0001140361-13-012305.txt : 20130313 0001140361-13-012305.hdr.sgml : 20130313 20130313163754 ACCESSION NUMBER: 0001140361-13-012305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130312 FILED AS OF DATE: 20130313 DATE AS OF CHANGE: 20130313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vinciguerra Bruno CENTRAL INDEX KEY: 0001388075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 13687837 MAIL ADDRESS: STREET 1: SOTHEBY'S STREET 2: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2013-03-12 0 0000823094 SOTHEBYS BID 0001388075 Vinciguerra Bruno 1334 YORK AVENUE NEW YORK NY 10021 0 1 0 0 EVP & COO Common Stock 2013-03-12 4 M 0 11250 22.11 A 43533 D Common Stock 2013-03-12 4 S 0 11250 38.0711 D 32283 D Employee Stock Option-Right to Buy 22.11 2013-03-12 4 M 0 11250 D 2013-02-09 2020-02-09 Common Stock 11250 11250 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.75 to $38.44, inclusive. If requested, the reporting person will supply the SEC, the Issuer or a security holder of Issuer full details regarding the number of shares sold at each separate price. Not Applicable Granted under the Issuer's 1997 Stock Option Plan /s/ Gary Chard as Attorney-In-Fact 2013-03-13