0000824142-21-000100.txt : 20210518 0000824142-21-000100.hdr.sgml : 20210518 20210518184004 ACCESSION NUMBER: 0000824142-21-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210516 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Asbjornson Scott M CENTRAL INDEX KEY: 0001556286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18953 FILM NUMBER: 21937744 MAIL ADDRESS: STREET 1: 3723 HOLLY TRAIL CITY: LONGVIEW STATE: TX ZIP: 75605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AAON, INC. CENTRAL INDEX KEY: 0000824142 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 870448736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 BUSINESS PHONE: 9185832266 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 FORMER COMPANY: FORMER CONFORMED NAME: AAON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND HEAD RESOURCES INC DATE OF NAME CHANGE: 19900808 4 1 wf-form4_162137750978071.xml FORM 4 X0306 4 2021-05-16 1 0000824142 AAON, INC. AAON 0001556286 Asbjornson Scott M 708 W. 79TH STREET S. TULSA OK 74132 0 1 0 0 Vice President, Finance & CFO Common Stock, par value $.004 2021-05-16 4 F 0 1112 68.64 D 846726 D Common Stock, par value $.004 2021-05-16 4 D 0 1632 68.64 D 845094 D Common Stock, par value $.004 540000 I Custodian for the benefit of his children Common Stock, par value $.004 2741 I 401(k) Plan Stock Option (Right to Buy) 34.1 2021-05-16 2022-05-16 Common Stock 6510.0 6510 D Stock Option (Right to Buy) 36.95 2021-05-16 2022-05-16 Common Stock 15960.0 15960 D Stock Option (Right to Buy) 41.37 2021-05-16 2022-05-16 Common Stock 69000.0 69000 D Stock Option (Right to Buy) 44.22 2021-03-11 2030-03-11 Common Stock 34968.0 34968 D Stock Option (Right to Buy) 73.36 2021-05-16 4 D 0 11349 74.36 D 2022-03-11 2031-03-11 Common Stock 11349.0 0 D Tax withholding on vesting of Restricted Stock Awards due to retirement, effective May 16, 2021. Forfeiture of Restricted Stock Award (granted 3/11/2021) due to retirement, effective May 16, 2021. Date Exercisable (but not exercised) is accelerated upon retirement, effective May 16, 2021. Expiration date (1 year from retirement) is accelerated upon retirement, effective May 16, 2021. This stock award was granted (on 3/11/2020) under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant. Forfeiture of Stock Option Award (granted 3/11/2021) due to retirement, effective May 16, 2021. Scott M. Asbjornson 2021-05-18