-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CehoU2yzMKO9EQvXKhkH9LdTNf7OwVOyJXonQxUombwH9HLcyfsRaPN65HGFAKU2 ZUYEj4RDjFxE5jOwkH9IRQ== 0001104659-08-023705.txt : 20080410 0001104659-08-023705.hdr.sgml : 20080410 20080410163150 ACCESSION NUMBER: 0001104659-08-023705 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080409 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20080410 DATE AS OF CHANGE: 20080410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE TECHNOLOGY INC CENTRAL INDEX KEY: 0000823876 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 043005815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10456 FILM NUMBER: 08750305 BUSINESS ADDRESS: STREET 1: 129 MORGAN DRIVE CITY: NORWOOD STATE: MA ZIP: 02062 BUSINESS PHONE: 7815519450 MAIL ADDRESS: STREET 1: 129 MORGAN DRIVE CITY: NORWOOD STATE: MA ZIP: 02062 8-K 1 a08-10591_18k.htm 8-K

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934

 

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED):   April 9, 2008

 


 

APOGEE TECHNOLOGY, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-10456

 

04-3005815

(State or other jurisdiction of
incorporation or organization)

 

(Commission
File Number)

 

(IRS employer
identification no.)

 

129 Morgan Drive
Norwood, Massachusetts 02062
(781) 551-9450
(Address, including zip code, and telephone number, including area code,

of registrant’s principal executive offices)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 



 

 

ITEM 1.01       ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.

 

On April 9, 2008, Apogee Technology, Inc. (the “Company”) sold 164,000 shares of its common stock to accredited investors at a price of $1.00 per share.  The aggregate gross proceeds to Company, before fees and expenses, was $164,000, which the Company will use for general working capital and corporate purposes.  The Company may pay up to 7% of the offering proceeds for consulting services rendered in connection with the private placement.

 

The shares of the Company’s common stock were issued and sold in this private placement in reliance on an exemption from registration provided by Section 4(2) of Securities Act of 1933, as amended, and Rule 506 of Regulation D promulgated thereunder. The shares of the common stock issued in this private placement will not be registered under the Securities Act of 1933 and may not be subsequently offered or sold by the investors in the United States absent registration or an applicable exemption from the registration requirements.

 

ITEM 3.02       UNREGISTERED SALES OF EQUITY SECURITIES

 

The information required by this Item 3.02 is set forth in Item 1.01 above, which is incorporated herein by reference.

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

APOGEE TECHNOLOGY, INC.

 

 

 

Dated:  April 10, 2008

By:

/s/ Herbert M. Stein

 

 

Herbert M. Stein

 

 

President, Chief Executive Officer and

Chairman of the Board

 

 

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