0000824142-21-000034.txt : 20210304 0000824142-21-000034.hdr.sgml : 20210304 20210304114505 ACCESSION NUMBER: 0000824142-21-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wakefield Stephen E CENTRAL INDEX KEY: 0001757894 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18953 FILM NUMBER: 21713035 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON CITY: TULSA STATE: OK ZIP: 74107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AAON, INC. CENTRAL INDEX KEY: 0000824142 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 870448736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 BUSINESS PHONE: 9185832266 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 FORMER COMPANY: FORMER CONFORMED NAME: AAON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND HEAD RESOURCES INC DATE OF NAME CHANGE: 19900808 4 1 wf-form4_161487629224402.xml FORM 4 X0306 4 2021-03-02 0 0000824142 AAON, INC. AAON 0001757894 Wakefield Stephen E 2425 SOUTH YUKON TULSA OK 74107 0 1 0 0 Chief Operating Officer Common Stock, par value $.004 2021-03-02 4 S 0 926 75.26 D 7426 D Common Stock, par value $.004 2021-03-02 4 M 0 1532 22.76 A 8958 D Common Stock, par value $.004 2021-03-02 4 S 0 1532 74.88 D 7426 D Common Stock 2021-03-03 4 S 0 625 74.87 D 0 I By Spouse Common Stock, par value $.004 5588 I 401(k) Plan Stock Option (Right to Buy) 22.76 2021-03-02 4 M 0 1532 74.88 D 2016-12-18 2025-12-18 Common Stock 1532.0 0 D Stock Option (Right to Buy) 26.47 2017-08-01 2026-08-01 Common Stock 566.0 566 D Stock Option (Right to Buy) 32.8 2017-11-18 2026-11-18 Common Stock 1440.0 1440 D Stock Option (Right to Buy) 36.95 2019-01-02 2028-01-02 Common Stock 22200.0 22200 D Stock Option (Right to Buy) 41.37 2020-03-11 2029-03-11 Common Stock 91000.0 91000 D Stock Option (Right to Buy) 44.22 2021-03-11 2030-03-11 Common Stock 42320.0 42320 D This transaction was executed in multiple trades at prices ranging from $74.74 to $76.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $74.24 to $75.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Stephen E Wakefield 2021-03-04