schemaVersion:

N-CEN: Filer Information

Submission Contact Information

Name
 
Phone
 
E-Mail Address
 

Notification Information

Notify via Filing Website only?Checkbox not checked

N-CEN:Series/Class (Contract) Information

Series ID Record:1
Series ID
S000018301 
Class ID Record:1
Class ID
C000091962 
Class ID Record:2
Class ID
C000050454 
Class ID Record:3
Class ID
C000050452 
Class ID Record:4
Class ID
C000141554 
Class ID Record:5
Class ID
C000161507 
Class ID Record:6
Class ID
C000050453 
Class ID Record:7
Class ID
C000201748 
Series ID Record:2
Series ID
S000009327 
Class ID Record:1
Class ID
C000025523 
Class ID Record:2
Class ID
C000158456 
Class ID Record:3
Class ID
C000025525 
Class ID Record:4
Class ID
C000058966 
Class ID Record:5
Class ID
C000201737 
Class ID Record:6
Class ID
C000025527 
Class ID Record:7
Class ID
C000025524 
Class ID Record:8
Class ID
C000058965 
Series ID Record:3
Series ID
S000014930 
Class ID Record:1
Class ID
C000158460 
Class ID Record:2
Class ID
C000201746 
Class ID Record:3
Class ID
C000040536 
Class ID Record:4
Class ID
C000058990 
Class ID Record:5
Class ID
C000058991 
Class ID Record:6
Class ID
C000040533 
Class ID Record:7
Class ID
C000040535 
Series ID Record:4
Series ID
S000009337 
Class ID Record:1
Class ID
C000025583 
Class ID Record:2
Class ID
C000201743 
Class ID Record:3
Class ID
C000198939 
Class ID Record:4
Class ID
C000025585 
Class ID Record:5
Class ID
C000141341 
Class ID Record:6
Class ID
C000025587 
Series ID Record:5
Series ID
S000009331 
Class ID Record:1
Class ID
C000201741 
Class ID Record:2
Class ID
C000025547 
Class ID Record:3
Class ID
C000025549 
Class ID Record:4
Class ID
C000025551 
Class ID Record:5
Class ID
C000025548 
Class ID Record:6
Class ID
C000091956 
Class ID Record:7
Class ID
C000169233 
Series ID Record:6
Series ID
S000009328 
Class ID Record:1
Class ID
C000025530 
Class ID Record:2
Class ID
C000201738 
Class ID Record:3
Class ID
C000025529 
Class ID Record:4
Class ID
C000058968 
Class ID Record:5
Class ID
C000058967 
Class ID Record:6
Class ID
C000025531 
Class ID Record:7
Class ID
C000025533 
Class ID Record:8
Class ID
C000158457 
Series ID Record:7
Series ID
S000014928 
Class ID Record:1
Class ID
C000058987 
Class ID Record:2
Class ID
C000169234 
Class ID Record:3
Class ID
C000058986 
Class ID Record:4
Class ID
C000040523 
Class ID Record:5
Class ID
C000040526 
Class ID Record:6
Class ID
C000040525 
Class ID Record:7
Class ID
C000201744 
Series ID Record:8
Series ID
S000076129 
Class ID Record:1
Class ID
C000238648 
Class ID Record:2
Class ID
C000238651 
Class ID Record:3
Class ID
C000235590 
Class ID Record:4
Class ID
C000238647 
Class ID Record:5
Class ID
C000238649 
Class ID Record:6
Class ID
C000238650 
Class ID Record:7
Class ID
C000238646 
Series ID Record:9
Series ID
S000057205 
Class ID Record:1
Class ID
C000203335 
Class ID Record:2
Class ID
C000182038 
Class ID Record:3
Class ID
C000182042 
Class ID Record:4
Class ID
C000182040 
Class ID Record:5
Class ID
C000182041 
Class ID Record:6
Class ID
C000182039 
Class ID Record:7
Class ID
C000182043 
Series ID Record:10
Series ID
S000014929 
Class ID Record:1
Class ID
C000158459 
Class ID Record:2
Class ID
C000040532 
Class ID Record:3
Class ID
C000040529 
Class ID Record:4
Class ID
C000058989 
Class ID Record:5
Class ID
C000201745 
Class ID Record:6
Class ID
C000040531 
Class ID Record:7
Class ID
C000058988 
Series ID Record:11
Series ID
S000009335 
Class ID Record:1
Class ID
C000025572 
Class ID Record:2
Class ID
C000025573 
Class ID Record:3
Class ID
C000025571 
Class ID Record:4
Class ID
C000201742 
Class ID Record:5
Class ID
C000161505 
Class ID Record:6
Class ID
C000091958 
Class ID Record:7
Class ID
C000025575 
Series ID Record:12
Series ID
S000018300 
Class ID Record:1
Class ID
C000050449 
Class ID Record:2
Class ID
C000050451 
Class ID Record:3
Class ID
C000201747 
Class ID Record:4
Class ID
C000161506 
Class ID Record:5
Class ID
C000091961 
Class ID Record:6
Class ID
C000050450 
Series ID Record:13
Series ID
S000009329 
Class ID Record:1
Class ID
C000058970 
Class ID Record:2
Class ID
C000025539 
Class ID Record:3
Class ID
C000025535 
Class ID Record:4
Class ID
C000025536 
Class ID Record:5
Class ID
C000201739 
Class ID Record:6
Class ID
C000025537 
Class ID Record:7
Class ID
C000058969 
Class ID Record:8
Class ID
C000158458 
Series ID Record:14
Series ID
S000009326 
Class ID Record:1
Class ID
C000025519 
Class ID Record:2
Class ID
C000025517 
Class ID Record:3
Class ID
C000058964 
Class ID Record:4
Class ID
C000025521 
Class ID Record:5
Class ID
C000158455 
Class ID Record:6
Class ID
C000201736 
Class ID Record:7
Class ID
C000025518 
Class ID Record:8
Class ID
C000058963 
Series ID Record:15
Series ID
S000009330 
Class ID Record:1
Class ID
C000161504 
Class ID Record:2
Class ID
C000058971 
Class ID Record:3
Class ID
C000025545 
Class ID Record:4
Class ID
C000058972 
Class ID Record:5
Class ID
C000201740 
Class ID Record:6
Class ID
C000025543 
Class ID Record:7
Class ID
C000025541 
Class ID Record:8
Class ID
C000025542 
Series ID Record:16
Series ID
S000036119 
Class ID Record:1
Class ID
C000198933 
Class ID Record:2
Class ID
C000110563 
Class ID Record:3
Class ID
C000110564 
Class ID Record:4
Class ID
C000110566 
Class ID Record:5
Class ID
C000110565 
Class ID Record:6
Class ID
C000110562 
Class ID Record:7
Class ID
C000201721 
Series ID Record:17
Series ID
S000009342 
Class ID Record:1
Class ID
C000025615 
Class ID Record:2
Class ID
C000025617 
Class ID Record:3
Class ID
C000025613 
Class ID Record:4
Class ID
C000201720 
Class ID Record:5
Class ID
C000161511 
Class ID Record:6
Class ID
C000091959 

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2023-10-31 
b. Does this report cover a period of less than 12 months?Radio button not checked Yes Radio button checked No

N-CEN:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
Goldman Sachs Trust 
b. Investment Company Act file number ( e.g., 811-)
811-05349 
c. CIK
0000822977 
d. LEI
S2FHCT8U6D2VORP0J605 

Item B.2. Address and telephone number of Registrant.

a. Street 1
71 South Wacker Drive 
Street 2
C/O Goldman Sachs & Co 
b. City
Chicago 
c. State, if applicable
ILLINOIS  
d. Foreign country, if applicable
UNITED STATES OF AMERICA  
e. Zip code and zip code extension, or foreign postal code
60606 
f. Telephone number (including country code if foreign)
312-655-4400 
g. Public Website, if any
www.gsamfunds.com 

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
The Bank of New York Mellon 
b. Street 1
240 Greenwich Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10286 
g. Telephone number (including country code if foreign)
212-495-1784 
h. Briefly describe the books and records kept at this location:
Records related to its function as custodian 
Location books Record: 2
a. Name of person (e.g., a custodian of records)
State Street Bank and Trust Company 
b. Street 1
One Congress Street 
Street 2
Suite 1 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02114-2016 
g. Telephone number (including country code if foreign)
617-786-3000 
h. Briefly describe the books and records kept at this location:
Custody and Accounting Records 
Location books Record: 3
a. Name of person (e.g., a custodian of records)
Goldman Sachs & Co. LLC 
b. Street 1
71 S Wacker Dr Ste 500 
Street 2
 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60606 
g. Telephone number (including country code if foreign)
N-A 
h. Briefly describe the books and records kept at this location:
Certain Books and Records 
Location books Record: 4
a. Name of person (e.g., a custodian of records)
Goldman Sachs Asset Management, L.P. 
b. Street 1
200 West Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10282 
g. Telephone number (including country code if foreign)
312-655-4400 
h. Briefly describe the books and records kept at this location:
Certain Books and Records 

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button not checked Yes Radio button checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button checked Yes Radio button not checked No
i. Full name of family of investment companies
Goldman Sachs Fund Complex 

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked  a. Open-end management investment company registered under the Act on Form N-1A 
Checkbox not checked  b. Closed-end management investment company registered under the Act on Form N-2  
Checkbox not checked  c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3 
Checkbox not checked  d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4 
Checkbox not checked  e. Small business investment company registered under the Act on Form N-5 
Checkbox not checked  f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6 
Checkbox not checked  g. Unit investment trust registered under the Act on Form N-8B-2 
i. Total number of Series of the Registrant
87 

