0001606587-22-001294.txt : 20220712
0001606587-22-001294.hdr.sgml : 20220712
20220712161314
ACCESSION NUMBER: 0001606587-22-001294
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220712
DATE AS OF CHANGE: 20220712
EFFECTIVENESS DATE: 20220712
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALTON & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000822648
IRS NUMBER: 592845944
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18259
FILM NUMBER: 221079295
BUSINESS ADDRESS:
STREET 1: 2701 N ROCKY POINT DRIVE
STREET 2: SUITE 1000
CITY: TAMPA
STATE: FL
ZIP: 33607
BUSINESS PHONE: 813-264-0440
MAIL ADDRESS:
STREET 1: 2701 N ROCKY POINT DRIVE
STREET 2: SUITE 1000
CITY: TAMPA
STATE: FL
ZIP: 33607
FORMER COMPANY:
FORMER CONFORMED NAME: CALTON & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020215
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000822648
XXXXXXXX
06-30-2022
06-30-2022
false
Calton & Associates, Inc.
2701 N Rocky Point Drive
Suite 1000
Tampa
FL
33607
13F HOLDINGS REPORT
028-18259
N
Ramu Singh
President Advisory Services
813-264-0440
Ramu Singh
Tampa
FL
07-11-2022
0
237
179916
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
CENTRAIS ELETRICAS BRASILEIRAS
SPONSORED ADR
15234Q207
384
43381
SH
SOLE
NONE
0
0
43381
GLAXOSMITHKLINE ADR EACH CNV INTO 2 ORD GBP0.25
SPONSORED ADR
37733W105
313
7203
SH
SOLE
NONE
0
0
7203
ARCADIA BIOSCIENCES INC COM NEW
COM NEW
039014204
13
13000
SH
SOLE
NONE
0
0
13000
INVESCO EXCH TRD SLF IDX FD TR BULETSHS 2029
BULETSHS 2029
46138J577
199
11009
SH
SOLE
NONE
0
0
11009
INVESCO EXCH TRD SLF IDX FD TR INVSCO 30 CORP COMMON STOCK
INVSCO 30 CORP
46138J460
199
12119
SH
SOLE
NONE
0
0
12119
ALPS EMERGING SECTOR DIVIDEND DOGS
EM SECT DIV DG
00162Q668
874
44116
SH
SOLE
NONE
0
0
44116
ALPS ETF TRUST SECTOR DIVIDEND DOGS
SECTR DIV DOGS
00162Q858
226
4511
SH
SOLE
NONE
0
0
4511
BLACKROCK ESG CAP ALLC TR SHS BEN INT
SHS BEN INT
09262F100
205
14350
SH
SOLE
NONE
0
0
14350
DBX ETF TRUST X-TRACKERS MSCI EAFE HDG EQUITY FUND
XTRACK MSCI EAFE
233051200
406
11678
SH
SOLE
NONE
0
0
11678
FIDELITY COVINGTON TRUST HIGH DIVID ETF
HIGH DIVID ETF
316092840
405
11289
SH
SOLE
NONE
0
0
11289
FIRST TR US IPO INDEX FD SHS
US EQTY OPPT ETF
336920103
1055
12852
SH
SOLE
NONE
0
0
12852
FIRST TR VALUE LINE DIVID INDEX FD SHS
SHS
33734H106
1986
51196
SH
SOLE
NONE
0
0
51196
First Trust Senior Loan Fund Loan
SENIOR LN FD
