0001140361-14-016887.txt : 20140416 0001140361-14-016887.hdr.sgml : 20140416 20140416161111 ACCESSION NUMBER: 0001140361-14-016887 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20140416 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140416 DATE AS OF CHANGE: 20140416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN HOLDING L.P. CENTRAL INDEX KEY: 0000825313 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133434400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09818 FILM NUMBER: 14767664 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT HOLDING LP DATE OF NAME CHANGE: 19991101 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19961231 8-K 1 form8k.htm ALLIANCEBERNSTEIN HOLDING L.P. 8-K 4-16-2014

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):
April 16, 2014

AllianceBernstein Holding l.p.
(Exact name of registrant as specified in its charter)

Delaware
001-09818
13-3434400
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)

1345 Avenue of the Americas, New York, New York
10105
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code:
212-969-1000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


Item 7.01. Regulation FD Disclosure.

AllianceBernstein L.P. and AllianceBernstein Holding L.P. are furnishing a news release (“1Q14 Call Release”) issued on April 16, 2014 announcing conference call information relating to financial and operating results for the first quarter of 2014.  The 1Q14 Call Release is attached hereto as Exhibit 99.01.

Item 9.01.
Financial Statements and Exhibits.

(d) Exhibits.
 
  99.01 1Q14 Call Release.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
AllianceBernstein Holding l.p.
 
Dated:  April 16, 2014
By:
/s/ Mona Bhalla
 
 
Mona Bhalla
 
Corporate Secretary
 
 

EX-99.01 2 ex99_01.htm EXHIBIT 99.01

Exhibit 99.01
 
News Release
 
Andrea Prochniak, Investors
212.756.4542
Andrea.Prochniak@alliancebernstein.com
Jonathan Freedman, Media
212.823.2687
Jonathan.Freedman@alliancebernstein.com
 
AllianceBernstein to Report First Quarter 2014 Results
on Wednesday, April 30, 2014

New York, NY, April 16, 2014 – AllianceBernstein L.P. and AllianceBernstein Holding L.P. (NYSE: AB) today announced that First Quarter 2014 financial and operating results will be released on Wednesday, April 30, 2014. Management will conduct a teleconference call beginning at 8:00 am (ET), following the release of its financial results. The call will be hosted by Peter S. Kraus, Chairman and Chief Executive Officer, and John C. Weisenseel, Chief Financial Officer.
 
Parties may access the conference call by either webcast or telephone:
 
1. To listen by webcast, please visit AllianceBernstein’s Investor Relations website at http://ir.alliancebernstein.com/investorrelationsat least 15 minutes prior to the call to download and install any necessary audio software.
 
2. To listen by telephone, please dial (866) 556-2265 in the U.S., or (973) 935-8521 from outside the U.S., 10 minutes before the 8:00 am (ET) scheduled start time. The conference ID# is 20024139.
 
The presentation that will be reviewed during the conference call will be available on AllianceBernstein’s Investor Relations website shortly after the release of First Quarter 2014 financial and operating results on April 30, 2014.
 
AllianceBernstein will be providing live updates via Twitter during the conference call. To access the tweets, follow AllianceBernstein on Twitter: @AllianceBernstn.
 
A replay of the webcast will be made available beginning approximately one hour after the completion of the conference call on April 30, 2014 and will remain on AllianceBernstein’s website for one week. An audio replay of the conference call will also be available for one week. To access the audio replay, please call (855) 859-2056 in the U.S., or (404) 537-3406 from outside the U.S., and provide the conference ID#: 20024139.
 
About AllianceBernstein
 
AllianceBernstein is a leading global investment management firm that offers high-quality research and diversified investment services to institutional investors, individuals and private clients in major world markets.
 
At March 31, 2014, AllianceBernstein Holding L.P. owned approximately 35.8% of the issued and outstanding AllianceBernstein Units and AXA, one of the largest global financial services organizations, owned an approximate 63.6% economic interest in AllianceBernstein.
 
