Chief Compliance Officer

0001398344-20-014962.txt : 20200804 0001398344-20-014962.hdr.sgml : 20200804 20200804110829 ACCESSION NUMBER: 0001398344-20-014962 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200804 DATE AS OF CHANGE: 20200804 EFFECTIVENESS DATE: 20200804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROWLAND CARMICHAEL ADVISORS INC /ADV CENTRAL INDEX KEY: 0000825052 IRS NUMBER: 860568468 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19805 FILM NUMBER: 201071798 BUSINESS ADDRESS: STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212 CITY: Scottsdale STATE: AZ ZIP: 85253-4426 BUSINESS PHONE: 480-421-2660 MAIL ADDRESS: STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212 CITY: SCOTTSDALE STATE: AZ ZIP: 85253-4426 FORMER COMPANY: FORMER CONFORMED NAME: ROWLAND CARMICHAEL & LEMON ADVISORS INC /ADV DATE OF NAME CHANGE: 19990218 FORMER COMPANY: FORMER CONFORMED NAME: ROWLAND CARMICHAEL & OCONNELL ADVISORS INC /ADV DATE OF NAME CHANGE: 19960613 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT MANAGEMENT CONSULTANTS INC /ADV DATE OF NAME CHANGE: 19950725 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000825052 XXXXXXXX 06-30-2020 06-30-2020 false ROWLAND CARMICHAEL ADVISORS INC /ADV

6720 NORTH SCOTTSDALE ROAD, SUITE 212 SCOTTSDALE AZ 85253-4426

13F HOLDINGS REPORT 028-19805 N Janice Lee Orick Chief Compliance Officer 480-421-2660 /s/ Janice Lee Orick Scottsdale AZ 08-04-2020 0 346 235352 INFORMATION TABLE 2 fp0055584_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 443 2843 SH SOLE 2843 0 0 ABBOTT LABS COM 002824100 941 10292 SH SOLE 10292 0 0 ABBVIE INC COM 00287Y109 365 3716 SH SOLE 3716 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 1063 278997 SH SOLE 278997 0 0 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 322 69000 SH SOLE 69000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 757 3526 SH SOLE 3526 0 0 ALEXANDER & BALDWIN INC NEW COM 014491104 223 18310 SH SOLE 18310 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 754 3495 SH SOLE 3495 0 0 ALLEGHANY CORP DEL COM 017175100 221 452 SH SOLE 452 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 351 34750 SH SOLE 34750 0 0 ALPHABET INC CAP STK CL C 02079K107 281 199 SH SOLE 199 0 0 ALPHABET INC CAP STK CL A 02079K305 1906 1344 SH SOLE 1344 0 0 AMAZON COM INC COM 023135106 1606 582 SH SOLE 582 0 0 AMERICAN FIN TR INC COM CLASS A 02607T109 432 54443 SH SOLE 54443 0 0 AMERICAN TOWER CORP NEW COM 03027X100 373 1444 SH SOLE 1444 0 0 AMGEN INC COM 031162100 239 1012 SH SOLE 1012 0 0 AMPHENOL CORP NEW CL A 032095101 385 4016 SH SOLE 4016 0 0 ANALOG DEVICES INC COM 032654105 361 2947 SH SOLE 2947 0 0 APPLE INC COM 037833100 10129 27766 SH SOLE 27766 0 0 APTIV PLC SHS G6095L109 873 11210 SH SOLE 11210 0 0 ARBOR RLTY TR INC COM 038923108 624 67542 SH SOLE 67542 0 0 ARMSTRONG WORLD INDS INC COM 04247X102 405 5195 SH SOLE 5195 0 0 AT&T INC COM 00206R102 239 7897 SH SOLE 7897 0 0 ATLANTIC UN BANKSHARES CORP COM 04911A107 245 10573 SH SOLE 10573 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 326 2189 SH SOLE 2189 0 0 AVERY DENNISON CORP COM 053611109 205 1800 SH SOLE 1800 0 0 BALL CORP COM 058498106 1003 14436 SH SOLE 14436 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2016 11295 SH SOLE 11295 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 264 26000 