0001225208-20-004131.txt : 20200303 0001225208-20-004131.hdr.sgml : 20200303 20200303155936 ACCESSION NUMBER: 0001225208-20-004131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris John J CENTRAL INDEX KEY: 0001544705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12154 FILM NUMBER: 20682051 MAIL ADDRESS: STREET 1: 1001 FANNIN STREET, SUITE 4000 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WASTE MANAGEMENT INC CENTRAL INDEX KEY: 0000823768 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 731309529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135126200 MAIL ADDRESS: STREET 1: 1001 FANNIN STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: USA WASTE SERVICES INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2020-03-02 0000823768 WASTE MANAGEMENT INC WM 0001544705 Morris John J 1001 FANNIN STREET HOUSTON TX 77002 1 EVP & Chief Operation Officer Common Stock 2020-03-02 4 M 0 19430.0000 73.3350 A 104065.0000 D Common Stock 2020-03-02 4 S 0 3330.0000 113.2149 D 100735.0000 D Common Stock 2020-03-02 4 S 0 16100.0000 112.3043 D 84635.0000 D Common Stock 2219.9105 I By 401(k) Plan Stock Option (Right to Buy) 73.3350 2020-03-02 4 M 0 19430.0000 73.3350 D 2018-02-28 2027-02-28 Common Stock 19430.0000 0.0000 D Stock option exercise and shares sold pursuant to a 10b5-1 trading plan. This transaction was executed in multiple trades at prices ranging from $112.85 to $113.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $111.84 to $112.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Courtney Tippy, Attorney-in-fact 2020-03-03