0001738305-19-000004.txt : 20191212 0001738305-19-000004.hdr.sgml : 20191212 20191212165336 ACCESSION NUMBER: 0001738305-19-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191210 FILED AS OF DATE: 20191212 DATE AS OF CHANGE: 20191212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siemers William R CENTRAL INDEX KEY: 0001738305 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09818 FILM NUMBER: 191282436 MAIL ADDRESS: STREET 1: C/O ALLIANCEBERNSTEIN STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN HOLDING L.P. CENTRAL INDEX KEY: 0000825313 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133434400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT HOLDING LP DATE OF NAME CHANGE: 19991101 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19961231 4 1 wf-form4_157618759747344.xml FORM 4 X0306 4 2019-12-10 0 0000825313 ALLIANCEBERNSTEIN HOLDING L.P. AB 0001738305 Siemers William R C/O ALLIANCEBERNSTEIN 1345 AVENUE OF THE AMERICAS NEW YORK 10105 0 1 0 0 SVP, Controller & CAO AB Holding Units 2019-12-10 4 A 0 4981 28.75 A 27006 I by rabbi trust under employee incentive comp plan Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 4,981 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019. /s/ William R. Siemers 2019-12-12 /s/ David M. Lesser, by pwr. of att'y 2019-12-12