33738D309
308
6998
SH
SOLE
NONE
0
0
6998
FLEXSHARES TRUST READY ACCESS VAR
READY ACC VARI
33939L886
337
4532
SH
SOLE
NONE
0
0
4532
GRANITESHARES GOLD TR SHS BEN INT
SHS BEN INT
38748G101
370
20708
SH
SOLE
NONE
0
0
20708
INVESCO BULLETSHARES 2022 HI YIELD CORP BOND ETF
BULSHS 2022 HY
46138J874
263
11947
SH
SOLE
NONE
0
0
11947
INVESCO BUYBACK ACHIEVERS ETF
BUYBACK ACHIEV
46137V308
557
7196
SH
SOLE
NONE
0
0
7196
INVESCO DWA CONSUMER STAPLE MOMENTUM ETF
DWA STAPLES
46137V886
1664
21199
SH
SOLE
NONE
0
0
21199
INVESCO DWA HEALTHCARE MOMENTUM ETF
DWA HEALTHCARE
46137V852
249
2176
SH
SOLE
NONE
0
0
2176
INVESCO DWA MOMENTUM ETF
DWA MOMENTUM
46137V837
958
14077
SH
SOLE
NONE
0
0
14077
INVESCO EXCH TRD SLF IDX FD TR BULETSHS 2031 CP COMMON STOCK
BULETSHS 2031 CP
46138J429
198
12134
SH
SOLE
NONE
0
0
12134
INVESCO HIGH YIELD EQTY DIVIDEND ACHIEVERS ETF
HIG YLD EQ DIV
46137V563
301
14655
SH
SOLE
NONE
0
0
14655
INVESCO INTERNATIONAL DIV ACHIEVERS ETF
INTL DIVI ACHI
46137V548
175
10272
SH
SOLE
NONE
0
0
10272
INVESCO QQQ TRUST
UNIT SER 1
46090E103
3741
13347
SH
SOLE
NONE
0
0
13347
INVESCO SP 500 EQ WGT UTILITIES ETF
S&P500 EQL UTL
46137V274
552
4837
SH
SOLE
NONE
0
0
4837
INVESCO SP 500 HIGH DIVID LOW VOLATILITY ETF
S&P500 HDL VOL
46138E362
414
9388
SH
SOLE
NONE
0
0
9388
INVESCO SENIOR LOAN ETF
SR LN ETF
46138G508
278
13741
SH
SOLE
NONE
0
0
13741
INVESCO ULTRA SHORT DURATION ETF
ULTRA SHRT DUR
46090A887
419
8458
SH
SOLE
NONE
0
0
8458
ISHARES 7-10 YEAR TREASURY BOND ETF
7-10 YR TRSY BD
464287440
217
2122
SH
SOLE
NONE
0
0
2122
ISHARES CALIFORNIA MUNI BOND ETF
CALIF MUN BD ETF
464288356
200
3549
SH
SOLE
NONE
0
0
3549
ISHARES CORE GROWTH ALLOCATION ETF
GRWT ALLOCAT ETF
464289867
3520
73342
SH
SOLE
NONE
0
0
73342
ISHARES CORE SP 500 ETF
CORE S&P500 ETF
464287200
640
1688
SH
SOLE
NONE
0
0
1688
ISHARES CORE SP MID-CAP ETF
CORE S&P MCP ETF
464287507
404
1787
SH
SOLE
NONE
0
0
1787
ISHARES CORE SP TOTAL US STOCK MARKET ETF
CORE S&P TTL STK
464287150
488
5835
SH
SOLE
NONE
0
0
5835
ISHARES CORE U.S. AGGREGATE BOND ETF
CORE US AGGBD ET
464287226
791
7784
SH
SOLE
NONE
0
0
7784
ISHARES EDGE MSCI MIN VOL USA ETF
MSCI USA MIN VOL
46429B697
808
11508
SH
SOLE
NONE
0
0
11508
ISHARES MSCI BRAZIL ETF
MSCI BRAZIL ETF
464286400
202
7384
SH
SOLE
NONE
0
0
7384
ISHARES MSCI CANADA ETF
MSCI CDA ETF
464286509
381
11324
SH
SOLE
NONE
0
0
11324
ISHARES MSCI EAFE ETF
MSCI EAFE ETF
