0001398344-20-008197.txt : 20200420 0001398344-20-008197.hdr.sgml : 20200420 20200420142308 ACCESSION NUMBER: 0001398344-20-008197 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200420 DATE AS OF CHANGE: 20200420 EFFECTIVENESS DATE: 20200420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROWLAND CARMICHAEL ADVISORS INC /ADV CENTRAL INDEX KEY: 0000825052 IRS NUMBER: 860568468 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19805 FILM NUMBER: 20802268 BUSINESS ADDRESS: STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212 CITY: Scottsdale STATE: AZ ZIP: 85253-4426 BUSINESS PHONE: 480-421-2660 MAIL ADDRESS: STREET 1: 6720 NORTH SCOTTSDALE ROAD, SUITE 212 CITY: SCOTTSDALE STATE: AZ ZIP: 85253-4426 FORMER COMPANY: FORMER CONFORMED NAME: ROWLAND CARMICHAEL & LEMON ADVISORS INC /ADV DATE OF NAME CHANGE: 19990218 FORMER COMPANY: FORMER CONFORMED NAME: ROWLAND CARMICHAEL & OCONNELL ADVISORS INC /ADV DATE OF NAME CHANGE: 19960613 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT MANAGEMENT CONSULTANTS INC /ADV DATE OF NAME CHANGE: 19950725 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000825052 XXXXXXXX 03-31-2020 03-31-2020 false ROWLAND CARMICHAEL ADVISORS INC /ADV

6720 NORTH SCOTTSDALE ROAD, SUITE 212 SCOTTSDALE AZ 85253-4426

13F HOLDINGS REPORT 028-19805 N Janice Lee Orick 480-421-2660 /s/ Janice Lee Orick Scottsdale AZ 04-17-2020 0 325 196440 INFORMATION TABLE 2 fp0052731_13fhr-table.xml 13F INFORMATION TABLE AMDOCS LTD SHS G02602103 209 3800 SH SOLE 3800 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 620 3798 SH SOLE 3798 0 0 CLARIVATE ANALYTICS PLC COM G21810109 960 46266 SH SOLE 46266 0 0 LIVANOVA PLC SHS G5509L101 218 4809 SH SOLE 4809 0 0 MEDTRONIC PLC SHS G5960L103 651 7224 SH SOLE 7224 0 0 APTIV PLC SHS G6095L109 551 11180 SH SOLE 11180 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 522 574 SH SOLE 574 0 0 CHUBB LIMITED COM H1467J104 817 7316 SH SOLE 7316 0 0 AT&T INC COM 00206R102 240 8243 SH SOLE 8243 0 0 ABBOTT LABS COM 002824100 989 12532 SH SOLE 12532 0 0 ABBVIE INC COM 00287Y109 281 3685 SH SOLE 3685 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 943 278997 SH SOLE 278997 0 0 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 293 69000 SH SOLE 69000 0 0 ALEXANDER & BALDWIN INC NEW COM 014491104 205 18310 SH SOLE 18310 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 655 3366 SH SOLE 3366 0 0 ALLEGHANY CORP DEL COM 017175100 250 452 SH SOLE 452 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 322 34750 SH SOLE 34750 0 0 ALPHABET INC CAP STK CL C 02079K107 234 201 SH SOLE 201 0 0 ALPHABET INC CAP STK CL A 02079K305 1549 1333 SH SOLE 1333 0 0 AMAZON COM INC COM 023135106 1246 639 SH SOLE 639 0 0 AMERICAN FIN TR INC COM CLASS A 02607T109 340 54443 SH SOLE 54443 0 0 AMERICAN TOWER CORP NEW COM 03027X100 307 1408 SH SOLE 1408 0 0 AMPHENOL CORP NEW CL A 032095101 589 8088 SH SOLE 8088 0 0 ANALOG DEVICES INC COM 032654105 264 2947 SH SOLE 2947 0 0 APPLE INC COM 037833100 7258 29192 SH SOLE 29192 0 0 ARBOR RLTY TR INC COM 038923108 331 67542 SH SOLE 67542 0 0 ARCONIC INC COM 03965L100 610 38005 SH SOLE 38005 0 0 ARMSTRONG WORLD INDS INC COM 04247X102 413 5195 SH SOLE 5195 0 0 ATLANTIC UN BANKSHARES CORP COM 04911A107 232 10573 SH SOLE 10573 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 772 5650 SH SOLE 5650 0 0 BWX TECHNOLOGIES INC COM 05605H100 339 6955 SH SOLE 6955 0 0 BALL CORP COM 058498106 933 14436 SH SOLE 14436 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1562 8546 SH SOLE 8546 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 337 53500 SH SOLE 53500 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 229 26000 SH SOLE 26000 0 0 BLACKROCK RES & COMMODITIES SHS 09257A108 249 49500 SH SOLE 49500 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 