schemaVersion:

N-CEN: Filer Information

Submission Contact Information

Name
 
Phone
 
E-Mail Address
 

Notification Information

Notify via Filing Website only?Checkbox not checked

N-CEN:Series/Class (Contract) Information

Series ID Record:1
Series ID
S000009339 
Class ID Record:1
Class ID
C000025596 
Class ID Record:2
Class ID
C000025599 
Class ID Record:3
Class ID
C000200235 
Class ID Record:4
Class ID
C000025595 
Class ID Record:5
Class ID
C000025597 
Class ID Record:6
Class ID
C000196989 
Class ID Record:7
Class ID
C000092626 
Series ID Record:2
Series ID
S000009321 
Class ID Record:1
Class ID
C000055753 
Class ID Record:2
Class ID
C000025493 
Class ID Record:3
Class ID
C000161552 
Class ID Record:4
Class ID
C000025490 
Class ID Record:5
Class ID
C000025489 
Class ID Record:6
Class ID
C000025491 
Class ID Record:7
Class ID
C000200233 
Class ID Record:8
Class ID
C000055754 
Series ID Record:3
Series ID
S000054057 
Class ID Record:1
Class ID
C000201707 
Class ID Record:2
Class ID
C000196986 
Class ID Record:3
Class ID
C000169918 
Series ID Record:4
Series ID
S000018303 
Class ID Record:1
Class ID
C000050457 
Class ID Record:2
Class ID
C000050458 
Class ID Record:3
Class ID
C000196983 
Class ID Record:4
Class ID
C000201703 
Series ID Record:5
Series ID
S000009323 
Class ID Record:1
Class ID
C000025502 
Class ID Record:2
Class ID
C000025503 
Class ID Record:3
Class ID
C000055758 
Class ID Record:4
Class ID
C000025505 
Class ID Record:5
Class ID
C000025501 
Class ID Record:6
Class ID
C000159658 
Class ID Record:7
Class ID
C000055757 
Class ID Record:8
Class ID
C000201807 
Series ID Record:6
Series ID
S000009315 
Class ID Record:1
Class ID
C000025457 
Class ID Record:2
Class ID
C000055743 
Class ID Record:3
Class ID
C000159652 
Class ID Record:4
Class ID
C000025453 
Class ID Record:5
Class ID
C000025455 
Class ID Record:6
Class ID
C000025454 
Class ID Record:7
Class ID
C000201801 
Class ID Record:8
Class ID
C000055744 
Series ID Record:7
Series ID
S000026933 
Class ID Record:1
Class ID
C000201809 
Class ID Record:2
Class ID
C000081146 
Class ID Record:3
Class ID
C000081149 
Class ID Record:4
Class ID
C000081145 
Class ID Record:5
Class ID
C000081147 
Class ID Record:6
Class ID
C000161554 
Class ID Record:7
Class ID
C000081148 
Series ID Record:8
Series ID
S000009316 
Class ID Record:1
Class ID
C000025463 
Class ID Record:2
Class ID
C000025459 
Class ID Record:3
Class ID
C000055745 
Class ID Record:4
Class ID
C000159653 
Class ID Record:5
Class ID
C000025461 
Class ID Record:6
Class ID
C000025460 
Class ID Record:7
Class ID
C000201802 
Class ID Record:8
Class ID
C000055746 
Series ID Record:9
Series ID
S000018302 
Class ID Record:1
Class ID
C000196982 
Class ID Record:2
Class ID
C000050455 
Class ID Record:3
Class ID
C000201702 
Class ID Record:4
Class ID
C000050456 
Series ID Record:10
Series ID
S000048066 
Class ID Record:1
Class ID
C000151917 
Series ID Record:11
Series ID
S000009320 
Class ID Record:1
Class ID
C000159657 
Class ID Record:2
Class ID
C000055752 
Class ID Record:3
Class ID
C000025487 
Class ID Record:4
Class ID
C000025484 
Class ID Record:5
Class ID
C000025483 
Class ID Record:6
Class ID
C000201806 
Class ID Record:7
Class ID
C000055751 
Class ID Record:8
Class ID
C000025485 
Series ID Record:12
Series ID
S000046190 
Class ID Record:1
Class ID
C000144475 
Class ID Record:2
Class ID
C000196984 
Class ID Record:3
Class ID
C000201713 
Series ID Record:13
Series ID
S000009322 
Class ID Record:1
Class ID
C000055756 
Class ID Record:2
Class ID
C000025495 
Class ID Record:3
Class ID
C000055755 
Class ID Record:4
Class ID
C000200234 
Class ID Record:5
Class ID
C000025496 
Class ID Record:6
Class ID
C000025499 
Class ID Record:7
Class ID
C000161553 
Class ID Record:8
Class ID
C000025497 
Series ID Record:14
Series ID
S000009318 
Class ID Record:1
Class ID
C000025472 
Class ID Record:2
Class ID
C000159655 
Class ID Record:3
Class ID
C000025473 
Class ID Record:4
Class ID
C000201804 
Class ID Record:5
Class ID
C000055750 
Class ID Record:6
Class ID
C000025475 
Class ID Record:7
Class ID
C000025471 
Class ID Record:8
Class ID
C000055749 
Series ID Record:15
Series ID
S000009317 
Class ID Record:1
Class ID
C000025469 
Class ID Record:2
Class ID
C000055748 
Class ID Record:3
Class ID
C000025465 
Class ID Record:4
Class ID
C000201803 
Class ID Record:5
Class ID
C000055747 
Class ID Record:6
Class ID
C000025466 
Class ID Record:7
Class ID
C000025467 
Class ID Record:8
Class ID
C000159654 
Series ID Record:16
Series ID
S000050285 
Class ID Record:1
Class ID
C000158773 
Class ID Record:2
Class ID
C000158770 
Class ID Record:3
Class ID
C000158769 
Class ID Record:4
Class ID
C000158768 
Class ID Record:5
Class ID
C000201811 
Class ID Record:6
Class ID
C000158771 
Class ID Record:7
Class ID
C000158772 
Series ID Record:17
Series ID
S000044015 
Class ID Record:1
Class ID
C000136626 
Class ID Record:2
Class ID
C000201810 
Class ID Record:3
Class ID
C000161556 
Class ID Record:4
Class ID
C000136624 
Class ID Record:5
Class ID
C000136623 
Class ID Record:6
Class ID
C000136627 
Class ID Record:7
Class ID
C000136625 
Series ID Record:18
Series ID
S000061413 
Class ID Record:1
Class ID
C000198885 
Class ID Record:2
Class ID
C000198882 
Class ID Record:3
Class ID
C000198881 
Class ID Record:4
Class ID
C000198883 
Class ID Record:5
Class ID
C000205965 
Class ID Record:6
Class ID
C000198886 
Class ID Record:7
Class ID
C000198884 
Series ID Record:19
Series ID
S000009319 
Class ID Record:1
Class ID
C000058381 
Class ID Record:2
Class ID
C000025481 
Class ID Record:3
Class ID
C000058382 
Class ID Record:4
Class ID
C000025479 
Class ID Record:5
Class ID
C000025477 
Class ID Record:6
Class ID
C000159656 
Class ID Record:7
Class ID
C000201805 
Series ID Record:20
Series ID
S000071304 
Class ID Record:1
Class ID
C000226252 
Class ID Record:2
Class ID
C000226253 
Series ID Record:21
Series ID
S000020773 
Class ID Record:1
Class ID
C000159659 
Class ID Record:2
Class ID
C000058009 
Class ID Record:3
Class ID
C000058012 
Class ID Record:4
Class ID
C000201808 
Class ID Record:5
Class ID
C000058010 
Class ID Record:6
Class ID
C000058011 
Class ID Record:7
Class ID
C000058013 

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2022-08-31 
b. Does this report cover a period of less than 12 months?Radio button not checked Yes Radio button checked No

N-CEN:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
Goldman Sachs Trust 
b. Investment Company Act file number ( e.g., 811-)
811-05349 
c. CIK
0000822977 
d. LEI
S2FHCT8U6D2VORP0J605 

Item B.2. Address and telephone number of Registrant.

a. Street 1
71 South Wacker Drive 
Street 2
C/O Goldman Sachs & Co 
b. City
Chicago 
c. State, if applicable
ILLINOIS  
d. Foreign country, if applicable
UNITED STATES OF AMERICA  
e. Zip code and zip code extension, or foreign postal code
60606 
f. Telephone number (including country code if foreign)
312-655-4400 
g. Public Website, if any
www.gsamfunds.com 

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
The Bank of New York Mellon 
b. Street 1
240 Greenwich Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10286 
g. Telephone number (including country code if foreign)
1-212-495-1784 
h. Briefly describe the books and records kept at this location:
Records related to its function as custodian 
Location books Record: 2
a. Name of person (e.g., a custodian of records)
Goldman Sachs & Co. LLC 
b. Street 1
71 S Wacker Dr Ste 500 
Street 2
 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60606 
g. Telephone number (including country code if foreign)
N-A 
h. Briefly describe the books and records kept at this location:
Certain Books and Records 
Location books Record: 3
a. Name of person (e.g., a custodian of records)
JPMorgan Chase Bank, National Association 
b. Street 1
270 Park Ave 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10026 
g. Telephone number (including country code if foreign)
800-935-9935 
h. Briefly describe the books and records kept at this location:
Accounting, Financial Reporting, Expense 
Location books Record: 4
a. Name of person (e.g., a custodian of records)
Goldman Sachs Asset Management, L.P. 
b. Street 1
200 West Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10282 
g. Telephone number (including country code if foreign)
312-655-4400 
h. Briefly describe the books and records kept at this location:
Certain Books and Records 
Location books Record: 5
a. Name of person (e.g., a custodian of records)
State Street Bank and Trust Company 
b. Street 1
1 Lincoln Street 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02111 
g. Telephone number (including country code if foreign)
617-786-3000 
h. Briefly describe the books and records kept at this location:
Custody and Accounting Records 

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button not checked Yes Radio button checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button checked Yes Radio button not checked No
i. Full name of family of investment companies
Goldman Sachs Fund Complex 

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked  a. Open-end management investment company registered under the Act on Form N-1A 
Checkbox not checked  b. Closed-end management investment company registered under the Act on Form N-2  
Checkbox not checked  c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3 
Checkbox not checked  d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4 
Checkbox not checked  e. Small business investment company registered under the Act on Form N-5 
Checkbox not checked  f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6 
Checkbox not checked  g. Unit investment trust registered under the Act on Form N-8B-2 
i. Total number of Series of the Registrant
88 

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
Gregory G. Weaver 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 2
a. Full Name
Jessica Palmer 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 3
a. Full Name
Diana M. Daniels 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 4
a. Full Name
James A. McNamara 
b. CRD number, if any
002325431 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22979 
File Number Record: 2
File Number Record:
811-23757 
File Number Record: 3
File Number Record:
811-08361 
File Number Record: 4
File Number Record:
811-23499 
File Number Record: 5
File Number Record:
811-23498 
File Number Record: 6
File Number Record:
811-23013 
File Number Record: 7
File Number Record:
811-22781 
Director Record: 5
a. Full Name
John G. Chou 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 6
a. Full Name
Paul C. Wirth 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 7
a. Full Name
Dwight L. Bush 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 8
a. Full Name
Eileen H. Dowling 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 9
a. Full Name
Joaquin Delgado 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 
Director Record: 10
a. Full Name
Kathryn A. Cassidy 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08361 

