0001512920-16-000053.txt : 20161107
0001512920-16-000053.hdr.sgml : 20161107
20161107151000
ACCESSION NUMBER: 0001512920-16-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161104
FILED AS OF DATE: 20161107
DATE AS OF CHANGE: 20161107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPROTT FOCUS TRUST INC.
CENTRAL INDEX KEY: 0000825202
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 592876580
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O SPROTT ASSET MANAGEMENT L.P.
STREET 2: ROYAL BANK PLZ, SO. TOWER, STE 2700
CITY: TORONTO
STATE: A6
ZIP: M5J2J1
BUSINESS PHONE: 416-943-4065
MAIL ADDRESS:
STREET 1: C/O SPROTT ASSET MANAGEMENT L.P.
STREET 2: ROYAL BANK PLZ, SO. TOWER, STE 2700
CITY: TORONTO
STATE: A6
ZIP: M5J2J1
FORMER COMPANY:
FORMER CONFORMED NAME: ROYCE FOCUS TRUST INC
DATE OF NAME CHANGE: 19990525
FORMER COMPANY:
FORMER CONFORMED NAME: ROYCE GLOBAL TRUST INC
DATE OF NAME CHANGE: 19961203
FORMER COMPANY:
FORMER CONFORMED NAME: ALL SEASONS GLOBAL FUND INC
DATE OF NAME CHANGE: 19950803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEORGE W WHITNEY
CENTRAL INDEX KEY: 0001185838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05379
FILM NUMBER: 161977832
MAIL ADDRESS:
STREET 1: C/O ROYCE & ASSOCIATES, LLC
STREET 2: 745 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10151
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-11-04
0
0000825202
SPROTT FOCUS TRUST INC.
FUND
0001185838
GEORGE W WHITNEY
C/O SPROTT ASSET MANAGEMENT USA INC.
1910 PALOMAR POINT WAY, SUITE 200
CARLSBAD
CA
92008
1
0
1
1
Senior Portfolio Manager
Common Stock
2016-11-04
4
P
0
41238
6.5
A
220294
I
Held by Trust
Common Stock
4226366
D
Common Stock
1208782
I
Held by Spouse
Common Stock
498890
I
Held by Children
Common Stock
84810
I
Held by Trust
Shares held in The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
Shares held in The TDM & BBM Trust U/T/A DTD 3/25/2013. Mr. George serves as trustee of the TDM & BBM Trust.
/s/ W. Whitney George
2016-11-07