8-K 1 form8k.htm ALLIANCEBERNSTEIN HOLDING LP 8-K 10-9-2013

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549
 
FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):
October 9, 2013
 
AllianceBernstein Holding l.p.
(Exact name of registrant as specified in its charter)
 
Delaware
001-09818
13-3434400
(State or other jurisdiction of incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)
 
1345 Avenue of the Americas, New York, New York
 
10105
(Address of principal executive offices)
 
(Zip Code)
 
 
 
Registrant’s telephone number, including area code:
 
212-969-1000
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


Item 7.01.
Regulation FD Disclosure.

AllianceBernstein L.P. (“AllianceBernstein”) and AllianceBernstein Holding L.P. are furnishing a news release (“AUM Release”) issued on October 9, 2013 announcing AllianceBernstein’s preliminary assets under management as of September 30, 2013.  The AUM Release is attached hereto as Exhibit 99.01.

AllianceBernstein is furnishing a news release issued on October 10, 2013 announcing conference call information relating to financial and operating results for the third quarter of 2013 (“3Q13 Call Release”).  The 3Q13 Call Release is attached hereto as Exhibit 99.02.

Item 9.01.
Financial Statements and Exhibits.
 
 (d) Exhibits.

99.01 AUM Release.

99.02 3Q13 Call Release.
 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
AllianceBernstein Holding l.p.
 
 
 
Dated:  October 10, 2013
By:
/s/ Mona Bhalla
 
 
Mona Bhalla
Corporate Secretary