-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FjQT53l8RCMxrYmO7XjO2ZlnsShUPEPY39ydZAnEJ5J1UaeoCSPSXBhe6SDPAFnn z3SzXcCoCH7EdJRtwxD6LQ== 0000950123-03-004037.txt : 20030409 0000950123-03-004037.hdr.sgml : 20030409 20030409170335 ACCESSION NUMBER: 0000950123-03-004037 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030409 EFFECTIVENESS DATE: 20030409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GEOCAPITAL LLC/DE CENTRAL INDEX KEY: 0000825295 IRS NUMBER: 132997356 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04421 FILM NUMBER: 03644383 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153-4590 BUSINESS PHONE: 2124864455 MAIL ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153-4590 FORMER COMPANY: FORMER CONFORMED NAME: GEOCAPITAL CORP DATE OF NAME CHANGE: 19970616 13F-HR 1 y85288e13fvhr.txt FORM 13F ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0006 Expires: February 28, 1997 Estimated average burden hours per response . . . 24.60 ------------------------------ ------------------------------ SEC USE ONLY ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 2003. (Please read instructions before preparing form.) If amended report check here: [0] GeoCapital, LLC - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 825 Third Avenue - 32nd floor New York NY 10022-7519 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Irwin Lieber (212) 486-4455 Chairman & CIO - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit this Report. ATTENTION INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of NY on the 3rd day of April, 2003. Irwin Lieber ------------------------------------------ (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - ---------------------------- ------------- 1. Irwin Lieber 28-4421 - ---------------------------- ------------- 2. Barry Fingerhut 28-4421 - ---------------------------- ------------- 3. Affiliated Managers Group 28-4421 - ---------------------------- ------------- 4. - ---------------------------- ------------- 5. - ---------------------------- ------------- 6. - ---------------------------- ------------- 7. - ---------------------------- ------------- 8. - ---------------------------- ------------- 9. - ---------------------------- ------------- 10. - ---------------------------- ------------- SEC 1685 (5/91) FORM 13F
(SEC USE ONLY) | Page 2 of 2 Name of Reporting Manager GeoCapital, LLC | - --------------------------------------------------------------------------------------------------------------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) - ------------ -------- ------ ------ --------- --------------------------------- -------- ------------------------- FAIR SHARES OF (b) SHARED- MANAGERS NAME OF TITLE OF CUSIP MARKET PRINCIPAL AS DEFINED (c) SHARED- SEE INSTR. (a) (b) (c) ISSUER CLASS NUMBER VALUE AMOUNT (a) SOLE IN INSTR. V OTHER V. SOLE SHARED NONE - ------------ -------- ------ ------ --------- -------------------------------- ---------- ------------------------- See attached - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- COLUMN TOTALS - --------------------------------------------------------------------------------------------------------------------------------- SEC 1685 (5/91)
FORM13F SUMMARY PAGE AS OF DATE 3/31/03 REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 60 FORM 13F INFORMATION TABLE VALUE TOTAL: $469,516,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME
