0000824142-23-000191.txt : 20231221 0000824142-23-000191.hdr.sgml : 20231221 20231221124034 ACCESSION NUMBER: 0000824142-23-000191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231219 FILED AS OF DATE: 20231221 DATE AS OF CHANGE: 20231221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wakefield Stephen E CENTRAL INDEX KEY: 0001757894 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18953 FILM NUMBER: 231504071 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON CITY: TULSA STATE: OK ZIP: 74107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AAON, INC. CENTRAL INDEX KEY: 0000824142 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] ORGANIZATION NAME: 06 Technology IRS NUMBER: 870448736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 BUSINESS PHONE: 9185832266 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 FORMER COMPANY: FORMER CONFORMED NAME: AAON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND HEAD RESOURCES INC DATE OF NAME CHANGE: 19900808 4 1 wk-form4_1703180425.xml FORM 4 X0508 4 2023-12-19 0 0000824142 AAON, INC. AAON 0001757894 Wakefield Stephen E 2425 SOUTH YUKON TULSA OK 74107 0 1 0 0 Chief Operating Officer 0 Common Stock, par value $.004 2023-12-19 4 M 0 18064 27.58 A 31537 D Common Stock, par value $.004 2023-12-19 4 S 0 18064 72.29 D 13473 D Common Stock, par value $.004 2023-12-20 4 M 0 21445 27.58 A 34918 D Common Stock, par value $.004 2023-12-20 4 S 0 21445 72.61 D 13473 D Common Stock, par value $.004 2023-12-20 4 M 0 20491 29.48 A 33964 D Common Stock, par value $.004 2023-12-20 4 S 0 20491 72.93 D 13473 D Common Stock, par value $.004 10272 I 401(k) Plan Stock Option (Right to Buy) 27.58 2023-12-19 4 M 0 18064 27.58 D 2020-03-11 2029-03-11 Common Stock 18064 48745 D Stock Option (Right to Buy) 27.58 2023-12-20 4 M 0 21445 27.58 D 2020-03-11 2029-03-11 Common Stock 21445 27300 D Stock Option (Right to Buy) 29.48 2023-12-20 4 M 0 20491 29.48 D 2021-03-11 2030-03-11 Common Stock 20491 42989 D Stock Option (Right to Buy) 48.91 2022-03-11 2031-03-11 Common Stock 20223 20223 D Stock Option (Right to Buy) 36.13 2023-03-15 2032-03-15 Common Stock 7938 7938 D Stock Option (Right to Buy) 62.04 2024-03-06 2033-03-06 Common Stock 4477 4477 D Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. This transaction was executed in multiple trades at prices ranging from $72.25 to $72.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $72.75 to $73.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Stephen E Wakefield 2023-12-21