0000824142-21-000048.txt : 20210315 0000824142-21-000048.hdr.sgml : 20210315 20210315191304 ACCESSION NUMBER: 0000824142-21-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Asbjornson Scott M CENTRAL INDEX KEY: 0001556286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18953 FILM NUMBER: 21743051 MAIL ADDRESS: STREET 1: 3723 HOLLY TRAIL CITY: LONGVIEW STATE: TX ZIP: 75605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AAON, INC. CENTRAL INDEX KEY: 0000824142 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 870448736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 BUSINESS PHONE: 9185832266 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 FORMER COMPANY: FORMER CONFORMED NAME: AAON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND HEAD RESOURCES INC DATE OF NAME CHANGE: 19900808 4 1 wf-form4_161584996739457.xml FORM 4 X0306 4 2021-03-11 0 0000824142 AAON, INC. AAON 0001556286 Asbjornson Scott M 708 W. 79TH STREET S. TULSA OK 74132 0 1 0 0 Vice President, Finance & CFO Common Stock, par value $.004 2021-03-11 4 F 0 286 73.36 D 846206 D Common Stock, par value $.004 2021-03-11 4 A 0 1632 0 A 847838 D Common Stock, par value $.004 2021-03-12 4 M 0 13800 41.37 A 861638 D Common Stock, par value $.004 2021-03-12 4 M 0 5828 44.22 A 867466 D Common Stock, par value $.004 2021-03-12 4 S 0 19628 74.73 D 847838 D Common Stock, par value $.004 540000 I Custodian for the benefit of his children Common Stock, par value $.004 2668 I 401(k) Plan Stock Option (Right to Buy) 34.1 2018-01-04 2027-01-04 Common Stock 6510.0 6510 D Stock Option (Right to Buy) 36.95 2019-01-02 2028-01-02 Common Stock 15960.0 15960 D Stock Option (Right to Buy) 41.37 2021-03-12 4 M 0 13800 74.73 A 2020-03-11 2029-03-11 Common Stock 13800.0 69000 D Stock Option (Right to Buy) 44.22 2021-03-12 4 M 0 5828 74.73 A 2021-03-11 2030-03-11 Common Stock 5828.0 34968 D Stock Option (Right to Buy) 73.36 2022-03-11 2031-03-11 Common Stock 11349.0 11349 D This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant. This transaction was executed in multiple trades at prices ranging from $74.00 to $74.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Scott M. Asbjornson 2021-03-15