FORM 13F INFORMATION TABLE AS OF DATE 3/31/03 VOTING TITLE OF VALUE SHARES/ SH/PUT/ INVSTMT AUTHORITY NAME OF ISSUE CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN SOLE SHARED NONE - ------------- ----- ----- -------- ------- -------- ------- ---- ------ ---- APOLLO GROUP INC CL A COM 37604105 17762 355943 SH DEFINED 0 355943 0 BEA SYS INC COM 73325102 6828 673375 SH DEFINED 0 673375 0 BJ SVCS CO COM 55482103 15079 438480 SH DEFINED 0 438480 0 BROADVISION INC COM 111412607 72 18995 SH DEFINED 0 18995 0 CAL DIVE INTL INC COM 127914109 14560 808465 SH DEFINED 0 808465 0 CAREMARK RX INC COM 141705103 10144 558875 SH DEFINED 0 558875 0 CONSOL ENERGY INC COM 20854P109 5698 344710 SH DEFINED 0 344710 0 COVANSYS CORP COM 22281W103 1693 714472 SH DEFINED 0 714472 0 CUNO INC COM 126583103 7885 234600 SH DEFINED 0 234600 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 5454 790380 SH DEFINED 0 790380 0 DEVRY INC COM 251893103 15529 831755 SH DEFINED 0 831755 0 DIAMONDCLUSTER INTL COM 25278P106 646 461100 SH DEFINED 0 461100 0 DORAL FINL CORP COM 25811P100 19414 549205 SH DEFINED 0 549205 0 DOUBLECLICK INC COM 258609304 15505 1995510 SH DEFINED 0 1995510 0 EVERGREEN RES INC COM 299900308 23703 523125 SH DEFINED 0 523125 0 FRONTLINE CAPITAL GROUP - WARR COM 35921N994 0 12205 SH DEFINED 0 12205 0 HEARTLAND EXPRESS INC COM 422347104 14203 740532 SH DEFINED 0 740532 0 HOST MARRIOTT CORP NEW COM 44107P104 3275 473205 SH DEFINED 0 473205 0 INFORMATION HOLDINGS, INC. COM 456727106 10886 676160 SH DEFINED 0 676160 0 INTEGRATED CIRCUIT SYS INC COM 45811K208 10883 501515 SH DEFINED 0 501515 0 INTERNET SEC SYS INC COM 46060X107 4067 409115 SH DEFINED 0 409115 0 INTERSIL CORP CL A COM 46069S109 5088 327000 SH DEFINED 0 327000 0 INTERWOVEN INC COM 46114T102 877 481800 SH DEFINED 0 481800 0 IXIA COM 45071R109 1351 278000 SH DEFINED 0 278000 0 KIRBY CORP COM 497266106 13542 550480 SH DEFINED 0 550480 0 LEGATO SYS INC COM 524651106 6215 1211535 SH DEFINED 0 1211535 0 LEGG MASON INC COM 524901105 13647 280000 SH DEFINED 0 280000 0 MACROMEDIA INC COM 556100105 11540 954505 SH DEFINED 0 954505 0 MANUGISTICS GROUP INC COM 565011103 1295 568120 SH DEFINED 0 568120 0 MAXTOR CORP COM 577729205 5815 1032800 SH DEFINED 0 1032800 0 MERCURY INTERACTIVE COM 589405109 4853 163500 SH DEFINED 0 163500 0 MILLER HERMAN INC COM 600544100 13308 826600 SH DEFINED 0 826600 0
FORM 13F INFORMATION TABLE AS OF DATE 3/31/03 VOTING TITLE OF VALUE SHARES/ SH/PUT/ INVSTMT AUTHORITY NAME OF ISSUE CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN SOLE SHARED NONE - ------------- ----- ----- -------- ------- -------- ------- ---- ------ ---- MILLIPORE CORP COM 601073109 4437 135700 SH DEFINED 0 135700 0 NATIONAL INSTRUMENTS COM 636518102 9668 274120 SH DEFINED 0 274120 0 NEUBERGER BERMAN INC COM 641234109 10388 367965 SH DEFINED 0 367965 0 OMNICELL INC COM COM 68213N109 176 53200 SH DEFINED 0 53200 0 PEOPLESOFT COM 712713106 4896 320000 SH DEFINED 0 320000 0 PRINCETON REVIEW INC COM 742352107 2750 667500 SH DEFINED 0 667500 0 QUEST PRODS CORP COM 747955102 107 3556434 SH DEFINED 0 3556434 0 QUEST SOFTWARE COM 74834T103 3940 437810 SH DEFINED 0 437810 0 S1 CORP COM 78463B101 13005 2540085 SH DEFINED 0 2540085 0 SCHEIN HENRY INC COM 806407102 11204 248430 SH DEFINED 0 248430 0 SEACOR SMIT INC. COM 811904101 11762 336050 SH DEFINED 0 336050 0 SILICON VY BANCSHARES COM 827064106 14308 786605 SH DEFINED 0 786605 0 SOTHEBY HLDGS INC CL A COM 835898107 8413 916495 SH DEFINED 0 916495 0 STEIN MART INC COM 858375108 1595 312800 SH DEFINED 0 312800 0 STONEPATH GROUP INC COM 861837102 17 10000 SH DEFINED 0 10000 0 SYCAMORE NETWORKS INC COM 871206108 2506 821795 SH DEFINED 0 821795 0 TECHNOLOGY SOLUTION CO. COM 87872T108 290 295883 SH DEFINED 0 295883 0 TESSCO TECHNOLOGIES COM 872386107 570 79000 SH DEFINED 0 79000 0 TETRA TECHNOLOGIES INC COM 88162F105 7765 337625 SH DEFINED 0 337625 0 UNITED NATURAL FOODS INC COM 911163103 4294 168400 SH DEFINED 0 168400 0 UNIVERSITY OF PHOENIX ONLINE COM 37604204 18830 441508 SH DEFINED 0 441508 0 US CONCRETE INC. COM 90333L102 1652 393335 SH DEFINED 0 393335 0 W HLDG CO INC COM 929251106 4432 241400 SH DEFINED 0 241400 0 WATSON WYATT & CO HLDGS CL A COM 942712100 4742 235900 SH DEFINED 0 235900 0 WILEY JOHN & SONS INC CL A COM 968223206 20781 916285 SH DEFINED 0 916285 0 WR BERKLEY CORP COM 84423102 15640 365000 SH DEFINED 0 365000 0 XM SATELLITE RADIO INC CL A COM 983759101 1321 224300 SH DEFINED 0 224300 0 YANKEE CANDLE INC COM 984757104 9210 540800 SH DEFINED 0 540800 0
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