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
Gregory G. Weaver 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 2
a. Full Name
James A. McNamara 
b. CRD number, if any
002325431 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22979 
File Number Record: 2
File Number Record:
811-23757 
File Number Record: 3
File Number Record:
811-08361 
File Number Record: 4
File Number Record:
811-23499 
File Number Record: 5
File Number Record:
811-23498 
File Number Record: 6
File Number Record:
811-23013 
File Number Record: 7
File Number Record:
811-22781 
Director Record: 3
a. Full Name
John G. Chou 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 4
a. Full Name
Paul C. Wirth 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 5
a. Full Name
Dwight L. Bush 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 6
a. Full Name
Eileen H. Dowling 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 7
a. Full Name
Joaquin Delgado 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 8
a. Full Name
Kathryn A. Cassidy 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Jessica Moran 
b. CRD Number, if any
N/A 
c. Street Address 1
200 West Street 
Street Address 2
 
d. City
New York 
e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Zip code and zip code extension, or foreign postal code
10282 
h. Telephone number (including country code if foreign)
XXXXXX 
i. Has the chief compliance officer changed since the last filing? Radio button checked Yes Radio button not checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
N/A 
ii. Person's IRS Employer Identification Number
N/A 

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button not checked Yes Radio button checked No

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button checked Yes Radio button not checked No
Release number Record: 1
i. If yes, provide below the release number for each order
IC-25466 

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. SEC file number (e.g., 8-)
008-00129 
iii. CRD number
000000361 
iv. LEI, if any
FOR8UP27PHTHYVLBNG30 
v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button checked Yes Radio button not checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
PricewaterhouseCoopers LLP 
b. PCAOB Number
238 
c. LEI, if any
5493002GVO7EO8RNNS37 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Has the independent public accountant changed since the last filing?Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button not checked Yes Radio button checked No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button not checked Yes Radio button checked No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button checked Yes Radio button not checked No
Payment dividend series info Record: 1
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Goldman Sachs Rising Dividend Growth Fund 
ii. Series identification number
S000036119 
Payment dividend series info Record: 2
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Goldman Sachs Income Builder Fund 
ii. Series identification number
S000009342 

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Emerging Markets Equity Insights Fund 

b. Series identication number, if any

S000018301 

c. LEI

549300UHNMO4HOGWYU58 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000091962 

iii. Ticker symbol, if any

GIRPX 

Shares Outstanding Record: 2
i. Full name of Class
Class C 
ii. Class identification number, if any

C000050454 

iii. Ticker symbol, if any

GERCX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000050452 

iii. Ticker symbol, if any

GERIX 

Shares Outstanding Record: 4
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000141554 

iii. Ticker symbol, if any

GRRPX 

Shares Outstanding Record: 5
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161507 

iii. Ticker symbol, if any

GERUX 

Shares Outstanding Record: 6
i. Full name of Class
Class A 
ii. Class identification number, if any

C000050453 

iii. Ticker symbol, if any

GERAX 

Shares Outstanding Record: 7
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201748 

iii. Ticker symbol, if any

GAGPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

1,948,288.21000000 

g. Provide the net income from securities lending activities

55,480.14000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Bank of New York Mellon, SA/NV (Netherlands) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Deutsche Bank A.S. (Turkey) 
ii. LEI, if any

789000N5SE3LWDK7OI11 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Citibanamex Afore, S.A. de C.V. 
ii. LEI, if any

5493004NLEXB8DK06353 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
MUFG Bank, Ltd. 
ii. LEI, if any

C3GTMMZIHMY46P4OIX74 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
CACEIS BANK SPAIN S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Euroclear France 
ii. LEI, if any

54930060MY6S68NEUP16 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Bank Polska Kasa Opieki S.A. 
ii. LEI, if any

5493000LKS7B3UTF7H35 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Thailand Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
HSBC Saudi Arabia 
ii. LEI, if any

558600MV09XWUB38H245 

iii. State, if applicable
 
iv. Foreign country, if applicable
SAUDI ARABIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Citibank N.A., Argentina 
ii. LEI, if any

579100KKDGKCFFKKF005 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
BANCO CITIBANK S A 
ii. LEI, if any

1P0UUG7LC1S92QTNHG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Citibank Maghreb S.A. 
ii. LEI, if any

5493003FVWLMBFTISI11 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
The Bank of New York Mellon SA/NV (Germany) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Aberdeen Euro Vallalati Kotveny Alapok Alapja 
ii. LEI, if any

549300UJQU5R5G17NH37 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
PT Deutsche Sekuritas Indonesia 
ii. LEI, if any

529900BYFVEGGOM24P36 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Deutsche Investor Services Private Limited 
ii. LEI, if any

529900XJG4R4MYZD2W75 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Deutsche Bank AG (Pakistan) 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
PAKISTAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Banque Nationale de Belgique SA/NV 
ii. LEI, if any

CGYP50QBGGR6NCHTSN68 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Citibank Europe PLC (Czech Republic) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
HSBC Bank Egypt S.A.E. 
ii. LEI, if any

2138001Q77JDLESS4Y50 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
J.P. Morgan Securities LLC 
ii. LEI, if any

ZBUT11V806EZRVTWT807 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Citibank Europe PLC (Greece) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Euroclear 
ii. LEI, if any

549300CBNW05DILT6870 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Deutsche Securities Korea Co. 
ii. LEI, if any

529900J0N5FYROZOL786 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Standard Chartered Bank 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Standard Chartered Bank (Singapore) Limited 
ii. LEI, if any

549300MDYVVHJ8D1DW28 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
HSBC Bank Middle East Ltd. (UAE) 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Standard Chartered Bank Malaysia Berhad 
ii. LEI, if any

549300JTJBG2QBI8KD48 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
The Standard Bank of South Africa Limited 
ii. LEI, if any

QFC8ZCW3Q5PRXU1XTM60 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
Joint Stock Company Commercial Bank Citibank 
ii. LEI, if any

CHSQDSVI1UI96Y2SW097 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
HBTW 
ii. LEI, if any

549300SG184IVNYDMN03 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
HSBC Bank Middle East Limited, Qatar Branch 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
QATAR  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
The Bank of New York Mellon, SA/NV (Italy) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
HSBC Bank Middle East Limited, Kuwait 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
KUWAIT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
Citibank Europe PLC (Portugal) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

74,148.70000000 

Brokers Record: 2
i. Full name of broker
CREDIT SUISSE (HONG KONG) LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

54930025BDY2HW6EF014 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

93,336.31000000 

Brokers Record: 3
i. Full name of broker
CITIGROUP GLOBAL MARKETS LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

XKZZ2JZF41MRHTR1V493 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

80,915.50000000 

Brokers Record: 4
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

289,688.77000000 

Brokers Record: 5
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

282,174.77000000 

Brokers Record: 6
i. Full name of broker
CITIGROUP GLOBAL MARKETS INDIA PRIVATE LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

549300WFG8RENRBOKH88 

v. State, if applicable
 
vi. Foreign country, if applicable
INDIA  
vii. Gross commissions paid by the Fund for the reporting period

67,935.18000000 

Brokers Record: 7
i. Full name of broker
BOFA SECURITIES INDIA LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

549300A5QXDCAXLKH833 

v. State, if applicable
 
vi. Foreign country, if applicable
INDIA  
vii. Gross commissions paid by the Fund for the reporting period

248,853.67000000 

Brokers Record: 8
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

437,424.59000000 

Brokers Record: 9
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

831,009.79000000 

Brokers Record: 10
i. Full name of broker
HSBC BANK PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

395,912.04000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

3,168,069.91000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,784,582,101.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Standard Chartered Bank 
Line Institutions Record: 2
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 3
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 4
Name of institution
PNC Bank, NA 
Line Institutions Record: 5
Name of institution
Citibank N.A. 
Line Institutions Record: 6
Name of institution
Royal Bank of Canada 
Line Institutions Record: 7
Name of institution
Barclays Bank PLC 
Line Institutions Record: 8
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 9
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 10
Name of institution
US Bank 
Line Institutions Record: 11
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 12
Name of institution
BNP Paribas 
Line Institutions Record: 13
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 14
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 15
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 16
Name of institution
Societe Generale 
Line Institutions Record: 17
Name of institution
Credit Suisse AG, New York Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 61
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 2

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs U.S. Equity Insights Fund 

b. Series identication number, if any

S000009327 

c. LEI

549300DJFHIQE562KL45 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025523 

iii. Ticker symbol, if any

GSELX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000158456 

iii. Ticker symbol, if any

GSEUX 

Shares Outstanding Record: 3
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025525 

iii. Ticker symbol, if any

GSSQX 

Shares Outstanding Record: 4
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058966 

iii. Ticker symbol, if any

GSUTX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201737 

iii. Ticker symbol, if any

GSEPX 

Shares Outstanding Record: 6
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025527 

iii. Ticker symbol, if any

GSUSX 

Shares Outstanding Record: 7
i. Full name of Class
Service 
ii. Class identification number, if any

C000025524 

iii. Ticker symbol, if any

GSESX 

Shares Outstanding Record: 8
i. Full name of Class
Class R 
ii. Class identification number, if any

C000058965 

iii. Ticker symbol, if any

GSURX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

240,556.08000000 

g. Provide the net income from securities lending activities

1,088.94000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,764.96000000 

Brokers Record: 2
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,198.21000000 

Brokers Record: 3
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,781.02000000 

Brokers Record: 4
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,908.01000000 

Brokers Record: 5
i. Full name of broker
BARCLAYS BANK PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

2,609.58000000 

Brokers Record: 6
i. Full name of broker
VIRTU AMERICAS LLC 
ii. SEC file number

008-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,711.68000000 

Brokers Record: 7
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,502.28000000 

Brokers Record: 8
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

29,733.73000000 

Brokers Record: 9
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,655.99000000 

Brokers Record: 10
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

34,825.75000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

153,742.46000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

923,606,725.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
US Bank 
Line Institutions Record: 4
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 5
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 6
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 7
Name of institution
PNC Bank, NA 
Line Institutions Record: 8
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 9
Name of institution
Barclays Bank PLC 
Line Institutions Record: 10
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 11
Name of institution
Societe Generale 
Line Institutions Record: 12
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 13
Name of institution
Standard Chartered Bank 
Line Institutions Record: 14
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 15
Name of institution
Citibank N.A. 
Line Institutions Record: 16
Name of institution
BNP Paribas 
Line Institutions Record: 17
Name of institution
Royal Bank of Canada 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 84
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 3