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Julien Yoo 
b. CRD Number, if any
N/A 
c. Street Address 1
200 West Street 
Street Address 2
 
d. City
New York 
e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Zip code and zip code extension, or foreign postal code
10282 
h. Telephone number (including country code if foreign)
XXXXXX 
i. Has the chief compliance officer changed since the last filing? Radio button not checked Yes Radio button checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
N/A 
ii. Person's IRS Employer Identification Number
N/A 

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button not checked Yes Radio button checked No

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button checked Yes Radio button not checked No
Release number Record: 1
i. If yes, provide below the release number for each order
IC-33166 
Release number Record: 2
i. If yes, provide below the release number for each order
IC-25466 
Release number Record: 3
i. If yes, provide below the release number for each order
IC-30522 

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. SEC file number (e.g., 8-)
008-00129 
iii. CRD number
000000361 
iv. LEI, if any
FOR8UP27PHTHYVLBNG30 
v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button checked Yes Radio button not checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
PricewaterhouseCoopers LLP 
b. PCAOB Number
238 
c. LEI, if any
5493002GVO7EO8RNNS37 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Has the independent public accountant changed since the last filing?Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button not checked Yes Radio button checked No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button not checked Yes Radio button checked No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button not checked Yes Radio button checked No

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Technology Opportunities Fund 

b. Series identication number, if any

S000009339 

c. LEI

549300W65MIMM9LBP313 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Service 
ii. Class identification number, if any

C000025596 

iii. Ticker symbol, if any

GITSX 

Shares Outstanding Record: 2
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025599 

iii. Ticker symbol, if any

GITCX 

Shares Outstanding Record: 3
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000200235 

iii. Ticker symbol, if any

GSJPX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025595 

iii. Ticker symbol, if any

GITIX 

Shares Outstanding Record: 5
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025597 

iii. Ticker symbol, if any

GITAX 

Shares Outstanding Record: 6
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000196989 

iii. Ticker symbol, if any

GTORX 

Shares Outstanding Record: 7
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000092626 

iii. Ticker symbol, if any

GISTX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

1,002,108.46000000 

g. Provide the net income from securities lending activities

5,452.01000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

8,883.06000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,046.92000000 

Brokers Record: 2
i. Full name of broker
Robert W. Baird & Co. Incorporated 
ii. SEC file number

008-00497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,418.96000000 

Brokers Record: 3
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,044.84000000 

Brokers Record: 4
i. Full name of broker
LIQUIDNET, INC. 
ii. SEC file number

008-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,482.28000000 

Brokers Record: 5
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

34,848.62000000 

Brokers Record: 6
i. Full name of broker
GOLDMAN SACHS & CO. LLC 
ii. SEC file number

008-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,883.06000000 

Brokers Record: 7
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

22,695.17000000 

Brokers Record: 8
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,403.34000000 

Brokers Record: 9
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,313.42000000 

Brokers Record: 10
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,246.40000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

156,052.45000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

759,933,711.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
US Bank 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 4
Name of institution
Royal Bank of Canada 
Line Institutions Record: 5
Name of institution
PNC Bank, NA 
Line Institutions Record: 6
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 7
Name of institution
Standard Chartered Bank 
Line Institutions Record: 8
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 9
Name of institution
Citibank N.A. 
Line Institutions Record: 10
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 11
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 12
Name of institution
Barclays Bank PLC 
Line Institutions Record: 13
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 14
Name of institution
Societe Generale 
Line Institutions Record: 15
Name of institution
BNP Paribas 
Line Institutions Record: 16
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 17
Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 2

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Mid Cap Growth Fund 

b. Series identication number, if any

S000009321 

c. LEI

TE086XPX3IKP5DGW4309 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055753 

iii. Ticker symbol, if any

GGORX 

Shares Outstanding Record: 2
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025493 

iii. Ticker symbol, if any

GGOCX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161552 

iii. Ticker symbol, if any

GGOUX 

Shares Outstanding Record: 4
i. Full name of Class
Service 
ii. Class identification number, if any

C000025490 

iii. Ticker symbol, if any

GGOSX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025489 

iii. Ticker symbol, if any

GGOIX 

Shares Outstanding Record: 6
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025491 

iii. Ticker symbol, if any

GGOAX 

Shares Outstanding Record: 7
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000200233 

iii. Ticker symbol, if any

GGQPX 

Shares Outstanding Record: 8
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055754 

iii. Ticker symbol, if any

GGOTX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

6,393,986.15000000 

g. Provide the net income from securities lending activities

50,838.85000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

13,928.28000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

139,433.36000000 

Brokers Record: 2
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

32,527.22000000 

Brokers Record: 3
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,309.84000000 

Brokers Record: 4
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

30,172.20000000 

Brokers Record: 5
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,303.50000000 

Brokers Record: 6
i. Full name of broker
LIQUIDNET, INC. 
ii. SEC file number

008-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,942.20000000 

Brokers Record: 7
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,805.30000000 

Brokers Record: 8
i. Full name of broker
EVERCORE GROUP L.L.C. 
ii. SEC file number

008-49830 

iii. CRD number
000042405 
iv. LEI, if any

5493008F0LRLS5N8LZ81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,535.94000000 

Brokers Record: 9
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,968.89000000 

Brokers Record: 10
i. Full name of broker
GOLDMAN SACHS & CO. LLC 
ii. SEC file number

008-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,928.28000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

349,971.53000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,643,915.00000000 

Principal Transactions Record: 2
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

8,087,372.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

11,731,287.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,196,662,520.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Standard Chartered Bank 
Line Institutions Record: 2
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 3
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 4
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 5
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 6
Name of institution
Societe Generale 
Line Institutions Record: 7
Name of institution
BNP Paribas 
Line Institutions Record: 8
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 9
Name of institution
Royal Bank of Canada 
Line Institutions Record: 10
Name of institution
Citibank N.A. 
Line Institutions Record: 11
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 12
Name of institution
PNC Bank, NA 
Line Institutions Record: 13
Name of institution
Barclays Bank PLC 
Line Institutions Record: 14
Name of institution
US Bank 
Line Institutions Record: 15
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 16
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 17
Name of institution
Credit Suisse AG, New York Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 20
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 93
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 3

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Strategic Factor Allocation Fund 

b. Series identication number, if any

S000054057 

c. LEI

5493007GJT5B3KUZ8P39 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201707 

iii. Ticker symbol, if any

GSQPX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000196986 

iii. Ticker symbol, if any

SRAFX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000169918 

iii. Ticker symbol, if any

SFAFX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Barclays Capital Inc. 
ii. LEI, if any

AC28XWWI3WIBK2824319 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
SOCIETE GENERALE INTERNATIONAL LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

0IKLU6X1B10WK7X42C15 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

40,822.56000000 

Brokers Record: 2
i. Full name of broker
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

31,670.00000000 

Brokers Record: 3
i. Full name of broker
J.P. MORGAN SECURITIES PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

17,729.04000000 

Brokers Record: 4
i. Full name of broker
MERRILL LYNCH INTERNATIONAL 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

GGDZP1UYGU9STUHRDP48 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

97,630.00000000 

Brokers Record: 5
i. Full name of broker
NOMURA SECURITIES INTERNATIONAL, INC. 
ii. SEC file number

008-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

214,282.00000000 

Brokers Record: 6
i. Full name of broker
SUSQUEHANNA FINANCIAL GROUP, LLLP 
ii. SEC file number

008-44325 

iii. CRD number
000035865 
iv. LEI, if any

549300E8QX0ZMRDC2M81 

v. State, if applicable
PENNSYLVANIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

343,431.00000000 

Brokers Record: 7
i. Full name of broker
Citibank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

E57ODZWZ7FF32TWEFA76 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,602.00000000 

Brokers Record: 8
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

195,347.00000000 

Brokers Record: 9
i. Full name of broker
MORGAN STANLEY & CO. INTERNATIONAL PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

130,052.10000000 

Brokers Record: 10
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

187,149.38000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

1,279,620.16000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,283,787,983.65000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Standard Chartered Bank 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 4
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 5
Name of institution
PNC Bank, NA 
Line Institutions Record: 6
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 7
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 8
Name of institution
US Bank 
Line Institutions Record: 9
Name of institution
Barclays Bank PLC 
Line Institutions Record: 10
Name of institution
BNP Paribas 
Line Institutions Record: 11
Name of institution
Citibank N.A. 
Line Institutions Record: 12
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 13
Name of institution
Royal Bank of Canada 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 15
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 16
Name of institution
Societe Generale 
Line Institutions Record: 17
Name of institution
MORGAN STANLEY & CO. LLC 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 4

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Enhanced Dividend Global Equity Portfolio 

b. Series identication number, if any

S000018303 

c. LEI

VEWCWZSHNOT51BD48K87 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000050457 

iii. Ticker symbol, if any

GIDGX 

Shares Outstanding Record: 2
i. Full name of Class
Class A 
ii. Class identification number, if any

C000050458 

iii. Ticker symbol, if any

GADGX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000196983 

iii. Ticker symbol, if any

GRGDX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201703 

iii. Ticker symbol, if any

GAFPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
HSBC Bank Australia Limited 
ii. LEI, if any

DY9DBNI4W8J63Z298033 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
HSBC QIANHAI SECURITIES LIMITED 
ii. LEI, if any

213800H3TEBTFHD5JR69 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
MUFG Bank, Ltd. 
ii. LEI, if any

C3GTMMZIHMY46P4OIX74 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Skandinaviska Enskilda Banken AB, Oslo Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Euroclear 
ii. LEI, if any

549300CBNW05DILT6870 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Skandinaviska Enskilda Banken AB, Copenhagen Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Euroclear France 
ii. LEI, if any

54930060MY6S68NEUP16 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Deutsche Bank (Malaysia) Berhad 
ii. LEI, if any

529900DLWFR8HK7DR278 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
CACEIS BANK SPAIN S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
The Bank of New York Mellon, SA/NV (Italy) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Deutsche Bank A.S. (Turkey) 
ii. LEI, if any

789000N5SE3LWDK7OI11 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
The Bank of New York Mellon SA/NV (Germany) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
HSBC NOMINEES (NEW ZEALAND) LIMITED 
ii. LEI, if any

213800NHDWIZKO5KIH05 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Bank of New York Mellon, SA/NV (Netherlands) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Skandinaviska Enskilda Banken AB, Stockholm 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Joint Stock Company Commercial Bank Citibank 
ii. LEI, if any

CHSQDSVI1UI96Y2SW097 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Citibank Europe PLC (Portugal) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Banque Nationale de Belgique SA/NV 
ii. LEI, if any

CGYP50QBGGR6NCHTSN68 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Citibanamex Afore, S.A. de C.V. 
ii. LEI, if any

5493004NLEXB8DK06353 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Deutsche Bank AG, Manila Branch 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
STANDARD CHARTERED BANK (SINGAPORE) LIMITED 
ii. LEI, if any

549300MDYVVHJ8D1DW28 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

67.83000000 

Brokers Record: 2
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

450.94000000 

Brokers Record: 3
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11.29000000 

Brokers Record: 4
i. Full name of broker
CREDIT SUISSE SECURITIES (EUROPE) LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

DL6FFRRLF74S01HE2M14 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

222.62000000 

Brokers Record: 5
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

108.19000000 

Brokers Record: 6
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

242.78000000 

Brokers Record: 7
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7.32000000 

