EX-99.77O RULE 10F-3 2 avppurchases.txt PURCHASES Portfolio Security* Date Purchased AVP - AB Balanced Wealth AIA Group Ltd.* 10/29/2010 VP - AB Global Thematic Growth AIA Group Ltd.* 10/29/2010 AVP - AB International Growth AIA Group Ltd.* 10/29/2010 AVP - AB Balanced Wealth General Motors Co.** 11/18/2010 AVP - AB Large Cap Growth General Motors Co.** 11/18/2010 AVP - AB Balanced Wealth AIA Group Ltd. 10/29/2010*** AVP - AB Global Thematic Growth AIA Group Ltd. 10/29/2010*** AVP - AB International Growth AIA Group Ltd. 10/29/2010*** Shares Price per Share Underwriting Concession Purchased (Local Currency) / (Local Currency) / (US $) (US $) 109,000 19.68 HKD / $2.54 3.06 HKD / $0.394 310,800 19.68 HKD / $2.54 3.06 HKD / $0.394 459,200 19.68 HKD / $2.54 3.06 HKD / $0.394 6,095 $33.00 $0.2475 22,629 $33.00 $0.2475 109,000 19.68 HKD / $2.54 3.06 HKD / $0.394+ 310,800 19.68 HKD / $2.54 3.06 HKD / $0.394+ 459,200 19.68 HKD / $2.54 3.06 HKD / $0.394+ Shares Purchased Total Shares Offered by AB including the Funds 80,000,000 8,083,230,800 80,000,000 8,083,230,800 80,000,000 8,083,230,800 4,000,000 478,000,000 4,000,000 478,000,000 80,000,000 8,083,230,800 80,000,000 8,083,230,800 80,000,000 8,083,230,800 % of Offering Purchased From Shares Held Purchased by 12/31/10 AB including the Funds (1) 0.99% Deutsche Bank 170,200 .99% Deutsche Bank 0 0.99% Deutsche Bank 779,600 0.84% JPMorgan 8,100 0.84% JPMorgan 0 0.99% Deutsche Bank 0.99% Deutsche Bank 0.99% Deutsche Bank Price per Share 12/31/10 (Local Currency) / (US $) 21.85 HKD / $2.81 N/A 21.85 HKD / $2.81^ $36.86^ N/A^ * The securities were part of an Eligible Rule 144A Offering. ** Unless otherwise indicated, the securities were part of an issue registered under the Securities Act of 1933 and offered to the public. *** With respect to the transactions, the issuer (including the operations of any predecessors) had been in business for a period of at least three years, and the securities purchased were (1) part of an Eligible Rule 144A Offering , (2) purchased prior to the end of the first day on which any sales were made, at a price not more than the price paid by each other purchaser of securities in the offering or in any concurrent offering of the securities if not offered for subscription upon exercise of rights or, if so offered, purchased on or before the fourth day preceding the day on which the rights offering terminated, and (3) offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the securities offered, except those purchased by others pursuant to a rights offering, if the underwriters purchased any of the securities. +The commission, spread or profit received or to be received by the principal underwriters was determined by the appropriate officers of the Adviser to be reasonable and fair compared to the commission, spread or profit received by other such persons in connection with the underwriting of similar securities sold during a comparable period of time. (1) Aggregate purchases by all AB buy-side clients, including the Fund, may not exceed: a) if purchased in an Offering other than an Eligible Rule 144A Offering, 25% of the pricipal amount of the Offering of such class; or b) if purchased in an Eligible Rule 144A Offering, 25% of the total of (i) the principal amount of the Offering of such class sold by the underwriters or members of the selling syndicate to qualified institutional buyers, plus (ii) the principal amount of the Offering of such class in any concurrent public Offering. ^ Sanford C. Bernstein & Co., LLC (SCB&Co.), an affiliated broker-dealer of the Fund, was a co-manager of the underwriting syndicate for this transaction and was allocated 0.26% of the Offering. Other members of the underwriting syndicate for the Offering were as follows: Bank of America Merril Lynch, Barclays Bank plc, CIMB Securities, Citigroup Global Markets Ltd., Credit Suisse, Deustsche Bank AG, Goldman Sachs LLC, ICBC International Capital ltd., JPMorgan Securities Ltd., Morgan Stanley & Co. International plc, UBS AG, BNP Paribas Capital Ltd., BOCI Asia Ltd., CCB International Capital Ltd., Daiwa Capital Markets HK Ltd., DBS Asia Capital Ltd., Macquarie Capital Securities Ltd., Nomura International ltd., Standard Chartered Securities Ltd., ABCI Securities Co. Ltd., ANZ Banking Goup Ltd., ING Bank NV, KBW Ltd., Lloyds TSB Bank plc, Loop Capital Markets LLC, Mizuho Securities Asia Ltd., National Australia Bank, Natixis HK, Piper Jaffray Asia Securities Ltd., PNC Capital Markets LLC, RBC Dominion Securities inc., Royal Bank of Scotland plc, Samuel A Ramirez & Co. Inc., Societe Generale, Bank of Nova Scotia, Wells Fargo Securities LLC, Williams Capital group LP, UniCredit Bank AG.