464287465
492
7876
SH
SOLE
NONE
0
0
7876
ISHARES MSCI EMERGING MARKETS ETF
MSCI EMG MKT ETF
464287234
568
14165
SH
SOLE
NONE
0
0
14165
ISHARES NASDAQ BIOTECHNOLOGY ETF
ISHARES BIOTECH
464287556
440
3748
SH
SOLE
NONE
0
0
3748
ISHARES NATIONAL MUNI BOND ETF
NATIONAL MUN ETF
464288414
556
5233
SH
SOLE
NONE
0
0
5233
ISHARES RUSSELL 1000 GROWTH ETF
RUS 1000 GRW ETF
464287614
803
3673
SH
SOLE
NONE
0
0
3673
ISHARES RUSSELL 1000 VALUE ETF
RUS 1000 VAL ETF
464287598
677
4672
SH
SOLE
NONE
0
0
4672
ISHARES RUSSELL 2000 ETF
RUSSELL 2000 ETF
464287655
461
2723
SH
SOLE
NONE
0
0
2723
ISHARES SP 500 GROWTH ETF
S&P 500 GRWT ETF
464287309
723
11981
SH
SOLE
NONE
0
0
11981
ISHARES SP SMALLCAP GROWTH ETF
S&P SML 600 GWT
464287887
602
5717
SH
SOLE
NONE
0
0
5717
ISHARES SELECT DIVIDEND ETF
SELECT DIVID ETF
464287168
685
5826
SH
SOLE
NONE
0
0
5826
ISHARES SILVER TR ISHARES
ISHARES
46428Q109
233
12510
SH
SOLE
NONE
0
0
12510
ISHARES TIPS BOND ETF
TIPS BD ETF
464287176
2107
18500
SH
SOLE
NONE
0
0
18500
ISHARES TR 20 YR TR BD ETF
20 YR TR BD ETF
464287432
227
1984
SH
SOLE
NONE
0
0
1984
ISHARES TR BARCLAYS SHORT TREAS BD FD
SHORT TREAS BD
464288679
296
2694
SH
SOLE
NONE
0
0
2694
ISHARES TR CONVERTIBLE BOND ETF
CONV BD ETF
46435G102
333
4801
SH
SOLE
NONE
0
0
4801
ISHARES TR SP GLOBAL CONSUMER STAPLES INDEX
GLB CNSM STP ETF
464288737
808
13985
SH
SOLE
NONE
0
0
13985
ISHARES TR U.S. AERDEF ETF
US AER DEF ETF
464288760
686
6922
SH
SOLE
NONE
0
0
6922
ISHARES TR U.S. PFD STK ETF
PFD AND INCM SEC
464288687
955
29053
SH
SOLE
NONE
0
0
29053
ISHARES TRUST CORE TOTAL USD B OND MRKT ETF
CORE TOTAL USD
46434V613
483
10331
SH
SOLE
NONE
0
0
10331
ISHARES TRUST FLOATING RATE BD ETF
FLTG RATE NT ETF
46429B655
503
10088
SH
SOLE
NONE
0
0
10088
ISHARES TRUST MSCI EUROPE FINANCIALS ISIN US4642891802 SEDOL B633900
MSCI EURO FL ETF
464289180
190
12024
SH
SOLE
NONE
0
0
12024
ISHARES TRUST MSCI INDIA INDEX FD
MSCI INDIA ETF
46429B598
835
21215
SH
SOLE
NONE
0
0
21215
ISHARES U S CONSUMER GOODS ETF
US CONSM STAPLES
464287812
699
3585
SH
SOLE
NONE
0
0
3585
JPMORGAN EQUITY PREMIUM INCOME ETF
EQUITY PREMIUM
46641Q332
432
7805
SH
SOLE
NONE
0
0
7805
JPMORGAN ULTRA-SHORT INCOME
ULTRA SHRT INC
46641Q837
313
6253
SH
SOLE
NONE
0
0
6253
LISTED FD TR ROUNDHILL BALL COMMON STOCK
ROUNDHILL BALL
53656F417
202
1255
SH
SOLE
NONE
0
0
1255
PACER FDS TR GLOBL CASH ETF
GLOBL CASH ETF
69374H709
782
25404
SH
SOLE
NONE