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Small Cap Growth Insights Fund 

b. Series identication number, if any

S000014930 

c. LEI

XIBRLJ0OQADOEVX1U245 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000158460 

iii. Ticker symbol, if any

GINUX 

Shares Outstanding Record: 2
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201746 

iii. Ticker symbol, if any

GSZPX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000040536 

iii. Ticker symbol, if any

GSIOX 

Shares Outstanding Record: 4
i. Full name of Class
Class R 
ii. Class identification number, if any

C000058990 

iii. Ticker symbol, if any

GSROX 

Shares Outstanding Record: 5
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058991 

iii. Ticker symbol, if any

GSTOX 

Shares Outstanding Record: 6
i. Full name of Class
Class A 
ii. Class identification number, if any

C000040533 

iii. Ticker symbol, if any

GSAOX 

Shares Outstanding Record: 7
i. Full name of Class
Class C 
ii. Class identification number, if any

C000040535 

iii. Ticker symbol, if any

GSCOX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

829,578.83000000 

g. Provide the net income from securities lending activities

45,364.33000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

962.28000000 

Brokers Record: 2
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,928.58000000 

Brokers Record: 3
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

571.24000000 

Brokers Record: 4
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,184.67000000 

Brokers Record: 5
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,804.99000000 

Brokers Record: 6
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,245.02000000 

Brokers Record: 7
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

639.36000000 

Brokers Record: 8
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,605.43000000 

Brokers Record: 9
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,968.19000000 

Brokers Record: 10
i. Full name of broker
VIRTU AMERICAS LLC 
ii. SEC file number

008-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,147.54000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

51,651.30000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

55.01000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

55.01000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

110,763,458.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Citibank N.A. 
Line Institutions Record: 2
Name of institution
BNP Paribas 
Line Institutions Record: 3
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 4
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 5
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 6
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 7
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 8
Name of institution
US Bank 
Line Institutions Record: 9
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 10
Name of institution
Standard Chartered Bank 
Line Institutions Record: 11
Name of institution
PNC Bank, NA 
Line Institutions Record: 12
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 13
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 14
Name of institution
Barclays Bank PLC 
Line Institutions Record: 15
Name of institution
Societe Generale 
Line Institutions Record: 16
Name of institution
Royal Bank of Canada 
Line Institutions Record: 17
Name of institution
Credit Suisse AG, New York Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 56
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 4

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs China Equity Fund 

b. Series identication number, if any

S000009337 

c. LEI

5493008PXXS9X2V7ST92 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025583 

iii. Ticker symbol, if any

GSAIX 

Shares Outstanding Record: 2
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201743 

iii. Ticker symbol, if any

GMEPX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000198939 

iii. Ticker symbol, if any

GSAFX 

Shares Outstanding Record: 4
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025585 

iii. Ticker symbol, if any

GSAGX 

Shares Outstanding Record: 5
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000141341 

iii. Ticker symbol, if any

GSAEX 

Shares Outstanding Record: 6
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025587 

iii. Ticker symbol, if any

GSACX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

16,345.07000000 

g. Provide the net income from securities lending activities

295.28000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon, SA/NV (Italy) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
PT Deutsche Sekuritas Indonesia 
ii. LEI, if any

529900BYFVEGGOM24P36 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Deutsche Securities Korea Co. 
ii. LEI, if any

529900J0N5FYROZOL786 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
HSBC Bank Australia Limited 
ii. LEI, if any

DY9DBNI4W8J63Z298033 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Banque Nationale de Belgique SA/NV 
ii. LEI, if any

CGYP50QBGGR6NCHTSN68 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Thailand Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Standard Chartered Bank (Singapore) Limited 
ii. LEI, if any

549300MDYVVHJ8D1DW28 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Vietnam Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
VIET NAM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Citibank Europe PLC (Portugal) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
The Bank of New York Mellon SA/NV (Germany) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
MUFG Bank, Ltd. 
ii. LEI, if any

C3GTMMZIHMY46P4OIX74 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Standard Chartered Bank 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
The Bank of New York Mellon, SA/NV (Netherlands) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Euroclear 
ii. LEI, if any

549300CBNW05DILT6870 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
HBTW 
ii. LEI, if any

549300SG184IVNYDMN03 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
CACEIS BANK SPAIN S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Standard Chartered Bank Malaysia Berhad 
ii. LEI, if any

549300JTJBG2QBI8KD48 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Euroclear France 
ii. LEI, if any

54930060MY6S68NEUP16 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Sri Lanka Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
SRI LANKA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
GUOSEN SECURITIES (HK) BROKERAGE COMPANY, LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

254900RJ1I0691ANYT88 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

5,185.57000000 

Brokers Record: 2
i. Full name of broker
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

529900A2OXHI3I5TPV90 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

8,978.64000000 

Brokers Record: 3
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,797.59000000 

Brokers Record: 4
i. Full name of broker
UBS SECURITIES ASIA LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

549300Y35FCB6270R069 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

16,148.65000000 

Brokers Record: 5
i. Full name of broker
CREDIT SUISSE (HONG KONG) LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

54930025BDY2HW6EF014 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

7,427.72000000 

Brokers Record: 6
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,923.41000000 

Brokers Record: 7
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,879.73000000 

Brokers Record: 8
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,744.12000000 

Brokers Record: 9
i. Full name of broker
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

871JPXVZ0Z8I863B6V34 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

8,893.57000000 

Brokers Record: 10
i. Full name of broker
CITIGROUP GLOBAL MARKETS LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

XKZZ2JZF41MRHTR1V493 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

6,215.90000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

118,658.75000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

136,422.10000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

61,724,852.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Royal Bank of Canada 
Line Institutions Record: 2
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 3
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 4
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 5
Name of institution
BNP Paribas 
Line Institutions Record: 6
Name of institution
Standard Chartered Bank 
Line Institutions Record: 7
Name of institution
US Bank 
Line Institutions Record: 8
Name of institution
Barclays Bank PLC 
Line Institutions Record: 9
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 10
Name of institution
PNC Bank, NA 
Line Institutions Record: 11
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 12
Name of institution
Citibank N.A. 
Line Institutions Record: 13
Name of institution
Societe Generale 
Line Institutions Record: 14
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 15
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 16
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 17
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 5

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs International Equity ESG Fund 

b. Series identication number, if any

S000009331 

c. LEI

5A6K8J537RQXSC8G9Y75 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201741 

iii. Ticker symbol, if any

GTFPX 

Shares Outstanding Record: 2
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025547 

iii. Ticker symbol, if any

GSIEX 

Shares Outstanding Record: 3
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025549 

iii. Ticker symbol, if any

GSIFX 

Shares Outstanding Record: 4
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025551 

iii. Ticker symbol, if any

GSICX 

Shares Outstanding Record: 5
i. Full name of Class
Service 
ii. Class identification number, if any

C000025548 

iii. Ticker symbol, if any

GSISX 

Shares Outstanding Record: 6
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000091956 

iii. Ticker symbol, if any

GIRNX 

Shares Outstanding Record: 7
i. Full name of Class
Class R6 
ii. Class identification number, if any

C000169233 

iii. Ticker symbol, if any

GSIWX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

6,430,484.46000000 

g. Provide the net income from securities lending activities

92,061.79000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Standard Chartered Bank (Singapore) Limited 
ii. LEI, if any

549300MDYVVHJ8D1DW28 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Aberdeen Euro Vallalati Kotveny Alapok Alapja 
ii. LEI, if any

549300UJQU5R5G17NH37 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Skandinaviska Enskilda Banken AB, Stockholm 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
HBTW 
ii. LEI, if any

549300SG184IVNYDMN03 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Skandinaviska Enskilda Banken AB, Oslo Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
BANCO CITIBANK S A 
ii. LEI, if any

1P0UUG7LC1S92QTNHG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Euroclear France 
ii. LEI, if any

54930060MY6S68NEUP16 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Citibank Europe PLC (Czech Republic) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
CACEIS BANK SPAIN S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Citibanamex Afore, S.A. de C.V. 
ii. LEI, if any

5493004NLEXB8DK06353 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Banque Nationale de Belgique SA/NV 
ii. LEI, if any

CGYP50QBGGR6NCHTSN68 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Citibank Europe PLC (Portugal) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Euroclear 
ii. LEI, if any

549300CBNW05DILT6870 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Thailand Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Bank of New York Mellon, SA/NV (Italy) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Deutsche Investor Services Private Limited 
ii. LEI, if any

529900XJG4R4MYZD2W75 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
The Standard Bank of South Africa Limited 
ii. LEI, if any

QFC8ZCW3Q5PRXU1XTM60 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Skandinaviska Enskilda Banken AB, Copenhagen Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Standard Chartered Bank 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
The Bank of New York Mellon SA/NV (Germany) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
The Bank of New York Mellon, SA/NV (Netherlands) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Sri Lanka Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
SRI LANKA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
MUFG Bank, Ltd. 
ii. LEI, if any

C3GTMMZIHMY46P4OIX74 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
HSBC Bank Australia Limited 
ii. LEI, if any

DY9DBNI4W8J63Z298033 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Credit Suisse (Switzerland) Ltd. 
ii. LEI, if any

549300CWR0W0BCS9Q144 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Joint Stock Company Commercial Bank Citibank 
ii. LEI, if any

CHSQDSVI1UI96Y2SW097 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Deutsche Securities Korea Co. 
ii. LEI, if any

529900J0N5FYROZOL786 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Deutsche Bank A.S. (Turkey) 
ii. LEI, if any

789000N5SE3LWDK7OI11 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,113.01000000 

Brokers Record: 2
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

26,334.74000000 

Brokers Record: 3
i. Full name of broker
LIQUIDNET EUROPE LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

213800ZIRB79BE5XQM68 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

12,307.59000000 

Brokers Record: 4
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

71,445.93000000 

Brokers Record: 5
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

55,252.18000000 

Brokers Record: 6
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

93,326.00000000 

Brokers Record: 7
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

34,434.46000000 

Brokers Record: 8
i. Full name of broker
Daiwa Capital Markets Hong Kong Limited 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