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SOLE 7571 0 0 CHURCH & DWIGHT INC COM 171340102 654 8466 SH SOLE 8466 0 0 CHURCHILL DOWNS INC COM 171484108 572 4296 SH SOLE 4296 0 0 CISCO SYS INC COM 17275R102 920 19722 SH SOLE 19722 0 0 CLARIVATE PLC ORD SHS G21810109 1033 46266 SH SOLE 46266 0 0 CLOROX CO DEL COM 189054109 724 3301 SH SOLE 3301 0 0 COGNEX CORP COM 192422103 226 3777 SH SOLE 3777 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 494 22415 SH SOLE 22415 0 0 COHEN & STEERS REIT & PFD &I COM 19247X100 806 42180 SH SOLE 42180 0 0 CONOCOPHILLIPS COM 20825C104 200 4765 SH SOLE 4765 0 0 COSTCO WHSL CORP NEW COM 22160K105 326 1075 SH SOLE 1075 0 0 CUMMINS INC COM 231021106 297 1716 SH SOLE 1716 0 0 DANAHER CORPORATION COM 235851102 1461 8263 SH SOLE 8263 0 0 DBX ETF TR XTRACKERS MSCI 233051218 10 392 SH SOLE 392 0 0 DBX ETF TR XTRACKERS SHRT 233051283 221 4924 SH SOLE 4924 0 0 DENTSPLY SIRONA INC COM 24906P109 563 12781 SH SOLE 12781 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 792 5890 SH SOLE 5890 0 0 DOLLAR GEN CORP NEW COM 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SOLE 6332 0 0 FASTENAL CO COM 311900104 223 5208 SH SOLE 5208 0 0 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 969 11784 SH SOLE 11784 0 0 FIDUCIARY CLAYMORE ENGRY INF COM 31647Q106 56 30400 SH SOLE 30400 0 0 FIRST AMERN FINL CORP COM 31847R102 365 7600 SH SOLE 7600 0 0 FIRST INDL RLTY TR INC COM 32054K103 549 14270 SH SOLE 14270 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 401 3788 SH SOLE 3788 0 0 FIRST TR INTER DUR PFD & IN COM 33718W103 216 10151 SH SOLE 10151 0 0 FISERV INC COM 337738108 793 8123 SH SOLE 8123 0 0 FS KKR CAPITAL CORP COM 302635107 290 20723 SH SOLE 20723 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 235 68391 SH SOLE 68391 0 0 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 537 111561 SH SOLE 111561 0 0 GARTNER INC COM 366651107 238 1965 SH SOLE 1965 0 0 GATX CORP COM 361448103 350 5743 SH SOLE 5743 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 275 14812 SH SOLE 14812 0 0 GILEAD SCIENCES INC COM 375558103 1057 13735 SH SOLE 13735 0 0 GLOBE LIFE 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13668 SH SOLE 13668 0 0 ISHARES INC MSCI GERMANY ETF 464286806 289 10671 SH SOLE 10671 0 0 ISHARES INC CORE MSCI EMKT 46434G103 422 8857 SH SOLE 8857 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 302 5500 SH SOLE 5500 0 0 ISHARES INC ESG MSCI EM ETF 46434G863 12 374 SH SOLE 374 0 0 ISHARES TR TIPS BD ETF 464287176 44 354 SH SOLE 354 0 0 ISHARES TR CORE S&P500 ETF 464287200 1104 3565 SH SOLE 3565 0 0 ISHARES TR CORE US AGGBD ET 464287226 47 397 SH SOLE 397 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 25 634 SH SOLE 634 0 0 ISHARES TR IBOXX INV CP ETF 464287242 12 90 SH SOLE 90 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 15 74 SH SOLE 74 0 0 ISHARES TR S&P 500 VAL ETF 464287408 12 110 SH SOLE 110 0 0 ISHARES TR 20 YR TR BD ETF 464287432 6 36 SH SOLE 36 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 168 1378 SH SOLE 1378 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 258 2977 SH SOLE 2977 0 0 ISHARES TR MSCI EAFE ETF 464287465 29 483 SH SOLE 483 0 0 ISHARES TR CORE S&P MCP ETF 464287507 313 1763 SH SOLE 1763 0 0 ISHARES TR NASDAQ BIOTECH 464287556 19 137 SH SOLE 137 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 116 530 SH SOLE 530 0 0 ISHARES