0
0
25404
PACER FDS TR US CASH COWS 100 ETF
US CASH COWS 100
69374H881
1187
27571
SH
SOLE
NONE
0
0
27571
POWERSHARES ACTIVE MNG
S&P500 DOWNSID
46090A705
794
24362
SH
SOLE
NONE
0
0
24362
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
2114
47357
SH
SOLE
NONE
0
0
47357
SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF
US DIVIDEND EQ
808524797
580
8105
SH
SOLE
NONE
0
0
8105
SECTOR SPDR TR SHS BEN INT ENERGY
ENERGY
81369Y506
266
3723
SH
SOLE
NONE
0
0
3723
SECTOR SPDR TR SHS BEN INT FINANCIAL
FINANCIAL
81369Y605
529
16841
SH
SOLE
NONE
0
0
16841
SECTOR SPDR TR SHS BEN INT TECHNOLOGY
TECHNOLOGY
81369Y803
2047
16106
SH
SOLE
NONE
0
0
16106
SECTOR SPDR TR SHS BEN INT UTILITIES
SBI INT-UTILS
81369Y886
403
5751
SH
SOLE
NONE
0
0
5751
SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06/24/2002
SBI HEALTHCARE
81369Y209
5053
39407
SH
SOLE
NONE
0
0
39407
SPDR BLACKSTONE/GSO SENIOR LOAN
BLACKSTONE SENR
78467V608
3987
95758
SH
SOLE
NONE
0
0
95758
SPDR GOLD TR GOLD SHS
GOLD SHS
78463V107
1427
8476
SH
SOLE
NONE
0
0
8476
SPDR INDEX SHS FDS EURO STOXX 50 ETF
EURO STOXX 50
78463X202
616
17733
SH
SOLE
NONE
0
0
17733
SPDR INDEX SHS FDS SP GLOBAL NAT RES ETF
GLB NAT RESRCE
78463X541
405
7789
SH
SOLE
NONE
0
0
7789
SPDR LONG TERM TREASURY ETF
PORTFOLIO LN TSR
78464A664
440
13316
SH
SOLE
NONE
0
0
13316
SPDR PRTFOLIO EMERGING MARKETS ETF
PORTFOLIO EMG MK
78463X509
615
17695
SH
SOLE
NONE
0
0
17695
SPDR PRTFOLIO WORLD EX-US ETF
PORTFOLIO DEVLPD
78463X889
388
13483
SH
SOLE
NONE
0
0
13483
SPDR SP 500 ETF TRUST UNIT SER 1 SP
TR UNIT
78462F103
5443
14430
SH
SOLE
NONE
0
0
14430
SPDR SER TR BLOMBERG BRC INV
BLOOMBERG INVT
78468R200
4025
133692
SH
SOLE
NONE
0
0
133692
SPDR SER TR DB INTL GOVT INFLATION- PROTECTED
FTSE INT GVT ETF
78464A490
598
13238
SH
SOLE
NONE
0
0
13238
SPDR SER TR DJ WILSHIRE SMALL CAP VALUE ETF
S&P 600 SMCP VAL
78464A300
1906
26324
SH
SOLE
NONE
0
0
26324
SPDR SER TR SP BIOTECH ETF
S&P BIOTECH
78464A870
212
2867
SH
SOLE
NONE
0
0
2867
SPDR SER TR SP DIVID ETF
S&P DIVID ETF
78464A763
258
2180
SH
SOLE
NONE
0
0
2180
SPDR SER TR SP METALS MNG ETF
S&P METALS MNG
78464A755
421
9711
SH
SOLE
NONE
0
0
9711
SPDR SER TR SP REGL BKG ETF
S&P REGL BKG
78464A698
1081
18623
SH
SOLE
NONE
0
0
18623
SPDR SER TR SP500 HIGH DIV
PRTFLO S&P500 HI
78468R788
2317
58077
SH
SOLE
NONE
0
0
58077
SPDR SERIES TRUST BLMBRG BRC CNVRT
BBG CONV SEC ETF
78464A359
592
9182
SH