5493006QFGLW3R4JYW87 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

9,014.77000000 

Brokers Record: 9
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

38,147.47000000 

Brokers Record: 10
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

75,477.69000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

496,884.67000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

781,939,527.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Royal Bank of Canada 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
BNP Paribas 
Line Institutions Record: 4
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 5
Name of institution
Societe Generale 
Line Institutions Record: 6
Name of institution
US Bank 
Line Institutions Record: 7
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 8
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 9
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 10
Name of institution
PNC Bank, NA 
Line Institutions Record: 11
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 12
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 13
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 14
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 15
Name of institution
Barclays Bank PLC 
Line Institutions Record: 16
Name of institution
Citibank N.A. 
Line Institutions Record: 17
Name of institution
Standard Chartered Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 6

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Large Cap Growth Insights Fund 

b. Series identication number, if any

S000009328 

c. LEI

IYI7KZ6TLM47WE4G7I95 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Service 
ii. Class identification number, if any

C000025530 

iii. Ticker symbol, if any

GSCLX 

Shares Outstanding Record: 2
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201738 

iii. Ticker symbol, if any

GMZPX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025529 

iii. Ticker symbol, if any

GCGIX 

Shares Outstanding Record: 4
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058968 

iii. Ticker symbol, if any

GLCTX 

Shares Outstanding Record: 5
i. Full name of Class
Class R 
ii. Class identification number, if any

C000058967 

iii. Ticker symbol, if any

GLCRX 

Shares Outstanding Record: 6
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025531 

iii. Ticker symbol, if any

GLCGX 

Shares Outstanding Record: 7
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025533 

iii. Ticker symbol, if any

GLCCX 

Shares Outstanding Record: 8
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000158457 

iii. Ticker symbol, if any

GLCUX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

286,604.77000000 

g. Provide the net income from securities lending activities

192.59000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,183.30000000 

Brokers Record: 2
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,860.17000000 

Brokers Record: 3
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,917.52000000 

Brokers Record: 4
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,977.58000000 

Brokers Record: 5
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,713.99000000 

Brokers Record: 6
i. Full name of broker
VIRTU AMERICAS LLC 
ii. SEC file number

008-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

19,689.84000000 

Brokers Record: 7
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,580.60000000 

Brokers Record: 8
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,010.30000000 

Brokers Record: 9
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,432.05000000 

Brokers Record: 10
i. Full name of broker
BARCLAYS BANK PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

2,659.48000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

135,989.78000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

944,749,454.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Standard Chartered Bank 
Line Institutions Record: 3
Name of institution
Royal Bank of Canada 
Line Institutions Record: 4
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 5
Name of institution
BNP Paribas 
Line Institutions Record: 6
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 7
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 8
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 9
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 10
Name of institution
Barclays Bank PLC 
Line Institutions Record: 11
Name of institution
US Bank 
Line Institutions Record: 12
Name of institution
Citibank N.A. 
Line Institutions Record: 13
Name of institution
PNC Bank, NA 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 15
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 16
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 17
Name of institution
Societe Generale 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 9
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 7

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs International Equity Income Fund 

b. Series identication number, if any

S000014928 

c. LEI

YP6KUXPZ03EUDGY02K37 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058987 

iii. Ticker symbol, if any

GSTKX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 
ii. Class identification number, if any

C000169234 

iii. Ticker symbol, if any

GSUKX 

Shares Outstanding Record: 3
i. Full name of Class
Class R 
ii. Class identification number, if any

C000058986 

iii. Ticker symbol, if any

GSRKX 

Shares Outstanding Record: 4
i. Full name of Class
Class A 
ii. Class identification number, if any

C000040523 

iii. Ticker symbol, if any

GSAKX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000040526 

iii. Ticker symbol, if any

GSIKX 

Shares Outstanding Record: 6
i. Full name of Class
Class C 
ii. Class identification number, if any

C000040525 

iii. Ticker symbol, if any

GSCKX 

Shares Outstanding Record: 7
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201744 

iii. Ticker symbol, if any

GSNPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

4,498,520.19000000 

g. Provide the net income from securities lending activities

52,741.62000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon, SA/NV (Netherlands) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Skandinaviska Enskilda Banken AB, Stockholm 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
MUFG Bank, Ltd. 
ii. LEI, if any

C3GTMMZIHMY46P4OIX74 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Bank Polska Kasa Opieki S.A. 
ii. LEI, if any

5493000LKS7B3UTF7H35 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank A.S. (Turkey) 
ii. LEI, if any

789000N5SE3LWDK7OI11 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Aberdeen Euro Vallalati Kotveny Alapok Alapja 
ii. LEI, if any

549300UJQU5R5G17NH37 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Credit Suisse (Switzerland) Ltd. 
ii. LEI, if any

549300CWR0W0BCS9Q144 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Euroclear 
ii. LEI, if any

549300CBNW05DILT6870 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Skandinaviska Enskilda Banken AB, Copenhagen Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Standard Chartered Bank 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Deutsche Securities Korea Co. 
ii. LEI, if any

529900J0N5FYROZOL786 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
The Standard Bank of South Africa Limited 
ii. LEI, if any

QFC8ZCW3Q5PRXU1XTM60 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Joint Stock Company Commercial Bank Citibank 
ii. LEI, if any

CHSQDSVI1UI96Y2SW097 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
BANCO CITIBANK S A 
ii. LEI, if any

1P0UUG7LC1S92QTNHG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Thailand Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
The Bank of New York Mellon SA/NV (Germany) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Deutsche Investor Services Private Limited 
ii. LEI, if any

529900XJG4R4MYZD2W75 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
The Bank of New York Mellon, SA/NV (Italy) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
HSBC Bank Egypt S.A.E. 
ii. LEI, if any

2138001Q77JDLESS4Y50 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
HSBC QIANHAI SECURITIES LIMITED 
ii. LEI, if any

213800H3TEBTFHD5JR69 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Standard Chartered Bank Malaysia Berhad 
ii. LEI, if any

549300JTJBG2QBI8KD48 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
HBTW 
ii. LEI, if any

549300SG184IVNYDMN03 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Citibank Europe PLC (Greece) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Citibanamex Afore, S.A. de C.V. 
ii. LEI, if any

5493004NLEXB8DK06353 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
CACEIS BANK SPAIN S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Euroclear France 
ii. LEI, if any

54930060MY6S68NEUP16 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Citibank Europe PLC (Czech Republic) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Standard Chartered Bank (Singapore) Limited 
ii. LEI, if any

549300MDYVVHJ8D1DW28 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
Citibank Europe PLC (Portugal) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Banque Nationale de Belgique SA/NV 
ii. LEI, if any

CGYP50QBGGR6NCHTSN68 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
PT Deutsche Sekuritas Indonesia 
ii. LEI, if any

529900BYFVEGGOM24P36 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
HSBC Bank Australia Limited 
ii. LEI, if any

DY9DBNI4W8J63Z298033 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
HSBC NOMINEES (NEW ZEALAND) LIMITED 
ii. LEI, if any

213800NHDWIZKO5KIH05 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
Skandinaviska Enskilda Banken AB, Oslo Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
Citibank N.A., Argentina 
ii. LEI, if any

579100KKDGKCFFKKF005 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

40,614.78000000 

Brokers Record: 2
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

60,573.85000000 

Brokers Record: 3
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

51,991.93000000 

Brokers Record: 4
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

44,367.57000000 

Brokers Record: 5
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

50,103.51000000 

Brokers Record: 6
i. Full name of broker
Cowen and Company, LLC 
ii. SEC file number

008-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

27,427.19000000 

Brokers Record: 7
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

103,730.53000000 

Brokers Record: 8
i. Full name of broker
LIQUIDNET EUROPE LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

213800ZIRB79BE5XQM68 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

14,948.81000000 

Brokers Record: 9
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

54,767.69000000 

Brokers Record: 10
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

31,444.19000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

630,635.41000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

782,551,109.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Barclays Bank PLC 
Line Institutions Record: 2
Name of institution
Royal Bank of Canada 
Line Institutions Record: 3
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 4
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 5
Name of institution
BNP Paribas 
Line Institutions Record: 6
Name of institution
Citibank N.A. 
Line Institutions Record: 7
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 8
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 9
Name of institution
US Bank 
Line Institutions Record: 10
Name of institution
PNC Bank, NA 
Line Institutions Record: 11
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 12
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 13
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 14
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 15
Name of institution
Societe Generale 
Line Institutions Record: 16
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 17
Name of institution
Standard Chartered Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 8

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Emerging Markets Equity Ex. China Fund 

b. Series identication number, if any

S000076129 

c. LEI

549300I6LZ6YH2MKOZ55 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000238648 

iii. Ticker symbol, if any

GEMLX 

Shares Outstanding Record: 2
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000238651 

iii. Ticker symbol, if any

GEMQX 

Shares Outstanding Record: 3
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000235590 

iii. Ticker symbol, if any

GEMHX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000238647 

iii. Ticker symbol, if any

GEMWX 

Shares Outstanding Record: 5
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000238649 

iii. Ticker symbol, if any

GEMOX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000238650 

iii. Ticker symbol, if any

GEMJX 

Shares Outstanding Record: 7
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000238646 

iii. Ticker symbol, if any

GEMPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button checked Yes Radio button not checked No
1. If the investment adviser was hired during the reporting period, indicate the investment adviser's start date:

2022-12-06 

b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Citibanamex Afore, S.A. de C.V. 
ii. LEI, if any

5493004NLEXB8DK06353 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Deutsche Investor Services Private Limited 
ii. LEI, if any

529900XJG4R4MYZD2W75 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Deutsche Bank A.S. (Turkey) 
ii. LEI, if any

789000N5SE3LWDK7OI11 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Standard Chartered Bank 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
HSBC Bank Egypt S.A.E. 
ii. LEI, if any

2138001Q77JDLESS4Y50 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Aberdeen Euro Vallalati Kotveny Alapok Alapja 
ii. LEI, if any

549300UJQU5R5G17NH37 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Bank Polska Kasa Opieki S.A. 
ii. LEI, if any

5493000LKS7B3UTF7H35 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Standard Chartered Bank (Singapore) Limited 
ii. LEI, if any

