring Portfolio (?Class A Acquisition Shares?), transfer all of the assets attributable to its Class B shares held by its Stockholders in exchange for Class B shares of equal net asset value of the Acquiring Portfolio (?Class B Acquisition Shares? and together with Class A Acquisition Shares, the ?Acquisition Shares?) and distribute Class A Acquisition Shares and Class B Acquisition Shares, respectively, of the Acquired Portfolio and that the Corporation redeem the outstanding shares (the ?Acquired Portfolio Shares?) of the Acquired Portfolio, all as provided for below (the ?Acquisition?). In this Plan of Acquisition, any references to a Portfolio taking action shall mean and include all necessary actions of the Corporation on behalf of a Portfolio, unless the context of this Plan of Acquisition or the 1940 Act requires otherwise. The Corporation intends that the Acquisition qualify as a ?reorganization? within the meaning of Section 368(a) of the United States Internal Revenue Code of 1986, as amended (the ?Code?), and any successor provisions, and that with respect to the Acquisition, the Acquiring Portfolio and the Acquired Portfolio will each be a ?party to a reorganization? within the meaning of Section 368(b) of the Code. 1. Definitions In addition to the terms elsewhere defined herein, each of the following terms shall have the meaning indicated for that term as follows: 1933 Act Securities Act of 1933, as amended. Assets All assets of any kind and all interests, rights, privileges and powers of or attributable to the Acquired Portfolio or its shares, as appropriate, whether or not determinable at the Effective Time (as defined herein) and wherever located, including, without limitation, all cash, cash equivalents, securities, claims (whether absolute or contingent, known or unknown, accrued or unaccrued or conditional or unmatured), contract rights and receivables (including dividend and interest receivables) owned by the Acquired Portfolio or attributable to its shares and any deferred or prepaid expense, other than unamortized organizational expenses, shown as an asset on the Acquired Portfolio?s books. Closing Date Such date as the officers of the Corporation shall designate. Effective Time 5:00 p.m., Eastern Time, on the Closing Date, or such other time as the officers of the Corporation shall designate. Financial Statements The audited financial statements of the relevant Portfolio for its most recently completed fiscal year and, if applicable, the unaudited financial statements of that Portfolio for its most recently completed semi-annual period. Liabilities All liabilities, expenses and obligations of any kind whatsoever of the Acquired Portfolio, whether known or unknown, accrued or unaccrued, absolute or contingent or conditional or unmatured. N-14 Registration Statement The Registration Statement of the Acquiring Portfolio on Form N-14 under the 1940 Act that will register the Acquisition Shares to be issued in the Acquisition. Valuation Time The close of regular session trading on the New York Stock Exchange (?NYSE?) on the Closing Date, when for purposes of the Plan, the Corporation determines the net asset value per Acquisition Share of the Acquiring Portfolio and the net value of the assets of the Acquired Portfolio. NAV A Portfolio?s net asset value is calculated by valuing and totaling assets and then subtracting liabilities and then dividing the balance by the number of shares that are outstanding. 2. Regulatory Filings The Acquiring Portfolio shall promptly prepare and file the N-14 Registration Statement with the SEC, and the Acquiring Portfolio and the Acquired Portfolio also shall make any other required or appropriate filings with respect to the actions contemplated hereby. 3. Transfer of the Acquired Portfolio?s Assets The Acquiring Portfolio and the Acquired Portfolio shall take the following steps with respect to the Acquisition, as applicable: (a) On or prior to the Closing Date, the Acquired Portfolio shall pay or provide for the payment of all of the Liabilities, expenses, costs and charges of or attributable to the Acquired Portfolio that are known to the Acquired Portfolio and that are due and payable prior to or as of the Closing Date. (b) Prior to the Effective Time, except to the extent prohibited by Rule 19b-1 under the 1940 Act, the Acquired Portfolio will declare to Acquired Portfolio Stockholders of record a dividend or dividends which, together with all previous such dividends, shall have the effect of distributing (a) all the excess of (i) the Acquired Portfolio?s investment income excludable from gross income under Section 103(a) of the Code over (ii) the Acquired Portfolio?s deductions disallowed under Sections 265 and 171(a)(2) of the Code, (b) all of the Acquired Portfolio?s investment company taxable income (as defined in Code Section 852), (computed in each case without regard to any deduction for dividends paid), and (c) all of the Acquired Portfolio?s net realized capital gain (as defined in Code Section 1222), if any (after reduction for any capital loss carryover), for the taxable year ending on December 31, 2007 and for the short taxable year beginning on January 1, 2008, and ending on the Closing Date. Such dividends will be declared and paid to ensure continued qualification of the Acquired Portfolio as a ?regulated investment company? for tax purposes and to eliminate fund- level tax. (c) At the Effective Time, the Acquired Portfolio shall assign, transfer, deliver and convey the Assets to the Acquiring Portfolio, subject to the Liabilities, and the Acquiring Portfolio shall then accept the Assets and assume the Liabilities such that at and after the Effective Time (i) the Assets at and after the Effective Time shall become and be assets of the Acquiring Portfolio, and (ii) the Liabilities at the Effective Time shall attach to the Acquiring Portfolio, and shall be enforceable against the Acquiring Portfolio to the same extent as if initially incurred by the Acquiring Portfolio. The Corporation shall redeem the outstanding shares of the Acquired Portfolio by issuance of shares of Acquiring Portfolio as described more fully below. (d) Within a reasonable time prior to the Closing Date, the Acquired Portfolio shall provide, if requested, a list of the Assets to the Acquiring Portfolio. The Acquired Portfolio may sell any asset on such list prior to the Effective Time. After the Acquired Portfolio provides such list, the Acquired Portfolio will not acquire any additional securities or permit to exist any encumbrances, rights, restrictions or claims not reflected on such list, without the approval of the Acquiring Portfolio. Within a reasonable time after receipt of the list and prior to the Closing Date, the Acquiring Portfolio will advise the Acquired Portfolio in writing of any investments shown on the list that the Acquiring Portfolio has determined to be inconsistent with its investment objective, policies and restrictions. The Acquired Portfolio will dispose of any such securities prior to the Closing Date to the extent practicable and consistent with applicable legal requirements, including the Acquired Portfolio?s investment objectives, policies and restrictions. In addition, if the Acquiring Portfolio determines that, as a result of the Acquisition, the Acquiring Portfolio would own an aggregate amount of an investment that would exceed a percentage limitation applicable to the Acquiring Portfolio, the Acquiring Portfolio will advise the Acquired Portfolio in writing of any such limitation and the Acquired Portfolio shall dispose of a sufficient amount of such investment as may be necessary to avoid the limitation as of the Effective Time, to the extent practicable and consistent with applicable legal requirements, including the Acquired Portfolio?s investment objectives, policies and restrictions. (e) The Acquired Portfolio shall assign, transfer, deliver and convey the Assets to the Acquiring Portfolio at the Effective Time on the following basis: (1) The value of the Assets less the Liabilities of the Acquired Portfolio attributable to shares of Class A held