SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
CITY OF LONDON INVESTMENT GROUP PLC

(Last) (First) (Middle)
77 GRACECHURCH STREET
LONDON ENGLAND

(Street)
LONDON X0 EC3V0AS

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
THAI FUND, INC. [ TTF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/10/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.01 per share(1) 375,023(12) I As investment adviser to a private investment fund(13)
Common Stock, par value $.01 per share(2) 109,475(12) I As investment adviser to a private investment fund(13)
Common Stock, par value $.01 per share(3) 341,719(12) I As investment adviser to a private investment fund(13)
Common Stock, par value $.01 per share(4) 10/10/2017 10/10/2017 S 42,473 D $10.69 262,071(12) I As investment adviser to a private investment fund(13)
Common Stock, par value $.01 per share(4) 10/11/2017 10/11/2017 S 100,000 D $10.77 162,071(12) I As investment adviser to a private investment fund(13)
Common Stock, par value $.01 per share(5) 250,985(12) I As investment adviser to a private investment fund(13)
Common Stock, par value $.01 per share(6) 160,980(12) I As investment adviser to a Dublin, Ireland-listed open-ended investment company(13)
Common Stock, par value $.01 per share(7) 169,802(12) I As investment adviser to a private investment fund(13)
Common Stock, par value $.01 per share(8) 10/11/2017 10/11/2017 S 27,962 D $10.77 345,341(12) I As investment adviser to a private investment fund(13)
Common Stock, par value $.01 per share(9) 104,141(12) I As investment adviser to a private investment fund(13)
Common Stock, par value $.01 per share(10) 93,448(12) I As investment adviser to a private investment fund(13)
Common Stock, par value $.01 per share(11) 1,398,185(12) I As investment adviser to unaffiliated third-party segregated accounts(13)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
CITY OF LONDON INVESTMENT GROUP PLC

(Last) (First) (Middle)
77 GRACECHURCH STREET
LONDON ENGLAND

(Street)
LONDON X0 EC3V0AS

(City) (State) (Zip)
1. Name and Address of Reporting Person*
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

(Last) (First) (Middle)
77 GRACECHURCH STREET
LONDON ENGLAND

(Street)
LONDON X0 EC3V0AS

(City) (State) (Zip)
Explanation of Responses:
1. These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
2. These securities are beneficially owned by Emerging Markets Free Fund.
3. These securities are beneficially owned by Emerging Markets Global Fund.
4. These securities are beneficially owned by Emerging Markets Investable Fund.
5. These securities are beneficially owned by Global Emerging Markets Fund.
6. These securities are beneficially owned by The Emerging World Fund.
7. These securities are beneficially owned by Emerging Free Markets Country Fund.
8. These securities are beneficially owned by Emerging Markets Country Fund.
9. These securities are beneficially owned by Investable Emerging Markets Country Fund.
10. These securities are beneficially owned by The EM Plus CEF Fund.
11. These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.
12. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.
13. As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.
/s/ Barry Olliff, Director - City of London Group PLC 10/12/2017
/s/ Barry Olliff, Director - City of London Investment Management 10/12/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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