415 22305 SH SOLE 22305 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 340 4960 SH SOLE 4960 0 0 BOSTON SCIENTIFIC CORP COM 101137107 207 6344 SH SOLE 6344 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 553 9915 SH SOLE 9915 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 302 3180 SH SOLE 3180 0 0 BRUKER CORP COM 116794108 204 5686 SH SOLE 5686 0 0 CDK GLOBAL INC COM 12508E101 237 7225 SH SOLE 7225 0 0 CANADIAN NATL RY CO COM 136375102 746 9606 SH SOLE 9606 0 0 CASEYS GEN STORES INC COM 147528103 242 1825 SH SOLE 1825 0 0 CATALENT INC COM 148806102 601 11570 SH SOLE 11570 0 0 CHEVRON CORP NEW COM 166764100 535 7382 SH SOLE 7382 0 0 CHIMERA INVT CORP COM NEW 16934Q208 188 20705 SH SOLE 20705 0 0 CHURCH & DWIGHT INC COM 171340102 348 5425 SH SOLE 5425 0 0 CHURCHILL DOWNS INC COM 171484108 442 4296 SH SOLE 4296 0 0 CISCO SYS INC COM 17275R102 854 21734 SH SOLE 21734 0 0 CLOROX CO DEL COM 189054109 612 3531 SH SOLE 3531 0 0 COGNEX CORP COM 192422103 312 7384 SH SOLE 7384 0 0 COHEN & STEERS REIT & PFD &I COM 19247X100 680 42180 SH SOLE 42180 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 457 24250 SH SOLE 24250 0 0 CROWN HLDGS INC COM 228368106 570 9827 SH SOLE 9827 0 0 CUMMINS INC COM 231021106 712 5262 SH SOLE 5262 0 0 DANAHER CORPORATION COM 235851102 1144 8263 SH SOLE 8263 0 0 DENTSPLY SIRONA INC COM 24906P109 533 13736 SH SOLE 13736 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 518 4071 SH SOLE 4071 0 0 DOLLAR GEN CORP NEW COM 256677105 377 2497 SH SOLE 2497 0 0 DOMINION ENERGY INC COM 25746U109 765 10599 SH SOLE 10599 0 0 DORMAN PRODUCTS INC COM 258278100 221 3995 SH SOLE 3995 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 342 25662 SH SOLE 25662 0 0 ETF SER SOLUTIONS NETLEASE CORP 26922A248 34 1835 SH SOLE 1835 0 0 ETF SER SOLUTIONS US GLB JETS 26922A842 138 9355 SH SOLE 9355 0 0 EATON VANCE CORP COM NON VTG 278265103 217 6719 SH SOLE 6719 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 92 20050 SH SOLE 20050 0 0 ECOLAB INC COM 278865100 318 2042 SH SOLE 2042 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 716 31997 SH SOLE 31997 0 0 ENTEGRIS INC COM 29362U104 421 9406 SH SOLE 9406 0 0 ENTERGY CORP NEW COM 29364G103 290 3084 SH SOLE 3084 0 0 EPAM SYS INC COM 29414B104 278 1500 SH SOLE 1500 0 0 EQUINIX INC COM 29444U700 1217 1948 SH SOLE 1948 0 0 EXPEDITORS INTL WASH INC COM 302130109 292 4375 SH SOLE 4375 0 0 EXXON MOBIL CORP COM 30231G102 272 7155 SH SOLE 7155 0 0 FS KKR CAPITAL CORP COM 302635107 249 82904 SH SOLE 82904 0 0 FACEBOOK INC CL A 30303M102 629 3773 SH SOLE 3773 0 0 FASTENAL CO COM 311900104 413 13219 SH SOLE 13219 0 0 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 747 11920 SH SOLE 11920 0 0 FIDUCIARY CLAYMORE ENGRY INF COM 31647Q106 66 52400 SH SOLE 52400 0 0 FIRST AMERN FINL CORP COM 31847R102 322 7600 SH SOLE 7600 0 0 FIRST INDL RLTY TR INC COM 32054K103 474 14270 SH SOLE 14270 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 312 3788 SH SOLE 3788 0 0 FIRST TR INTER DUR PFD & IN COM 33718W103 181 10151 SH SOLE 10151 0 0 FISERV INC COM 337738108 781 8219 SH SOLE 8219 0 0 GATX CORP COM 361448103 359 5743 SH SOLE 5743 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 264 14812 SH SOLE 14812 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 170 62391 SH SOLE 62391 0 0 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 413 106561 SH SOLE 106561 0 0 GILEAD SCIENCES INC COM 375558103 1029 13762 SH SOLE 13762 0 0 GLOBE LIFE INC COM 37959E102 253 3520 SH SOLE 3520 0 0 GOLDMAN SACHS MLP ENERGY REN COM 38148G107 22 30500 SH SOLE 30500 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 488 6151 SH SOLE 6151 0 0 HASBRO INC COM 418056107 229 3206 SH SOLE 3206 0 0 HOME DEPOT INC COM 437076102 645 3452 SH SOLE 3452 0 0 