Additional information about AllianceBernstein may be found on our internet site, www.alliancebernstein.com.
 
 
www.alliancebernstein.com
1 of 1

GRAPHIC 3 image00001.jpg begin 644 image00001.jpg M_]C_X``02D9)1@`!`0$`8`!@``#_VP!#``8$!08%!`8&!08'!P8("A`*"@D) M"A0.#PP0%Q08&!<4%A8:'24?&ALC'!86("P@(R8G*2HI&1\M,"TH,"4H*2C_ MVP!#`0<'!PH("A,*"A,H&A8:*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H M*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"C_P``1"`"G`,0#`2(``A$!`Q$!_\0` M'P```04!`0$!`0$```````````$"`P0%!@<("0H+_\0`M1```@$#`P($`P4% M!`0```%]`0(#``01!1(A,4$&$U%A!R)Q%#*!D:$((T*QP152T?`D,V)R@@D* M%A<8&1HE)B7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#R3XF^/O&- MG\2?%EK9^+/$$%M#JUW'%%%J4R)&BS.`J@-@``8`%?^CWKE*`.K_X6/XW_`.AR\2?^#2?_`.*H_P"%C^-_ M^AR\2?\`@TG_`/BJY2B@#J_^%C^-_P#HOM5O+F^O9?M'F7%S*TLCXN90,LQ).`` M/H!153]EO_DA/AG_`+>O_2J6B@#XK^+'_)4_&7_8:O/_`$>]N4H`****`"BBB@`HHHH`****`"BBB@`HHHH`****`"BBB@`HH MHH`****`"BBB@#[_`/V6_P#DA/AG_MZ_]*I:*/V6_P#DA/AG_MZ_]*I:*`/B MOXL?\E3\9?\`8:O/_1[URE=7\6/^2I^,O^PU>?\`H]ZY2@`HHHH`****`"BB MB@`HHHH`****`"BBB@`HHHH`****`"BBB@`HHHH`****`/O_`/9;_P"2$^&? M^WK_`-*I:*/V6_\`DA/AG_MZ_P#2J6B@#XK^+'_)4_&7_8:O/_1[URE=7\6/ M^2I^,O\`L-7G_H]ZY2@`HHHH`****`"BBB@`HHHH`****`"BBB@`HHHH`*** M*`"BBB@`HHHH`****`/O_P#9;_Y(3X9_[>O_`$JEHH_9;_Y(3X9_[>O_`$JE MHH`^*_BQ_P`E3\9?]AJ\_P#1[URE=7\6/^2I^,O^PU>?^CWKE*`"BBB@`HHH MH`****`"BBB@`JQ86=QJ%Y#:643S7,SA(XT&2S'H*A52[!5!9B<``9)-=AJ$ M9\&Z6MI&4.NZC!OGG1PPM8&R/*4C^-L?,>P^4=30!NZMH'AG3OA_%J4%NVH7 MUIJ*V%Y-'<,L>*QO_`$JEHH_9;_Y(3X9_[>O_`$JE MHH`^*_BQ_P`E3\9?]AJ\_P#1[URE=7\6/^2I^,O^PU>?^CWKE*`"M'P_I4NM MZS::=`\<33OM,LAPD2CEG8]E506)]`:SJ[+P_;RZ+X/U;7);4N]X!IUJ6R`$ M?)EDX((&U?+ST/F-Z&@#!\3Z-<>'?$6I:/>8,]E.\#,!PVTX##V(P1[&LNO< MI(Y];\1?