Brokers Record: 8
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

70.09000000 

Brokers Record: 9
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

90.12000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

1,271.18000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
MORGAN STANLEY & CO. INTERNATIONAL PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,786,288.78000000 

Principal Transactions Record: 2
i. Full name of dealer
BANK OF AMERICA, NATIONAL ASSOCIATION 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,302,551.91000000 

Principal Transactions Record: 3
i. Full name of dealer
MORGAN STANLEY CAPITAL SERVICES LLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

I7331LVCZKQKX5T7XV54 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11,575,520.51000000 

Principal Transactions Record: 4
i. Full name of dealer
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,866,571.44000000 

Principal Transactions Record: 5
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

17,210,699.74000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

39,741,632.38000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

444,996,926.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 4
Name of institution
Royal Bank of Canada 
Line Institutions Record: 5
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 6
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 7
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 8
Name of institution
PNC Bank, NA 
Line Institutions Record: 9
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 10
Name of institution
Citibank N.A. 
Line Institutions Record: 11
Name of institution
Societe Generale 
Line Institutions Record: 12
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 13
Name of institution
US Bank 
Line Institutions Record: 14
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 15
Name of institution
Standard Chartered Bank 
Line Institutions Record: 16
Name of institution
Barclays Bank PLC 
Line Institutions Record: 17
Name of institution
BNP Paribas 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 37
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 5

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Small Cap Value Fund 

b. Series identication number, if any

S000009323 

c. LEI

2P82JJBJOY87BYVGWD47 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Service 
ii. Class identification number, if any

C000025502 

iii. Ticker symbol, if any

GSSSX 

Shares Outstanding Record: 2
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025503 

iii. Ticker symbol, if any

GSSMX 

Shares Outstanding Record: 3
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055758 

iii. Ticker symbol, if any

GSQTX 

Shares Outstanding Record: 4
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025505 

iii. Ticker symbol, if any

GSSCX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025501 

iii. Ticker symbol, if any

GSSIX 

Shares Outstanding Record: 6
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159658 

iii. Ticker symbol, if any

GSSUX 

Shares Outstanding Record: 7
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055757 

iii. Ticker symbol, if any

GSQRX 

Shares Outstanding Record: 8
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201807 

iii. Ticker symbol, if any

GSYPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

15,810,119.60000000 

g. Provide the net income from securities lending activities

195,399.27000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

27,454.45000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
EVERCORE GROUP L.L.C. 
ii. SEC file number

008-49830 

iii. CRD number
000042405 
iv. LEI, if any

5493008F0LRLS5N8LZ81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

220,657.14000000 

Brokers Record: 2
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

342,973.14000000 

Brokers Record: 3
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

280,840.56000000 

Brokers Record: 4
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

238,419.17000000 

Brokers Record: 5
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

186,630.75000000 

Brokers Record: 6
i. Full name of broker
Cowen and Company, LLC 
ii. SEC file number

008-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

268,755.27000000 

Brokers Record: 7
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

272,867.40000000 

Brokers Record: 8
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

417,466.36000000 

Brokers Record: 9
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

179,641.63000000 

Brokers Record: 10
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

427,312.25000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

4,701,158.11000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11,350,563.00000000 

Principal Transactions Record: 2
i. Full name of dealer
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,320,080.00000000 

Principal Transactions Record: 3
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

14,105,700.75000000 

Principal Transactions Record: 4
i. Full name of dealer
KEYBANC CAPITAL MARKETS, INC. 
ii. SEC file number

008-30177 

iii. CRD number
000000566 
iv. LEI, if any

2EQWV0180Z211YVAD813 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,927,734.50000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

38,704,078.25000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

4,197,928,037.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Standard Chartered Bank 
Line Institutions Record: 2
Name of institution
Barclays Bank PLC 
Line Institutions Record: 3
Name of institution
US Bank 
Line Institutions Record: 4
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 5
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 6
Name of institution
Societe Generale 
Line Institutions Record: 7
Name of institution
BNP Paribas 
Line Institutions Record: 8
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 9
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 10
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 11
Name of institution
Citibank N.A. 
Line Institutions Record: 12
Name of institution
PNC Bank, NA 
Line Institutions Record: 13
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 14
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 15
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 16
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 17
Name of institution
Royal Bank of Canada 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 12
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 16
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 6

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Large Cap Core Fund 

b. Series identication number, if any

S000009315 

c. LEI

FLN7SI8HWZSS6XVIH817 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025457 

iii. Ticker symbol, if any

GSPCX 

Shares Outstanding Record: 2
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055743 

iii. Ticker symbol, if any

GSPRX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159652 

iii. Ticker symbol, if any

GSPUX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025453 

iii. Ticker symbol, if any

GSPIX 

Shares Outstanding Record: 5
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025455 

iii. Ticker symbol, if any

GSCGX 

Shares Outstanding Record: 6
i. Full name of Class
Service 
ii. Class identification number, if any

C000025454 

iii. Ticker symbol, if any

GSPSX 

Shares Outstanding Record: 7
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201801 

iii. Ticker symbol, if any

GGGPX 

Shares Outstanding Record: 8
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055744 

iii. Ticker symbol, if any

GSPTX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

438,927.94000000 

g. Provide the net income from securities lending activities

2,320.31000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

14,045.44000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,551.13000000 

Brokers Record: 2
i. Full name of broker
TELSEY ADVISORY GROUP LLC 
ii. SEC file number

008-67988 

iii. CRD number
000148234 
iv. LEI, if any

54930080BFVVEZCZGF48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,597.96000000 

Brokers Record: 3
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

133,235.43000000 

Brokers Record: 4
i. Full name of broker
Robert W. Baird & Co. Incorporated 
ii. SEC file number

008-00497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,984.96000000 

Brokers Record: 5
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20,773.90000000 

Brokers Record: 6
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

14,305.28000000 

Brokers Record: 7
i. Full name of broker
GOLDMAN SACHS & CO. LLC 
ii. SEC file number

008-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

14,045.44000000 

Brokers Record: 8
i. Full name of broker
Cowen and Company, LLC 
ii. SEC file number

008-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

14,628.85000000 

Brokers Record: 9
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

14,407.94000000 

Brokers Record: 10
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

29,466.51000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

374,843.06000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

326,667.00000000 

Principal Transactions Record: 2
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

613,800.00000000 

Principal Transactions Record: 3
i. Full name of dealer
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,792,158.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

6,732,625.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,227,461,762.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 2
Name of institution
Standard Chartered Bank 
Line Institutions Record: 3
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 6
Name of institution
PNC Bank, NA 
Line Institutions Record: 7
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 8
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 9
Name of institution
Royal Bank of Canada 
Line Institutions Record: 10
Name of institution
Barclays Bank PLC 
Line Institutions Record: 11
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 12
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 13
Name of institution
US Bank 
Line Institutions Record: 14
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 15
Name of institution
Citibank N.A. 
Line Institutions Record: 16
Name of institution
Societe Generale 
Line Institutions Record: 17
Name of institution
MUFG SECURITIES AMERICAS INC. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 24
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 53
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 7

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs U.S. Equity ESG Fund 

b. Series identication number, if any

S000026933 

c. LEI

QVG5ITJ11XSJ18O3KV07 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201809 

iii. Ticker symbol, if any

GALPX 

Shares Outstanding Record: 2
i. Full name of Class
Class C 
ii. Class identification number, if any

C000081146 

iii. Ticker symbol, if any

GCGVX 

Shares Outstanding Record: 3
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000081149 

iii. Ticker symbol, if any

GIRGX 

Shares Outstanding Record: 4
i. Full name of Class
Class A 
ii. Class identification number, if any

C000081145 

iii. Ticker symbol, if any

GAGVX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000081147 

iii. Ticker symbol, if any

GINGX 

Shares Outstanding Record: 6
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161554 

iii. Ticker symbol, if any

GDEUX 

Shares Outstanding Record: 7
i. Full name of Class
Class R 
ii. Class identification number, if any

C000081148 

iii. Ticker symbol, if any

GRGVX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

18,701.22000000 

g. Provide the net income from securities lending activities

196.16000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

58.28000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

231.38000000 

Brokers Record: 2
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

586.22000000 

Brokers Record: 3
i. Full name of broker
BMO CAPITAL MARKETS CORP. 
ii. SEC file number

008-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

438.04000000 

Brokers Record: 4
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,724.10000000 

Brokers Record: 5
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

78.54000000 

Brokers Record: 6
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

83.30000000 

Brokers Record: 7
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

158.74000000 

Brokers Record: 8
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

118.64000000 

Brokers Record: 9
i. Full name of broker
PIPER SANDLER & CO. 
ii. SEC file number

008-15204 

iii. CRD number
000000665 
iv. LEI, if any

549300GRQCWQ3XGH0H10 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

911.96000000 

Brokers Record: 10
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

305.38000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

7,804.14000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

20,761,935.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 2
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 3
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 4
Name of institution
PNC Bank, NA 
Line Institutions Record: 5
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
Royal Bank of Canada 
Line Institutions Record: 8
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 9
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 10
Name of institution
Standard Chartered Bank 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
Societe Generale 
Line Institutions Record: 13
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 14
Name of institution
Barclays Bank PLC 
Line Institutions Record: 15
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 16
Name of institution
Citibank N.A. 
Line Institutions Record: 17
Name of institution
US Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 8

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Equity Income Fund 

b. Series identication number, if any

S000009316 

c. LEI

549300GK7KDN248I0O66 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025463 

iii. Ticker symbol, if any

GSGCX 

Shares Outstanding Record: 2
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025459 

iii. Ticker symbol, if any

GSIIX 

Shares Outstanding Record: 3
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055745 

iii. Ticker symbol, if any

GRGRX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159653 

iii. Ticker symbol, if any

GRGUX 

Shares Outstanding Record: 5
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025461 

iii. Ticker symbol, if any

GSGRX 

Shares Outstanding Record: 6
i. Full name of Class
Service 
ii. Class identification number, if any

C000025460 

iii. Ticker symbol, if any

GSGSX 

Shares Outstanding Record: 7
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201802 

iii. Ticker symbol, if any

GABPX 

Shares Outstanding Record: 8
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055746 

iii. Ticker symbol, if any

GRGTX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

2,901,374.33000000 

g. Provide the net income from securities lending activities

20,072.46000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

622.88000000 

Brokers Record: 2
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,458.68000000 

Brokers Record: 3
i. Full name of broker
BTIG, LLC 
ii. SEC file number

008-65473 

iii. CRD number
000122225 
iv. LEI, if any

549300GTG9PL6WO3EC51 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

158.38000000 

Brokers Record: 4
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,723.67000000 

Brokers Record: 5
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,906.08000000 

Brokers Record: 6
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,014.70000000 

Brokers Record: 7
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,064.95000000 

Brokers Record: 8
i. Full name of broker
PIPER SANDLER & CO. 
ii. SEC file number

008-15204 

iii. CRD number
000000665 
iv. LEI, if any

549300GRQCWQ3XGH0H10 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,241.13000000 

Brokers Record: 9
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,504.82000000 

Brokers Record: 10
i. Full name of broker
EVERCORE GROUP L.L.C. 
ii. SEC file number

