0000824142-20-000122.txt : 20200608 0000824142-20-000122.hdr.sgml : 20200608 20200608164929 ACCESSION NUMBER: 0000824142-20-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200604 FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Asbjornson Scott M CENTRAL INDEX KEY: 0001556286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18953 FILM NUMBER: 20949647 MAIL ADDRESS: STREET 1: 3723 HOLLY TRAIL CITY: LONGVIEW STATE: TX ZIP: 75605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AAON, INC. CENTRAL INDEX KEY: 0000824142 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 870448736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 BUSINESS PHONE: 9185832266 MAIL ADDRESS: STREET 1: 2425 SOUTH YUKON AVE. CITY: TULSA STATE: OK ZIP: 74107 FORMER COMPANY: FORMER CONFORMED NAME: AAON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND HEAD RESOURCES INC DATE OF NAME CHANGE: 19900808 4 1 wf-form4_159164935047910.xml FORM 4 X0306 4 2020-06-04 0 0000824142 AAON, INC. AAON 0001556286 Asbjornson Scott M 708 W. 79TH STREET S. TULSA OK 74132 0 1 0 0 Vice President, Finance & CFO Common Stock, par value $.004 2020-06-04 4 M 0 961 21.93 A 858241 D Common Stock, par value $.004 2020-06-04 4 S 0 961 56.06 D 857280 D Common Stock, par value $.004 2020-06-04 4 S 0 2955 56.03 D 854325 D Common Stock, par value $.004 2020-06-05 4 M 0 1336 22.15 A 855661 D Common Stock, par value $.004 2020-06-05 4 M 0 6510 34.10 A 862171 D Common Stock, par value $.004 2020-06-05 4 M 0 7980 36.95 A 870151 D Common Stock, par value $.004 2020-06-05 4 M 0 13800 41.37 A 883951 D Common Stock, par value $.004 2020-06-05 4 S 0 29626 57.85 D 854325 D Common Stock, par value $.004 540000 I Custodian for the benefit of his children Common Stock, par value $.004 2325 I 401(k) Plan Stock Option (Right to Buy) 21.93 2020-06-04 4 M 0 961 56.06 D 2016-01-02 2025-01-02 Common Stock 961.0 0 D Stock Option (Right to Buy) 22.15 2020-06-05 4 M 0 1336 57.85 D 2017-01-04 2026-01-04 Common Stock 1336.0 1336 D Stock Option (Right to Buy) 34.1 2020-06-05 4 M 0 6510 57.85 D 2018-01-04 2027-01-04 Common Stock 6510.0 13020 D Stock Option (Right to Buy) 36.95 2020-06-05 4 M 0 7980 57.85 D 2019-01-02 2028-01-02 Common Stock 7980.0 23940 D Stock Option (Right to Buy) 41.37 2020-06-05 4 M 0 13800 57.85 D 2020-03-11 2029-03-11 Common Stock 13800.0 55200 D Stock Option (Right to Buy) 44.22 2021-03-11 2030-03-11 Common Stock 29140.0 29140 D This transaction was executed in multiple trades at prices ranging from $56.00 to $56.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $56.00 to $56.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $57.25 to $58.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Scott M. Asbjornson 2020-06-08