0001140361-13-001497.txt : 20130109 0001140361-13-001497.hdr.sgml : 20130109 20130109100229 ACCESSION NUMBER: 0001140361-13-001497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130108 FILED AS OF DATE: 20130109 DATE AS OF CHANGE: 20130109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fockler Jack E. Jr. CENTRAL INDEX KEY: 0001457990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05379 FILM NUMBER: 13519676 MAIL ADDRESS: STREET 1: C/O ROYCE & ASSOCIATES, LLC STREET 2: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROYCE FOCUS TRUST INC CENTRAL INDEX KEY: 0000825202 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 592876580 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O ROYCE & ASSOCIATES, LLC STREET 2: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 2125084578 MAIL ADDRESS: STREET 1: C/O ROYCE & ASSOCIATES, LLC STREET 2: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE GLOBAL TRUST INC DATE OF NAME CHANGE: 19961203 FORMER COMPANY: FORMER CONFORMED NAME: ALL SEASONS GLOBAL FUND INC DATE OF NAME CHANGE: 19950803 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAS ALL SEASON FUND INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2013-01-08 0 0000825202 ROYCE FOCUS TRUST INC FUND 0001457990 Fockler Jack E. Jr. C/O ROYCE & ASSOCIATES, LLC 745 FIFTH AVE NEW YORK NY NEW YORK 0 1 0 1 Vice President VP - Investment Advisor Common Stock 2013-01-08 4 P 0 11000 6.9099 A 187383 I Held in trust Common Stock 2013-01-08 4 P 0 11000 6.9099 A 187819 I Held in wife's trust Shares held in the Jack E. Fockler, Jr. Revocable Trust u/a dated 5/10/2001. Shares held in the Cheryl L. Fockler Revocable Trust u/a dated 5/10/2001. Jack E. Fockler, Jr. 2013-01-09