HUBBELL INC COM 443510607 218 1900 SH SOLE 1900 0 0 HUNTSMAN CORP COM 447011107 200 13840 SH SOLE 13840 0 0 ILLINOIS TOOL WKS INC COM 452308109 499 3514 SH SOLE 3514 0 0 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 467 15483 SH SOLE 15483 0 0 INGEVITY CORP COM 45688C107 284 8058 SH SOLE 8058 0 0 INTEL CORP COM 458140100 1094 20222 SH SOLE 20222 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 218 1965 SH SOLE 1965 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 496 2604 SH SOLE 2604 0 0 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 38 1335 SH SOLE 1335 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 4 97 SH SOLE 97 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 313 6463 SH SOLE 6463 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 31 252 SH SOLE 252 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 2013 22505 SH SOLE 22505 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 2689 29094 SH SOLE 29094 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 88 5238 SH SOLE 5238 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 72 2386 SH SOLE 2386 0 0 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 231 4913 SH SOLE 4913 0 0 INVESCO EXCHANGE-TRADED FD T FTSE RAFI DEV 46138E743 24 793 SH SOLE 793 0 0 INVESCO EXCHANGE-TRADED FD T S&P SMLCP LOW 46138G102 6 190 SH SOLE 190 0 0 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 259 12665 SH SOLE 12665 0 0 IQVIA HLDGS INC COM 46266C105 1190 11037 SH SOLE 11037 0 0 IRON MTN INC NEW COM 46284V101 771 32410 SH SOLE 32410 0 0 ISHARES GOLD TRUST ISHARES 464285105 221 14634 SH SOLE 14634 0 0 ISHARES TR TIPS BD ETF 464287176 42 354 SH SOLE 354 0 0 ISHARES TR CORE S&P500 ETF 464287200 569 2203 SH SOLE 2203 0 0 ISHARES TR CORE US AGGBD ET 464287226 46 397 SH SOLE 397 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 7 200 SH SOLE 200 0 0 ISHARES TR IBOXX INV CP ETF 464287242 11 90 SH SOLE 90 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 12 74 SH SOLE 74 0 0 ISHARES TR S&P 500 VAL ETF 464287408 11 110 SH SOLE 110 0 0 ISHARES TR 20 YR TR BD ETF 464287432 6 36 SH SOLE 36 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 19 155 SH SOLE 155 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 219 2525 SH SOLE 2525 0 0 ISHARES TR MSCI EAFE ETF 464287465 26 483 SH SOLE 483 0 0 ISHARES TR CORE S&P MCP ETF 464287507 252 1750 SH SOLE 1750 0 0 ISHARES TR NASDAQ BIOTECH 464287556 2 21 SH SOLE 21 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 94 530 SH SOLE 530 0 0 ISHARES TR S&P MC 400GR ETF 464287606 4 23 SH SOLE 23 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 114 997 SH SOLE 997 0 0 ISHARES TR S&P MC 400VL ETF 464287705 3 31 SH SOLE 31 0 0 ISHARES TR U.S. TECH ETF 464287721 22 110 SH SOLE 110 0 0 ISHARES TR CORE S&P SCP ETF 464287804 312 5555 SH SOLE 5555 0 0 ISHARES TR SP SMCP600VL ETF 464287879 32 316 SH SOLE 316 0 0 ISHARES TR S&P SML 600 GWT 464287887 3 22 SH SOLE 22 0 0 ISHARES TR AGENCY BOND ETF 464288166 680 5642 SH SOLE 5642 0 0 ISHARES TR MSCI ACWI ETF 464288257 4600 73510 SH SOLE 73510 0 0 ISHARES TR JPMORGAN USD EMG 464288281 199 2059 SH SOLE 2059 0 0 ISHARES TR IBOXX HI YD ETF 464288513 48 629 SH SOLE 629 0 0 ISHARES TR MSCI KLD400 SOC 464288570 20 204 SH SOLE 204 0 0 ISHARES TR SH TR CRPORT ETF 464288646 408 7795 SH SOLE 7795 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 2 14 SH SOLE 14 0 0 ISHARES TR SHORT TREAS BD 464288679 1247 11228 SH SOLE 11228 0 0 ISHARES TR AGGRES ALLOC ETF 464289859 954 20107 SH SOLE 20107 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 1016 24546 SH SOLE 24546 0 0 ISHARES TR MODERT ALLOC ETF 464289875 2031 55289 SH SOLE 55289 0 0 ISHARES TR CONSER ALLOC ETF 464289883 1293 38281 SH SOLE 38281 0 0 ISHARES TR US TREAS BD ETF 46429B267 7707 275145 SH SOLE 275145 