-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TuIIMyfia4LyWsFO3nZovYbRbzGdmYUPTpZUUokMu5XwzGDrcsG77XMYM9dUcGQ7 ItOsNzCc8YnqT9SbswZcCw== 0001209191-10-002893.txt : 20100112 0001209191-10-002893.hdr.sgml : 20100112 20100112175012 ACCESSION NUMBER: 0001209191-10-002893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100111 FILED AS OF DATE: 20100112 DATE AS OF CHANGE: 20100112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATS MEDICAL INC CENTRAL INDEX KEY: 0000824068 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 411595629 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LA STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6125537736 MAIL ADDRESS: STREET 1: 3905 ANNAPOLIS LANE STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: ATS MEDCIAL INC DATE OF NAME CHANGE: 19920803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALE MICHAEL D CENTRAL INDEX KEY: 0001172346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18602 FILM NUMBER: 10523492 MAIL ADDRESS: STREET 1: 1350 ENERGY LANE SUITE 110 CITY: ST PAUL STATE: MN ZIP: 55108 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-01-11 0 0000824068 ATS MEDICAL INC ATSI 0001172346 DALE MICHAEL D 3905 ANNAPOLIS LANE MINNEAPOLIS MN 55447 0 1 0 0 Chief Executive Officer Common Stock 2010-01-11 4 M 0 8000 0.00 A 151394.282 D Common Stock 2010-01-11 4 S 0 1200 3.27 D 150194.282 D Common Stock 2010-01-11 4 S 0 3000 3.26 D 147194.282 D Restricted Stock Unit 2010-01-11 4 M 0 8000 0.00 D 2007-01-10 2011-01-10 Common Stock 16000 8000 D Restricted Stock Unit 2008-03-15 2012-03-15 Common Stock 97634 97634 D Restricted Stock Unit 2009-03-15 2013-03-15 Common Stock 240000 240000 D Restricted Stock Unit 2009-07-30 2013-07-30 Common Stock 160000 160000 D Restricted Stock Unit 2010-03-15 2014-03-15 Common Stock 500000 500000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2009. 1 unit for 1 share of Common Stock. Represents last vesting date. Vests in 20% annual cumulative installments begininng the date shown. /s/ Deborah K. Chapman, Attorney in Fact for Michael Dale 2010-01-12 -----END PRIVACY-ENHANCED MESSAGE-----