0000824142-23-000187.txt : 20231218 0000824142-23-000187.hdr.sgml : 20231218 20231218172913 ACCESSION NUMBER: 0000824142-23-000187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231214 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wakefield Stephen E CENTRAL INDEX KEY: 0001757894 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18953 FILM NUMBER: 231494849 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON CITY: TULSA STATE: OK ZIP: 74107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AAON, INC. CENTRAL INDEX KEY: 0000824142 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] ORGANIZATION NAME: 06 Technology IRS NUMBER: 870448736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 BUSINESS PHONE: 9185832266 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 FORMER COMPANY: FORMER CONFORMED NAME: AAON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND HEAD RESOURCES INC DATE OF NAME CHANGE: 19900808 4 1 wk-form4_1702938531.xml FORM 4 X0508 4 2023-12-14 0 0000824142 AAON, INC. AAON 0001757894 Wakefield Stephen E 2425 SOUTH YUKON TULSA OK 74107 0 1 0 0 Chief Operating Officer 0 Common Stock, par value $.004 2023-12-14 4 M 0 849 17.65 A 14322 D Common Stock, par value $.004 2023-12-14 4 M 0 2160 21.87 A 16482 D Common Stock, par value $.004 2023-12-14 4 M 0 33300 24.63 A 49782 D Common Stock, par value $.004 2023-12-14 4 M 0 39691 27.58 A 89473 D Common Stock, par value $.004 2023-12-14 4 S 0 76000 70.31 D 13473 D Common Stock, par value $.004 2023-12-15 4 M 0 30000 27.58 A 43473 D Common Stock, par value $.004 2023-12-15 4 S 0 30000 71.88 D 13473 D Common Stock, par value $.004 10261 I 401(k) Plan Stock Option (Right to Buy) 17.65 2023-12-14 4 M 0 849 17.65 D 2017-08-01 2026-08-01 Common Stock 849 0 D Stock Option (Right to Buy) 21.87 2023-12-14 4 M 0 2160 21.87 D 2017-11-18 2026-11-18 Common Stock 2160 0 D Stock Option (Right to Buy) 24.63 2023-12-14 4 M 0 33300 24.63 D 2019-01-02 2028-01-02 Common Stock 33300 0 D Stock Option (Right to Buy) 27.58 2023-12-14 4 M 0 39691 27.58 D 2020-03-11 2029-03-11 Common Stock 39691 96809 D Stock Option (Right to Buy) 27.58 2023-12-15 4 M 0 30000 27.58 D 2020-03-11 2029-03-11 Common Stock 30000 66809 D Stock Option (Right to Buy) 29.48 2021-03-11 2030-03-11 Common Stock 63480 63480 D Stock Option (Right to Buy) 48.91 2022-03-11 2031-03-11 Common Stock 20223 20223 D Stock Option (Right to Buy) 36.13 2023-03-15 2032-03-15 Common Stock 7938 7938 D Stock Option (Right to Buy) 62.04 2024-03-06 2033-03-06 Common Stock 4477 4477 D Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023. The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023. This transaction was executed in multiple trades at prices ranging from $68.00 to $71.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $71.75 to $72.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Stephen E Wakefield 2023-12-18