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 1079 22144 SH SOLE 22144 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 18 250 SH SOLE 250 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 5 86 SH SOLE 86 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 2183 45018 SH SOLE 45018 0 0 ISHARES TR USA QUALITY FCTR 46432F339 2779 34295 SH SOLE 34295 0 0 ISHARES TR USA SIZE FACTOR 46432F370 280 3917 SH SOLE 3917 0 0 ISHARES INC CORE MSCI EMKT 46434G103 111 2755 SH SOLE 2755 0 0 ISHARES INC ESG MSCI EM ETF 46434G863 1102 40246 SH SOLE 40246 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 1566 38311 SH SOLE 38311 0 0 ISHARES TR CORE DIV GRWTH 46434V621 2 60 SH SOLE 60 0 0 ISHARES TR CORE MSCI PAC 46434V696 56 1213 SH SOLE 1213 0 0 ISHARES TR CORE MSCI EURO 46434V738 651 17551 SH SOLE 17551 0 0 ISHARES TR ESG USD CORPT 46435G193 7 257 SH SOLE 257 0 0 ISHARES TR ESG 1 5 YR USD 46435G243 24 976 SH SOLE 976 0 0 ISHARES TR CORE MSCI INTL 46435G326 160 3609 SH SOLE 3609 0 0 ISHARES TR MORTGE REL ETF 46435G342 199 10625 SH SOLE 10625 0 0 ISHARES TR ESG MSCI USA ETF 46435G425 1826 31762 SH SOLE 31762 0 0 ISHARES TR ESG MSCI EAFE 46435G516 10 184 SH SOLE 184 0 0 ISHARES TR ESG US AGR BD 46435U549 23 424 SH SOLE 424 0 0 ISHARES TR ROBOTICS ARTIF 46435U556 9 400 SH SOLE 400 0 0 ISHARES TR ESG MSCI USA SML 46435U663 7 368 SH SOLE 368 0 0 ISHARES TR BROAD USD HIGH 46435U853 433 12204 SH SOLE 12204 0 0 JPMORGAN CHASE & CO COM 46625H100 638 7087 SH SOLE 7087 0 0 J P MORGAN EXCHANGE-TRADED F BETABULDR DEVE 46641Q688 1 66 SH SOLE 66 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 5297 106636 SH SOLE 106636 0 0 JERNIGAN CAP INC COM 476405105 169 15440 SH SOLE 15440 0 0 JOHNSON & JOHNSON COM 478160104 1586 12095 SH SOLE 12095 0 0 KAMAN CORP COM 483548103 284 7379 SH SOLE 7379 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 587 7016 SH SOLE 7016 0 0 LADDER CAP CORP CL A 505743104 360 75942 SH SOLE 75942 0 0 LANDSTAR SYS INC COM 515098101 562 5860 SH SOLE 5860 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 341 3080 SH SOLE 3080 0 0 LILLY ELI & CO COM 532457108 265 1908 SH SOLE 1908 0 0 LITTELFUSE INC COM 537008104 282 2117 SH SOLE 2117 0 0 LOCKHEED MARTIN CORP COM 539830109 510 1505 SH SOLE 1505 0 0 MBIA INC COM 55262C100 153 21361 SH SOLE 21361 0 0 MARKEL CORP COM 570535104 239 258 SH SOLE 258 0 0 MARTIN MARIETTA MATLS INC COM 573284106 787 4160 SH SOLE 4160 0 0 MASONITE INTL CORP NEW COM 575385109 241 5089 SH SOLE 5089 0 0 MATSON INC COM 57686G105 216 7054 SH SOLE 7054 0 0 MCCORMICK & CO INC COM NON VTG 579780206 709 5022 SH SOLE 5022 0 0 MCDONALDS CORP COM 580135101 622 3761 SH SOLE 3761 0 0 MICROSOFT CORP COM 594918104 2142 13585 SH SOLE 13585 0 0 MOELIS & CO CL A 60786M105 350 12460 SH SOLE 12460 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 133 11047 SH SOLE 11047 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 101 13200 SH SOLE 13200 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 884 169723 SH SOLE 169723 0 0 NEW YORK TIMES CO CL A 650111107 722 23503 SH SOLE 23503 0 0 NEWMARKET CORP COM 651587107 577 1507 SH SOLE 1507 0 0 NEXTERA ENERGY INC COM 65339F101 724 3010 SH SOLE 3010 0 0 NISOURCE INC COM 65473P105 309 12390 SH SOLE 12390 0 0 NVIDIA CORP COM 67066G104 453 1719 SH SOLE 1719 0 0 NUVASIVE INC COM 670704105 322 6360 SH SOLE 6360 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 222 30574 SH SOLE 30574 0 0 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 35 24100 SH SOLE 24100 0 0 PTC INC COM 69370C100 938 15328 SH SOLE 15328 0 0 PALO ALTO NETWORKS INC COM 697435105 475 2898 SH SOLE 2898 0 0 PAYPAL HLDGS INC COM 70450Y103 397 4151 SH SOLE 4151 0 0 PENNYMAC MTG INVT TR COM 70931T103 468 44074 SH SOLE 44074 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 260 