0000824142-21-000063.txt : 20210317 0000824142-21-000063.hdr.sgml : 20210317 20210317181242 ACCESSION NUMBER: 0000824142-21-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wakefield Stephen E CENTRAL INDEX KEY: 0001757894 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18953 FILM NUMBER: 21752075 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON CITY: TULSA STATE: OK ZIP: 74107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AAON, INC. CENTRAL INDEX KEY: 0000824142 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 870448736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 BUSINESS PHONE: 9185832266 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 FORMER COMPANY: FORMER CONFORMED NAME: AAON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND HEAD RESOURCES INC DATE OF NAME CHANGE: 19900808 4 1 wf-form4_161601914670606.xml FORM 4 X0306 4 2021-03-16 0 0000824142 AAON, INC. AAON 0001757894 Wakefield Stephen E 2425 SOUTH YUKON TULSA OK 74107 0 1 0 0 Chief Operating Officer Common Stock, par value $.004 2021-03-16 4 S 0 986 74.18 D 7818 D Common Stock, par value $.004 5777 I 401(k) Plan Stock Option (Right to Buy) 26.47 2017-08-01 2026-08-01 Common Stock 566.0 566 D Stock Option (Right to Buy) 32.8 2017-11-18 2026-11-18 Common Stock 1440.0 1440 D Stock Option (Right to Buy) 36.95 2019-01-02 2028-01-02 Common Stock 22200.0 22200 D Stock Option (Right to Buy) 41.37 2020-03-11 2029-03-11 Common Stock 91000.0 91000 D Stock Option (Right to Buy) 44.22 2021-03-11 2030-03-11 Common Stock 42320.0 42320 D Stock Option (Right to Buy) 73.36 2022-03-11 2031-03-11 Common Stock 13482.0 13482 D This transaction was executed in multiple trades at prices ranging from $74.00 to $74.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Stephen E Wakefield 2021-03-17