#/QCIT307%RUO9ZFD9/[MH)%C\UR3PCQ;M_"/3]6L/B]I-]JJ301 M37,XFDN&V[U"'-(+MWUVXDTK#V@F98W4K* M[%F4HV^1"'`+?NW&.:`/)**]9TA&\+>$?$FD^)M,;4=)75[>"8(V&1-DV9[= M^@.?*.>5.5!^\*V;:WTVWEL;&'6K34[D>&99-!N+EPL8N&NY<`JYPDPC!4`] M&48/"F@#PVKFCVL-[JEK:W-P;:*:01F8)OV9X!QD9&>O]>E>C>"(_%D'B_PM M_;1O8K>/6X6VWI(D`W`3-\_/E[!AS]WH#3/%-M?ZAJ^FQ0VVLK$FJ-'C4[E9 MBSLWWHFVJ?+VIDX&T<-!=>*K2PU:"YO/#0D:]BEB:+>B.(V:(\ MA@&8<,5/H#7!U[_XBNA+XY^(EEXECL;;PS>F\GBO8XXX))'4L\&R1,&?+%,H M2XYR0",C)\:"^D\+^'+>WBUG[5_PCT:3S+=`6L9$DGF+/&5X81]RV?NX'0T` M>+45]!2S.-%T>V>42WEUX2^S065](!:S7!DD#*V3Q.J%60'!)"\\@'EX+BPE M\#>&=%\7P36MLYN/L^K"-C+ITWF?+N'\41`&4Z@#!NB\8Z[8Z MC#>:O:26^FVXMCLBFF;>4D0#`+NY)7&3Z<`8`/':*]F\`:OJ6H>!?&UQK$FL7T MO_$OA@%K<>5<,4Y35-/\`#6E>(I/[)UJ.T1M+UUB5"MO8B&X8 M<[>5P_5">,MN4KJ M_BQ_R5/QE_V&KS_T>]N4KJ_BQ_P`E3\9?]AJ\_P#1[URE`!1110`4 M444`%%%%`!1110`4444`%%%%`!1110`4444`%%%%`!1110`4444`??\`^RW_ M`,D)\,_]O7_I5+11^RW_`,D)\,_]O7_I5+10!\5_%C_DJ?C+_L-7G_H]ZY2N MK^+'_)4_&7_8:O/_`$>]N4KJ_BQ_R5/QE_P!AJ\_]'O7*4`%% M%%`!1110`4444`%%%%`!1110`4444`%%%%`!1110`4444`%%%%`!1110!]__ M`++?_)"?#/\`V]?^E4M%'[+?_)"?#/\`V]?^E4M%`'C7C?\`9J\8Z]XTU_5[ M/4O#Z6VH:A<7<2RSS!U221F`8"(C.#S@FL7_`(94\;_]!7PW_P"!$_\`\9HH MH`/^&5/&_P#T%?#?_@1/_P#&:/\`AE3QO_T%?#?_`($3_P#QFBB@`_X94\;_ M`/05\-_^!$__`,9H_P"&5/&__05\-_\`@1/_`/&:**`#_AE3QO\`]!7PW_X$ M3_\`QFC_`(94\;_]!7PW_P"!$_\`\9HHH`/^&5/&_P#T%?#?_@1/_P#&:/\` MAE3QO_T%?#?_`($3_P#QFBB@`_X94\;_`/05\-_^!$__`,9H_P"&5/&__05\ M-_\`@1/_`/&:**`#_AE3QO\`]!7PW_X$3_\`QFC_`(94\;_]!7PW_P"!$_\` M\9HHH`/^&5/&_P#T%?#?_@1/_P#&:/\`AE3QO_T%?#?_`($3_P#QFBB@`_X9 M4\;_`/05\-_^!$__`,9H_P"&5/&__05\-_\`@1/_`/&:**`#_AE3QO\`]!7P MW_X$3_\`QFC_`(94\;_]!7PW_P"!$_\`\9HHH`/^&5/&_P#T%?#?_@1/_P#& M:/\`AE3QO_T%?#?_`($3_P#QFBB@`_X94\;_`/05\-_^!$__`,9H_P"&5/&_ M_05\-_\`@1/_`/&:**`/I_X,^%+[P1\-='\/:K+;37MGYWF/;,S1G?,[C!8` *]&';KFBBB@#_V3\_ ` end