0001140361-13-012305.txt : 20130313
0001140361-13-012305.hdr.sgml : 20130313
20130313163754
ACCESSION NUMBER: 0001140361-13-012305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130312
FILED AS OF DATE: 20130313
DATE AS OF CHANGE: 20130313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vinciguerra Bruno
CENTRAL INDEX KEY: 0001388075
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 13687837
MAIL ADDRESS:
STREET 1: SOTHEBY'S
STREET 2: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2013-03-12
0
0000823094
SOTHEBYS
BID
0001388075
Vinciguerra Bruno
1334 YORK AVENUE
NEW YORK
NY
10021
0
1
0
0
EVP & COO
Common Stock
2013-03-12
4
M
0
11250
22.11
A
43533
D
Common Stock
2013-03-12
4
S
0
11250
38.0711
D
32283
D
Employee Stock Option-Right to Buy
22.11
2013-03-12
4
M
0
11250
D
2013-02-09
2020-02-09
Common Stock
11250
11250
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.75 to $38.44, inclusive. If requested, the reporting person will supply the SEC, the Issuer or a security holder of Issuer full details regarding the number of shares sold at each separate price.
Not Applicable
Granted under the Issuer's 1997 Stock Option Plan
/s/ Gary Chard as Attorney-In-Fact
2013-03-13