EX-99.77Q1 OTHR EXHB 4 10f-3Jan-March15.txt 10F3 JAN-MARCH 2015 Securities Purchased in Underwritings Involving Transactions with Sanford C. Bernstein and Co. Subject to Rule 10f-3 Under the Investment Company Act of 1940 10f-3 Transactions - January 1, 2015 - March 31, 2015 AB Funds Portfolio Security Date Purchased * Shares Purchased Price per Share Underwriting Commission** Shares Purchased by AB including the Funds Total Shares Offered~ % of Offering Purchased by AB including the Funds *** Purchased From Shares Held 3/31/15 AB Small Cap Growth Portfolio Spark Theraputics, Inc. 1/30/2015 14,272 $ 23.00 $ 1.6100 200,000 7,000,000 2.86% Credit Suisse ^ 0 AVPS Small Cap Growth Portfolio Spark Theraputics, Inc. 1/30/2015 844 $ 23.00 $ 1.6100 200,000 7,000,000 2.86% Credit Suisse ^ 0 AB Global Thematic Growth Fund Spark Theraputics, Inc. 1/30/2015 6,979 $ 23.00 $ 1.6100 200,000 7,000,000 2.86% Credit Suisse ^ 0 AVPS Global Thematic Growth Portfolio Spark Theraputics, Inc. 1/30/2015 1,294 $ 23.00 $ 1.6100 200,000 7,000,000 2.86% Credit Suisse ^ 0 AB Select US Equity Portfolio Spark Theraputics, Inc. 1/30/2015 3,402 $ 23.00 $ 1.6100 200,000 7,000,000 2.86% Credit Suisse ^ 0 AB Select US Long/Short Portfolio Spark Theraputics, Inc. 1/30/2015 18,711 $ 23.00 $ 1.6100 200,000 7,000,000 2.86% Credit Suisse ^ 0 * With respect to the transactions, the issuer was incorporated in March 2013 less than three years, but the predecessor research efforts were established in 2004 at the Childrens Hospital of Philadelpihias Center for Cellular and Molecular Therapeutics. The securities purchased were 1 part of an issue registered under the Securities Act of 1933 and offered to the public, 2 purchased prior to the end of the first day on which any sales were made, at a price not more than the price paid by each other purchaser of securities in the offering or in any concurrent offering of the securities if not offered for subscription upon exercise of rights or, if so offered, purchased on or before the fourth day preceding the day on which the rights offering terminated, and 3 offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the securities offered, except those purchased by others pursuant to a rights offering, if the underwriters purchased any of the securities. ** The commission, spread or profit received or to be received by the principal underwriters was determined by the appropriate officers of the Adviser to be reasonable and fair compared to the commission, spread or profit received by other such persons in connection with the underwriting of similar securities sold during a comparable period of time. ~ Not inclusive of 15% over-allotment of shares greenshoe option from the full exercise of the underwriters in the offering. *** Aggregate purchases by all AB buy-side clients, including the Fund, did not exceed 25% of the pricipal amount of the Offering. ^ Sanford C. Bernstein Co., LLC SCBCo., an affiliated broker-dealer of the Fund, was a member of the underwriting syndicate for this transaction and was allocated 10% of the Offering. Other members of the underwriting syndicate for the Offering were as follows: J.P. Morgan Securities LLC, Credit Suisse Securities USA LLC, and Cowen and Company LLC. ablegal - 2968760 v1