TR S&P MC 400GR ETF 464287606 5 23 SH SOLE 23 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1 5 SH SOLE 5 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 143 997 SH SOLE 997 0 0 ISHARES TR S&P MC 400VL ETF 464287705 4 31 SH SOLE 31 0 0 ISHARES TR U.S. TECH ETF 464287721 30 110 SH SOLE 110 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 580 4860 SH SOLE 4860 0 0 ISHARES TR U.S. FINLS ETF 464287788 7 64 SH SOLE 64 0 0 ISHARES TR CORE S&P SCP ETF 464287804 383 5608 SH SOLE 5608 0 0 ISHARES TR SP SMCP600VL ETF 464287879 3 27 SH SOLE 27 0 0 ISHARES TR S&P SML 600 GWT 464287887 4 22 SH SOLE 22 0 0 ISHARES TR AGENCY BOND ETF 464288166 9 72 SH SOLE 72 0 0 ISHARES TR MSCI ACWI ETF 464288257 53 722 SH SOLE 722 0 0 ISHARES TR JPMORGAN USD EMG 464288281 24 224 SH SOLE 224 0 0 ISHARES TR IBOXX HI YD ETF 464288513 67 820 SH SOLE 820 0 0 ISHARES TR MSCI KLD400 SOC 464288570 20 168 SH SOLE 168 0 0 ISHARES TR SH TR CRPORT ETF 464288646 4076 74511 SH SOLE 74511 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 2 14 SH SOLE 14 0 0 ISHARES TR SHORT TREAS BD 464288679 1082 9772 SH SOLE 9772 0 0 ISHARES TR US AER DEF ETF 464288760 6 36 SH SOLE 36 0 0 ISHARES TR U.S. MED DVC ETF 464288810 838 3165 SH SOLE 3165 0 0 ISHARES TR EAFE GRWTH ETF 464288885 1898 22836 SH SOLE 22836 0 0 ISHARES TR AGGRES ALLOC ETF 464289859 1111 20236 SH SOLE 20235 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 722 15553 SH SOLE 15553 0 0 ISHARES TR MODERT ALLOC ETF 464289875 2251 56449 SH SOLE 56449 0 0 ISHARES TR CONSER ALLOC ETF 464289883 1382 37968 SH SOLE 37968 0 0 ISHARES TR US TREAS BD ETF 46429B267 6236 222800 SH SOLE 222800 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 806 15924 SH SOLE 15924 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 20 250 SH SOLE 250 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 6 86 SH SOLE 86 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 782 12893 SH SOLE 12893 0 0 ISHARES TR USA QUALITY FCTR 46432F339 39 409 SH SOLE 409 0 0 ISHARES TR USA SIZE FACTOR 46432F370 1401 15991 SH SOLE 15991 0 0 ISHARES TR EDGE MSCI USA VL 46432F388 1382 19124 SH SOLE 19124 0 0 ISHARES TR CORE MSCI EAFE 46432F842 2 33 SH SOLE 33 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 4686 91045 SH SOLE 91045 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 1844 42990 SH SOLE 42990 0 0 ISHARES TR CORE DIV GRWTH 46434V621 2 60 SH SOLE 60 0 0 ISHARES TR CORE MSCI PAC 46434V696 12 226 SH SOLE 226 0 0 ISHARES TR CORE MSCI EURO 46434V738 14 333 SH SOLE 333 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 26 936 SH SOLE 936 0 0 ISHARES TR ESG AWRE 1 5 YR 46435G243 21 796 SH SOLE 796 0 0 ISHARES TR CORE MSCI INTL 46435G326 129 2527 SH SOLE 2527 0 0 ISHARES TR MORTGE REL ETF 46435G342 264 10625 SH SOLE 10625 0 0 ISHARES TR ESG MSCI USA ETF 46435G425 5571 79591 SH SOLE 79591 0 0 ISHARES TR ESG MSCI EAFE 46435G516 12 192 SH SOLE 192 0 0 J P MORGAN EXCHANGE-TRADED F BETABULDR DEVE 46641Q688 1 66 SH SOLE 66 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 3246 63987 SH SOLE 63987 0 0 JERNIGAN CAP INC COM 476405105 211 15440 SH SOLE 15440 0 0 JOHNSON & JOHNSON COM 478160104 2064 14677 SH SOLE 14677 0 0 JPMORGAN CHASE & CO COM 46625H100 437 4651 SH SOLE 4651 0 0 KAMAN CORP COM 483548103 307 7379 SH SOLE 7379 0 0 LADDER CAP CORP CL A 505743104 584 72066 SH SOLE 72065 0 0 LANDSTAR SYS INC COM 