9297 SH SOLE 9297 0 0 PEPSICO INC COM 713448108 244 2035 SH SOLE 2035 0 0 PFIZER INC COM 717081103 329 10085 SH SOLE 10085 0 0 PHILLIPS 66 COM 718546104 266 4959 SH SOLE 4959 0 0 PHYSICIANS RLTY TR COM 71943U104 219 15725 SH SOLE 15725 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 9 106 SH SOLE 106 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 693 7000 SH SOLE 7000 0 0 PRICESMART INC COM 741511109 232 4421 SH SOLE 4421 0 0 PROCTER & GAMBLE CO COM 742718109 663 6031 SH SOLE 6031 0 0 PROGRESSIVE CORP OHIO COM 743315103 874 11838 SH SOLE 11838 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 247 58010 SH SOLE 58010 0 0 PUBLIC STORAGE COM 74460D109 317 1598 SH SOLE 1598 0 0 QUEST DIAGNOSTICS INC COM 74834L100 323 4018 SH SOLE 4018 0 0 REALTY INCOME CORP COM 756109104 605 12135 SH SOLE 12135 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1642 6369 SH SOLE 6369 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 19 662 SH SOLE 662 0 0 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1 33 SH SOLE 33 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 242 12254 SH SOLE 12254 0 0 SPDR SER TR NYSE TECH ETF 78464A102 12 170 SH SOLE 170 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 2889 84947 SH SOLE 84947 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 990 27691 SH SOLE 27691 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 37 1220 SH SOLE 1220 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 853 33015 SH SOLE 33015 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 21 686 SH SOLE 686 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 976 20657 SH SOLE 20657 0 0 SPDR SER TR S&P DIVID ETF 78464A763 91 1140 SH SOLE 1140 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 6 227 SH SOLE 227 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 3647 120555 SH SOLE 120555 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 264 6015 SH SOLE 6015 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 2123 72196 SH SOLE 72196 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 195 8267 SH SOLE 8267 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 3 30 SH SOLE 30 0 0 SPDR SER TR SSGA US LRG ETF 78468R804 1033 11406 SH SOLE 11406 0 0 SVB FINANCIAL GROUP COM 78486Q101 537 3552 SH SOLE 3552 0 0 SALESFORCE COM INC COM 79466L302 291 2020 SH SOLE 2020 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 398 6589 SH SOLE 6589 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 99 1620 SH SOLE 1620 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 13 285 SH SOLE 285 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 48 1129 SH SOLE 1129 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 186 3606 SH SOLE 3606 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1 51 SH SOLE 51 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 32 1239 SH SOLE 1239 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 18 391 SH SOLE 391 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 12190 471760 SH SOLE 471760 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 59 1078 SH SOLE 1078 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 18 554 SH SOLE 554 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 310 5988 SH SOLE 5988 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2 43 SH SOLE 43 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1 25 SH SOLE 25 0 0 SERVICENOW INC COM 81762P102 330 1150 SH SOLE 1150 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 422 11500 SH SOLE 11500 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 269 3015 SH SOLE 3015 0 0 SMITH A O CORP COM 831865209 587 15523 SH SOLE 15523 0 0 SOUTHERN CO COM 842587107 773 14285 SH SOLE 14285 0 0 STAG INDL INC COM 85254J102 387 17197 SH SOLE 17197 0 0 STARBUCKS CORP COM 855244109 925 14067 