0001705584-21-000002.txt : 20210504 0001705584-21-000002.hdr.sgml : 20210504 20210504181151 ACCESSION NUMBER: 0001705584-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210501 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNSTEIN SETH P CENTRAL INDEX KEY: 0001705584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09818 FILM NUMBER: 21890277 MAIL ADDRESS: STREET 1: C/O ALLIANCEBERNSTEIN HOLDING, L.P. STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN HOLDING L.P. CENTRAL INDEX KEY: 0000825313 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133434400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT HOLDING LP DATE OF NAME CHANGE: 19991101 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19961231 4 1 wf-form4_162016625327484.xml FORM 4 X0306 4 2021-05-01 0 0000825313 ALLIANCEBERNSTEIN HOLDING L.P. AB 0001705584 BERNSTEIN SETH P C/O ALLIANCEBERNSTEIN 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 1 1 0 0 President and CEO AB Holding Units 2021-05-01 4 F 0 83786 43.11 D 373687 I by rabbi trust under employee incentive compensation plan AB Holding Units 112191 D Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") On May 1, 2021, 164,706 AB Holding Units previously owned by Reporting Person through a rabbi trust that held the AB Holding Unit award he received when joining AB in May 2017 were distributed to him. Of these AB Holding Units, 83,786 AB Holding Units were withheld for tax purposes and 80,920 AB Holding Units were delivered to him. Closing price of an AB Holding Unit on April 30, 2021. We used the closing price on this date as May 1, 2021 was not a business day. /s/ Seth P. Bernstein 2021-05-04 /s/ David M. Lesser, by pwr. of att'y 2021-05-04