SOLE
NONE
0
0
9182
SPDR SERIES TRUST NUVEEN SP HIGH YLD MUN B ETF
NUVEEN BLOOMBERG
78464A284
593
11555
SH
SOLE
NONE
0
0
11555
SPDR SERIES TRUST PORTFOLIO TL STK ETF
PORTFOLI S&P1500
78464A805
1442
31035
SH
SOLE
NONE
0
0
31035
SPDR SERIES TRUST SP 500 GROWTH ETF
PRTFLO S&P500 GW
78464A409
309
5920
SH
SOLE
NONE
0
0
5920
SSGA ACTIVE ETF TR SPDR TR TACTIC
SPDR TR TACTIC
78467V848
1368
32435
SH
SOLE
NONE
0
0
32435
VANECK VECTORS ETF TR GOLD MINERS ETF
GOLD MINERS ETF
92189F106
542
19799
SH
SOLE
NONE
0
0
19799
VANGUARD BD INDEX FD INC INTERMEDIATE TERM BD ETF
INTERMED TERM
921937819
1129
14541
SH
SOLE
NONE
0
0
14541
VANGUARD BD INDEX FD INC SHORT TERM BD ETF
SHORT TRM BOND
921937827
1629
21219
SH
SOLE
NONE
0
0
21219
VANGUARD FINANCIALS INDEX FUND ETF SHARES
FINANCIALS ETF
92204A405
4671
60519
SH
SOLE
NONE
0
0
60519
VANGUARD FTSE DEVELOPED MARKET ETF
VAN FTSE DEV MKT
921943858
1316
32267
SH
SOLE
NONE
0
0
32267
VANGUARD INDEX FDS SP 500 ETF NEW
S&P 500 ETF SHS
922908363
1446
4171
SH
SOLE
NONE
0
0
4171
VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS
GROWTH ETF
922908736
2958
13273
SH
SOLE
NONE
0
0
13273
VANGUARD INDEX FDS VANGUARD REIT ETF FORMERLY VANGUARD INDEX TR TO 05/24/01 REIT VIPER SHS
REAL ESTATE ETF
922908553
774
8498
SH
SOLE
NONE
0
0
8498
VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF
TOTAL STK MKT
922908769
497
2638
SH
SOLE
NONE
0
0
2638
VANGUARD INDEX FDS VANGUARD VALUE ETF FORMERLY VANGUARD INDEX TR
VALUE ETF
922908744
297
2255
SH
SOLE
NONE
0
0
2255
VANGUARD MALVERN FDS SHORT-TERM INFLATION PROTECTED SECS INDEX FD ETF SHS
STRM INFPROIDX
922020805
285
5705
SH
SOLE
NONE
0
0
5705
VANGUARD SP 500 GRW ETF
500 GRTH IDX F
921932505
2847
13083
SH
SOLE
NONE
0
0
13083
VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD ETF SHS
SHRT TRM CORP BD
92206C409
1284
16840
SH
SOLE
NONE
0
0
16840
VANGUARD SECTOR INDEX FDS VANGUARD CONSUMER STAPLES VIPERS
CONSUM STP ETF
92204A207
3812
20568
SH
SOLE
NONE
0
0
20568
VANGUARD SECTOR INDEX FDS VANGUARD ENERGY VIPERS
ENERGY ETF
92204A306
808
8124
SH
SOLE
NONE
0
0
8124
VANGUARD SECTOR INDEX FDS VANGUARD HEALTH CARE VIPERS
HEALTH CAR ETF
92204A504
3321
14105
SH
SOLE
NONE
0
0
14105
VANGUARD SECTOR INDEX FDS VANGUARD INDLS VIPERS
INDUSTRIAL ETF
92204A603
796
4876
SH
SOLE
NONE
0
0
4876
VANGUARD SECTOR INDEX FDS VANGUARD UTILS VIPERS
UTILITIES ETF
92204A876
2601
17075
SH
SOLE
NONE
0
0
17075
