0001140361-14-011894.txt : 20140310
0001140361-14-011894.hdr.sgml : 20140310
20140310160339
ACCESSION NUMBER: 0001140361-14-011894
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140306
FILED AS OF DATE: 20140310
DATE AS OF CHANGE: 20140310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYCE FOCUS TRUST INC
CENTRAL INDEX KEY: 0000825202
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 592876580
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O ROYCE & ASSOCIATES, LLC
STREET 2: 745 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10151
BUSINESS PHONE: 2125084578
MAIL ADDRESS:
STREET 1: C/O ROYCE & ASSOCIATES, LLC
STREET 2: 745 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10151
FORMER COMPANY:
FORMER CONFORMED NAME: ROYCE GLOBAL TRUST INC
DATE OF NAME CHANGE: 19961203
FORMER COMPANY:
FORMER CONFORMED NAME: ALL SEASONS GLOBAL FUND INC
DATE OF NAME CHANGE: 19950803
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAS ALL SEASON FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEORGE W WHITNEY
CENTRAL INDEX KEY: 0001185838
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05379
FILM NUMBER: 14680873
MAIL ADDRESS:
STREET 1: C/O ROYCE & ASSOCIATES, LLC
STREET 2: 745 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10151
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2014-03-06
2014-03-07
0
0000825202
ROYCE FOCUS TRUST INC
FUND
0001185838
GEORGE W WHITNEY
C/O ROYCE & ASSOCIATES LLC
745 FIFTH AVE
NEW YORK
NY
10151
1
1
1
1
Vice President
VP - Investment Advisor
Common Stock
2014-03-07
4
P
0
12617
8.0421
A
367354
I
Held by children
Common Stock
2014-03-06
4
P
0
39367
8.0442
A
354737
I
Held by children
Common Stock
2012933
D
Common Stock
736693
I
Held by Spouse
Common Stock
140523
I
Held in a Trust
Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
W. Whitney George
2014-03-10