by Stockholders and shares of Class B held by Stockholders, determined as of the Valuation Time, shall be divided by the then NAV of one Class A and Class B Acquisition Share, as applicable, and, in exchange for the transfer of the Assets, the Acquiring Portfolio shall simultaneously issue and deliver to the Acquired Portfolio the number of Class A and Class B Acquisition Shares (including fractional shares) so determined, rounded to the second decimal place or such other decimal place as the officers of the Corporation shall designate; (2) The NAV of Class A and Class B Acquisition Shares to be delivered to the Acquired Portfolio shall be determined as of the Valuation Time in accordance with the Acquiring Portfolio?s then applicable valuation procedures, and the net value of the Assets to be conveyed to the Acquiring Portfolio shall be determined as of the Valuation Time in accordance with the then applicable valuation procedures of the Acquired Portfolio; and (3) The portfolio securities of the Acquired Portfolio shall be made available by the Acquired Portfolio to The Bank of New York, as custodian for the Acquiring Portfolio (the ?Custodian?), for examination no later than five business days preceding the Valuation Time. On the Closing Date, such portfolio securities and all the Acquired Portfolio?s cash shall be delivered by the Acquired Portfolio to the Custodian for the account of the Acquiring Portfolio, such portfolio securities to be duly endorsed in proper form for transfer in such manner and condition as to constitute good delivery thereof in accordance with the custom of brokers or, in the case of portfolio securities held in the U.S. Treasury Department?s book- entry system or by The Depository Trust Company, Participants Trust Company or other third party depositories, by transfer to the account of the Custodian in accordance with Rule 17f-4, Rule 17f-5 or Rule 17f-7, as the case may be, under the 1940 Act and accompanied by all necessary federal and state stock transfer stamps or a check for the appropriate purchase price thereof. The cash delivered shall be in the form of currency or certified or official bank checks, payable to the order of the Custodian, or shall be wired to an account pursuant to instructions provided by the Acquiring Portfolio. (f) Promptly after the Closing Date, the Acquired Portfolio will deliver to the Acquiring Portfolio a Statement of Assets and Liabilities of the Acquired Portfolio as of the Closing Date. 4. Termination of the Acquired Portfolio, Registration of Acquisition Shares and Access to Records The Acquired Portfolio and the Acquiring Portfolio also shall take the following steps, as applicable: (a) At or as soon as reasonably practical after the Effective Time, the Acquired Portfolio shall terminate by transferring pro rata to its Class A Stockholders of record Class A Acquisition Shares received by the Acquired Portfolio pursuant to Section 3(e)(1) of this Plan and to its Class B Stockholders of record Class B Acquisition Shares received by the Acquired Portfolio pursuant to Section 3(e)(1) of this Plan. The Acquiring Portfolio shall establish accounts on its share records and note on such accounts the names of the former Acquired Portfolio Stockholders and the types and amounts of the Acquisition Shares that former Acquired Portfolio Stockholders are due based on their respective holdings of the Acquired Portfolio Shares as of the close of business on the Closing Date. Fractional Acquisition Shares shall be carried to the second decimal place. The Acquiring Portfolio shall not issue certificates representing the Acquisition Shares in connection with such exchange. All issued and outstanding Acquired Portfolio Shares will be simultaneously redeemed and cancelled on the books of the Acquired Portfolio. Ownership of the Acquisition Shares will be shown on the books of the Acquiring Portfolio?s transfer agent. Following distribution by the Acquired Portfolio to its Stockholders of all Acquisition Shares delivered to the Acquired Portfolio, the Acquired Portfolio shall wind up its affairs and shall take all steps as are necessary and proper to terminate as soon as is reasonably possible after the Effective Time. (b) At and after the Closing Date, the Acquired Portfolio shall provide the Acquiring Portfolio and its transfer agent with immediate access to: (i) all records containing the names, addresses and taxpayer identification numbers of all of the Acquired Portfolio?s Stockholders and the number and percentage ownership of the outstanding shares of the Acquired Portfolio owned by Stockholders as of the Effective Time, and (ii) all original documentation (including all applicable Internal Revenue Service forms, certificates, certifications and correspondence) relating to the Acquired Portfolio Stockholders? taxpayer identification numbers and their liability for or exemption from back-up withholding. The Acquired Portfolio shall preserve and maintain, or shall direct its service providers to preserve and maintain, records with respect to the Acquired Portfolio as required by Section 31 of, and Rules 31a- 1 and 31a-2 under, the 1940 Act. 5. Conditions to Consummation of the Acquisition The consummation of the Acquisition shall be subject to the following conditions precedent: (a) There shall have been no material adverse change in the financial condition, results of operations, business, properties or assets of the Acquiring Portfolio or the Acquired Portfolio since the date of the most recent Financial Statements. Negative investment performance shall not be considered a material adverse change. (b) The Corporation shall have received an opinion of Seward & Kissel LLP, substantially to the effect that for federal income tax purposes: (1) The Acquisition will constitute a ?reorganization? within the meaning of Section 368(a) of the Code and that the Acquiring Portfolio and the Acquired Portfolio will each be ?a party to a reorganization? within the meaning of Section 368(b) of the Code; (2) A Stockholder of the Acquired Portfolio will recognize no gain or loss on the exchange of the Stockholder?s shares of the Acquired Portfolio solely for Acquisition Shares; (3) Neither the Acquired Portfolio nor the Acquiring Portfolio will recognize any gain or loss upon the transfer of all of the Assets to the Acquiring Portfolio in exchange for Acquisition Shares and the assumption by the Acquiring Portfolio of the Liabilities pursuant to this Plan or upon the distribution of Acquisition Shares to Stockholders of the Acquired Portfolio in exchange for their respective shares of the Acquired Portfolio; (4) The holding period and tax basis of the Assets acquired by the Acquiring Portfolio will be the same as the holding period and tax basis that the Acquired Portfolio had in such Assets immediately prior to the Acquisition; (5) The aggregate tax basis of Acquisition Shares received in connection with the Acquisition by each Stockholder of the Acquired Portfolio (including any fractional share to which the Stockholder may be entitled) will be the same as the aggregate tax basis of the shares of the Acquired Portfolio surrendered in exchange therefor, and increased by any gain recognized on the exchange; (6) The holding period of Acquisition Shares received in connection with the Acquisition by each Stockholder of the Acquired Portfolio (including any fractional share to which the stockholder may be entitled) will include the holding period of the shares of the Acquired Portfolio surrendered in exchange therefor, provided that such Acquired Portfolio shares constitute capital assets in the hands of the Stockholder as of the Closing Date; and (7) The Acquiring Portfolio will succeed to the capital loss carryovers of the Acquired Portfolio but the use of the Acquiring Portfolio?s existing capital loss carryovers (as well as the carryovers of the Acquired Portfolio) may be subject to limitation under Section 383 of the Code after the Acquisition. The opinion will be based on certain factual certifications made by officers of the Portfolios and will also be based on customary assumptions