VANGUARD WORLD FD MEGA CAP 300 INDEX ETF
MEGA CAP INDEX
921910873
2476
18790
SH
SOLE
NONE
0
0
18790
VANGUARD WORLD FD MEGA CAP VALUE ETF
MEGA CAP VAL ETF
921910840
502
5226
SH
SOLE
NONE
0
0
5226
VICTORY PORTFOLIOS II CEMP US EQ INCOM
VCSHS US EQ INCM
92647N824
2721
41170
SH
SOLE
NONE
0
0
41170
VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF
VCSHS US 500 ENH
92647N782
1589
24729
SH
SOLE
NONE
0
0
24729
VICTORYSHARES US 500 VOLATILITY WTD ETF
VCSHS US 500 VOL
92647N766
248
3863
SH
SOLE
NONE
0
0
3863
WISDOMTREE TR INTL SMALLCAP DIVID FD
INTL SMCAP DIV
97717W760
221
3794
SH
SOLE
NONE
0
0
3794
WISDOMTREE TR LARGECAP DIVID FD
US LARGECAP DIVD
97717W307
1522
25756
SH
SOLE
NONE
0
0
25756
WISDOMTREE TR MIDCAP DIVID FD
US MIDCAP DIVID
97717W505
252
6481
SH
SOLE
NONE
0
0
6481
WISDOMTREE TRUST JAPAN HEDGE EQT
JAPN HEDGE EQT
97717W851
358
5745
SH
SOLE
NONE
0
0
5745
SHOPIFY INC NPV SUBORDINATED A ISIN CA82509L1076 SEDOL BX865C7
CL A
82509L107
265
8510
SH
SOLE
NONE
0
0
8510
GOLDMAN SACHS GROUP INC
COM
38141G104
239
807
SH
SOLE
NONE
0
0
807
3M COMPANY
COM
88579Y101
479
3708
SH
SOLE
NONE
0
0
3708
ABBOTT LABORATORIES
COM
002824100
262
2414
SH
SOLE
NONE
0
0
2414
ABBVIE INC COM USD0.01
COM
00287Y109
680
4442
SH
SOLE
NONE
0
0
4442
ADAPTIVE BIOTECHNOLOGIES
COM
00650F109
86
10693
SH
SOLE
NONE
0
0
10693
ADVANCED MICRO DEVICES INC COM
COM
007903107
305
3989
SH
SOLE
NONE
0
0
3989
ADVENT CLAYMORE CONV SECS INCOME FD COM
COM
00764C109
125
10443
SH
SOLE
NONE
0
0
10443
AFLAC INC
COM
001055102
301
5454
SH
SOLE
NONE
0
0
5454
ALTRIA GROUP INC
COM
02209S103
203
4863
SH
SOLE
NONE
0
0
4863
AMERICAN ELEC PWR CO
COM
025537101
307
3209
SH
SOLE
NONE
0
0
3209
AMERICAN WTR WKS CO INC NEW COM
COM
030420103
229
1540
SH
SOLE
NONE
0
0
1540
ATT INC COM USD1
COM
00206R102
580
27690
SH
SOLE
NONE
0
0
27690
ATMOS ENERGY CORP
COM
049560105
294
2625
SH
SOLE
NONE
0
0
2625
BERKSHIRE HATHAWAY INC DEL CL B NEW
CL B NEW
084670702
1645
6028
SH
SOLE
NONE
0
0
6028
BLACKROCK CAP ALLOCATION TR COM
COM
09260U109
313
21426
SH
SOLE
NONE
0
0
21426
BOEING CO
COM
097023105
349
2552
SH
SOLE
NONE
0
0
2552
CEL SCI CORP COM PAR $0.01
COM PAR NEW
150837607
74
16600
SH
SOLE
NONE
0
0
16600
CHEVRON CORP NEW COM
COM
166764100
1294
8942
SH
SOLE
NONE
0
0
8942
COCA COLA CO
COM
191216100
329
5238
SH
SOLE
NONE
0
0
5238
COMMUNITY TRUST BANCORPORATION
COM
204149108
257
6377
SH
SOLE
NONE
0
0
6377
CONSTELLATION BRANDS INC CL A