008-49830 

iii. CRD number
000042405 
iv. LEI, if any

5493008F0LRLS5N8LZ81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

499.00000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

32,440.74000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

423,026,865.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 2
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 3
Name of institution
Royal Bank of Canada 
Line Institutions Record: 4
Name of institution
US Bank 
Line Institutions Record: 5
Name of institution
Citibank N.A. 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 8
Name of institution
Standard Chartered Bank 
Line Institutions Record: 9
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 10
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 11
Name of institution
Barclays Bank PLC 
Line Institutions Record: 12
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 13
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 14
Name of institution
PNC Bank, NA 
Line Institutions Record: 15
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 16
Name of institution
Societe Generale 
Line Institutions Record: 17
Name of institution
HSBC SECURITIES (USA) INC. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 9

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Tax-Advantaged Global Equity Portfolio 

b. Series identication number, if any

S000018302 

c. LEI

8X1BHGDQA0LB7ANZ3X51 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000196982 

iii. Ticker symbol, if any

TRGGX 

Shares Outstanding Record: 2
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000050455 

iii. Ticker symbol, if any

TIGGX 

Shares Outstanding Record: 3
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201702 

iii. Ticker symbol, if any

GSKPX 

Shares Outstanding Record: 4
i. Full name of Class
Class A 
ii. Class identification number, if any

C000050456 

iii. Ticker symbol, if any

TAGGX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Banque Nationale de Belgique SA/NV 
ii. LEI, if any

CGYP50QBGGR6NCHTSN68 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Skandinaviska Enskilda Banken AB, Stockholm 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
CACEIS BANK SPAIN S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
STANDARD CHARTERED BANK (SINGAPORE) LIMITED 
ii. LEI, if any

549300MDYVVHJ8D1DW28 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Deutsche Bank (Malaysia) Berhad 
ii. LEI, if any

529900DLWFR8HK7DR278 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
The Bank of New York Mellon SA/NV (Germany) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Citibank Europe PLC (Portugal) 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Joint Stock Company Commercial Bank Citibank 
ii. LEI, if any

CHSQDSVI1UI96Y2SW097 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
HSBC NOMINEES (NEW ZEALAND) LIMITED 
ii. LEI, if any

213800NHDWIZKO5KIH05 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
MUFG Bank, Ltd. 
ii. LEI, if any

C3GTMMZIHMY46P4OIX74 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
The Bank of New York Mellon, SA/NV (Netherlands) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
HSBC Bank Australia Limited 
ii. LEI, if any

DY9DBNI4W8J63Z298033 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Skandinaviska Enskilda Banken AB, Oslo Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Skandinaviska Enskilda Banken AB, Copenhagen Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
The Bank of New York Mellon, SA/NV (Italy) 
ii. LEI, if any

MMYX0N4ZEZ13Z4XCG897 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Euroclear 
ii. LEI, if any

549300CBNW05DILT6870 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Deutsche Bank AG, Manila Branch 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Citibanamex Afore, S.A. de C.V. 
ii. LEI, if any

5493004NLEXB8DK06353 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Deutsche Bank A.S. (Turkey) 
ii. LEI, if any

789000N5SE3LWDK7OI11 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Euroclear France 
ii. LEI, if any

54930060MY6S68NEUP16 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button checked Yes Radio button not checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,909.48000000 

Brokers Record: 2
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

29.28000000 

Brokers Record: 3
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,253.85000000 

Brokers Record: 4
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

823.42000000 

Brokers Record: 5
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

611.14000000 

Brokers Record: 6
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

785.86000000 

Brokers Record: 7
i. Full name of broker
CREDIT SUISSE SECURITIES (EUROPE) LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

DL6FFRRLF74S01HE2M14 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

2,898.92000000 

Brokers Record: 8
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

695.76000000 

Brokers Record: 9
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,319.40000000 

Brokers Record: 10
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,221.12000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

20,548.23000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BANK OF AMERICA, NATIONAL ASSOCIATION 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

43,190,279.76000000 

Principal Transactions Record: 2
i. Full name of dealer
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

22,701,078.66000000 

Principal Transactions Record: 3
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

139,230,454.97000000 

Principal Transactions Record: 4
i. Full name of dealer
MORGAN STANLEY CAPITAL SERVICES LLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

I7331LVCZKQKX5T7XV54 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

92,138,269.46000000 

Principal Transactions Record: 5
i. Full name of dealer
MORGAN STANLEY & CO. INTERNATIONAL PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

22,065,300.65000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

319,325,383.50000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

3,522,486,141.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 3
Name of institution
Royal Bank of Canada 
Line Institutions Record: 4
Name of institution
Societe Generale 
Line Institutions Record: 5
Name of institution
PNC Bank, NA 
Line Institutions Record: 6
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 7
Name of institution
Standard Chartered Bank 
Line Institutions Record: 8
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 9
Name of institution
Citibank N.A. 
Line Institutions Record: 10
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 11
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 12
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 13
Name of institution
US Bank 
Line Institutions Record: 14
Name of institution
BNP Paribas 
Line Institutions Record: 15
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 16
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 17
Name of institution
Barclays Bank PLC 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 56
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 10

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Global Managed Beta Fund 

b. Series identication number, if any

S000048066 

c. LEI

5493005YV1ZAFT4HDQ82 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

1 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000151917 

iii. Ticker symbol, if any

GGMBX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

39,469,425.90000000 

g. Provide the net income from securities lending activities

222,855.77000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Citibank N.A., Sao Paulo 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Australia Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, New Zealand Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Citibank, National Association (Karachi, Sindh, PK, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
PAKISTAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Banco Nacional de Mexico, S.A. (Banamex) 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Bank Handlowy w Warszawie Spolka Akcyjna 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Banco de Chile 
ii. LEI, if any

8B4EZFY8IHJC44TT2K84 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
BNP Paribas Securities Services (Athens) 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Intesa Sanpaolo S.P.A. 
ii. LEI, if any

2W8N8UU78PMDQKZENC08 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Citibank, National Association (Singapore, SG, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Skandinaviska Enskilda Banken AB, Copenhagen Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
BNP Paribas Securities Services 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Tokyo Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Standard Chartered Bank (Makati City, Metro Manila, PH, Branch) 
ii. LEI, if any

RILFO74KP1CM8P6PCT96 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Citibank N.A., Egypt 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Skandinaviska Enskilda Banken AB, Helsinki Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Skandinaviska Enskilda Banken AB, Oslo Branch 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
HSBC Bank Middle East Limited - Doha Branch 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
QATAR  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Ceskoslovenska obchodni banka, a. s. 
ii. LEI, if any

Q5BP2UEQ48R75BOTCB92 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Korea Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Standard Chartered Bank Malaysia Berhad 
ii. LEI, if any

549300JTJBG2QBI8KD48 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Citibank Europe PLC 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
State Street Bank International GmbH 
ii. LEI, if any

ZMHGNT7ZPKZ3UFZ8EO46 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Citibank Anonim Sirketi 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Morgan Stanley & Co. LLC 
ii. LEI, if any

9R7GPTSO7KV3UQJZQ078 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Credit Suisse (Schweiz) AG 
ii. LEI, if any

549300CWR0W0BCS9Q144 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
Joint Stock Company Commercial Bank Citibank 
ii. LEI, if any

CHSQDSVI1UI96Y2SW097 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
Standard Chartered Bank (Taiwan) Limited 
ii. LEI, if any

549300QJEO1B92LSHZ06 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
UniCredit Bank Hungary Zrt. 
ii. LEI, if any

Y28RT6GGYJ696PMW8T44 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
First Abu Dhabi Bank P.J.S.C. 
ii. LEI, if any

2138002Y3WMK6RZS8H90 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
Skandinaviska Enskilda Banken AB, Stockholm 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
INSTINET, LLC 
ii. SEC file number

008-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,863.74000000 

Brokers Record: 2
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,663.51000000 

Brokers Record: 3
i. Full name of broker
CREDIT SUISSE SECURITIES (EUROPE) LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

DL6FFRRLF74S01HE2M14 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

14,411.11000000 

Brokers Record: 4
i. Full name of broker
MORGAN STANLEY & CO. INTERNATIONAL PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

11,416.02000000 

Brokers Record: 5
i. Full name of broker
Jane Street Execution Services, LLC 
ii. SEC file number

008-69254 

iii. CRD number
000167280 
iv. LEI, if any

549300HXJLXCPDWAH070 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,947.01000000 

Brokers Record: 6
i. Full name of broker
CITADEL SECURITIES LLC 
ii. SEC file number

008-53574 

iii. CRD number
000116797 
iv. LEI, if any

12UUJYTN7D3SW8KCSG25 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,910.71000000 

Brokers Record: 7
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,801.08000000 

Brokers Record: 8
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

17,701.75000000 

Brokers Record: 9
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,170.38000000 

Brokers Record: 10
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

14,817.10000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

94,595.53000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
MORGAN STANLEY & CO. INTERNATIONAL PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

109,319,907.73000000 

Principal Transactions Record: 2
i. Full name of dealer
MORGAN STANLEY CAPITAL SERVICES LLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

I7331LVCZKQKX5T7XV54 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

195,572,899.81000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

304,892,807.54000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,962,805,166.61000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Royal Bank of Canada 
Line Institutions Record: 2
Name of institution
US Bank 
Line Institutions Record: 3
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 4
Name of institution
Standard Chartered Bank 
Line Institutions Record: 5
Name of institution
Barclays Bank PLC 
Line Institutions Record: 6
Name of institution
PNC Bank, NA 
Line Institutions Record: 7
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 8
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 9
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 10
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 11
Name of institution
Societe Generale 
Line Institutions Record: 12
Name of institution
BNP Paribas 
Line Institutions Record: 13
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 14
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 15
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 16
Name of institution
Citibank N.A. 
Line Institutions Record: 17
Name of institution
State Street Bank and Trust Company 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 11

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Mid Cap Value Fund 

b. Series identication number, if any

S000009320 

c. LEI

CGU1WQFB5I5FV2XSTG35 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159657 

iii. Ticker symbol, if any

GCMUX 

Shares Outstanding Record: 2
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055752 

iii. Ticker symbol, if any

GCMRX 

Shares Outstanding Record: 3
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025487 

iii. Ticker symbol, if any

GCMCX 

Shares Outstanding Record: 4
i. Full name of Class
Service 
ii. Class identification number, if any

C000025484 

iii. Ticker symbol, if any

GSMSX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025483 

iii. Ticker symbol, if any

GSMCX 

Shares Outstanding Record: 6
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201806 

iii. Ticker symbol, if any

GMPPX 

Shares Outstanding Record: 7
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055751 

iii. Ticker symbol, if any

GCMTX 

Shares Outstanding Record: 8
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025485 

iii. Ticker symbol, if any

GCMAX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

505,191.19000000 

g. Provide the net income from securities lending activities

6,182.50000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

17,796.28000000 

Brokers Record: 2
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,654.42000000 

Brokers Record: 3
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,056.42000000 

Brokers Record: 4
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

38,239.10000000 

Brokers Record: 5
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

287,584.78000000 

Brokers Record: 6
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,864.34000000 

Brokers Record: 7
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,835.10000000 

Brokers Record: 8
i. Full name of broker
EVERCORE GROUP L.L.C. 
ii. SEC file number

008-49830 

iii. CRD number
000042405 
iv. LEI, if any

5493008F0LRLS5N8LZ81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

26,729.74000000 

Brokers Record: 9
i. Full name of broker
Truist Securities, Inc. 
ii. SEC file number