and subject to certain qualifications. The opinion is not a guarantee that the tax consequences of the Acquisition will be as described above. Notwithstanding this subparagraph (b), Seward & Kissel LLP will express no view with respect to the effect of the Acquisition on any transferred asset as to which any unrealized gain or loss is required to be recognized at the end of a taxable year (or on the termination or transfer thereof) under federal income tax principles. Each Portfolio shall provide additional factual representations to Seward & Kissel LLP with respect to the Portfolios that are reasonably necessary to enable Seward & Kissel LLP to deliver the tax opinion. Notwithstanding anything in this Plan to the contrary, neither Portfolio may waive in any material respect the conditions set forth under this subparagraph (b). (c) The N-14 Registration Statement shall have become effective under the 1933 Act as to the Acquisition Shares, and the SEC shall not have instituted and, to the knowledge of the Acquiring Portfolio, is not contemplating instituting any stop order suspending the effectiveness of the N-14 Registration Statement. (d) No action, suit or other proceeding shall be threatened or pending before any court or governmental agency in which it is sought to restrain or prohibit, or obtain damages or other relief in connection with the Acquisition. (e) The SEC shall not have issued any unfavorable advisory report under Section 25(b) of the 1940 Act nor instituted any proceeding seeking to enjoin consummation of the Acquisition under Section 25(c) of the 1940 Act. (f) The Acquired Portfolio shall have received a letter from AllianceBernstein L.P. (the ?Adviser?) with respect to insurance matters in form and substance satisfactory to the Acquired Portfolio. (g) The Acquiring Portfolio shall have received a letter from the Adviser agreeing to indemnify the Acquiring Portfolio in respect of certain liabilities of the Acquired Portfolio in form and substance satisfactory to the Acquiring Portfolio. 6. Closing (a) The Closing shall be held at the offices of the Corporation, 1345 Avenue of the Americas, New York, New York 10105, or at such other place as the officers of the Corporation may designate. (b) In the event that at the Valuation Time (i) the NYSE shall be closed to trading or trading thereon shall be restricted, or (ii) trading or the reporting of trading on said Exchange or elsewhere shall be disrupted so that accurate appraisal of the value of the net assets of the Acquired Portfolio or the Acquiring Portfolio is impracticable, the Closing Date shall be postponed until the first business day after the day when trading shall have been fully resumed and reporting shall have been restored; provided that if trading shall not be fully resumed and reporting restored within three business days of the Valuation Time, this Plan may be terminated by the Board. (c) The Acquiring Portfolio will provide to the Acquired Portfolio evidence satisfactory to the Acquired Portfolio that Acquisition Shares issuable pursuant to the Acquisition have been credited to the Acquired Portfolio?s account on the books of the Acquiring Portfolio. After the Closing Date, the Acquiring Portfolio will provide to the Acquired Portfolio evidence satisfactory to the Acquired Portfolio that such Shares have been credited pro rata to open accounts in the names of the Acquired Portfolio Stockholders. (d) At the Closing, each party shall deliver to the other such bills of sale, instruments of assumption of liabilities, checks, assignments, stock certificates, receipts or other documents as such other party or its counsel may reasonably request in connection with the transfer of assets, assumption of liabilities and liquidation contemplated by this Plan. 7. Termination of Plan A majority of the Corporation?s Board may terminate this Plan before the applicable Effective Time if: (i) any of the conditions precedent set forth herein are not satisfied; or (ii) the Board determines that the consummation of the Acquisition is not in the best interests of either Portfolio or its Stockholders. 8. Termination of the Acquired Portfolio If the Acquisition is consummated, the Acquired Portfolio shall terminate its registration under the 1940 Act and the 1933 Act and will terminate. 9. Expenses The Acquisition expenses shall be borne on a relative net asset basis by the Portfolios. SK 00250 0456 838891 EX-99.77Q1 OTHR EXHB 8 exhibit77q1highyield0608.txt OTHER ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. EXHIBIT 77Q1 811-05398 PLAN OF ACQUISITION AND LIQUIDATION ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. WITH RESPECT TO ITS SERIES ALLIANCEBERNSTEIN HIGH YIELD PORTFOLIO AND ALLIANCEBERNSTEIN U.S. GOVERNMENT/HIGH GRADE SECURITIES PORTFOLIO As of February 7, 2008 This Plan of Acquisition and Liquidation (the ?Plan?) has been adopted by the Board of Directors of AllianceBernstein Variable Products Series Fund, Inc., a Maryland corporation (the ?Corporation?), as of this 7th day of February, 2008, to provide for the reorganization of AllianceBernstein High Yield Portfolio (the ?Acquired Portfolio?) into AllianceBernstein U.S. Government/High Grade Securities Portfolio (the ?Acquiring Portfolio?). The Acquired Portfolio and the Acquiring Portfolio (together, the ?Portfolios?) are each separate series of the Corporation, an open-end management investment company registered with the Securities and Exchange Commission (the ?SEC?) under the Investment Company Act of 1940, as amended (the ?1940 Act?). The Board of Directors (the ?Board?) has determined that it is in the best interest of the stockholders of the Acquiring Portfolio and the Acquired Portfolio that the Acquired Portfolio transfer all of the assets attributable to its Class A shares held by its stockholders (?Stockholders?) in exchange for Class A shares of equal net asset value of the Acquiring Portfolio (?Class A Acquisition Shares?), transfer all of the assets attributable to its Class B shares held by its Stockholders in exchange for Class B shares of equal net asset value of the Acquiring Portfolio (?Class B Acquisition Shares? and together with Class A Acquisition Shares, the ?Acquisition Shares?) and distribute Class A Acquisition Shares and Class B Acquisition Shares, respectively, of the Acquired Portfolio and that the Corporation redeem the outstanding shares (the ?Acquired Portfolio Shares?) of the Acquired Portfolio, all as provided for below (the ?Acquisition?). In this Plan of Acquisition, any references to a Portfolio taking action shall mean and include all necessary actions of the Corporation on behalf of a Portfolio, unless the context of this Plan of Acquisition or the 1940 Act requires otherwise. The Corporation intends that the Acquisition qualify as a ?reorganization? within the meaning of Section 368(a) of the United States Internal Revenue Code of 1986, as amended (the ?Code?), and any successor provisions, and that with respect to the Acquisition, the Acquiring Portfolio and the Acquired Portfolio will each be a ?party to a reorganization? within the meaning of Section 368(b) of the Code. 1. Definitions In addition to the terms elsewhere defined herein, each of the following terms shall have the meaning indicated for that term as follows: 1933 Act Securities Act of 1933, as amended. Assets All assets of any kind and all interests, rights, privileges and powers of or attributable to the Acquired Portfolio or its shares, as appropriate, whether or not determinable at the Effective Time (as defined herein) and wherever located, including, without limitation, all cash, cash equivalents, securities, claims (whether absolute or contingent, known or unknown, accrued or unaccrued or conditional or unmatured), contract rights and receivables (including dividend and interest receivables) owned by the Acquired Portfolio or attributable to its shares and any deferred or prepaid expense, other than unamortized organizational expenses, shown as an asset on the Acquired Portfolio?s books. Closing Date Such date as the officers of the Corporation shall designate. Effective Time 5:00 