0001705584-22-000004.txt : 20221214 0001705584-22-000004.hdr.sgml : 20221214 20221214181236 ACCESSION NUMBER: 0001705584-22-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221212 FILED AS OF DATE: 20221214 DATE AS OF CHANGE: 20221214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNSTEIN SETH P CENTRAL INDEX KEY: 0001705584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09818 FILM NUMBER: 221463224 MAIL ADDRESS: STREET 1: C/O ALLIANCEBERNSTEIN HOLDING, L.P. STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN HOLDING L.P. CENTRAL INDEX KEY: 0000825313 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133434400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 COMMERCE STREET CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6156220000 MAIL ADDRESS: STREET 1: 501 COMMERCE STREET CITY: NASHVILLE STATE: TN ZIP: 37203 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT HOLDING LP DATE OF NAME CHANGE: 19991101 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19961231 4 1 wf-form4_167105952739253.xml FORM 4 X0306 4 2022-12-12 0 0000825313 ALLIANCEBERNSTEIN HOLDING L.P. AB 0001705584 BERNSTEIN SETH P C/O ALLIANCEBERNSTEIN 501 COMMERCE STREET NASHVILLE TN 37203 1 1 0 0 President and CEO AB Holding Units 2022-12-12 4 A 0 117791 38.84 A 507389 I by rabbi trust under employee incentive compensation plan Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 117,791 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 12, 2022). /s/ Seth P. Bernstein 2022-12-14