515098101 658 5860 SH SOLE 5860 0 0 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 1751 71129 SH SOLE 71129 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 382 3080 SH SOLE 3080 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 205 5963 SH SOLE 5963 0 0 LILLY ELI & CO COM 532457108 313 1908 SH SOLE 1908 0 0 LITTELFUSE INC COM 537008104 214 1254 SH SOLE 1254 0 0 LIVANOVA PLC SHS G5509L101 231 4809 SH SOLE 4809 0 0 LOCKHEED MARTIN CORP COM 539830109 288 790 SH SOLE 790 0 0 MARKEL CORP COM 570535104 238 258 SH SOLE 258 0 0 MARTIN MARIETTA MATLS INC COM 573284106 1166 5644 SH SOLE 5644 0 0 MASONITE INTL CORP NEW COM 575385109 396 5089 SH SOLE 5089 0 0 MATSON INC COM 57686G105 205 7054 SH SOLE 7054 0 0 MBIA INC COM 55262C100 155 21361 SH SOLE 21361 0 0 MCCORMICK & CO INC COM NON VTG 579780206 744 4147 SH SOLE 4147 0 0 MCDONALDS CORP COM 580135101 432 2341 SH SOLE 2341 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 238 12650 SH SOLE 12650 0 0 MEDTRONIC PLC SHS G5960L103 890 9710 SH SOLE 9710 0 0 MICROSOFT CORP COM 594918104 3216 15802 SH SOLE 15802 0 0 MOELIS & CO CL A 60786M105 388 12460 SH SOLE 12460 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 221 15267 SH SOLE 15267 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 112 13200 SH SOLE 13200 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 959 169723 SH SOLE 169723 0 0 NEW YORK TIMES CO CL A 650111107 988 23503 SH SOLE 23503 0 0 NEWMARKET CORP COM 651587107 604 1507 SH SOLE 1507 0 0 NEXTERA ENERGY INC COM 65339F101 895 3727 SH SOLE 3727 0 0 NISOURCE INC COM 65473P105 282 12390 SH SOLE 12390 0 0 NUVASIVE INC COM 670704105 354 6360 SH SOLE 6360 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 758 32958 SH SOLE 32958 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 258 30574 SH SOLE 30574 0 0 NVIDIA CORPORATION COM 67066G104 563 1481 SH SOLE 1481 0 0 OLLIES BARGAIN OUTLET HLDGS COM 681116109 264 2705 SH SOLE 2705 0 0 PALO ALTO NETWORKS INC COM 697435105 666 2898 SH SOLE 2898 0 0 PAYPAL HLDGS INC COM 70450Y103 752 4314 SH SOLE 4314 0 0 PBF ENERGY INC CL A 69318G106 177 17295 SH SOLE 17295 0 0 PENNYMAC MTG INVT TR COM 70931T103 526 29989 SH SOLE 29989 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 360 9297 SH SOLE 9297 0 0 PEPSICO INC COM 713448108 281 2128 SH SOLE 2128 0 0 PFIZER INC COM 717081103 331 10127 SH SOLE 10127 0 0 PHILLIPS 66 COM 718546104 357 4959 SH SOLE 4959 0 0 PHYSICIANS RLTY TR COM 71943U104 276 15725 SH SOLE 15725 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 16 173 SH SOLE 173 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 683 6720 SH SOLE 6720 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 224 5350 SH SOLE 5350 0 0 PPL CORP COM 69351T106 201 7770 SH SOLE 7770 0 0 PRICESMART INC COM 741511109 267 4421 SH SOLE 4421 0 0 PROCTER AND GAMBLE CO COM 742718109 724 6059 SH SOLE 6059 0 0 PROGRESSIVE CORP OHIO COM 743315103 948 11838 SH SOLE 11838 0 0 PROSPECT CAP CORP COM 74348T102 296 58010 SH SOLE 58010 0 0 PTC INC COM 69370C100 1192 15328 SH SOLE 15328 0 0 QUEST DIAGNOSTICS INC COM 74834L100 458 4018 SH SOLE 4018 0 0 SALESFORCE COM INC COM 79466L302 1194 6374 SH SOLE 6374 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 14036 471791 SH SOLE 471791 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 61 1078 SH SOLE 1078 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 20 