p.m., Eastern Time, on the Closing Date, or such other time as the officers of the Corporation shall designate. Financial Statements The audited financial statements of the relevant Portfolio for its most recently completed fiscal year and, if applicable, the unaudited financial statements of that Portfolio for its most recently completed semi-annual period. Liabilities All liabilities, expenses and obligations of any kind whatsoever of the Acquired Portfolio, whether known or unknown, accrued or unaccrued, absolute or contingent or conditional or unmatured. N-14 Registration Statement The Registration Statement of the Acquiring Portfolio on Form N-14 under the 1940 Act that will register the Acquisition Shares to be issued in the Acquisition. Valuation Time The close of regular session trading on the New York Stock Exchange (?NYSE?) on the Closing Date, when for purposes of the Plan, the Corporation determines the net asset value per Acquisition Share of the Acquiring Portfolio and the net value of the assets of the Acquired Portfolio. NAV A Portfolio?s net asset value is calculated by valuing and totaling assets and then subtracting liabilities and then dividing the balance by the number of shares that are outstanding. 2. Regulatory Filings The Acquiring Portfolio shall promptly prepare and file the N-14 Registration Statement with the SEC, and the Acquiring Portfolio and the Acquired Portfolio also shall make any other required or appropriate filings with respect to the actions contemplated hereby. 3. Transfer of the Acquired Portfolio?s Assets The Acquiring Portfolio and the Acquired Portfolio shall take the following steps with respect to the Acquisition, as applicable: (a) On or prior to the Closing Date, the Acquired Portfolio shall pay or provide for the payment of all of the Liabilities, expenses, costs and charges of or attributable to the Acquired Portfolio that are known to the Acquired Portfolio and that are due and payable prior to or as of the Closing Date. (b) Prior to the Effective Time, except to the extent prohibited by Rule 19b-1 under the 1940 Act, the Acquired Portfolio will declare to Acquired Portfolio Stockholders of record a dividend or dividends which, together with all previous such dividends, shall have the effect of distributing (a) all the excess of (i) the Acquired Portfolio?s investment income excludable from gross income under Section 103(a) of the Code over (ii) the Acquired Portfolio?s deductions disallowed under Sections 265 and 171(a)(2) of the Code, (b) all of the Acquired Portfolio?s investment company taxable income (as defined in Code Section 852), (computed in each case without regard to any deduction for dividends paid), and (c) all of the Acquired Portfolio?s net realized capital gain (as defined in Code Section 1222), if any (after reduction for any capital loss carryover), for the taxable year ending on December 31, 2007 and for the short taxable year beginning on January 1, 2008, and ending on the Closing Date. Such dividends will be declared and paid to ensure continued qualification of the Acquired Portfolio as a ?regulated investment company? for tax purposes and to eliminate fund- level tax. (c) At the Effective Time, the Acquired Portfolio shall assign, transfer, deliver and convey the Assets to the Acquiring Portfolio, subject to the Liabilities, and the Acquiring Portfolio shall then accept the Assets and assume the Liabilities such that at and after the Effective Time (i) the Assets at and after the Effective Time shall become and be assets of the Acquiring Portfolio, and (ii) the Liabilities at the Effective Time shall attach to the Acquiring Portfolio, and shall be enforceable against the Acquiring Portfolio to the same extent as if initially incurred by the Acquiring Portfolio. The Corporation shall redeem the outstanding shares of the Acquired Portfolio by issuance of shares of Acquiring Portfolio as described more fully below. (d) Within a reasonable time prior to the Closing Date, the Acquired Portfolio shall provide, if requested, a list of the Assets to the Acquiring Portfolio. The Acquired Portfolio may sell any asset on such list prior to the Effective Time. After the Acquired Portfolio provides such list, the Acquired Portfolio will not acquire any additional securities or permit to exist any encumbrances, rights, restrictions or claims not reflected on such list, without the approval of the Acquiring Portfolio. Within a reasonable time after receipt of the list and prior to the Closing Date, the Acquiring Portfolio will advise the Acquired Portfolio in writing of any investments shown on the list that the Acquiring Portfolio has determined to be inconsistent with its investment objective, policies and restrictions. The Acquired Portfolio will dispose of any such securities prior to the Closing Date to the extent practicable and consistent with applicable legal requirements, including the Acquired Portfolio?s investment objectives, policies and restrictions. In addition, if the Acquiring Portfolio determines that, as a result of the Acquisition, the Acquiring Portfolio would own an aggregate amount of an investment that would exceed a percentage limitation applicable to the Acquiring Portfolio, the Acquiring Portfolio will advise the Acquired Portfolio in writing of any such limitation and the Acquired Portfolio shall dispose of a sufficient amount of such investment as may be necessary to avoid the limitation as of the Effective Time, to the extent practicable and consistent with applicable legal requirements, including the Acquired Portfolio?s investment objectives, policies and restrictions. (e) The Acquired Portfolio shall assign, transfer, deliver and convey the Assets to the Acquiring Portfolio at the Effective Time on the following basis: (1) The value of the Assets less the Liabilities of the Acquired Portfolio attributable to shares of Class A held by Stockholders and shares of Class B held by Stockholders, determined as of the Valuation Time, shall be divided by the then NAV of one Class A and Class B Acquisition Share, as applicable, and, in exchange for the transfer of the Assets, the Acquiring Portfolio shall simultaneously issue and deliver to the Acquired Portfolio the number of Class A and Class B Acquisition Shares (including fractional shares) so determined, rounded to the second decimal place or such other decimal place as the officers of the Corporation shall designate; (2) The NAV of Class A and Class B Acquisition Shares to be delivered to the Acquired Portfolio shall be determined as of the Valuation Time in accordance with the Acquiring Portfolio?s then applicable valuation procedures, and the net value of the Assets to be conveyed to the Acquiring Portfolio shall be determined as of the Valuation Time in accordance with the then applicable valuation procedures of the Acquired Portfolio; and (3) The portfolio securities of the Acquired Portfolio shall be made available by the Acquired Portfolio to The Bank of New York, as custodian for the Acquiring Portfolio (the ?Custodian?), for examination no later than five business days preceding the Valuation Time. On the Closing Date, such portfolio securities and all the Acquired Portfolio?s cash shall be delivered by the Acquired Portfolio to the Custodian for the account of the Acquiring Portfolio, such portfolio securities to be duly endorsed in proper form for transfer in such manner and condition as to constitute good delivery thereof in accordance with the custom of brokers or, in the case of portfolio securities held in the U.S. Treasury Department?s book- entry system or by The Depository Trust Company, Participants Trust Company or other third party depositories, by transfer to the account of the Custodian in accordance with Rule 17f-4, Rule 17f-5 or Rule 17f-7, as the case may be, under the 1940 Act and accompanied by all necessary federal and state stock transfer stamps or a check for the appropriate purchase price thereof. The cash delivered shall be in the form of currency or certified or official bank checks, payable to the order of the Custodian, or shall be wired to an account