0001127602-19-018835.txt : 20190516
0001127602-19-018835.hdr.sgml : 20190516
20190516181427
ACCESSION NUMBER: 0001127602-19-018835
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190515
FILED AS OF DATE: 20190516
DATE AS OF CHANGE: 20190516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolf Michael J
CENTRAL INDEX KEY: 0001426963
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 19833628
MAIL ADDRESS:
STREET 1: 401 CITY AVENUE
STREET 2: SUITE 809
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-05-15
0000823094
SOTHEBYS
BID
0001426963
Wolf Michael J
1334 YORK AVENUE
NEW YORK CITY
NY
10021
1
Deferred Stock Units
2019-05-15
4
A
0
844
37.00
A
Common Stock
844
844
D
The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.
/s/ David G. Schwartz as Attorney-In-Fact
2019-05-16