008-17212 

iii. CRD number
000006271 
iv. LEI, if any

CSVTK36R0PNGXEM7NS14 

v. State, if applicable
GEORGIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,348.84000000 

Brokers Record: 10
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,387.40000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

513,297.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,879,621.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

6,879,621.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,221,813,864.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Societe Generale 
Line Institutions Record: 2
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 3
Name of institution
Royal Bank of Canada 
Line Institutions Record: 4
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 5
Name of institution
US Bank 
Line Institutions Record: 6
Name of institution
Standard Chartered Bank 
Line Institutions Record: 7
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 8
Name of institution
Barclays Bank PLC 
Line Institutions Record: 9
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 10
Name of institution
PNC Bank, NA 
Line Institutions Record: 11
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 12
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 13
Name of institution
BNP Paribas 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 15
Name of institution
Citibank N.A. 
Line Institutions Record: 16
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 17
Name of institution
HSBC SECURITIES (USA) INC. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 27
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 12

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Tactical Tilt Overlay Fund 

b. Series identication number, if any

S000046190 

c. LEI

549300Y7D0XH3BSLUI66 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000144475 

iii. Ticker symbol, if any

TTIFX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000196984 

iii. Ticker symbol, if any

TTRFX 

Shares Outstanding Record: 3
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201713 

iii. Ticker symbol, if any

GSLPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button checked Yes Radio button not checked No
b. If yes, provide the following information:
Foreign Investments Record: 1
Full name of subsidiary
CAYMAN COMMODITY-TTIF, LLC 
LEI of subsidiary, if any

549300TS6OTEWM658V17 


Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

46,649,261.10000000 

g. Provide the net income from securities lending activities

1,411,796.93000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
State Street Bank and Trust Company (Edinburgh, GB, Branch) 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Banco Nacional de Mexico, S.A. (Banamex) 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Bank Hapoalim B.M. 
ii. LEI, if any

B6ARUI4946ST4S7WOU88 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Bank Handlowy w Warszawie Spolka Akcyjna 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Ceskoslovenska obchodni banka, a. s. 
ii. LEI, if any

Q5BP2UEQ48R75BOTCB92 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Citibank, National Association (Singapore, SG, Branch) 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Banco de Chile 
ii. LEI, if any

8B4EZFY8IHJC44TT2K84 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Citibank Europe PLC, Hungarian Branch Office 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Citibank Europe PLC 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Citibank, National Association, Buenos Aires Branch 
ii. LEI, if any

579100KKDGKCFFKKF005 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
STANBIC IBTC BANK PLC 
ii. LEI, if any

549300NIVXF92ZIOVW61 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
BNP Paribas Securities Services (Athens) 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Citibank N.A., Egypt 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Skandinaviska Enskilda Banken AB, Stockholm 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
State Street Bank International GmbH 
ii. LEI, if any

ZMHGNT7ZPKZ3UFZ8EO46 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Australia Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
State Street Trust Company Canada 
ii. LEI, if any

549300L71XG2CTQ2V827 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
BNP Paribas Securities Services 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Credit Suisse (Schweiz) AG 
ii. LEI, if any

549300CWR0W0BCS9Q144 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, New Zealand Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Intesa Sanpaolo S.P.A. 
ii. LEI, if any

2W8N8UU78PMDQKZENC08 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Clearstream Banking S.A. (Luxembourg) 
ii. LEI, if any

549300OL514RA0SXJJ44 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
The Hongkong and Shanghai Banking Corporation Limited, Tokyo Branch 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Cititrust Colombia S A Sociedad Fiduciaria 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button checked Yes Radio button not checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CREDIT SUISSE SECURITIES (EUROPE) LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

DL6FFRRLF74S01HE2M14 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

29,333.27000000 

Brokers Record: 2
i. Full name of broker
INSTINET, LLC 
ii. SEC file number

008-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,925.45000000 

Brokers Record: 3
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,870.69000000 

Brokers Record: 4
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

23,793.21000000 

Brokers Record: 5
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,243.10000000 

Brokers Record: 6
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,847.44000000 

Brokers Record: 7
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,004.57000000 

Brokers Record: 8
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

14,421.02000000 

Brokers Record: 9
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

40,410.47000000 

Brokers Record: 10
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

698.64000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

137,547.86000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

946,797,705.41000000 

Principal Transactions Record: 2
i. Full name of dealer
BARCLAYS BANK PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

G5GSEF7VJP5I7OUK5573 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,255,161,318.65000000 

Principal Transactions Record: 3
i. Full name of dealer
CitiGroup Global Markets Inc. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,942,142,186.09000000 

Principal Transactions Record: 4
i. Full name of dealer
WELLS FARGO SECURITIES, LLC 
ii. SEC file number

008-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

515,281,063.03000000 

Principal Transactions Record: 5
i. Full name of dealer
MORGAN STANLEY CAPITAL SERVICES LLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

I7331LVCZKQKX5T7XV54 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,055,867,275.86000000 

Principal Transactions Record: 6
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,103,189,692.17000000 

Principal Transactions Record: 7
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

008-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

574,637,061.51000000 

Principal Transactions Record: 8
i. Full name of dealer
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,315,441,636.80000000 

Principal Transactions Record: 9
i. Full name of dealer
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,847,656,404.05000000 

Principal Transactions Record: 10
i. Full name of dealer
BANK OF AMERICA, NATIONAL ASSOCIATION 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

570,710,092.14000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

18,375,468,947.26000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

4,442,951,293.75000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Royal Bank of Canada 
Line Institutions Record: 2
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 3
Name of institution
Standard Chartered Bank 
Line Institutions Record: 4
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 5
Name of institution
US Bank 
Line Institutions Record: 6
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 7
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 8
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 9
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 10
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 11
Name of institution
PNC Bank, NA 
Line Institutions Record: 12
Name of institution
Societe Generale 
Line Institutions Record: 13
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 14
Name of institution
Barclays Bank PLC 
Line Institutions Record: 15
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 16
Name of institution
BNP Paribas 
Line Institutions Record: 17
Name of institution
Citibank N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 21
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 13

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Small/Mid Cap Growth Fund 

b. Series identication number, if any

S000009322 

c. LEI

WKKIXNAZZHOZ6F6AIG36 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055756 

iii. Ticker symbol, if any

GTMTX 

Shares Outstanding Record: 2
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025495 

iii. Ticker symbol, if any

GSMYX 

Shares Outstanding Record: 3
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055755 

iii. Ticker symbol, if any

GTMRX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000200234 

iii. Ticker symbol, if any

GSWPX 

Shares Outstanding Record: 5
i. Full name of Class
Service 
ii. Class identification number, if any

C000025496 

iii. Ticker symbol, if any

GSMQX 

Shares Outstanding Record: 6
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025499 

iii. Ticker symbol, if any

GSMGX 

Shares Outstanding Record: 7
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161553 

iii. Ticker symbol, if any

GTMUX 

Shares Outstanding Record: 8
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025497 

iii. Ticker symbol, if any

GSMAX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

35,654,178.60000000 

g. Provide the net income from securities lending activities

1,937,892.98000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

32,990.90000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

89,839.38000000 

Brokers Record: 2
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

80,733.56000000 

Brokers Record: 3
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

68,394.86000000 

Brokers Record: 4
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

111,095.32000000 

Brokers Record: 5
i. Full name of broker
LIQUIDNET, INC. 
ii. SEC file number

008-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

87,539.94000000 

Brokers Record: 6
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

299,240.94000000 

Brokers Record: 7
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

94,850.46000000 

Brokers Record: 8
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

74,711.42000000 

Brokers Record: 9
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

102,362.62000000 

Brokers Record: 10
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

82,673.34000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

1,496,027.26000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

19,534,406.00000000 

Principal Transactions Record: 2
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

34,925,109.00000000 

Principal Transactions Record: 3
i. Full name of dealer
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

28,106,458.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

82,565,973.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,806,518,586.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Standard Chartered Bank 
Line Institutions Record: 2
Name of institution
US Bank 
Line Institutions Record: 3
Name of institution
PNC Bank, NA 
Line Institutions Record: 4
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 5
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 6
Name of institution
Societe Generale 
Line Institutions Record: 7
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 8
Name of institution
Barclays Bank PLC 
Line Institutions Record: 9
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 10
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 11
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 12
Name of institution
Citibank N.A. 
Line Institutions Record: 13
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 14
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 15
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 16
Name of institution
Royal Bank of Canada 
Line Institutions Record: 17
Name of institution
BNP Paribas 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 14

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Strategic Growth Fund 

b. Series identication number, if any

S000009318 

c. LEI

8ZO3K4U0WW8UW1G3T880 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Service 
ii. Class identification number, if any

C000025472 

iii. Ticker symbol, if any

GSTSX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159655 

iii. Ticker symbol, if any

GGRUX 

Shares Outstanding Record: 3
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025473 

iii. Ticker symbol, if any

GGRAX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201804 

iii. Ticker symbol, if any

GSPPX 

Shares Outstanding Record: 5
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055750 

iii. Ticker symbol, if any

GSTTX 

Shares Outstanding Record: 6
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025475 

iii. Ticker symbol, if any

GGRCX 

Shares Outstanding Record: 7
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025471 

iii. Ticker symbol, if any

GSTIX 

Shares Outstanding Record: 8
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055749 

iii. Ticker symbol, if any

GSTRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

201,465.46000000 

g. Provide the net income from securities lending activities

2,451.18000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

395.18000000 

Brokers Record: 2
i. Full name of broker
EVERCORE GROUP L.L.C. 
ii. SEC file number

008-49830 

iii. CRD number
000042405 
iv. LEI, if any

5493008F0LRLS5N8LZ81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

728.62000000 

Brokers Record: 3
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

604.98000000 

Brokers Record: 4
i. Full name of broker
LIQUIDNET, INC. 
ii. SEC file number

008-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

460.88000000 

Brokers Record: 5
i. Full name of broker
Stephens, Inc. 
ii. SEC file number

008-01927 

iii. CRD number
000003496 
iv. LEI, if any

213800LH6T9XDYZCA534 

v. State, if applicable
ARKANSAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

901.12000000 

Brokers Record: 6
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,853.67000000 

Brokers Record: 7
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

473.22000000 

Brokers Record: 8
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

579.44000000 

Brokers Record: 9
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,470.34000000 

Brokers Record: 10
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,696.86000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

16,737.33000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,575,956.00000000 

Principal Transactions Record: 2
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

473,100.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,049,056.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

185,956,858.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Barclays Bank PLC 
Line Institutions Record: 2
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 3
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 4
Name of institution
Citibank N.A. 
Line Institutions Record: 5
Name of institution
Royal Bank of Canada 
Line Institutions Record: 6
Name of institution
Societe Generale 
Line Institutions Record: 7
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 8
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 9
Name of institution
Standard Chartered Bank 
Line Institutions Record: 10
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 11
Name of institution
PNC Bank, NA 
Line Institutions Record: 12
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 13
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 14
Name of institution
US Bank 
Line Institutions Record: 15
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 16
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 17
Name of institution
BNP Paribas 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 88
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 15