pursuant to instructions provided by the Acquiring Portfolio. (f) Promptly after the Closing Date, the Acquired Portfolio will deliver to the Acquiring Portfolio a Statement of Assets and Liabilities of the Acquired Portfolio as of the Closing Date. 4. Termination of the Acquired Portfolio, Registration of Acquisition Shares and Access to Records The Acquired Portfolio and the Acquiring Portfolio also shall take the following steps, as applicable: (a) At or as soon as reasonably practical after the Effective Time, the Acquired Portfolio shall terminate by transferring pro rata to its Class A Stockholders of record Class A Acquisition Shares received by the Acquired Portfolio pursuant to Section 3(e)(1) of this Plan and to its Class B Stockholders of record Class B Acquisition Shares received by the Acquired Portfolio pursuant to Section 3(e)(1) of this Plan. The Acquiring Portfolio shall establish accounts on its share records and note on such accounts the names of the former Acquired Portfolio Stockholders and the types and amounts of the Acquisition Shares that former Acquired Portfolio Stockholders are due based on their respective holdings of the Acquired Portfolio Shares as of the close of business on the Closing Date. Fractional Acquisition Shares shall be carried to the second decimal place. The Acquiring Portfolio shall not issue certificates representing the Acquisition Shares in connection with such exchange. All issued and outstanding Acquired Portfolio Shares will be simultaneously redeemed and cancelled on the books of the Acquired Portfolio. Ownership of the Acquisition Shares will be shown on the books of the Acquiring Portfolio?s transfer agent. Following distribution by the Acquired Portfolio to its Stockholders of all Acquisition Shares delivered to the Acquired Portfolio, the Acquired Portfolio shall wind up its affairs and shall take all steps as are necessary and proper to terminate as soon as is reasonably possible after the Effective Time. (b) At and after the Closing Date, the Acquired Portfolio shall provide the Acquiring Portfolio and its transfer agent with immediate access to: (i) all records containing the names, addresses and taxpayer identification numbers of all of the Acquired Portfolio?s Stockholders and the number and percentage ownership of the outstanding shares of the Acquired Portfolio owned by Stockholders as of the Effective Time, and (ii) all original documentation (including all applicable Internal Revenue Service forms, certificates, certifications and correspondence) relating to the Acquired Portfolio Stockholders? taxpayer identification numbers and their liability for or exemption from back-up withholding. The Acquired Portfolio shall preserve and maintain, or shall direct its service providers to preserve and maintain, records with respect to the Acquired Portfolio as required by Section 31 of, and Rules 31a- 1 and 31a-2 under, the 1940 Act. 5. Conditions to Consummation of the Acquisition The consummation of the Acquisition shall be subject to the following conditions precedent: (a) There shall have been no material adverse change in the financial condition, results of operations, business, properties or assets of the Acquiring Portfolio or the Acquired Portfolio since the date of the most recent Financial Statements. Negative investment performance shall not be considered a material adverse change. (b) The Corporation shall have received an opinion of Seward & Kissel LLP, substantially to the effect that for federal income tax purposes: (1) The Acquisition will constitute a ?reorganization? within the meaning of Section 368(a) of the Code and that the Acquiring Portfolio and the Acquired Portfolio will each be ?a party to a reorganization? within the meaning of Section 368(b) of the Code; (2) A Stockholder of the Acquired Portfolio will recognize no gain or loss on the exchange of the Stockholder?s shares of the Acquired Portfolio solely for Acquisition Shares; (3) Neither the Acquired Portfolio nor the Acquiring Portfolio will recognize any gain or loss upon the transfer of all of the Assets to the Acquiring Portfolio in exchange for Acquisition Shares and the assumption by the Acquiring Portfolio of the Liabilities pursuant to this Plan or upon the distribution of Acquisition Shares to Stockholders of the Acquired Portfolio in exchange for their respective shares of the Acquired Portfolio; (4) The holding period and tax basis of the Assets acquired by the Acquiring Portfolio will be the same as the holding period and tax basis that the Acquired Portfolio had in such Assets immediately prior to the Acquisition; (5) The aggregate tax basis of Acquisition Shares received in connection with the Acquisition by each Stockholder of the Acquired Portfolio (including any fractional share to which the Stockholder may be entitled) will be the same as the aggregate tax basis of the shares of the Acquired Portfolio surrendered in exchange therefor, and increased by any gain recognized on the exchange; (6) The holding period of Acquisition Shares received in connection with the Acquisition by each Stockholder of the Acquired Portfolio (including any fractional share to which the stockholder may be entitled) will include the holding period of the shares of the Acquired Portfolio surrendered in exchange therefor, provided that such Acquired Portfolio shares constitute capital assets in the hands of the Stockholder as of the Closing Date; and (7) The Acquiring Portfolio will succeed to the capital loss carryovers of the Acquired Portfolio but the use of the Acquiring Portfolio?s existing capital loss carryovers (as well as the carryovers of the Acquired Portfolio) may be subject to limitation under Section 383 of the Code after the Acquisition. The opinion will be based on certain factual certifications made by officers of the Portfolios and will also be based on customary assumptions and subject to certain qualifications. The opinion is not a guarantee that the tax consequences of the Acquisition will be as described above. Notwithstanding this subparagraph (b), Seward & Kissel LLP will express no view with respect to the effect of the Acquisition on any transferred asset as to which any unrealized gain or loss is required to be recognized at the end of a taxable year (or on the termination or transfer thereof) under federal income tax principles. Each Portfolio shall provide additional factual representations to Seward & Kissel LLP with respect to the Portfolios that are reasonably necessary to enable Seward & Kissel LLP to deliver the tax opinion. Notwithstanding anything in this Plan to the contrary, neither Portfolio may waive in any material respect the conditions set forth under this subparagraph (b). (c) The N-14 Registration Statement shall have become effective under the 1933 Act as to the Acquisition Shares, and the SEC shall not have instituted and, to the knowledge of the Acquiring Portfolio, is not contemplating instituting any stop order suspending the effectiveness of the N-14 Registration Statement. (d) No action, suit or other proceeding shall be threatened or pending before any court or governmental agency in which it is sought to restrain or prohibit, or obtain damages or other relief in connection with the Acquisition. (e) The SEC shall not have issued any unfavorable advisory report under Section 25(b) of the 1940 Act nor instituted any proceeding seeking to enjoin consummation of the Acquisition under Section 25(c) of the 1940 Act. (f) The Acquired Portfolio shall have received a letter from AllianceBernstein L.P. (the ?Adviser?) with respect to insurance matters in form and substance satisfactory to the Acquired Portfolio. (g) The Acquiring Portfolio shall have received a letter from the Adviser agreeing to indemnify the Acquiring Portfolio in respect of certain liabilities of the Acquired Portfolio in form and substance satisfactory to the Acquiring Portfolio. 