0001072613-17-000550.txt : 20171106 0001072613-17-000550.hdr.sgml : 20171106 20171106164311 ACCESSION NUMBER: 0001072613-17-000550 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171103 FILED AS OF DATE: 20171106 DATE AS OF CHANGE: 20171106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC CENTRAL INDEX KEY: 0001018138 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05348 FILM NUMBER: 171179942 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 011441717110771 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS FORMER NAME: FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC DATE OF NAME CHANGE: 19960705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05348 FILM NUMBER: 171179941 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET STREET 2: LONDON ENGLAND CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET STREET 2: LONDON ENGLAND CITY: LONDON STATE: X0 ZIP: EC3V0AS ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THAI FUND, INC. CENTRAL INDEX KEY: 0000822794 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 232476394 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 800-231-2608 MAIL ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: THAI FUND INC DATE OF NAME CHANGE: 19920703 4 1 thai-4_18111.xml OWNERSHIP DOCUMENT X0306 4 2017-11-03 0 0000822794 THAI FUND, INC. TTF 0001018138 CITY OF LONDON INVESTMENT GROUP PLC 77 GRACECHURCH STREET LONDON ENGLAND LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 0001034546 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 77 GRACECHURCH STREET LONDON ENGLAND LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 Common Stock, par value $.01 per share 375023 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 109475 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 341719 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 70972 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 250985 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 2017-11-03 2017-11-03 4 S 0 23174 10.81 D 137806 I As investment adviser to a Dublin, Ireland-listed open-ended investment company Common Stock, par value $.01 per share 169802 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 295341 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 104141 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 93448 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 2017-11-03 2017-11-03 4 S 0 41197 10.81 D 1296488 I As investment adviser to unaffiliated third-party segregated accounts These securities are beneficially owned by Emerging (BMI) Markets Country Fund. These securities are beneficially owned by Emerging Markets Free Fund. These securities are beneficially owned by Emerging Markets Global Fund. These securities are beneficially owned by Emerging Markets Investable Fund. These securities are beneficially owned by Global Emerging Markets Fund. These securities are beneficially owned by The Emerging World Fund. These securities are beneficially owned by Emerging Free Markets Country Fund. These securities are beneficially owned by Emerging Markets Country Fund. These securities are beneficially owned by Investable Emerging Markets Country Fund. These securities are beneficially owned by The EM Plus CEF Fund. These securities are beneficially owned by 10 unaffiliated third-party segregated accounts. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer. As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities. /s/ Barry Olliff, Director - City of London Group PLC 2017-11-06 /s/ Barry Olliff, Director - City of London Investment Management Company Limited 2017-11-06