0001127602-19-010324.txt : 20190306
0001127602-19-010324.hdr.sgml : 20190306
20190306173721
ACCESSION NUMBER: 0001127602-19-010324
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190305
FILED AS OF DATE: 20190306
DATE AS OF CHANGE: 20190306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith, Jr. Thomas S.
CENTRAL INDEX KEY: 0001601765
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09750
FILM NUMBER: 19663586
MAIL ADDRESS:
STREET 1: 2 PENN PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOTHEBYS
CENTRAL INDEX KEY: 0000823094
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 382478409
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 212-606-7000
MAIL ADDRESS:
STREET 1: 1334 YORK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10021
FORMER COMPANY:
FORMER CONFORMED NAME: SOTHEBYS HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-03-05
0000823094
SOTHEBYS
BID
0001601765
Smith, Jr. Thomas S.
1334 YORK AVE
NEW YORK
NY
10021
1
1
President and CEO
Common Stock
2019-03-05
4
A
0
96178
A
231153
D
Common Stock
2019-03-05
4
F
0
47099
40.00
D
184054
D
Common Stock
11130
I
By wife as UTMA custodian for son
Common Stock
5610
I
By wife as UTMA custodian for daughter
Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
/s/ David G. Schwartz as Attorney-In-Fact
2019-03-06