SH SOLE 14067 0 0 STARWOOD PPTY TR INC COM 85571B105 254 24746 SH SOLE 24746 0 0 STORE CAP CORP COM 862121100 303 16744 SH SOLE 16744 0 0 STRYKER CORP COM 863667101 616 3701 SH SOLE 3701 0 0 SUN CMNTYS INC COM 866674104 433 3470 SH SOLE 3470 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 740 98866 SH SOLE 98866 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 626 117000 SH SOLE 117000 0 0 TEMPUR SEALY INTL INC COM 88023U101 330 7546 SH SOLE 7546 0 0 TEXAS INSTRS INC COM 882508104 731 7314 SH SOLE 7314 0 0 3M CO COM 88579Y101 555 4068 SH SOLE 4068 0 0 TRAVELERS COMPANIES INC COM 89417E109 341 3435 SH SOLE 3435 0 0 TWITTER INC COM 90184L102 518 21108 SH SOLE 21108 0 0 TYLER TECHNOLOGIES INC COM 902252105 331 1115 SH SOLE 1115 0 0 UMH PPTYS INC COM 903002103 184 16979 SH SOLE 16979 0 0 ULTA BEAUTY INC COM 90384S303 200 1137 SH SOLE 1137 0 0 UNIFIRST CORP MASS COM 904708104 277 1831 SH SOLE 1831 0 0 V F CORP COM 918204108 362 6689 SH SOLE 6689 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 5 200 SH SOLE 200 0 0 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 567 24018 SH SOLE 24018 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 125 2860 SH SOLE 2860 0 0 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 26 530 SH SOLE 530 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 316 11092 SH SOLE 11092 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 825 7976 SH SOLE 7976 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 26 320 SH SOLE 320 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 281 3298 SH SOLE 3298 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 672 20147 SH SOLE 20147 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 14 330 SH SOLE 330 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 154 2452 SH SOLE 2452 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 129 3138 SH SOLE 3138 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 548 16323 SH SOLE 16323 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 24 300 SH SOLE 300 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 711 13037 SH SOLE 13037 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 15 177 SH SOLE 177 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1981 8363 SH SOLE 8363 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8883 127179 SH SOLE 127179 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 19 146 SH SOLE 146 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 118 1000 SH SOLE 1000 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 12 138 SH SOLE 138 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 29 253 SH SOLE 253 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3347 25964 SH SOLE 25964 0 0 VEREIT INC COM 92339V100 475 97212 SH SOLE 97212 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1012 18837 SH SOLE 18837 0 0 VISA INC COM CL A 92826C839 2003 12434 SH SOLE 12434 0 0 WABCO HLDGS INC COM 92927K102 298 2208 SH SOLE 2208 0 0 WP CAREY INC COM 92936U109 676 11638 SH SOLE 11638 0 0 WALMART INC COM 931142103 205 1802 SH SOLE 1802 0 0 WATERS CORP COM 941848103 223 1225 SH SOLE 1225 0 0 WATSCO INC COM 942622200 635 4016 SH SOLE 4016 0 0 WELLS FARGO CO NEW COM 949746101 1872 65221 SH SOLE 65221 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 45 35 SH SOLE 35 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 349 83000 SH SOLE 83000 0 0 WOODWARD INC COM 980745103 875 14715 SH SOLE 14715 0 0 WORKDAY INC CL A 98138H101 240 1845 SH SOLE 1845 0 0 WORLD GOLD TR SPDR GLD MINIS 98149E204 440 27967 SH SOLE 27967 0 0 WRAP TECHNOLOGIES INC COM 98212N107 107 25000 SH SOLE 25000 0 0 XCEL ENERGY INC COM 98389B100 228 3778 SH SOLE 3778 0 0 XILINX INC COM 983919101 723 9272 SH SOLE 9272 0 0 ZIONS BANCORPORATION N A COM 989701107 807 30160 SH SOLE 30160 0 0