6. Closing (a) The Closing shall be held at the offices of the Corporation, 1345 Avenue of the Americas, New York, New York 10105, or at such other place as the officers of the Corporation may designate. (b) In the event that at the Valuation Time (i) the NYSE shall be closed to trading or trading thereon shall be restricted, or (ii) trading or the reporting of trading on said Exchange or elsewhere shall be disrupted so that accurate appraisal of the value of the net assets of the Acquired Portfolio or the Acquiring Portfolio is impracticable, the Closing Date shall be postponed until the first business day after the day when trading shall have been fully resumed and reporting shall have been restored; provided that if trading shall not be fully resumed and reporting restored within three business days of the Valuation Time, this Plan may be terminated by the Board. (c) The Acquiring Portfolio will provide to the Acquired Portfolio evidence satisfactory to the Acquired Portfolio that Acquisition Shares issuable pursuant to the Acquisition have been credited to the Acquired Portfolio?s account on the books of the Acquiring Portfolio. After the Closing Date, the Acquiring Portfolio will provide to the Acquired Portfolio evidence satisfactory to the Acquired Portfolio that such Shares have been credited pro rata to open accounts in the names of the Acquired Portfolio Stockholders. (d) At the Closing, each party shall deliver to the other such bills of sale, instruments of assumption of liabilities, checks, assignments, stock certificates, receipts or other documents as such other party or its counsel may reasonably request in connection with the transfer of assets, assumption of liabilities and liquidation contemplated by this Plan. 7. Termination of Plan A majority of the Corporation?s Board may terminate this Plan before the applicable Effective Time if: (i) any of the conditions precedent set forth herein are not satisfied; or (ii) the Board determines that the consummation of the Acquisition is not in the best interests of either Portfolio or its Stockholders. 8. Termination of the Acquired Portfolio If the Acquisition is consummated, the Acquired Portfolio shall terminate its registration under the 1940 Act and the 1933 Act and will terminate. 9. Expenses The Acquisition expenses shall be borne on a relative net asset basis by the Portfolios. SK 00250 0456 838891 EX-99.77Q1 OTHR EXHB 9 exhibit77q1irg0608.txt OTHER ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. EXHIBIT 77Q1 811-05398 PLAN OF ACQUISITION AND LIQUIDATION ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. WITH RESPECT TO ITS SERIES ALLIANCEBERNSTEIN INTERNATIONAL RESEARCH GROWTH PORTFOLIO AND ALLIANCEBERNSTEIN INTERNATIONAL GROWTH PORTFOLIO As of September 25, 2007 This Plan of Acquisition and Liquidation (the ?Plan?) has been adopted by the Board of Directors of AllianceBernstein Variable Products Series Fund, Inc., a Maryland corporation (the ?Corporation?), as of this 25th day of September, 2007, to provide for the reorganization of AllianceBernstein International Research Growth Portfolio (the ?Acquired Portfolio?) into AllianceBernstein International Growth Portfolio (the ?Acquiring Portfolio?). The Acquired Portfolio and the Acquiring Portfolio (together, the ?Portfolios?) are each separate series of the Corporation, an open-end management investment company registered with the Securities and Exchange Commission (the ?SEC?) under the Investment Company Act of 1940, as amended (the ?1940 Act?). The Board of Directors (the ?Board?) has determined that it is in the best interest of the stockholders of the Acquiring Portfolio and the Acquired Portfolio that the Acquired Portfolio transfer all of the assets attributable to its Class A shares held by its stockholders (?Stockholders?) in exchange for Class A shares of equal net asset value of the Acquiring Portfolio (?Class A Acquisition Shares?), transfer all of the assets attributable to its Class B shares held by its Stockholders in exchange for Class B shares of equal net asset value of the Acquiring Portfolio (?Class B Acquisition Shares? and together with Class A Acquisition Shares, the ?Acquisition Shares?) and distribute Class A Acquisition Shares and Class B Acquisition Shares, respectively, of the Acquired Portfolio and that the Corporation redeem the outstanding shares (the ?Acquired Portfolio Shares?) of the Acquired Portfolio, all as provided for below (the ?Acquisition?). In this Plan of Acquisition, any references to a Portfolio taking action shall mean and include all necessary actions of the Corporation on behalf of a Portfolio, unless the context of this Plan of Acquisition or the 1940 Act requires otherwise. The Corporation intends that the Acquisition qualify as a ?reorganization? within the meaning of Section 368(a) of the United States Internal Revenue Code of 1986, as amended (the ?Code?), and any successor provisions, and that with respect to the Acquisition, the Acquiring Portfolio and the Acquired Portfolio will each be a ?party to a reorganization? within the meaning of Section 368(b) of the Code. 1. Definitions In addition to the terms elsewhere defined herein, each of the following terms shall have the meaning indicated for that term as follows: 1933 Act Securities Act of 1933, as amended. Assets All assets of any kind and all interests, rights, privileges and powers of or attributable to the Acquired Portfolio or its shares, as appropriate, whether or not determinable at the Effective Time (as defined herein) and wherever located, including, without limitation, all cash, cash equivalents, securities, claims (whether absolute or contingent, known or unknown, accrued or unaccrued or conditional or unmatured), contract rights and receivables (including dividend and interest receivables) owned by the Acquired Portfolio or attributable to its shares and any deferred or prepaid expense, other than unamortized organizational expenses, shown as an asset on the Acquired Portfolio?s books. Closing Date Such date as the officers of the Corporation shall designate. Effective Time 5:00 p.m., Eastern Time, on the Closing Date, or such other time as the officers of the Corporation shall designate. Financial Statements The audited financial statements of the relevant Portfolio for its most recently completed fiscal year and, if applicable, the unaudited financial statements of that Portfolio for its most recently completed semi-annual period. Liabilities All liabilities, expenses and obligations of any kind whatsoever of the Acquired Portfolio, whether known or unknown, accrued or unaccrued, absolute or contingent or conditional or unmatured. N-14 Registration Statement The Registration Statement of the Acquiring Portfolio on Form N-14 under the 1940 Act that will register the Acquisition Shares to be issued in the Acquisition. Valuation Time The close of regular session trading on the New York Stock Exchange (?NYSE?) on the Closing Date, when for purposes of the Plan, the Corporation determines the net asset value per Acquisition Share of the Acquiring Portfolio and the net value of the assets of the Acquired Portfolio. NAV A Portfolio?s net asset value is calculated by valuing and totaling assets and then subtracting liabilities and then dividing the balance by the number of shares that are outstanding. 2. Regulatory Filings The Acquiring Portfolio shall promptly prepare and file the N-14 Registration Statement with the SEC, and the Acquiring Portfolio and the Acquired Portfolio also shall make any other required or appropriate filings with respect to the actions contemplated hereby. 