0001140361-12-038030.txt : 20120821 0001140361-12-038030.hdr.sgml : 20120821 20120821175103 ACCESSION NUMBER: 0001140361-12-038030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120820 FILED AS OF DATE: 20120821 DATE AS OF CHANGE: 20120821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vinciguerra Bruno CENTRAL INDEX KEY: 0001388075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09750 FILM NUMBER: 121048523 MAIL ADDRESS: STREET 1: SOTHEBY'S STREET 2: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOTHEBYS CENTRAL INDEX KEY: 0000823094 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 382478409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-606-7000 MAIL ADDRESS: STREET 1: 1334 YORK AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 FORMER COMPANY: FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2012-08-20 0 0000823094 SOTHEBYS BID 0001388075 Vinciguerra Bruno 1334 YORK AVENUE NEW YORK NY 10021 0 1 0 0 EVP & COO Common Stock 2012-08-20 4 M 0 11250 A 43533 D Common Stock 2012-08-20 4 S 0 11250 32.2396 D 32283 D Employee Stock Option-Right to Buy 22.11 2012-08-20 4 M 0 11250 D 2012-02-09 2020-02-09 Common Stock 11250 22500 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.2014 to $32.2933, inclusive. Not Applicable Granted under the Issuer's 1997 Stock Option Plan /s/ Gary Chard as Attorney-In-Fact 2012-08-21