0000899243-20-026061.txt : 20200923 0000899243-20-026061.hdr.sgml : 20200923 20200923151524 ACCESSION NUMBER: 0000899243-20-026061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200922 FILED AS OF DATE: 20200923 DATE AS OF CHANGE: 20200923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ulrich Thomas W CENTRAL INDEX KEY: 0001731309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05379 FILM NUMBER: 201191985 MAIL ADDRESS: STREET 1: 1910 PALOMAR POINT WAY STREET 2: SUITE 200 CITY: CARLSBAD STATE: CA ZIP: 92008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPROTT FOCUS TRUST INC. CENTRAL INDEX KEY: 0000825202 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 592876580 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O SPROTT ASSET MANAGEMENT L.P. STREET 2: ROYAL BANK PLZ, SO. TOWER, STE 2700 CITY: TORONTO STATE: A6 ZIP: M5J2J1 BUSINESS PHONE: 416-943-4065 MAIL ADDRESS: STREET 1: C/O SPROTT ASSET MANAGEMENT L.P. STREET 2: ROYAL BANK PLZ, SO. TOWER, STE 2700 CITY: TORONTO STATE: A6 ZIP: M5J2J1 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE FOCUS TRUST INC DATE OF NAME CHANGE: 19990525 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE GLOBAL TRUST INC DATE OF NAME CHANGE: 19961203 FORMER COMPANY: FORMER CONFORMED NAME: ALL SEASONS GLOBAL FUND INC DATE OF NAME CHANGE: 19950803 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-22 0 0000825202 SPROTT FOCUS TRUST INC. FUND 0001731309 Ulrich Thomas W C/O SPROTT ASSET MANAGEMENT USA, INC. 777 POST ROAD, 2ND FLOOR DARIEN CT 06820 0 1 0 0 See Remarks Common Stock, par value $0.001 per share 2020-09-22 4 P 0 1000 5.9999 A 5566.5293 I By IRA Includes shares acquired under the Issuer's Dividend Reinvestment Program (the "DRIP"). Shares were last acquired under the DRIP on June 26, 2020. President and Chief Compliance Officer /s/ Thomas W. Ulrich 2020-09-23