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Large Cap Value Fund 

b. Series identication number, if any

S000009317 

c. LEI

ZFWXN2MU43DFE9U00L46 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

8 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025469 

iii. Ticker symbol, if any

GSVCX 

Shares Outstanding Record: 2
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000055748 

iii. Ticker symbol, if any

GSVTX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025465 

iii. Ticker symbol, if any

GSLIX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201803 

iii. Ticker symbol, if any

GMYPX 

Shares Outstanding Record: 5
i. Full name of Class
Class R 
ii. Class identification number, if any

C000055747 

iii. Ticker symbol, if any

GSVRX 

Shares Outstanding Record: 6
i. Full name of Class
Service 
ii. Class identification number, if any

C000025466 

iii. Ticker symbol, if any

GSVSX 

Shares Outstanding Record: 7
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025467 

iii. Ticker symbol, if any

GSLAX 

Shares Outstanding Record: 8
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159654 

iii. Ticker symbol, if any

GSVUX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

130,428.10000000 

g. Provide the net income from securities lending activities

873.05000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

574.28000000 

Broker Dealers Record: 33
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,355.48000000 

Brokers Record: 2
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

990.08000000 

Brokers Record: 3
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,291.46000000 

Brokers Record: 4
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,681.18000000 

Brokers Record: 5
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,492.38000000 

Brokers Record: 6
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,135.88000000 

Brokers Record: 7
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,372.50000000 

Brokers Record: 8
i. Full name of broker
Stephens, Inc. 
ii. SEC file number

008-01927 

iii. CRD number
000003496 
iv. LEI, if any

213800LH6T9XDYZCA534 

v. State, if applicable
ARKANSAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,143.72000000 

Brokers Record: 9
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,770.92000000 

Brokers Record: 10
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

61,395.31000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

94,847.69000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,264,309.50000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,264,309.50000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

485,270,183.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
PNC Bank, NA 
Line Institutions Record: 2
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 3
Name of institution
Standard Chartered Bank 
Line Institutions Record: 4
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 5
Name of institution
Societe Generale 
Line Institutions Record: 6
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 7
Name of institution
Barclays Bank PLC 
Line Institutions Record: 8
Name of institution
Royal Bank of Canada 
Line Institutions Record: 9
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 10
Name of institution
Citibank N.A. 
Line Institutions Record: 11
Name of institution
BNP Paribas 
Line Institutions Record: 12
Name of institution
US Bank 
Line Institutions Record: 13
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 14
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 15
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 16
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 17
Name of institution
MUFG SECURITIES AMERICAS INC. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 105
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 16

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Focused Value Fund 

b. Series identication number, if any

S000050285 

c. LEI

549300YGDSU7VEIWLF61 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000158773 

iii. Ticker symbol, if any

GFVUX 

Shares Outstanding Record: 2
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000158770 

iii. Ticker symbol, if any

GFVSX 

Shares Outstanding Record: 3
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000158769 

iii. Ticker symbol, if any

GFVCX 

Shares Outstanding Record: 4
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000158768 

iii. Ticker symbol, if any

GFVAX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201811 

iii. Ticker symbol, if any

GGYPX 

Shares Outstanding Record: 6
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000158771 

iii. Ticker symbol, if any

GFVIX 

Shares Outstanding Record: 7
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000158772 

iii. Ticker symbol, if any

GFVRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
LIQUIDNET, INC. 
ii. SEC file number

008-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

23.98000000 

Brokers Record: 2
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

340.10000000 

Brokers Record: 3
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,694.04000000 

Brokers Record: 4
i. Full name of broker
KEYBANC CAPITAL MARKETS, INC. 
ii. SEC file number

008-30177 

iii. CRD number
000000566 
iv. LEI, if any

2EQWV0180Z211YVAD813 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

473.20000000 

Brokers Record: 5
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

260.69000000 

Brokers Record: 6
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

289.68000000 

Brokers Record: 7
i. Full name of broker
EVERCORE GROUP L.L.C. 
ii. SEC file number

008-49830 

iii. CRD number
000042405 
iv. LEI, if any

5493008F0LRLS5N8LZ81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

144.92000000 

Brokers Record: 8
i. Full name of broker
INSTINET, LLC 
ii. SEC file number

008-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

23.92000000 

Brokers Record: 9
i. Full name of broker
Cowen and Company, LLC 
ii. SEC file number

008-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

87.24000000 

Brokers Record: 10
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

151.48000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

14,499.69000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

40,787,390.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Standard Chartered Bank 
Line Institutions Record: 2
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 3
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 4
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 5
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 6
Name of institution
Societe Generale 
Line Institutions Record: 7
Name of institution
PNC Bank, NA 
Line Institutions Record: 8
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 9
Name of institution
Citibank N.A. 
Line Institutions Record: 10
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 11
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 12
Name of institution
BNP Paribas 
Line Institutions Record: 13
Name of institution
Barclays Bank PLC 
Line Institutions Record: 14
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 15
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 16
Name of institution
US Bank 
Line Institutions Record: 17
Name of institution
Royal Bank of Canada 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 25
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 17

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Small/Mid Cap Value Fund 

b. Series identication number, if any

S000044015 

c. LEI

549300QQMSY11LM6L607 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000136626 

iii. Ticker symbol, if any

GMVIX 

Shares Outstanding Record: 2
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201810 

iii. Ticker symbol, if any

GSVPX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000161556 

iii. Ticker symbol, if any

GMCUX 

Shares Outstanding Record: 4
i. Full name of Class
Class C 
ii. Class identification number, if any

C000136624 

iii. Ticker symbol, if any

GMVCX 

Shares Outstanding Record: 5
i. Full name of Class
Class A 
ii. Class identification number, if any

C000136623 

iii. Ticker symbol, if any

GMVAX 

Shares Outstanding Record: 6
i. Full name of Class
Class R 
ii. Class identification number, if any

C000136627 

iii. Ticker symbol, if any

GMVRX 

Shares Outstanding Record: 7
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000136625 

iii. Ticker symbol, if any

GSMVX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

327,705.37000000 

g. Provide the net income from securities lending activities

2,630.83000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

1,741.36000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20,849.41000000 

Brokers Record: 2
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,204.98000000 

Brokers Record: 3
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

19,626.90000000 

Brokers Record: 4
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,837.22000000 

Brokers Record: 5
i. Full name of broker
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

28,319.75000000 

Brokers Record: 6
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,513.49000000 

Brokers Record: 7
i. Full name of broker
INSTINET, LLC 
ii. SEC file number

008-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,767.54000000 

Brokers Record: 8
i. Full name of broker
J.P. MORGAN SECURITIES LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,206.68000000 

Brokers Record: 9
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,934.91000000 

Brokers Record: 10
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

17,419.32000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

213,257.83000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,864,379.00000000 

Principal Transactions Record: 2
i. Full name of dealer
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

142,515.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,006,894.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

239,279,564.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
US Bank 
Line Institutions Record: 2
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 3
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 4
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 5
Name of institution
Standard Chartered Bank 
Line Institutions Record: 6
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 7
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 8
Name of institution
Citibank N.A. 
Line Institutions Record: 9
Name of institution
BNP Paribas 
Line Institutions Record: 10
Name of institution
Societe Generale 
Line Institutions Record: 11
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 12
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 13
Name of institution
Barclays Bank PLC 
Line Institutions Record: 14
Name of institution
PNC Bank, NA 
Line Institutions Record: 15
Name of institution
Royal Bank of Canada 
Line Institutions Record: 16
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 17
Name of institution
MUFG SECURITIES AMERICAS INC. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 18

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Small Cap Growth Fund 

b. Series identication number, if any

S000061413 

c. LEI

5493000NZN8GZ51M2310 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000198885 

iii. Ticker symbol, if any

GSANX 

Shares Outstanding Record: 2
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000198882 

iii. Ticker symbol, if any

GSBAX 

Shares Outstanding Record: 3
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000198881 

iii. Ticker symbol, if any

GSBDX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000198883 

iii. Ticker symbol, if any

GSAJX 

Shares Outstanding Record: 5
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000205965 

iii. Ticker symbol, if any

GSADX 

Shares Outstanding Record: 6
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000198886 

iii. Ticker symbol, if any

GSBEX 

Shares Outstanding Record: 7
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000198884 

iii. Ticker symbol, if any

GSAHX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

730,786.72000000 

g. Provide the net income from securities lending activities

48,563.89000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.12000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,368.34000000 

Brokers Record: 2
i. Full name of broker
BTIG, LLC 
ii. SEC file number

008-65473 

iii. CRD number
000122225 
iv. LEI, if any

549300GTG9PL6WO3EC51 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,119.86000000 

Brokers Record: 3
i. Full name of broker
Cowen and Company, LLC 
ii. SEC file number

008-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,363.10000000 

Brokers Record: 4
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,195.86000000 

Brokers Record: 5
i. Full name of broker
Stifel, Nicolaus & Company, Incorporated 
ii. SEC file number

008-01447 

iii. CRD number
000000793 
iv. LEI, if any

5WUVMA08EYG4KEUPW589 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

641.14000000 

Brokers Record: 6
i. Full name of broker
EVERCORE GROUP L.L.C. 
ii. SEC file number

008-49830 

iii. CRD number
000042405 
iv. LEI, if any

5493008F0LRLS5N8LZ81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,503.92000000 

Brokers Record: 7
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,635.01000000 

Brokers Record: 8
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,121.43000000 

Brokers Record: 9
i. Full name of broker
JEFFERIES LLC 
ii. SEC file number

008-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,122.04000000 

Brokers Record: 10
i. Full name of broker
PIPER SANDLER & CO. 
ii. SEC file number

008-15204 

iii. CRD number
000000665 
iv. LEI, if any

549300GRQCWQ3XGH0H10 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

905.06000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

30,637.27000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

228,545.00000000 

Principal Transactions Record: 2
i. Full name of dealer
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

311,977.00000000 

Principal Transactions Record: 3
i. Full name of dealer
MORGAN STANLEY & CO. LLC 
ii. SEC file number

008-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

183,230.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

723,752.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

24,990,639.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 2
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 3
Name of institution
US Bank 
Line Institutions Record: 4
Name of institution
Royal Bank of Canada 
Line Institutions Record: 5
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 7
Name of institution
PNC Bank, NA 
Line Institutions Record: 8
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 9
Name of institution
Citibank N.A. 
Line Institutions Record: 10
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 11
Name of institution
Societe Generale 
Line Institutions Record: 12
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 13
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 14
Name of institution
BNP Paribas 
Line Institutions Record: 15
Name of institution
Standard Chartered Bank 
Line Institutions Record: 16
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 17
Name of institution
Barclays Bank PLC 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 57
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 19

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Concentrated Growth Fund 

b. Series identication number, if any

S000009319 

c. LEI

SF4NW5JCPAC3OWI2KI30 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R 
ii. Class identification number, if any

C000058381 

iii. Ticker symbol, if any

GGCRX 

Shares Outstanding Record: 2
i. Full name of Class
Class C 
ii. Class identification number, if any

C000025481 

iii. Ticker symbol, if any

GCGCX 

Shares Outstanding Record: 3
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058382 

iii. Ticker symbol, if any

GGCTX 

Shares Outstanding Record: 4
i. Full name of Class
Class A 
ii. Class identification number, if any

C000025479 

iii. Ticker symbol, if any

GCGAX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 
ii. Class identification number, if any

C000025477 

iii. Ticker symbol, if any

GCRIX 

Shares Outstanding Record: 6
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159656 

iii. Ticker symbol, if any

GCGUX 

Shares Outstanding Record: 7
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201805 

iii. Ticker symbol, if any

GACPX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

64,228.85000000 

g. Provide the net income from securities lending activities

282.34000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
PIPER SANDLER & CO. 
ii. SEC file number