549300MDYVVHJ8D1DW28 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC Bank Middle East Limited, Qatar Branch 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
QATAR  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
HSBC Saudi Arabia 
ii. LEI, if any

558600MV09XWUB38H245 

iii. State, if applicable
 
iv. Foreign country, if applicable
SAUDI ARABIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Citibank Europe PLC (Czech Republic) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Citibank Europe plc, Romania Branch 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
ROMANIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
BANCO CITIBANK S A 
ii. LEI, if any

1P0UUG7LC1S92QTNHG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
HSBC Bank Middle East Ltd. (UAE) 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Standard Bank of South Africa Limited 
ii. LEI, if any

QFC8ZCW3Q5PRXU1XTM60 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
PJSC ROSBANK 
ii. LEI, if any

HOXMZG026UQNRK6J0C60 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Deutsche Securities Korea Co. 
ii. LEI, if any

529900J0N5FYROZOL786 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
HBTW 
ii. LEI, if any

549300SG184IVNYDMN03 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Thailand Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Vietnam Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
VIET NAM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Citibank Europe PLC (Greece) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
PT Deutsche Sekuritas Indonesia 
ii. LEI, if any

529900BYFVEGGOM24P36 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
UniCredit Banka Slovenija d.d. 
ii. LEI, if any

549300O2UN9JLME31F08 

iii. State, if applicable
 
iv. Foreign country, if applicable
SLOVENIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CITIGROUP GLOBAL MARKETS TAIWAN SECURITIES COMPANY LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

549300WP9M0TJPGXGL30 

v. State, if applicable
 
vi. Foreign country, if applicable
TAIWAN  
vii. Gross commissions paid by the Fund for the reporting period

361.24000000 

Brokers Record: 2
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

511.10000000 

Brokers Record: 3
i. Full name of broker
CITIGROUP GLOBAL MARKETS KOREA SECURITIES LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

DYDGRK7GSRNXQ5UFWV53 

v. State, if applicable
 
vi. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
vii. Gross commissions paid by the Fund for the reporting period

317.53000000 

Brokers Record: 4
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,577.09000000 

Brokers Record: 5
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

984.93000000 

Brokers Record: 6
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

459.89000000 

Brokers Record: 7
i. Full name of broker
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

871JPXVZ0Z8I863B6V34 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

346.10000000 

Brokers Record: 8
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

508.47000000 

Brokers Record: 9
i. Full name of broker
CITIGROUP GLOBAL MARKETS INDIA PRIVATE LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

549300WFG8RENRBOKH88 

v. State, if applicable
 
vi. Foreign country, if applicable
INDIA  
vii. Gross commissions paid by the Fund for the reporting period

998.87000000 

Brokers Record: 10
i. Full name of broker
MORGAN STANLEY INDIA COMPANY PRIVATE LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

OYO6KC46QF54MHNL5D43 

v. State, if applicable
 
vi. Foreign country, if applicable
INDIA  
vii. Gross commissions paid by the Fund for the reporting period

445.48000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

10,006.01000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

371.65000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

371.65000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

6,752,796.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
PNC Bank, NA 
Line Institutions Record: 2
Name of institution
Societe Generale 
Line Institutions Record: 3
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 4
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 5
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 6
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 7
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 8
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 9
Name of institution
Standard Chartered Bank 
Line Institutions Record: 10
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 11
Name of institution
BNP Paribas 
Line Institutions Record: 12
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 13
Name of institution
US Bank 
Line Institutions Record: 14
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 15
Name of institution
Barclays Bank PLC 
Line Institutions Record: 16
Name of institution
Royal Bank of Canada 
Line Institutions Record: 17
Name of institution
Citibank N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 9

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs ESG Emerging Markets Equity Fund 

b. Series identication number, if any

S000057205 

c. LEI

549300KYT6Z68YENGN05 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000203335 

iii. Ticker symbol, if any

GEPPX 

Shares Outstanding Record: 2
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000182038 

iii. Ticker symbol, if any

GEBAX 

Shares Outstanding Record: 3
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000182042 

iii. Ticker symbol, if any

GEBRX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000182040 

iii. Ticker symbol, if any

GEBIX 

Shares Outstanding Record: 5
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000182041 

iii. Ticker symbol, if any

GEBNX 

Shares Outstanding Record: 6
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000182039 

iii. Ticker symbol, if any

GEBCX 

Shares Outstanding Record: 7
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000182043 

iii. Ticker symbol, if any

GEBSX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
HBTW 
ii. LEI, if any

549300SG184IVNYDMN03 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Banque Nationale de Belgique SA/NV 
ii. LEI, if any

CGYP50QBGGR6NCHTSN68 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Deutsche Investor Services Private Limited 
ii. LEI, if any

529900XJG4R4MYZD2W75 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
HSBC Bank Australia Limited 
ii. LEI, if any

DY9DBNI4W8J63Z298033 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Bank Polska Kasa Opieki S.A. 
ii. LEI, if any

5493000LKS7B3UTF7H35 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Citibank N.A., Argentina 
ii. LEI, if any

579100KKDGKCFFKKF005 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Vietnam Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
VIET NAM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
The Standard Bank of South Africa Limited 
ii. LEI, if any

QFC8ZCW3Q5PRXU1XTM60 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Citibank Europe PLC (Greece) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Landsbankinn hf. 
ii. LEI, if any

549300TLZPT6JELDWM92 

iii. State, if applicable
 
iv. Foreign country, if applicable
ICELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Aberdeen Euro Vallalati Kotveny Alapok Alapja 
ii. LEI, if any

549300UJQU5R5G17NH37 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Thailand Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
PT Deutsche Sekuritas Indonesia 
ii. LEI, if any

529900BYFVEGGOM24P36 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
HSBC Bank Middle East Limited, Kuwait 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
KUWAIT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Standard Chartered Bank 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Standard Chartered Bank Malaysia Berhad 
ii. LEI, if any

549300JTJBG2QBI8KD48 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
The Bank of New York Mellon, SA/NV (Netherlands) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Stanbic Bank Kenya Limited 
ii. LEI, if any

549300BEL47N4GGJM871 

iii. State, if applicable
 
iv. Foreign country, if applicable
KENYA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
BANCO CITIBANK S A 
ii. LEI, if any

1P0UUG7LC1S92QTNHG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Deutsche Bank A.S. (Turkey) 
ii. LEI, if any

789000N5SE3LWDK7OI11 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Euroclear 
ii. LEI, if any

549300CBNW05DILT6870 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Deutsche Securities Korea Co. 
ii. LEI, if any

529900J0N5FYROZOL786 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Standard Chartered Bank (Singapore) Limited 
ii. LEI, if any

549300MDYVVHJ8D1DW28 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Citibanamex Afore, S.A. de C.V. 
ii. LEI, if any

5493004NLEXB8DK06353 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
HSBC Bank Egypt S.A.E. 
ii. LEI, if any

2138001Q77JDLESS4Y50 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
The Bank of New York Mellon SA/NV (Germany) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
CACEIS BANK SPAIN S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
HSBC Saudi Arabia 
ii. LEI, if any

558600MV09XWUB38H245 

iii. State, if applicable
 
iv. Foreign country, if applicable
SAUDI ARABIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
Citibank Europe plc, Romania Branch 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
ROMANIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
HSBC Bank Middle East Limited, Qatar Branch 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
QATAR  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
HSBC Bank Middle East Ltd. (UAE) 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
Citibank Europe PLC (Czech Republic) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
Joint Stock Company Commercial Bank Citibank 
ii. LEI, if any

CHSQDSVI1UI96Y2SW097 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

871JPXVZ0Z8I863B6V34 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

3,154.17000000 

Brokers Record: 2
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,393.84000000 

Brokers Record: 3
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,940.72000000 

Brokers Record: 4
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,288.66000000 

Brokers Record: 5
i. Full name of broker
UBS SECURITIES ASIA LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

549300Y35FCB6270R069 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

1,502.50000000 

Brokers Record: 6
i. Full name of broker
INSTINET, LLC 
ii. SEC file number

008-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,709.74000000 

Brokers Record: 7
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,055.99000000 

Brokers Record: 8
i. Full name of broker
GUOSEN SECURITIES (HK) BROKERAGE COMPANY, LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

254900RJ1I0691ANYT88 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

1,257.39000000 

Brokers Record: 9
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,562.68000000 

Brokers Record: 10
i. Full name of broker
JEFFERIES INTERNATIONAL LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

S5THZMDUJCTQZBTRVI98 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

1,524.90000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

42,650.21000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

32,714,634.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 2
Name of institution
Barclays Bank PLC 
Line Institutions Record: 3
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 4
Name of institution
Standard Chartered Bank 
Line Institutions Record: 5
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 6
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 7
Name of institution
Royal Bank of Canada 
Line Institutions Record: 8
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 9
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 10
Name of institution
PNC Bank, NA 
Line Institutions Record: 11
Name of institution
Societe Generale 
Line Institutions Record: 12
Name of institution
BNP Paribas 
Line Institutions Record: 13
Name of institution
Citibank N.A. 
Line Institutions Record: 14
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 15
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 16
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 17
Name of institution
US Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 10

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Small Cap Value Insights Fund 

b. Series identication number, if any

S000014929 

c. LEI

HQFNPXYV81RRMB9KMK12 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000158459 

iii. Ticker symbol, if any

GTTUX 

Shares Outstanding Record: 2
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000040532 

iii. Ticker symbol, if any

GSITX 

Shares Outstanding Record: 3
i. Full name of Class
Class A 
ii. Class identification number, if any

C000040529 

iii. Ticker symbol, if any

GSATX 

Shares Outstanding Record: 4
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058989 

iii. Ticker symbol, if any

GTTTX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201745 

iii. Ticker symbol, if any

GSXPX 

Shares Outstanding Record: 6
i. Full name of Class
Class C 
ii. Class identification number, if any

C000040531 

iii. Ticker symbol, if any

GSCTX 

Shares Outstanding Record: 7
i. Full name of Class
Class R 
ii. Class identification number, if any

C000058988 

iii. Ticker symbol, if any

GTTRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

9,332,931.37000000 

g. Provide the net income from securities lending activities

301,180.75000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
BARCLAYS BANK PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