554 SH SOLE 554 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 276 5352 SH SOLE 5352 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1 25 SH SOLE 25 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 484 6589 SH SOLE 6589 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 125 1691 SH SOLE 1691 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 14 285 SH SOLE 285 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 60 1149 SH SOLE 1149 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 195 2977 SH SOLE 2977 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1 51 SH SOLE 51 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 13 256 SH SOLE 256 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3 43 SH SOLE 43 0 0 SERVICENOW INC COM 81762P102 512 1265 SH SOLE 1265 0 0 SHERWIN WILLIAMS CO COM 824348106 703 1216 SH SOLE 1216 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 561 11500 SH SOLE 11500 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 385 3015 SH SOLE 3015 0 0 SMITH & NEPHEW GROUP PLC SPDN ADR NEW 83175M205 209 5474 SH SOLE 5474 0 0 SMITH A O CORP COM 831865209 515 10938 SH SOLE 10938 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 243 1750 SH SOLE 1750 0 0 SOUTHERN CO COM 842587107 959 18490 SH SOLE 18490 0 0 SOUTHWEST AIRLS CO COM 844741108 678 19834 SH SOLE 19834 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1964 6369 SH SOLE 6369 0 0 SPDR SER TR NYSE TECH ETF 78464A102 17 170 SH SOLE 170 0 0 SPDR SER TR PORTFOLIO LN COR 78464A367 1851 58383 SH SOLE 58383 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 3934 107699 SH SOLE 107699 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 1142 25421 SH SOLE 25421 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 38 1220 SH SOLE 1220 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 1104 38099 SH SOLE 38099 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 21 686 SH SOLE 686 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 385 8210 SH SOLE 8210 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 7 227 SH SOLE 227 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 3366 92867 SH SOLE 92867 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 1843 60463 SH SOLE 60463 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 406 16102 SH SOLE 16102 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 3 30 SH SOLE 30 0 0 SPDR SER TR SSGA US LRG ETF 78468R804 14 141 SH SOLE 141 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 340 6015 SH SOLE 6015 0 0 STAG INDL INC COM 85254J102 504 17197 SH SOLE 17197 0 0 STARBUCKS CORP COM 855244109 1230 16717 SH SOLE 16717 0 0 STARWOOD PPTY TR INC COM 85571B105 370 24746 SH SOLE 24746 0 0 STORE CAP CORP COM 862121100 399 16744 SH SOLE 16744 0 0 STRYKER CORPORATION COM 863667101 649 3602 SH SOLE 3602 0 0 SUN CMNTYS INC COM 866674104 471 3470 SH SOLE 3470 0 0 SVB FINANCIAL GROUP COM 78486Q101 490 2275 SH SOLE 2275 0 0 SYSCO CORP COM 871829107 208 3810 SH SOLE 3810 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 807 102866 SH SOLE 102866 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 628 117000 SH SOLE 117000 0 0 TEMPUR SEALY INTL INC COM 88023U101 543 7546 SH SOLE 7546 0 0 TEXAS INSTRS INC COM 882508104 840 6613 SH SOLE 6613 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 256 707 SH SOLE 707 0 0 TRAVELERS COMPANIES INC COM 89417E109 