0001225208-12-017646.txt : 20120813 0001225208-12-017646.hdr.sgml : 20120813 20120813125104 ACCESSION NUMBER: 0001225208-12-017646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120809 FILED AS OF DATE: 20120813 DATE AS OF CHANGE: 20120813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aardsma David A CENTRAL INDEX KEY: 0001315387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12154 FILM NUMBER: 121026782 MAIL ADDRESS: STREET 1: 1001 FANNIN STREET, SUITE 4000 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WASTE MANAGEMENT INC CENTRAL INDEX KEY: 0000823768 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 731309529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STREET STREET 2: STE 4000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135126200 MAIL ADDRESS: STREET 1: 1001 FANNIN STREET STREET 2: SUITE 4000 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: USA WASTE SERVICES INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2012-08-09 0000823768 WASTE MANAGEMENT INC WM 0001315387 Aardsma David A 1001 FANNIN STREET SUITE 4000 HOUSTON TX 77002 1 Chief Sales & Marketing Office Common Stock 2012-08-09 4 M 0 21500.0000 19.6100 A 66546.0225 D Common Stock 2012-08-09 4 S 0 15540.0000 34.9595 D 51006.0225 D Common Stock 75.0226 I By 401(k) Plan Phantom Stock Units 0.0000 2012-08-09 4 A 0 5.5226 0.0000 A 1988-08-08 1988-08-08 Common Stock 5.5226 2704.8816 D Stock Option (Right to Buy) 19.6100 2012-08-09 4 M 0 21500.0000 19.6100 D 2013-03-06 Common Stock 21500.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $34.95 to $34.99. The price reported above reflects the weighted average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Phantom stock units accrued under the Waste Management, Inc. 409A Deferral Savings Plan, a supplemental retirement savings plan. A phantom stock unit is equivalent to one share of Common Stock. Participant's Company stock fund account on any given date may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variables affecting the determination of Company stock fund unit values under the Plan on any such date. Stock option granted pursuant to Waste Management, Inc. 2000 Stock Incentive Plan. The stock option originally vested in 25% annual increments commencing on the first anniversary of the date of the grant. The Compensation Committee of the Board of Directors accelerated the vesting of the Company's outstanding options effective December 28, 2005. Linda J. Smith, Attorney-in-fact 2012-08-10