9,926.30000000 

Brokers Record: 2
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,997.46000000 

Brokers Record: 3
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

46,840.77000000 

Brokers Record: 4
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,982.74000000 

Brokers Record: 5
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

102,915.12000000 

Brokers Record: 6
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

106,030.58000000 

Brokers Record: 7
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

25,051.70000000 

Brokers Record: 8
i. Full name of broker
VIRTU AMERICAS LLC 
ii. SEC file number

008-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,801.11000000 

Brokers Record: 9
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

66,538.25000000 

Brokers Record: 10
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

115,959.69000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

528,241.15000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

58.55000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

58.55000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

969,643,008.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Citibank N.A. 
Line Institutions Record: 2
Name of institution
Standard Chartered Bank 
Line Institutions Record: 3
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 4
Name of institution
US Bank 
Line Institutions Record: 5
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 6
Name of institution
Barclays Bank PLC 
Line Institutions Record: 7
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 8
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 9
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 10
Name of institution
PNC Bank, NA 
Line Institutions Record: 11
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 12
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 13
Name of institution
Royal Bank of Canada 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 15
Name of institution
BNP Paribas 
Line Institutions Record: 16
Name of institution
Societe Generale 
Line Institutions Record: 17
Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 11

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Emerging Markets Equity Fund 

b. Series identication number, if any

S000009335 

c. LEI

BWG4TKY1KCT8ICDTBC46 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Service 
ii. Class identification number, if any

C000025572 

iii. Ticker symbol, if any

GEMSX 

Shares Outstanding Record: 2
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025573 

iii. Ticker symbol, if any

GEMAX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025571 

iii. Ticker symbol, if any

GEMIX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201742 

iii. Ticker symbol, if any

GAHPX 

Shares Outstanding Record: 5
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161505 

iii. Ticker symbol, if any

GEMUX 

Shares Outstanding Record: 6
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000091958 

iii. Ticker symbol, if any

GIRMX 

Shares Outstanding Record: 7
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025575 

iii. Ticker symbol, if any

GEMCX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

3,345,103.25000000 

g. Provide the net income from securities lending activities

25,756.29000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Citibanamex Afore, S.A. de C.V. 
ii. LEI, if any

5493004NLEXB8DK06353 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
PT Deutsche Sekuritas Indonesia 
ii. LEI, if any

529900BYFVEGGOM24P36 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Citibank Europe PLC (Greece) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
HSBC QIANHAI SECURITIES LIMITED 
ii. LEI, if any

213800H3TEBTFHD5JR69 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Thailand Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Standard Chartered Bank 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
The Bank of New York Mellon SA/NV (Germany) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
The Standard Bank of South Africa Limited 
ii. LEI, if any

QFC8ZCW3Q5PRXU1XTM60 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
HSBC Saudi Arabia 
ii. LEI, if any

558600MV09XWUB38H245 

iii. State, if applicable
 
iv. Foreign country, if applicable
SAUDI ARABIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Citibank Europe PLC (Czech Republic) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Stanbic Bank Kenya Limited 
ii. LEI, if any

549300BEL47N4GGJM871 

iii. State, if applicable
 
iv. Foreign country, if applicable
KENYA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Mauritius Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
MAURITIUS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Aberdeen Euro Vallalati Kotveny Alapok Alapja 
ii. LEI, if any

549300UJQU5R5G17NH37 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
HSBC Bank Middle East Limited, Qatar Branch 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
QATAR  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
HBTW 
ii. LEI, if any

549300SG184IVNYDMN03 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Vietnam Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
VIET NAM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Deutsche Bank A.S. (Turkey) 
ii. LEI, if any

789000N5SE3LWDK7OI11 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Citibank Europe PLC (Portugal) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Euroclear France 
ii. LEI, if any

54930060MY6S68NEUP16 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Citibank N.A., Argentina 
ii. LEI, if any

579100KKDGKCFFKKF005 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Joint Stock Company Commercial Bank Citibank 
ii. LEI, if any

CHSQDSVI1UI96Y2SW097 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Deutsche Investor Services Private Limited 
ii. LEI, if any

529900XJG4R4MYZD2W75 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
MUFG Bank, Ltd. 
ii. LEI, if any

C3GTMMZIHMY46P4OIX74 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
HSBC Bank Middle East Limited, Kuwait 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
KUWAIT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
The Bank of New York Mellon, SA/NV (Netherlands) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
The Bank of New York Mellon, SA/NV (Italy) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
Citibank Europe plc, Romania Branch 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
ROMANIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
Euroclear 
ii. LEI, if any

549300CBNW05DILT6870 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
CACEIS BANK SPAIN S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
HSBC Bank Egypt S.A.E. 
ii. LEI, if any

2138001Q77JDLESS4Y50 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
BANCO CITIBANK S A 
ii. LEI, if any

1P0UUG7LC1S92QTNHG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
Banque Nationale de Belgique SA/NV 
ii. LEI, if any

CGYP50QBGGR6NCHTSN68 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Sri Lanka Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
SRI LANKA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
Bank Polska Kasa Opieki S.A. 
ii. LEI, if any

5493000LKS7B3UTF7H35 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
Landsbankinn hf. 
ii. LEI, if any

549300TLZPT6JELDWM92 

iii. State, if applicable
 
iv. Foreign country, if applicable
ICELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
Deutsche Securities Korea Co. 
ii. LEI, if any

529900J0N5FYROZOL786 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 50
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 51
i. Full name
HSBC Bank Australia Limited 
ii. LEI, if any

DY9DBNI4W8J63Z298033 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 52
i. Full name
Standard Chartered Bank (Singapore) Limited 
ii. LEI, if any

549300MDYVVHJ8D1DW28 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 53
i. Full name
Standard Chartered Bank Malaysia Berhad 
ii. LEI, if any

549300JTJBG2QBI8KD48 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 54
i. Full name
Citibank Maghreb S.A. 
ii. LEI, if any

5493003FVWLMBFTISI11 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 55
i. Full name
HSBC Bank Middle East Ltd. (UAE) 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 56
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CLSA LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

213800CF5G9GRZD2RV79 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

58,570.50000000 

Brokers Record: 2
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

283,737.11000000 

Brokers Record: 3
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

177,804.77000000 

Brokers Record: 4
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

343,539.08000000 

Brokers Record: 5
i. Full name of broker
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

871JPXVZ0Z8I863B6V34 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

132,248.68000000 

Brokers Record: 6
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

259,663.37000000 

Brokers Record: 7
i. Full name of broker
UBS SECURITIES ASIA LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

549300Y35FCB6270R069 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

85,408.98000000 

Brokers Record: 8
i. Full name of broker
HSBC SECURITIES (USA) INC. 
ii. SEC file number

008-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

61,614.13000000 

Brokers Record: 9
i. Full name of broker
CREDIT SUISSE (HONG KONG) LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

54930025BDY2HW6EF014 

v. State, if applicable
 
vi. Foreign country, if applicable
HONG KONG  
vii. Gross commissions paid by the Fund for the reporting period

71,341.70000000 

Brokers Record: 10
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

79,494.72000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

2,867,765.35000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

165,218.20000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

165,218.20000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,961,236,246.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
BNP Paribas 
Line Institutions Record: 2
Name of institution
PNC Bank, NA 
Line Institutions Record: 3
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 4
Name of institution
Royal Bank of Canada 
Line Institutions Record: 5
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 6
Name of institution
Societe Generale 
Line Institutions Record: 7
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 8
Name of institution
US Bank 
Line Institutions Record: 9
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 10
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 11
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 12
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 13
Name of institution
Barclays Bank PLC 
Line Institutions Record: 14
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 15
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 16
Name of institution
Citibank N.A. 
Line Institutions Record: 17
Name of institution
Standard Chartered Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 6
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 12

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs International Small Cap Insights Fund 

b. Series identication number, if any

S000018300 

c. LEI

549300VMLASEOM8ZWE07 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000050449 

iii. Ticker symbol, if any

GICIX 

Shares Outstanding Record: 2
i. Full name of Class
Class C 
ii. Class identification number, if any

C000050451 

iii. Ticker symbol, if any

GICCX 

Shares Outstanding Record: 3
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201747 

iii. Ticker symbol, if any

GGDPX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161506 

iii. Ticker symbol, if any

GICUX 

Shares Outstanding Record: 5
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000091961 

iii. Ticker symbol, if any

GIRLX 

Shares Outstanding Record: 6
i. Full name of Class
Class A 
ii. Class identification number, if any

C000050450 

iii. Ticker symbol, if any

GICAX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

37,967,064.07000000 

g. Provide the net income from securities lending activities

681,507.63000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon, SA/NV (Italy) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Skandinaviska Enskilda Banken AB, Oslo Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear 
ii. LEI, if any

549300CBNW05DILT6870 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Euroclear France 
ii. LEI, if any

54930060MY6S68NEUP16 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
HSBC NOMINEES (NEW ZEALAND) LIMITED 
ii. LEI, if any

213800NHDWIZKO5KIH05 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Skandinaviska Enskilda Banken AB, Stockholm 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Citibank Europe PLC (Greece) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Credit Suisse (Switzerland) Ltd. 
ii. LEI, if any

549300CWR0W0BCS9Q144 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Skandinaviska Enskilda Banken AB, Copenhagen Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Standard Chartered Bank (Singapore) Limited 
ii. LEI, if any

549300MDYVVHJ8D1DW28 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
MUFG Bank, Ltd. 
ii. LEI, if any

C3GTMMZIHMY46P4OIX74 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
J.P. Morgan Securities LLC 
ii. LEI, if any

ZBUT11V806EZRVTWT807 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
The Bank of New York Mellon, SA/NV (Netherlands) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
HSBC Bank Australia Limited 
ii. LEI, if any

DY9DBNI4W8J63Z298033 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Citibank Europe PLC (Portugal) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
CACEIS BANK SPAIN S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
The Bank of New York Mellon SA/NV (Germany) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Banque Nationale de Belgique SA/NV 
ii. LEI, if any