383 3360 SH SOLE 3360 0 0 TWITTER INC COM 90184L102 627 21042 SH SOLE 21042 0 0 TYLER TECHNOLOGIES INC COM 902252105 454 1308 SH SOLE 1308 0 0 ULTA BEAUTY INC COM 90384S303 229 1128 SH SOLE 1128 0 0 UMH PPTYS INC COM 903002103 220 16979 SH SOLE 16979 0 0 UNIFIRST CORP MASS COM 904708104 328 1831 SH SOLE 1831 0 0 V F CORP COM 918204108 277 4545 SH SOLE 4545 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 7 200 SH SOLE 200 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 375 15004 SH SOLE 15004 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 149 2860 SH SOLE 2860 0 0 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 27 530 SH SOLE 530 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 349 11365 SH SOLE 11365 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 294 3328 SH SOLE 3328 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 27 320 SH SOLE 320 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 17 146 SH SOLE 146 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2372 8370 SH SOLE 8370 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 9951 126716 SH SOLE 126716 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 40 246 SH SOLE 246 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 148 1034 SH SOLE 1034 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 37 253 SH SOLE 253 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3877 24766 SH SOLE 24766 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1 28 SH SOLE 28 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 512 12921 SH SOLE 12921 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 173 2317 SH SOLE 2317 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 127 2671 SH SOLE 2671 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 25 300 SH SOLE 300 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 701 12894 SH SOLE 12894 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 14 142 SH SOLE 142 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 931 7942 SH SOLE 7942 0 0 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 560 14438 SH SOLE 14438 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 876 5856 SH SOLE 5856 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1058 5494 SH SOLE 5494 0 0 VEREIT INC COM 92339V100 625 97212 SH SOLE 97212 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 928 16828 SH SOLE 16828 0 0 VISA INC COM CL A 92826C839 2356 12199 SH SOLE 12199 0 0 WALMART INC COM 931142103 216 1803 SH SOLE 1803 0 0 WATERS CORP COM 941848103 221 1225 SH SOLE 1225 0 0 WATSCO INC COM 942622200 448 2521 SH SOLE 2521 0 0 WELLS FARGO CO NEW COM 949746101 1693 66118 SH SOLE 66117 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 45 35 SH SOLE 35 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 383 83000 SH SOLE 83000 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 543 612 SH SOLE 612 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 1689 56475 SH SOLE 56475 0 0 WORKDAY INC CL A 98138H101 336 1791 SH SOLE 1791 0 0 WORLD GOLD TR SPDR GLD MINIS 98149E204 689 38822 SH SOLE 38822 0 0 WP CAREY INC COM 92936U109 787 11639 SH SOLE 11639 0 0 WRAP TECHNOLOGIES INC COM 98212N107 231 22000 SH SOLE 22000 0 0 XCEL ENERGY INC COM 98389B100 236 3781 SH SOLE 3781 0 0 XILINX INC COM 983919101 775 7874 SH SOLE 7874 0 0 ZIONS BANCORPORATION N A COM 989701107 471 13843 SH SOLE 13842 0 0