0001127602-19-026985.txt : 20190819
0001127602-19-026985.hdr.sgml : 20190819
20190819172209
ACCESSION NUMBER: 0001127602-19-026985
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190814
FILED AS OF DATE: 20190819
DATE AS OF CHANGE: 20190819
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEIBLING DENNIS M
CENTRAL INDEX KEY: 0001114673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 191037298
MAIL ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-08-14
0000823094
SOTHEBYS
BID
0001114673
WEIBLING DENNIS M
1334 YORK AVENUE
NEW YORK
NY
10021
1
Common Stock
2019-08-14
5
G
0
E
36000
0
D
25000
D
Common Stock
2019-08-15
4
S
0
6000
58.2365
D
2600
I
By Eagle Wings LLC
Common Stock
2019-08-16
4
S
0
2600
58.0621
D
0
I
By Eagle Wings LLC
Common Stock
2019-08-19
4
S
0
9000
58.7011
D
16000
D
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.15 to $58.36, inclusive. The Reporting Person undertakes to provide to Sotheby's, any security holder of Sotheby's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The Reporting Person, his wife and children all own outstanding interests of this limited liability company.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.01 to $58.119, inclusive. The Reporting Person undertakes to provide to Sotheby's, any security holder of Sotheby's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.60 to $58.75, inclusive. The Reporting Person undertakes to provide to Sotheby's, any security holder of Sotheby's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ David G. Schwartz as Attorney-In-Fact
2019-08-19
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): PO DAVID G. SCHWARTZ
POWER OF ATTORNEY
The undersigned constitutes and appoints
each of JONATHAN A. OLSOFF, DAVID SCHWARTZ,
SUSAN LOWRY and ROYCE
MAKIL acting or signing individually, as the
undersigned's true and lawful attorney-in-
fact to:
(1) Execute for and on behalf of the
undersigned, in the undersigned's capacity
as an officer or director of SOTHEBY'S, a
Delaware corporation (the "Company"), Forms
3, 4 and 5, and any amendments to any such
form, pursuant to Section 16(a) of the
Securities Exchange Act of 1934 (together
with the rules promulgated thereunder,
"Section 16 of the Act");
(2) Do and perform any acts for and on the
undersigned's behalf that may be necessary
or desirable to complete and execute any
Form 3, 4 or 5 or amendment to any such form
and timely file such form or amendment with
the United States Securities and Exchange
Commission, any stock exchange or other
similar authorities; and
(3) Take any other action of any type
whatsoever in connection with the foregoing
that, in the opinion of such attorney-in-
fact, may be of benefit to, in the best
interest of, or legally required of, the
undersigned.
The undersigned further empowers each
attorney-in-fact under this Power of
Attorney to determine in such individual's
discretion the form and contents of the
above described documents.
The undersigned grants to each such
attorney-in-fact full power and authority to
do and perform any act or thing requisite,
necessary or proper to be done in the
exercise of any of the rights and powers
granted in this Power of Attorney, as fully
as if the undersigned might or could, if
personally present, perform such act or
thing, with full power of substitution or
revocation. The undersigned further ratifies
and confirms all that such attorney-in-fact,
or his substitute or substitutes, may
lawfully do or cause to be done by virtue of
this Power of Attorney and the rights and
powers granted herein.
The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in
such capacity at the request of the
undersigned, are not assuming, nor is the
Company assuming, any of the undersigned's
responsibilities to comply with Section 16
of the Act.
This Power of Attorney will remain in full
force and effect until the undersigned is no
longer required to file Forms 3, 4 and 5
with respect to the undersigned's holdings
and transactions in securities issued by the
Company, unless earlier revoked by the
undersigned in a signed writing delivered to
the foregoing attorneys-in-fact.
The delivery of this electronically signed
Power of Attorney will have the same force
and effect as the delivery of an original,
manually signed Power of Attorney.
IN WITNESS WHEREOF, the undersigned has
caused this Power of Attorney to be executed
this 6 day of March,2017.
/s/Dennis M. Weibling
DENNIS M. WEIBLING
Print Name