3. Transfer of the Acquired Portfolio?s Assets The Acquiring Portfolio and the Acquired Portfolio shall take the following steps with respect to the Acquisition, as applicable: (a) On or prior to the Closing Date, the Acquired Portfolio shall pay or provide for the payment of all of the Liabilities, expenses, costs and charges of or attributable to the Acquired Portfolio that are known to the Acquired Portfolio and that are due and payable prior to or as of the Closing Date. (b) Prior to the Effective Time, except to the extent prohibited by Rule 19b-1 under the 1940 Act, the Acquired Portfolio will declare to Acquired Portfolio Stockholders of record a dividend or dividends which, together with all previous such dividends, shall have the effect of distributing (a) all the excess of (i) the Acquired Portfolio?s investment income excludable from gross income under Section 103(a) of the Code over (ii) the Acquired Portfolio?s deductions disallowed under Sections 265 and 171(a)(2) of the Code, (b) all of the Acquired Portfolio?s investment company taxable income (as defined in Code Section 852), (computed in each case without regard to any deduction for dividends paid), and (c) all of the Acquired Portfolio?s net realized capital gain (as defined in Code Section 1222), if any (after reduction for any capital loss carryover), for the taxable year ending on December 31, 2007 and for the short taxable year beginning on January 1, 2008, and ending on the Closing Date. Such dividends will be declared and paid to ensure continued qualification of the Acquired Portfolio as a ?regulated investment company? for tax purposes and to eliminate fund- level tax. (c) At the Effective Time, the Acquired Portfolio shall assign, transfer, deliver and convey the Assets to the Acquiring Portfolio, subject to the Liabilities, and the Acquiring Portfolio shall then accept the Assets and assume the Liabilities such that at and after the Effective Time (i) the Assets at and after the Effective Time shall become and be assets of the Acquiring Portfolio, and (ii) the Liabilities at the Effective Time shall attach to the Acquiring Portfolio, and shall be enforceable against the Acquiring Portfolio to the same extent as if initially incurred by the Acquiring Portfolio. The Corporation shall redeem the outstanding shares of the Acquired Portfolio by issuance of shares of Acquiring Portfolio as described more fully below. (d) Within a reasonable time prior to the Closing Date, the Acquired Portfolio shall provide, if requested, a list of the Assets to the Acquiring Portfolio. The Acquired Portfolio may sell any asset on such list prior to the Effective Time. After the Acquired Portfolio provides such list, the Acquired Portfolio will not acquire any additional securities or permit to exist any encumbrances, rights, restrictions or claims not reflected on such list, without the approval of the Acquiring Portfolio. Within a reasonable time after receipt of the list and prior to the Closing Date, the Acquiring Portfolio will advise the Acquired Portfolio in writing of any investments shown on the list that the Acquiring Portfolio has determined to be inconsistent with its investment objective, policies and restrictions. The Acquired Portfolio will dispose of any such securities prior to the Closing Date to the extent practicable and consistent with applicable legal requirements, including the Acquired Portfolio?s investment objectives, policies and restrictions. In addition, if the Acquiring Portfolio determines that, as a result of the Acquisition, the Acquiring Portfolio would own an aggregate amount of an investment that would exceed a percentage limitation applicable to the Acquiring Portfolio, the Acquiring Portfolio will advise the Acquired Portfolio in writing of any such limitation and the Acquired Portfolio shall dispose of a sufficient amount of such investment as may be necessary to avoid the limitation as of the Effective Time, to the extent practicable and consistent with applicable legal requirements, including the Acquired Portfolio?s investment objectives, policies and restrictions. (e) The Acquired Portfolio shall assign, transfer, deliver and convey the Assets to the Acquiring Portfolio at the Effective Time on the following basis: (1) The value of the Assets less the Liabilities of the Acquired Portfolio attributable to shares of Class A held by Stockholders and shares of Class B held by Stockholders, determined as of the Valuation Time, shall be divided by the then NAV of one Class A and Class B Acquisition Share, as applicable, and, in exchange for the transfer of the Assets, the Acquiring Portfolio shall simultaneously issue and deliver to the Acquired Portfolio the number of Class A and Class B Acquisition Shares (including fractional shares) so determined, rounded to the second decimal place or such other decimal place as the officers of the Corporation shall designate; (2) The NAV of Class A and Class B Acquisition Shares to be delivered to the Acquired Portfolio shall be determined as of the Valuation Time in accordance with the Acquiring Portfolio?s then applicable valuation procedures, and the net value of the Assets to be conveyed to the Acquiring Portfolio shall be determined as of the Valuation Time in accordance with the then applicable valuation procedures of the Acquired Portfolio; and (3) The portfolio securities of the Acquired Portfolio shall be made available by the Acquired Portfolio to The Bank of New York, as custodian for the Acquiring Portfolio (the ?Custodian?), for examination no later than five business days preceding the Valuation Time. On the Closing Date, such portfolio securities and all the Acquired Portfolio?s cash shall be delivered by the Acquired Portfolio to the Custodian for the account of the Acquiring Portfolio, such portfolio securities to be duly endorsed in proper form for transfer in such manner and condition as to constitute good delivery thereof in accordance with the custom of brokers or, in the case of portfolio securities held in the U.S. Treasury Department?s book- entry system or by The Depository Trust Company, Participants Trust Company or other third party depositories, by transfer to the account of the Custodian in accordance with Rule 17f-4, Rule 17f-5 or Rule 17f-7, as the case may be, under the 1940 Act and accompanied by all necessary federal and state stock transfer stamps or a check for the appropriate purchase price thereof. The cash delivered shall be in the form of currency or certified or official bank checks, payable to the order of the Custodian, or shall be wired to an account pursuant to instructions provided by the Acquiring Portfolio. (f) Promptly after the Closing Date, the Acquired Portfolio will deliver to the Acquiring Portfolio a Statement of Assets and Liabilities of the Acquired Portfolio as of the Closing Date. 4. Termination of the Acquired Portfolio, Registration of Acquisition Shares and Access to Records The Acquired Portfolio and the Acquiring Portfolio also shall take the following steps, as applicable: (a) At or as soon as reasonably practical after the Effective Time, the Acquired Portfolio shall terminate by transferring pro rata to its Class A Stockholders of record Class A Acquisition Shares received by the Acquired Portfolio pursuant to Section 3(e)(1) of this Plan and to its Class B Stockholders of record Class B Acquisition Shares received by the Acquired Portfolio pursuant to Section 3(e)(1) of this Plan. The Acquiring Portfolio shall establish accounts on its share records and note on such accounts the names of the former Acquired Portfolio Stockholders and the types and amounts of the Acquisition Shares that former Acquired Portfolio Stockholders are due based on their respective holdings of the Acquired Portfolio Shares as of the close of business on the Closing Date. Fractional Acquisition Shares shall be carried to the second decimal place. The Acquiring Portfolio shall not issue certificates representing the Acquisition Shares in connection with such exchange. All issued and outstanding Acquired Portfolio Shares will be simultaneously redeemed and cancelled on the books of the Acquired Portfolio. Ownership of the Acquisition Shares will be shown on the books of the Acquiring Portfolio?s transfer agent. Following distribution by the Acquired Portfolio to its Stockholders of all Acquisition Shares delivered to the Acquired Portfolio, the Acquired Portfolio shall wind up its affairs and shall take all steps as are necessary and proper to terminate as soon as is reasonably possible after the Effective Time. (b) At and after the Closing Date, the Acquired Portfolio shall provide the Acquiring Portfolio and its transfer agent with immediate access to: (i) all records containing the names, addresses and taxpayer identification numbers of all of the