CGYP50QBGGR6NCHTSN68 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

86,057.53000000 

Brokers Record: 2
i. Full name of broker
KEPLER CAPITAL MARKETS, INC. 
ii. SEC file number

008-67194 

iii. CRD number
000139148 
iv. LEI, if any

254900VCHS9DMDUVZN16 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

42,565.33000000 

Brokers Record: 3
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

179,002.27000000 

Brokers Record: 4
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

396,473.06000000 

Brokers Record: 5
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

137,845.99000000 

Brokers Record: 6
i. Full name of broker
Nomura International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

DGQCSV2PHVF7I2743539 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

141,634.95000000 

Brokers Record: 7
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

164,844.97000000 

Brokers Record: 8
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,089.38000000 

Brokers Record: 9
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

470,343.61000000 

Brokers Record: 10
i. Full name of broker
DAIWA CAPITAL MARKETS EUROPE LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

MIM2K09LFYD4IB163W58 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

141,283.79000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

1,790,692.95000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

295,206.01000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

295,206.01000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

3,090,005,054.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
PNC Bank, NA 
Line Institutions Record: 2
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 3
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
Royal Bank of Canada 
Line Institutions Record: 6
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 7
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 8
Name of institution
Societe Generale 
Line Institutions Record: 9
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 10
Name of institution
Citibank N.A. 
Line Institutions Record: 11
Name of institution
BNP Paribas 
Line Institutions Record: 12
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 13
Name of institution
US Bank 
Line Institutions Record: 14
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 15
Name of institution
Standard Chartered Bank 
Line Institutions Record: 16
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 17
Name of institution
Credit Suisse AG, New York Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 13

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Small Cap Equity Insights Fund 

b. Series identication number, if any

S000009329 

c. LEI

UBB2S4ORVV98300HEK13 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058970 

iii. Ticker symbol, if any

GDSTX 

Shares Outstanding Record: 2
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025539 

iii. Ticker symbol, if any

GCSCX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025535 

iii. Ticker symbol, if any

GCSIX 

Shares Outstanding Record: 4
i. Full name of Class
Service 
ii. Class identification number, if any

C000025536 

iii. Ticker symbol, if any

GCSSX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201739 

iii. Ticker symbol, if any

GMAPX 

Shares Outstanding Record: 6
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025537 

iii. Ticker symbol, if any

GCSAX 

Shares Outstanding Record: 7
i. Full name of Class
Class R 
ii. Class identification number, if any

C000058969 

iii. Ticker symbol, if any

GDSRX 

Shares Outstanding Record: 8
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000158458 

iii. Ticker symbol, if any

GCSUX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

2,432,423.57000000 

g. Provide the net income from securities lending activities

68,424.41000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,215.33000000 

Brokers Record: 2
i. Full name of broker
VIRTU AMERICAS LLC 
ii. SEC file number

008-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

14,998.80000000 

Brokers Record: 3
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,694.70000000 

Brokers Record: 4
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,209.58000000 

Brokers Record: 5
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

37,976.91000000 

Brokers Record: 6
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

29,227.91000000 

Brokers Record: 7
i. Full name of broker
BARCLAYS BANK PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

2,751.33000000 

Brokers Record: 8
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

40,222.03000000 

Brokers Record: 9
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,045.63000000 

Brokers Record: 10
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

33,137.83000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

197,767.48000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

177.60000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

177.60000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

392,323,018.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 4
Name of institution
Barclays Bank PLC 
Line Institutions Record: 5
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 6
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 7
Name of institution
Royal Bank of Canada 
Line Institutions Record: 8
Name of institution
Standard Chartered Bank 
Line Institutions Record: 9
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 10
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 11
Name of institution
PNC Bank, NA 
Line Institutions Record: 12
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 13
Name of institution
Citibank N.A. 
Line Institutions Record: 14
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 15
Name of institution
BNP Paribas 
Line Institutions Record: 16
Name of institution
Societe Generale 
Line Institutions Record: 17
Name of institution
US Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 14

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Large Cap Value Insights Fund 

b. Series identication number, if any

S000009326 

c. LEI

549300KBU32INALWSS44 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025519 

iii. Ticker symbol, if any

GCVAX 

Shares Outstanding Record: 2
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025517 

iii. Ticker symbol, if any

GCVIX 

Shares Outstanding Record: 3
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058964 

iii. Ticker symbol, if any

GCVTX 

Shares Outstanding Record: 4
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025521 

iii. Ticker symbol, if any

GCVCX 

Shares Outstanding Record: 5
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000158455 

iii. Ticker symbol, if any

GCVUX 

Shares Outstanding Record: 6
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201736 

iii. Ticker symbol, if any

GMXPX 

Shares Outstanding Record: 7
i. Full name of Class
Service 
ii. Class identification number, if any

C000025518 

iii. Ticker symbol, if any

GCLSX 

Shares Outstanding Record: 8
i. Full name of Class
Class R 
ii. Class identification number, if any

C000058963 

iii. Ticker symbol, if any

GCVRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

452,454.12000000 

g. Provide the net income from securities lending activities

1,826.41000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

4.80000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,544.00000000 

Brokers Record: 2
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,249.80000000 

Brokers Record: 3
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,124.39000000 

Brokers Record: 4
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,910.91000000 

Brokers Record: 5
i. Full name of broker
BARCLAYS BANK PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

1,122.71000000 

Brokers Record: 6
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,604.98000000 

Brokers Record: 7
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,113.32000000 

Brokers Record: 8
i. Full name of broker
VIRTU AMERICAS LLC 
ii. SEC file number

008-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,309.11000000 

Brokers Record: 9
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,297.41000000 

Brokers Record: 10
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

650.74000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

70,012.12000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

336.29000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

336.29000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

345,474,597.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Barclays Bank PLC 
Line Institutions Record: 3
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 4
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 5
Name of institution
Royal Bank of Canada 
Line Institutions Record: 6
Name of institution
PNC Bank, NA 
Line Institutions Record: 7
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 8
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 9
Name of institution
Citibank N.A. 
Line Institutions Record: 10
Name of institution
Societe Generale 
Line Institutions Record: 11
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 12
Name of institution
BNP Paribas 
Line Institutions Record: 13
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 14
Name of institution
US Bank 
Line Institutions Record: 15
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 16
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 17
Name of institution
Standard Chartered Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 44
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 15

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs International Equity Insights Fund 

b. Series identication number, if any

S000009330 

c. LEI

P9Z4EQP2EZO3NG3YLC90 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161504 

iii. Ticker symbol, if any

GCIUX 

Shares Outstanding Record: 2
i. Full name of Class
Class R 
ii. Class identification number, if any

C000058971 

iii. Ticker symbol, if any

GCIRX 

Shares Outstanding Record: 3
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025545 

iii. Ticker symbol, if any

GCICX 

Shares Outstanding Record: 4
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058972 

iii. Ticker symbol, if any

GCITX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201740 

iii. Ticker symbol, if any

GGFPX 

Shares Outstanding Record: 6
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025543 

iii. Ticker symbol, if any

GCIAX 

Shares Outstanding Record: 7
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025541 

iii. Ticker symbol, if any

GCIIX 

Shares Outstanding Record: 8
i. Full name of Class
Service 
ii. Class identification number, if any

C000025542 

iii. Ticker symbol, if any

GCISX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

21,430,116.15000000 

g. Provide the net income from securities lending activities

401,799.80000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon SA/NV (Germany) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
CACEIS BANK SPAIN S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
HSBC NOMINEES (NEW ZEALAND) LIMITED 
ii. LEI, if any

213800NHDWIZKO5KIH05 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
HSBC Bank Australia Limited 
ii. LEI, if any

DY9DBNI4W8J63Z298033 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Citibank Europe PLC (Portugal) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Deutsche Securities Korea Co. 
ii. LEI, if any

529900J0N5FYROZOL786 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
The Bank of New York Mellon, SA/NV (Netherlands) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Credit Suisse (Switzerland) Ltd. 
ii. LEI, if any

549300CWR0W0BCS9Q144 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Skandinaviska Enskilda Banken AB, Stockholm 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Standard Chartered Bank (Singapore) Limited 
ii. LEI, if any

549300MDYVVHJ8D1DW28 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Federal Reserve Bank of New York 
ii. LEI, if any

254900Y8NKGV541U8Q32 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Skandinaviska Enskilda Banken AB, Copenhagen Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Euroclear France 
ii. LEI, if any

54930060MY6S68NEUP16 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Euroclear 
ii. LEI, if any

549300CBNW05DILT6870 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Standard Chartered Bank 
ii. LEI, if any

N/A 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Bank of New York Mellon, SA/NV (Italy) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Banque Nationale de Belgique SA/NV 
ii. LEI, if any

CGYP50QBGGR6NCHTSN68 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
MUFG Bank, Ltd. 
ii. LEI, if any

C3GTMMZIHMY46P4OIX74 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Citibank Europe PLC (Greece) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Skandinaviska Enskilda Banken AB, Oslo Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,981.97000000 

Brokers Record: 2
i. Full name of broker
DAIWA CAPITAL MARKETS EUROPE LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

MIM2K09LFYD4IB163W58 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

78,231.83000000 

Brokers Record: 3
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

228,826.41000000 

Brokers Record: 4
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

51,094.09000000 

Brokers Record: 5
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

49,811.27000000 

Brokers Record: 6
i. Full name of broker
Nomura International PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

DGQCSV2PHVF7I2743539 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

77,222.87000000 

Brokers Record: 7
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

140,822.09000000 

Brokers Record: 8
i. Full name of broker
KEPLER CAPITAL MARKETS, INC. 
ii. SEC file number

008-67194 

iii. CRD number
000139148 
iv. LEI, if any

254900VCHS9DMDUVZN16 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,107.58000000 

Brokers Record: 9
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

37,193.09000000 

Brokers Record: 10
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

234,791.62000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

921,775.51000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,624,266,516.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 2
Name of institution
Barclays Bank PLC 
Line Institutions Record: 3
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 4
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 5
Name of institution
Citibank N.A. 
Line Institutions Record: 6
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 7
Name of institution
PNC Bank, NA 
Line Institutions Record: 8
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 9
Name of institution
Royal Bank of Canada 
Line Institutions Record: 10
Name of institution
Societe Generale 
Line Institutions Record: 11
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 12
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 13
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 14
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 15
Name of institution
US Bank 
Line Institutions Record: 16
Name of institution
BNP Paribas 
Line Institutions Record: 17
Name of institution
Standard Chartered Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 16

