-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1l5LLXY2AB7G2RYf1zsJQYjP1ByyISnO5KZ8DPrqYoZ6VPCpkB6OUbFLba+QLHj Y6bxlgzBuRXt5TB30TEi+A== 0001209191-09-016821.txt : 20090317 0001209191-09-016821.hdr.sgml : 20090317 20090317161214 ACCESSION NUMBER: 0001209191-09-016821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090315 FILED AS OF DATE: 20090317 DATE AS OF CHANGE: 20090317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elizondo David R CENTRAL INDEX KEY: 0001376547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18602 FILM NUMBER: 09688194 MAIL ADDRESS: STREET 1: 11625 PONDVIEW COURT CITY: CHAMPLIN STATE: MN ZIP: 55316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATS MEDICAL INC CENTRAL INDEX KEY: 0000824068 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 411595629 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3905 ANNAPOLIS LA STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6125537736 MAIL ADDRESS: STREET 1: 3905 ANNAPOLIS LANE STREET 2: SUITE 105 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FORMER COMPANY: FORMER CONFORMED NAME: ATS MEDCIAL INC DATE OF NAME CHANGE: 19920803 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-03-15 0 0000824068 ATS MEDICAL INC ATSI 0001376547 Elizondo David R 11625 PONDVIEW COURT CHAMPLIN MN 55316 0 1 0 0 VP-Research & Development Common Stock 2009-03-15 4 M 0 26363 0.00 A 53450.469 D Common Stock 2009-03-16 4 S 0 700 2.20 D 52750.469 D Common Stock 2009-03-16 4 S 0 100 2.19 D 52650.469 D Common Stock 2009-03-16 4 S 0 200 2.18 D 52450.469 D Common Stock 2009-03-16 4 S 0 200 2.17 D 52250.469 D Common Stock 2009-03-16 4 S 0 8554 2.16 D 43696.469 D Restricted Stock Units 2007-09-29 2011-09-29 Common Stock 30000 30000 D Restricted Stock Units 2009-03-15 4 M 0 8837 0.00 D 2008-03-15 2012-03-15 Common Stock 35348 26511 D Restricted Stock Units 2009-03-15 4 M 0 17526 0.00 D 2009-03-15 2013-03-15 Common Stock 87629 70103 D Restricted Stock Units 2009-07-30 2013-07-30 Common Stock 50000 50000 D Restricted Stock Units 2010-03-15 2014-03-05 Common Stock 66065 66065 D Includes shares acquired under the Employee Stock Purchase Plan as of January 31, 2009. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2009. 1 unit for 1 share of Common Stock. Vests in cumulative annual installments of 20% beginning the date shown. Represents last vesting date. Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met. /s/ Deborah K. Chapman, Attorney-in-Fact for David R. Elizondo 2009-03-17 -----END PRIVACY-ENHANCED MESSAGE-----