008-15204 

iii. CRD number
000000665 
iv. LEI, if any

549300GRQCWQ3XGH0H10 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,204.03000000 

Brokers Record: 2
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,084.22000000 

Brokers Record: 3
i. Full name of broker
LIQUIDNET, INC. 
ii. SEC file number

008-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,454.98000000 

Brokers Record: 4
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,172.60000000 

Brokers Record: 5
i. Full name of broker
CREDIT SUISSE SECURITIES (USA) LLC 
ii. SEC file number

008-00422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,277.68000000 

Brokers Record: 6
i. Full name of broker
TELSEY ADVISORY GROUP LLC 
ii. SEC file number

008-67988 

iii. CRD number
000148234 
iv. LEI, if any

54930080BFVVEZCZGF48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

984.92000000 

Brokers Record: 7
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,542.34000000 

Brokers Record: 8
i. Full name of broker
EVERCORE GROUP L.L.C. 
ii. SEC file number

008-49830 

iii. CRD number
000042405 
iv. LEI, if any

5493008F0LRLS5N8LZ81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,527.38000000 

Brokers Record: 9
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,221.50000000 

Brokers Record: 10
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,117.24000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

27,112.84000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. Morgan Securities LLC 
ii. SEC file number

008-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,180,700.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,180,700.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

184,519,492.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 2
Name of institution
Citibank N.A. 
Line Institutions Record: 3
Name of institution
Societe Generale 
Line Institutions Record: 4
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 5
Name of institution
Barclays Bank PLC 
Line Institutions Record: 6
Name of institution
Royal Bank of Canada 
Line Institutions Record: 7
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 8
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 9
Name of institution
BNP Paribas 
Line Institutions Record: 10
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 11
Name of institution
PNC Bank, NA 
Line Institutions Record: 12
Name of institution
Standard Chartered Bank 
Line Institutions Record: 13
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 14
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 15
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 16
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 17
Name of institution
US Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 63
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 20

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Strategic Volatility Premium Fund 

b. Series identication number, if any

S000071304 

c. LEI

549300S6RCZRCRMH4C45 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000226252 

iii. Ticker symbol, if any

SVPFX 

Shares Outstanding Record: 2
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000226253 

iii. Ticker symbol, if any

SVPBX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
State Street Bank and Trust Company 
ii. LEI, if any

571474TGEMMWANRLN572 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Barclays Capital Inc. 
ii. LEI, if any

AC28XWWI3WIBK2824319 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
JPMorgan Chase Bank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,274.00000000 

Brokers Record: 2
i. Full name of broker
Citibank, National Association 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

E57ODZWZ7FF32TWEFA76 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,868.00000000 

Brokers Record: 3
i. Full name of broker
NOMURA SECURITIES INTERNATIONAL, INC. 
ii. SEC file number

008-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

49,320.00000000 

Brokers Record: 4
i. Full name of broker
MORGAN STANLEY & CO. INTERNATIONAL PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

4PQUHN3JPFGFNF3BB653 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

29,750.91000000 

Brokers Record: 5
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,269.72000000 

Brokers Record: 6
i. Full name of broker
MERRILL LYNCH INTERNATIONAL 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

GGDZP1UYGU9STUHRDP48 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

23,019.00000000 

Brokers Record: 7
i. Full name of broker
J.P. MORGAN SECURITIES PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

K6Q0W1PS1L1O4IQL9C32 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

1,379.88000000 

Brokers Record: 8
i. Full name of broker
SUSQUEHANNA FINANCIAL GROUP, LLLP 
ii. SEC file number

008-44325 

iii. CRD number
000035865 
iv. LEI, if any

549300E8QX0ZMRDC2M81 

v. State, if applicable
PENNSYLVANIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

78,764.00000000 

Brokers Record: 9
i. Full name of broker
SOCIETE GENERALE INTERNATIONAL LIMITED 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

0IKLU6X1B10WK7X42C15 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

16,438.32000000 

Brokers Record: 10
i. Full name of broker
UBS AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

BFM8T61CT2L1QCEMIK50 

v. State, if applicable
 
vi. Foreign country, if applicable
SWITZERLAND  
vii. Gross commissions paid by the Fund for the reporting period

45,146.00000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

267,132.83000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

488,477,825.96000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 2
Name of institution
Standard Chartered Bank 
Line Institutions Record: 3
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 4
Name of institution
PNC Bank, NA 
Line Institutions Record: 5
Name of institution
Royal Bank of Canada 
Line Institutions Record: 6
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 7
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 8
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 9
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 10
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 11
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 12
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 13
Name of institution
BNP Paribas 
Line Institutions Record: 14
Name of institution
Societe Generale 
Line Institutions Record: 15
Name of institution
Citibank N.A. 
Line Institutions Record: 16
Name of institution
Barclays Bank PLC 
Line Institutions Record: 17
Name of institution
US Bank 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 9
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 10
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 38
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Flexible Cap Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 21

Item C.1. Background information.

a. Full Name of the Fund

Goldman Sachs Flexible Cap Fund 

b. Series identication number, if any

S000020773 

c. LEI

WBURUUL3VHBKYEYEZ230 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000159659 

iii. Ticker symbol, if any

GFCUX 

Shares Outstanding Record: 2
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000058009 

iii. Ticker symbol, if any

GALLX 

Shares Outstanding Record: 3
i. Full name of Class
Class R Shares 
ii. Class identification number, if any

C000058012 

iii. Ticker symbol, if any

GRLLX 

Shares Outstanding Record: 4
i. Full name of Class
Class P Shares 
ii. Class identification number, if any

C000201808 

iii. Ticker symbol, if any

GGZPX 

Shares Outstanding Record: 5
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000058010 

iii. Ticker symbol, if any

GCLLX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000058011 

iii. Ticker symbol, if any

GILLX 

Shares Outstanding Record: 7
i. Full name of Class
Investor Shares 
ii. Class identification number, if any

C000058013 

iii. Ticker symbol, if any

GSLLX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
BNY Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
N/A 
ii. LEI, if any:

N/A 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

10,344.55000000 

g. Provide the net income from securities lending activities

31.48000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Goldman Sachs Asset Management, L.P. 
ii. SEC file number ( e.g., 801- )

801-37591 

iii.CRD number
000107738 
iv. LEI, if any

CF5M58QA35CFPUX70H17 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii.SEC file number ( e.g., 84- or 85- )

084-01100 

iii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iv. State, if applicable
ILLINOIS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Thomson Reuters Corporation 
ii. LEI, if any, or provide and describe other identifying number

549300561UZND4C7B569 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon (United Kingdom) 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
CIBC Mellon Trust Company 
ii. LEI, if any

549300IYUUH221WBZ505 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
The Depository Trust Company 
ii. LEI, if any

549300HBJLRO8YFMI370 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear Bank 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon 
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any, or provide and describe other identifying number

FOR8UP27PHTHYVLBNG30 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
The Bank of New York Mellon 
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
Goldman Sachs Asset Management, L.P 
ii. LEI, if any, or other identifying number

CF5M58QA35CFPUX70H17 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Goldman Sachs (Singapore) PTE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

YIC3WZ4VO0ZQ38Z36K22 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 2
a. Full name
Goldman Sachs (India) Capital Markets Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

BNYCRRX33E5OU2WAW724 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 3
a. Full name
Goldman Sachs Futures Pte Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

JAK0ZABYQXDI5R26CX11 

e. State, if applicable
 
f. Foreign country, if applicable
SINGAPORE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 4
a. Full name
Simon Markets LLC 
b. SEC file number

008-70052 

c. CRD number
000290965 
d. LEI, if any

254900ZQ96RPN3NLEP45 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 5
a. Full name
Goldman Sachs International 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

W22LROWP2IHZNBB6K528 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 6
a. Full name
Goldman Sachs Paris Inc. ET CIE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

ZSLF02UC3X1JFV1UX676 

e. State, if applicable
 
f. Foreign country, if applicable
FRANCE  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 7
a. Full name
Goldman Sachs Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300GGFLRSTQ15VF10 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 8
a. Full name
Goldman Sachs (Russia) 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300ZGZN1H83NL5B44 

e. State, if applicable
 
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 9
a. Full name
Goldman Sachs Investments (Mauritius) I Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

B3YMDTGLQBI8P83MLI39 

e. State, if applicable
 
f. Foreign country, if applicable
MAURITIUS  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 10
a. Full name
Goldman Sachs & Co. LLC 
b. SEC file number

008-00129 

c. CRD number
000000361 
d. LEI, if any

FOR8UP27PHTHYVLBNG30 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

9.10000000 

Broker Dealers Record: 11
a. Full name
Goldman Sachs Financial Markets, L.P. 
b. SEC file number

008-51753 

c. CRD number
000047340 
d. LEI, if any

VF1AUT09OCSW5Y7OE568 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 12
a. Full name
Goldman Sachs Israel LLC 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300LCITTTQIP3QB34 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 13
a. Full name
Goldman Sachs Bank AG 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

S81F8KH474EY7PUWI149 

e. State, if applicable
 
f. Foreign country, if applicable
SWITZERLAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 14
a. Full name
Goldman Sachs Canada Inc. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009SS6U10C4KDV21 

e. State, if applicable
 
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 15
a. Full name
Beijing GAO HUA Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300V9CB2J5I3SR572 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 16
a. Full name
Goldman Sachs Gao Hua Securities Company Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300BNHLLHDMRJKL16 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 17
a. Full name
OOO Goldman Sachs Bank 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

SGXZS5T6LB2RET473S56 

e. State, if applicable
 
f. Foreign country, if applicable
RUSSIAN FEDERATION  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 18
a. Full name
Goldman Sachs (India) Securities Private Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300R0SMAPALLYQD57 

e. State, if applicable
 
f. Foreign country, if applicable
INDIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 19
a. Full name
Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300TQXGXQ9IUEPP48 

e. State, if applicable
 
f. Foreign country, if applicable
BRAZIL  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 20
a. Full name
Qian Kun Futures Co., Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300KNUZPLW6UD1E30 

e. State, if applicable
 
f. Foreign country, if applicable
CHINA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 21
a. Full name
Goldman Sachs Asset Management Australia Pty Ltd 
b. SEC file number

N/A 

c. CRD number
000282984 
d. LEI, if any

549300ZYM1ZRTMQ77Q48 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 22
a. Full name
Goldman Sachs (Asia) Securities Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493009FWOE6CQ1J5K28 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 23
a. Full name
Japannext Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

N/A 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 24
a. Full name
Goldman Sachs Saudi Arabia 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300OD9B3Z017FKI66 

e. State, if applicable
 
f. Foreign country, if applicable
SAUDI ARABIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 25
a. Full name
Goldman Sachs Financial Markets Pty Ltd 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

RWESXOGR61NDWTFBLX79 

e. State, if applicable
 
f. Foreign country, if applicable
AUSTRALIA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 26
a. Full name
Goldman Sachs Japan Co., Ltd. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5NGPZ37H6T4XS5MO5N09 

e. State, if applicable
 
f. Foreign country, if applicable
JAPAN  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 27
a. Full name
Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300N4N8Z6E2PYR089 

e. State, if applicable
 
f. Foreign country, if applicable
MEXICO  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 28
a. Full name
Goldman Sachs (Asia) L.L.C. 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