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Rising Dividend Growth Fund 

b. Series identication number, if any

S000036119 

c. LEI

5493006ZAIOLOY1I3055 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000198933 

iii. Ticker symbol, if any

GSRFX 

Shares Outstanding Record: 2
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000110563 

iii. Ticker symbol, if any

GSRCX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000110564 

iii. Ticker symbol, if any

GSRLX 

Shares Outstanding Record: 4
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000110566 

iii. Ticker symbol, if any

GSRRX 

Shares Outstanding Record: 5
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000110565 

iii. Ticker symbol, if any

GSRIX 

Shares Outstanding Record: 6
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000110562 

iii. Ticker symbol, if any

GSRAX 

Shares Outstanding Record: 7
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201721 

iii. Ticker symbol, if any

GMHPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

238,272.31000000 

g. Provide the net income from securities lending activities

377.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Morgan Stanley & Co. LLC 
ii. LEI, if any

9R7GPTSO7KV3UQJZQ078 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,504.79000000 

Brokers Record: 2
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,128.96000000 

Brokers Record: 3
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,669.14000000 

Brokers Record: 4
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,162.30000000 

Brokers Record: 5
i. Full name of broker
WELLS FARGO SECURITIES, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,151.74000000 

Brokers Record: 6
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,366.46000000 

Brokers Record: 7
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,974.47000000 

Brokers Record: 8
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,174.58000000 

Brokers Record: 9
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,140.50000000 

Brokers Record: 10
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,142.74000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

71,730.96000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

481,936.00000000 

Principal Transactions Record: 2
i. Full name of dealer
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

466,885.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

948,821.60000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

473,589,884.85000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 2
Name of institution
US Bank 
Line Institutions Record: 3
Name of institution
Societe Generale 
Line Institutions Record: 4
Name of institution
Citibank N.A. 
Line Institutions Record: 5
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 6
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 7
Name of institution
Barclays Bank PLC 
Line Institutions Record: 8
Name of institution
PNC Bank, NA 
Line Institutions Record: 9
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 10
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 11
Name of institution
Royal Bank of Canada 
Line Institutions Record: 12
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 13
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 14
Name of institution
Standard Chartered Bank 
Line Institutions Record: 15
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 16
Name of institution
BNP Paribas 
Line Institutions Record: 17
Name of institution
State Street Bank and Trust Company 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 65
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 17

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Income Builder Fund 

b. Series identication number, if any

S000009342 

c. LEI

J2WM8Q8H6QHKH0TBNJ23 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000025615 

iii. Ticker symbol, if any

GSBFX 

Shares Outstanding Record: 2
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000025617 

iii. Ticker symbol, if any

GSBCX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000025613 

iii. Ticker symbol, if any

GSBIX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201720 

iii. Ticker symbol, if any

GGKPX 

Shares Outstanding Record: 5
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161511 

iii. Ticker symbol, if any

GSBUX 

Shares Outstanding Record: 6
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000091959 

iii. Ticker symbol, if any

GKIRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
Goldman Sachs Asset Management, L.P. 
ii. LEI, if any:

CF5M58QA35CFPUX70H17 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

2,259,172.18000000 

g. Provide the net income from securities lending activities

64,050.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Citibank Europe PLC, Hungarian Branch Office 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Skandinaviska Enskilda Banken AB, Stockholm 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Citibank Anonim Sirketi 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Morgan Stanley & Co. LLC 
ii. LEI, if any

9R7GPTSO7KV3UQJZQ078 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
STANBIC IBTC BANK PLC 
ii. LEI, if any

549300NIVXF92ZIOVW61 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Standard Chartered Bank, Jakarta Branch 
ii. LEI, if any

254900XJQ7BKPSDXNP74 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Citibank, National Association (Singapore, SG, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Australia Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Banco Nacional de Mexico, S.A. (Banamex) 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Citibank Europe plc, Romania Branch 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
ROMANIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Tokyo Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
BNP Paribas (France) 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Standard Chartered Bank (Makati City, Metro Manila, PH, Branch) 
ii. LEI, if any

RILFO74KP1CM8P6PCT96 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Citibank Europe PLC 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
UniCredit Bank Hungary Zrt. 
ii. LEI, if any

Y28RT6GGYJ696PMW8T44 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Clearstream Banking S.A. (Luxembourg) 
ii. LEI, if any

549300OL514RA0SXJJ44 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Citibank N.A., Argentina 
ii. LEI, if any

579100KKDGKCFFKKF005 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Bank Handlowy w Warszawie Spolka Akcyjna 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Ceskoslovenska obchodni banka, a. s. 
ii. LEI, if any

Q5BP2UEQ48R75BOTCB92 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
First Abu Dhabi Bank P.J.S.C. 
ii. LEI, if any

2138002Y3WMK6RZS8H90 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Korea Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
BNP Paribas (Athens Branch) 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Skandinaviska Enskilda Banken AB, Oslo Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Barclays Capital Inc. 
ii. LEI, if any

AC28XWWI3WIBK2824319 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Citibank N.A., Egypt 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Intesa Sanpaolo S.P.A. 
ii. LEI, if any

2W8N8UU78PMDQKZENC08 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Standard Chartered Bank Malaysia Berhad 
ii. LEI, if any

549300JTJBG2QBI8KD48 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
SLOVAKIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, New Zealand Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
State Street Bank International GmbH 
ii. LEI, if any

ZMHGNT7ZPKZ3UFZ8EO46 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
Joint Stock Company Commercial Bank Citibank 
ii. LEI, if any

CHSQDSVI1UI96Y2SW097 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
Standard Chartered Bank (Johannesburg, ZA Branch) 
ii. LEI, if any

RILFO74KP1CM8P6PCT96 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
Citibank N.A., Sao Paulo 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (China) Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Qian Kun Futures Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,694.52000000 

Brokers Record: 2
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

45,202.47000000 

Brokers Record: 3
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,768.68000000 

Brokers Record: 4
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,882.90000000 

Brokers Record: 5
i. Full name of broker
WELLS FARGO SECURITIES, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,449.32000000 

Brokers Record: 6
i. Full name of broker
PIPER SANDLER & CO. 
ii. SEC file number

008-15204 

iii. CRD number
000000665 
iv. LEI, if any

549300GRQCWQ3XGH0H10 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

28,468.44000000 

Brokers Record: 7
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

66,095.52000000 

Brokers Record: 8
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

62,289.60000000 

Brokers Record: 9
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,425.52000000 

Brokers Record: 10
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

25,944.04000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

270,651.12000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Citibank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

E57ODZWZ7FF32TWEFA76 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

82,164,638.82000000 

Principal Transactions Record: 2
i. Full name of dealer
CITADEL SECURITIES LLC 
ii. SEC file number

008-53574 

iii. CRD number
000116797 
iv. LEI, if any

12UUJYTN7D3SW8KCSG25 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

164,800,000.00000000 

Principal Transactions Record: 3
i. Full name of dealer
BNP PARIBAS SECURITIES CORP. 
ii. SEC file number

008-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

574,090,000.00000000 

Principal Transactions Record: 4
i. Full name of dealer
The Toronto-Dominion Bank 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

PT3QB789TSUIDF371261 

v. State, if applicable
 
vi. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

49,740,000.00000000 

Principal Transactions Record: 5
i. Full name of dealer
BARCLAYS BANK PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

719,862,200.52000000 

Principal Transactions Record: 6
i. Full name of dealer
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

48,266,656.98000000 

Principal Transactions Record: 7
i. Full name of dealer
Deutsche Bank Aktiengesellschaft 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7LTWFZYICNSX8D621K86 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

93,071,564.34000000 

Principal Transactions Record: 8
i. Full name of dealer
BANK OF AMERICA, NATIONAL ASSOCIATION 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

611,022,325.00000000 

Principal Transactions Record: 9
i. Full name of dealer
MORGAN STANLEY & CO. INTERNATIONAL PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

61,297,358.15000000 

Principal Transactions Record: 10
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

93,068,527.33000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,843,975,010.46000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,296,839,926.64000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 2
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 3
Name of institution
Royal Bank of Canada 
Line Institutions Record: 4
Name of institution
Citibank N.A. 
Line Institutions Record: 5
Name of institution
BNP Paribas 
Line Institutions Record: 6
Name of institution
US Bank 
Line Institutions Record: 7
Name of institution
Societe Generale 
Line Institutions Record: 8
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 9
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 10
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 11
Name of institution
Barclays Bank PLC 
Line Institutions Record: 12
Name of institution
PNC Bank, NA 
Line Institutions Record: 13
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 14
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 15
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 16
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 17
Name of institution
Standard Chartered Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Emerging Markets Equity ex. China Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No

N-CEN:Part G: Attachments

Item G.1a. Attachments.

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: Checkbox not checked   i. Legal proceedings  
Checkbox not checked  ii. Provision of financial support  
Checkbox checked  iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)  
Checkbox not checked  iv. Change in accounting principles and practices  
Checkbox not checked  v. Information required to be filed pursuant to exemptive orders  
Checkbox checked  vi. Other information required to be included as an attachment pursuant to Commission rules and regulations 

Instructions.

1. Item G.1.a.i. Legal proceedings.

(a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding.
(b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination.

2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support.

(b) Person providing support.

(c) Brief description of relationship between the person providing support and the Registrant.

(d) Date support provided.

(e) Amount of support.

(f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI).
(g) Value of security supported on date support was initiated (if applicable).

(h) Brief description of reason for support.

(i) Term of support.

(j) Brief description of any contractual restrictions relating to support.

3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year.

The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued.

Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed.

The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant.

4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description.

5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant.

6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations.

N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Registrant
Goldman Sachs Trust 
Date
2024-01-11 
Signature
Christopher Bradford 
Title
Vice President