0001389463-17-000051.txt : 20170905 0001389463-17-000051.hdr.sgml : 20170905 20170905161220 ACCESSION NUMBER: 0001389463-17-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170831 FILED AS OF DATE: 20170905 DATE AS OF CHANGE: 20170905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gingrich James A CENTRAL INDEX KEY: 0001389463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09818 FILM NUMBER: 171068872 MAIL ADDRESS: STREET 1: C/O ALLIANCEBERNSTEIN L.P. STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN HOLDING L.P. CENTRAL INDEX KEY: 0000825313 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133434400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT HOLDING LP DATE OF NAME CHANGE: 19991101 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19961231 4 1 wf-form4_150464232734263.xml FORM 4 X0306 4 2017-08-31 0 0000825313 ALLIANCEBERNSTEIN HOLDING L.P. AB 0001389463 Gingrich James A C/O ALLIANCEBERNSTEIN L.P. 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 0 1 0 0 Chief Operating Officer units rep. assignments of beneficial owner. of lp interests 2017-08-31 4 S 0 3500 23.25 D 146659 D units rep. assignments of beneficial owner. of lp interests 2017-08-31 4 M 0 3500 17.05 A 150159 D units rep. assignments of beneficial owner. of lp interests 2017-08-31 4 S 0 3500 23.25 D 146659 D units rep. assignments of beneficial owner. of lp interests 2017-09-01 4 S 0 3500 23.35 D 143159 D units rep. assignments of beneficial owner. of lp interests 2017-09-01 4 M 0 3500 17.05 A 146659 D units rep. assignments of beneficial owner. of lp interests 2017-09-01 4 S 0 3500 23.35 D 143159 D units rep. assignments of beneficial owner. of lp interests 2017-09-05 4 S 0 3500 23.35 D 139659 D units rep. assignments of beneficial owner. of lp interests 2017-09-05 4 M 0 3500 17.05 A 143159 D units rep. assignments of beneficial owner. of lp interests 2017-09-05 4 S 0 3500 23.35 D 139659 D AB Holding Unit option (right to buy) 17.05 2017-08-31 4 M 0 3500 0 D 2010-01-23 2019-01-23 AB Holding Units 3500.0 16784 D AB Holding Unit option (right to buy) 17.05 2017-09-01 4 M 0 3500 0 D 2010-01-23 2019-01-23 AB Holding Units 3500.0 13284 D AB Holding Unit option (right to buy) 17.05 2017-09-05 4 M 0 3500 0 D 2010-01-23 2019-01-23 AB Holding Units 3500.0 9784 D Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. /s/ David M. Lesser, attorney-in-fact 2017-09-05