Acquired Portfolio?s Stockholders and the number and percentage ownership of the outstanding shares of the Acquired Portfolio owned by Stockholders as of the Effective Time, and (ii) all original documentation (including all applicable Internal Revenue Service forms, certificates, certifications and correspondence) relating to the Acquired Portfolio Stockholders? taxpayer identification numbers and their liability for or exemption from back-up withholding. The Acquired Portfolio shall preserve and maintain, or shall direct its service providers to preserve and maintain, records with respect to the Acquired Portfolio as required by Section 31 of, and Rules 31a- 1 and 31a-2 under, the 1940 Act. 5. Conditions to Consummation of the Acquisition The consummation of the Acquisition shall be subject to the following conditions precedent: (a) There shall have been no material adverse change in the financial condition, results of operations, business, properties or assets of the Acquiring Portfolio or the Acquired Portfolio since the date of the most recent Financial Statements. Negative investment performance shall not be considered a material adverse change. (b) The Corporation shall have received an opinion of Seward & Kissel LLP, substantially to the effect that for federal income tax purposes: (1) The Acquisition will constitute a ?reorganization? within the meaning of Section 368(a) of the Code and that the Acquiring Portfolio and the Acquired Portfolio will each be ?a party to a reorganization? within the meaning of Section 368(b) of the Code; (2) A Stockholder of the Acquired Portfolio will recognize no gain or loss on the exchange of the Stockholder?s shares of the Acquired Portfolio solely for Acquisition Shares; (3) Neither the Acquired Portfolio nor the Acquiring Portfolio will recognize any gain or loss upon the transfer of all of the Assets to the Acquiring Portfolio in exchange for Acquisition Shares and the assumption by the Acquiring Portfolio of the Liabilities pursuant to this Plan or upon the distribution of Acquisition Shares to Stockholders of the Acquired Portfolio in exchange for their respective shares of the Acquired Portfolio; (4) The holding period and tax basis of the Assets acquired by the Acquiring Portfolio will be the same as the holding period and tax basis that the Acquired Portfolio had in such Assets immediately prior to the Acquisition; (5) The aggregate tax basis of Acquisition Shares received in connection with the Acquisition by each Stockholder of the Acquired Portfolio (including any fractional share to which the Stockholder may be entitled) will be the same as the aggregate tax basis of the shares of the Acquired Portfolio surrendered in exchange therefor, and increased by any gain recognized on the exchange; (6) The holding period of Acquisition Shares received in connection with the Acquisition by each Stockholder of the Acquired Portfolio (including any fractional share to which the stockholder may be entitled) will include the holding period of the shares of the Acquired Portfolio surrendered in exchange therefor, provided that such Acquired Portfolio shares constitute capital assets in the hands of the Stockholder as of the Closing Date; and (7) The Acquiring Portfolio will succeed to the capital loss carryovers of the Acquired Portfolio but the use of the Acquiring Portfolio?s existing capital loss carryovers (as well as the carryovers of the Acquired Portfolio) may be subject to limitation under Section 383 of the Code after the Acquisition. The opinion will be based on certain factual certifications made by officers of the Portfolios and will also be based on customary assumptions and subject to certain qualifications. The opinion is not a guarantee that the tax consequences of the Acquisition will be as described above. Notwithstanding this subparagraph (b), Seward & Kissel LLP will express no view with respect to the effect of the Acquisition on any transferred asset as to which any unrealized gain or loss is required to be recognized at the end of a taxable year (or on the termination or transfer thereof) under federal income tax principles. Each Portfolio shall provide additional factual representations to Seward & Kissel LLP with respect to the Portfolios that are reasonably necessary to enable Seward & Kissel LLP to deliver the tax opinion. Notwithstanding anything in this Plan to the contrary, neither Portfolio may waive in any material respect the conditions set forth under this subparagraph (b). (c) The N-14 Registration Statement shall have become effective under the 1933 Act as to the Acquisition Shares, and the SEC shall not have instituted and, to the knowledge of the Acquiring Portfolio, is not contemplating instituting any stop order suspending the effectiveness of the N-14 Registration Statement. (d) No action, suit or other proceeding shall be threatened or pending before any court or governmental agency in which it is sought to restrain or prohibit, or obtain damages or other relief in connection with the Acquisition. (e) The SEC shall not have issued any unfavorable advisory report under Section 25(b) of the 1940 Act nor instituted any proceeding seeking to enjoin consummation of the Acquisition under Section 25(c) of the 1940 Act. (f) The Acquired Portfolio shall have received a letter from AllianceBernstein L.P. (the ?Adviser?) with respect to insurance matters in form and substance satisfactory to the Acquired Portfolio. (g) The Acquiring Portfolio shall have received a letter from the Adviser agreeing to indemnify the Acquiring Portfolio in respect of certain liabilities of the Acquired Portfolio in form and substance satisfactory to the Acquiring Portfolio. 6. Closing (a) The Closing shall be held at the offices of the Corporation, 1345 Avenue of the Americas, New York, New York 10105, or at such other place as the officers of the Corporation may designate. (b) In the event that at the Valuation Time (i) the NYSE shall be closed to trading or trading thereon shall be restricted, or (ii) trading or the reporting of trading on said Exchange or elsewhere shall be disrupted so that accurate appraisal of the value of the net assets of the Acquired Portfolio or the Acquiring Portfolio is impracticable, the Closing Date shall be postponed until the first business day after the day when trading shall have been fully resumed and reporting shall have been restored; provided that if trading shall not be fully resumed and reporting restored within three business days of the Valuation Time, this Plan may be terminated by the Board. (c) The Acquiring Portfolio will provide to the Acquired Portfolio evidence satisfactory to the Acquired Portfolio that Acquisition Shares issuable pursuant to the Acquisition have been credited to the Acquired Portfolio?s account on the books of the Acquiring Portfolio. After the Closing Date, the Acquiring Portfolio will provide to the Acquired Portfolio evidence satisfactory to the Acquired Portfolio that such Shares have been credited pro rata to open accounts in the names of the Acquired Portfolio Stockholders. (d) At the Closing, each party shall deliver to the other such bills of sale, instruments of assumption of liabilities, checks, assignments, stock certificates, receipts or other documents as such other party or its counsel may reasonably request in connection with the transfer of assets, assumption of liabilities and liquidation contemplated by this Plan. 7. Termination of Plan A majority of the Corporation?s Board may terminate this Plan before the applicable Effective Time if: (i) any of the conditions precedent set forth herein are not satisfied; or (ii) the Board determines that the consummation of the Acquisition is not in the best interests of either Portfolio or its Stockholders. 8. Termination of the Acquired Portfolio If the Acquisition is consummated, the Acquired Portfolio shall terminate its registration under the 1940 Act and the 1933 Act and will terminate. 9. Expenses The Acquisition expenses shall be borne on a relative net asset basis by the Portfolios. SK 00250 0456 833963 -----END PRIVACY-ENHANCED MESSAGE-----