549300NIUPNUFRZ8LJ52 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 29
a. Full name
Goldman Sachs Bank Europe SE 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

8IBZUGJ7JPLH368JE346 

e. State, if applicable
 
f. Foreign country, if applicable
GERMANY  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 30
a. Full name
Goldman Sachs (Asia) Finance 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

0FRBUZNK0A53GHYLTX63 

e. State, if applicable
 
f. Foreign country, if applicable
HONG KONG  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 31
a. Full name
Mercer Allied Company, L.P. 
b. SEC file number

008-47739 

c. CRD number
000037404 
d. LEI, if any

0004001470 

e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 32
a. Full name
Goldman Sachs New Zealand Limited 
b. SEC file number

N/A 

c. CRD number
N/A 
d. LEI, if any

5493003ZCWT6KYU7FW22 

e. State, if applicable
 
f. Foreign country, if applicable
NEW ZEALAND  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 

Broker Dealers Record: 33
a. Full name
Folio Investments, Inc. 
b. SEC file number

008-52009 

c. CRD number
000048015 
d. LEI, if any

0005537864 

e. State, if applicable
VIRGINIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC. 
ii. SEC file number

008-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

216.78000000 

Brokers Record: 2
i. Full name of broker
NATIONAL FINANCIAL SERVICES LLC 
ii. SEC file number

008-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,277.56000000 

Brokers Record: 3
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

008-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

80.70000000 

Brokers Record: 4
i. Full name of broker
Cowen and Company, LLC 
ii. SEC file number

008-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

86.48000000 

Brokers Record: 5
i. Full name of broker
LIQUIDNET, INC. 
ii. SEC file number

008-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

114.54000000 

Brokers Record: 6
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC 
ii. SEC file number

008-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

102.18000000 

Brokers Record: 7
i. Full name of broker
EVERCORE GROUP L.L.C. 
ii. SEC file number

008-49830 

iii. CRD number
000042405 
iv. LEI, if any

5493008F0LRLS5N8LZ81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

138.86000000 

Brokers Record: 8
i. Full name of broker
BARCLAYS CAPITAL, INC. 
ii. SEC file number

008-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

125.98000000 

Brokers Record: 9
i. Full name of broker
RBC CAPITAL MARKETS, LLC 
ii. SEC file number

008-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

112.14000000 

Brokers Record: 10
i. Full name of broker
BOFA SECURITIES, INC. 
ii. SEC file number

008-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

93.18000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

8,525.10000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.00000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

40,535,422.00000000 

b. Provide the money market fund's daily average net assets during the reporting period

0.00000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,250,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
MORGAN STANLEY & CO. LLC 
Line Institutions Record: 2
Name of institution
Credit Suisse AG, New York Branch 
Line Institutions Record: 3
Name of institution
PNC Bank, NA 
Line Institutions Record: 4
Name of institution
US Bank 
Line Institutions Record: 5
Name of institution
Standard Chartered Bank 
Line Institutions Record: 6
Name of institution
MUFG SECURITIES AMERICAS INC. 
Line Institutions Record: 7
Name of institution
HSBC SECURITIES (USA) INC. 
Line Institutions Record: 8
Name of institution
Barclays Bank PLC 
Line Institutions Record: 9
Name of institution
Societe Generale 
Line Institutions Record: 10
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 11
Name of institution
BNP Paribas 
Line Institutions Record: 12
Name of institution
State Street Bank and Trust Company 
Line Institutions Record: 13
Name of institution
The Bank of Nova Scotia, Houston Branch 
Line Institutions Record: 14
Name of institution
Citibank N.A. 
Line Institutions Record: 15
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 16
Name of institution
Royal Bank of Canada 
Line Institutions Record: 17
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Goldman Sachs Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 2
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 3
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 4
Name of fund
Goldman Sachs Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 5
Name of fund
Goldman Sachs Short Duration Tax-Free Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 6
Name of fund
Goldman Sachs Investment Grade Credit Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 7
Name of fund
Goldman Sachs China Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 8
Name of fund
Goldman Sachs Growth and Income Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 9
Name of fund
Multi-Manager International Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 10
Name of fund
Multi-Manager U.S. Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 11
Name of fund
Goldman Sachs Focused Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 12
Name of fund
Goldman Sachs Satellite Strategies Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 13
Name of fund
Goldman Sachs Financial Square Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 14
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 15
Name of fund
Goldman Sachs Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 16
Name of fund
Goldman Sachs Global Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 17
Name of fund
Goldman Sachs Concentrated Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 18
Name of fund
Goldman Sachs International Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 19
Name of fund
Goldman Sachs U.S. Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 20
Name of fund
Goldman Sachs Income Builder Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 21
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 22
Name of fund
Goldman Sachs Financial Square Federal Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 23
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 24
Name of fund
Goldman Sachs Multi-Manager Real Assets Strategy Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 25
Name of fund
Goldman Sachs MLP Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 26
Name of fund
Goldman Sachs Target Date 2040 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 27
Name of fund
Goldman Sachs Investor Tax-Exempt Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 28
Name of fund
Goldman Sachs Dynamic Global Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 29
Name of fund
Goldman Sachs Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 30
Name of fund
Goldman Sachs Large Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 31
Name of fund
Goldman Sachs Target Date 2060 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 32
Name of fund
Goldman Sachs Target Date 2050 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 33
Name of fund
Goldman Sachs International Small Cap Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 34
Name of fund
Goldman Sachs Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 35
Name of fund
Goldman Sachs Municipal Income Completion Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 36
Name of fund
Goldman Sachs Tax-Advantaged Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 37
Name of fund
Goldman Sachs Global Managed Beta Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 38
Name of fund
Goldman Sachs International Equity ESG Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 39
Name of fund
Goldman Sachs Large Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 40
Name of fund
Goldman Sachs Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 41
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 42
Name of fund
Goldman Sachs Target Date 2030 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 43
Name of fund
Goldman Sachs Energy Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 44
Name of fund
Goldman Sachs Real Estate Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 45
Name of fund
Goldman Sachs Absolute Return Tracker Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 46
Name of fund
Goldman Sachs Emerging Markets Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 47
Name of fund
Goldman Sachs Balanced Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 48
Name of fund
Goldman Sachs International Equity Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 49
Name of fund
Goldman Sachs Strategic Factor Allocation Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 50
Name of fund
Goldman Sachs Growth Strategy Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 51
Name of fund
Goldman Sachs Large Cap Core Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 52
Name of fund
Goldman Sachs Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 53
Name of fund
Goldman Sachs Clean Energy Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 54
Name of fund
Goldman Sachs Rising Dividend Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 55
Name of fund
Goldman Sachs GQG Partners International Opportunities Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 56
Name of fund
Goldman Sachs Enhanced Dividend Global Equity Portfolio 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 57
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs High Quality Floating Rate Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 58
Name of fund
Goldman Sachs Enhanced Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 59
Name of fund
Goldman Sachs Financial Square Treasury Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 60
Name of fund
Goldman Sachs Financial Square Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 61
Name of fund
Goldman Sachs Local Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 62
Name of fund
Goldman Sachs Short-Term Conservative Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 63
Name of fund
Goldman Sachs Small/Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 64
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 65
Name of fund
Goldman Sachs U.S. Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 66
Name of fund
Goldman Sachs Small Cap Growth Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 67
Name of fund
Goldman Sachs Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 68
Name of fund
Goldman Sachs Target Date 2035 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 69
Name of fund
Goldman Sachs U.S. Mortgages Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 70
Name of fund
Goldman Sachs Small Cap Value Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 71
Name of fund
Goldman Sachs International Tax-Managed Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 72
Name of fund
Goldman Sachs Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 73
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 74
Name of fund
Goldman Sachs Strategic Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 75
Name of fund
Goldman Sachs Tactical Tilt Overlay Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 76
Name of fund
Goldman Sachs Multi-Manager Global Equity Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 77
Name of fund
Goldman Sachs High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 78
Name of fund
Goldman Sachs Global Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 79
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 80
Name of fund
Goldman Sachs Target Date Retirement Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 81
Name of fund
Goldman Sachs U.S. Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 82
Name of fund
Goldman Sachs Strategic Volatility Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 83
Name of fund
Goldman Sachs Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 84
Name of fund
Goldman Sachs Bond Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 85
Name of fund
Goldman Sachs Target Date 2045 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 86
Name of fund
Goldman Sachs Short Duration Government Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 87
Name of fund
Goldman Sachs Dynamic Municipal Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 88
Name of fund
Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 89
Name of fund
Goldman Sachs International Equity Dividend and Premium Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 90
Name of fund
Goldman Sachs Target Date 2025 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 91
Name of fund
Goldman Sachs Multi-Manager Alternatives Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 92
Name of fund
Goldman Sachs Investor Money Market Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 93
Name of fund
Goldman Sachs Strategic Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 94
Name of fund
Goldman Sachs Financial Square Treasury Solutions Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 95
Name of fund
Goldman Sachs High Yield Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 96
Name of fund
Goldman Sachs U.S. Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 97
Name of fund
Goldman Sachs Target Date 2055 Portfolio 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 98
Name of fund
Goldman Sachs Government Income Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 99
Name of fund
Goldman Sachs Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 100
Name of fund
Goldman Sachs Defensive Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 101
Name of fund
Goldman Sachs Financial Square Prime Obligations Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 102
Name of fund
Goldman Sachs Small Cap Equity Insights Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 103
Name of fund
Goldman Sachs Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 104
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 105
Name of fund
Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 
SEC File number( e.g., 811- )
811-22781 
Shared Credit Users Record: 106
Name of fund
Goldman Sachs High Yield Floating Rate Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 107
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Equity Index Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 108
Name of fund
Goldman Sachs Financial Square Treasury Instruments Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 109
Name of fund
Goldman Sachs Technology Opportunities Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 110
Name of fund
Goldman Sachs Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 111
Name of fund
Goldman Sachs Variable Insurance Trust - Goldman Sachs Growth Opportunities Fund 
SEC File number( e.g., 811- )
811-08361 
Shared Credit Users Record: 112
Name of fund
Goldman Sachs Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 113
Name of fund
Goldman Sachs Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 114
Name of fund
Goldman Sachs Large Cap Value Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 115
Name of fund
Goldman Sachs Long Short Credit Strategies Fund 
SEC File number( e.g., 811- )
811-05349 
Shared Credit Users Record: 116
Name of fund
Goldman Sachs ESG Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-05349 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No

N-CEN:Part G: Attachments

Item G.1a. Attachments.

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: Checkbox not checked   i. Legal proceedings  
Checkbox not checked  ii. Provision of financial support  
Checkbox checked  iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)  
Checkbox not checked  iv. Change in accounting principles and practices  
Checkbox not checked  v. Information required to be filed pursuant to exemptive orders  
Checkbox checked  vi. Other information required to be included as an attachment pursuant to Commission rules and regulations 

Instructions.

1. Item G.1.a.i. Legal proceedings.

(a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding.
(b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination.

2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support.

(b) Person providing support.

(c) Brief description of relationship between the person providing support and the Registrant.

(d) Date support provided.

(e) Amount of support.

(f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI).
(g) Value of security supported on date support was initiated (if applicable).

(h) Brief description of reason for support.

(i) Term of support.

(j) Brief description of any contractual restrictions relating to support.

3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year.

The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued.

Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed.

The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant.

4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description.

5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant.

6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations.

N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Registrant
Goldman Sachs Trust 
Date
2022-11-11 
Signature
Christopher Bradford 
Title
Vice President