CL A
21036P108
287
1235
SH
SOLE
NONE
0
0
1235
CUMMINS INC
COM
231021106
338
1749
SH
SOLE
NONE
0
0
1749
CVS HEALTH CORP COM
COM
126650100
309
3341
SH
SOLE
NONE
0
0
3341
DANAHER CORP COM USD0.01
COM
235851102
259
1023
SH
SOLE
NONE
0
0
1023
DISNEY WALT CO
COM
254687106
302
3206
SH
SOLE
NONE
0
0
3206
DOLLAR GEN CORP NEW COM
COM
256677105
208
850
SH
SOLE
NONE
0
0
850
DTE ENERGY HOLDING CO
COM
233331107
283
2234
SH
SOLE
NONE
0
0
2234
DUKE ENERGY CORP NEW COM NEW ISIN US26441C2044 SEDOL B7JZSK0
COM NEW
26441C204
368
3439
SH
SOLE
NONE
0
0
3439
EATON CORP PLC COM
SHS
G29183103
227
1806
SH
SOLE
NONE
0
0
1806
ENTERGY CORP NEW
COM
29364G103
413
3672
SH
SOLE
NONE
0
0
3672
EVERGY INC COM
COM
30034W106
272
4177
SH
SOLE
NONE
0
0
4177
EXELON CORP
COM
30161N101
245
5409
SH
SOLE
NONE
0
0
5409
EXXON MOBIL CORP
COM
30231G102
1832
21397
SH
SOLE
NONE
0
0
21397
FEDEX CORP COM
COM
31428X106
351
1548
SH
SOLE
NONE
0
0
1548
FORD MTR CO DEL COM
COM
345370860
159
14368
SH
SOLE
NONE
0
0
14368
FRANKLIN BSP REALTY TRST
COMMON STOCK
35243J101
217
16111
SH
SOLE
NONE
0
0
16111
FS KKR CAPITAL CORP COM
COM
302635206
424
21850
SH
SOLE
NONE
0
0
21850
HOME DEPOT INC COM
COM
437076102
2166
7900
SH
SOLE
NONE
0
0
7900
HONEYWELL INTL INC
COM
438516106
471
2709
SH
SOLE
NONE
0
0
2709
INVENTRUST PPTYS CORP COM USD0 .001(POST REV SPLT)
COM NEW
46124J201
320
12422
SH
SOLE
NONE
0
0
12422
INVESCO BULLETSHARES 2024 CO
BULSHS 2024 CB
46138J841
206
9946
SH
SOLE
NONE
0
0
9946
INVESCO BULLETSHARES 2025 CO
BULSHS 2025 CB
46138J825
203
9936
SH
SOLE
NONE
0
0
9936
INVESCO RUSSELL MIDCAP PURE
S&P MDCP MOMNTUM
46137V464
228
3207
SH
SOLE
NONE
0
0
3207
JOHNSON JOHNSON
COM
478160104
770
4338
SH
SOLE
NONE
0
0
4338
JPMORGAN CHASE CO
COM
46625H100
843
7491
SH
SOLE
NONE
0
0
7491
LILLY ELI CO COM NPV
COM
532457108
571
1763
SH
SOLE
NONE
0
0
1763
LOCKHEED MARTIN CORP
COM
539830109
466
1085
SH
SOLE
NONE
0
0
1085
MASTERCARD INCORPORATED CL A
CL A
57636Q104
430
1364
SH
SOLE
NONE
0
0
1364
MCDONALDS CORP
COM
580135101
353
1432
SH
SOLE
NONE
0
0
1432
MERCK CO INC NEW COM
COM
58933Y105
389
4272
SH
SOLE
NONE
0
0
4272
MONROE CAPITAL CORP
COM
610335101
104
11538
SH
SOLE
NONE
0
0
11538
NEW YORK MTG TR INC COM PAR
COM PAR $.02
649604501
28
10184
SH
SOLE
NONE
0
0
10184
NEXPOINT RESIDENTIAL TR INC COM
COM
65341D102
265
4254
SH
SOLE
NONE
0
0
4254
NEXTERA ENERGY INC COM
COM
65339F101
964
12457
SH
SOLE
NONE
0
0
12457
NISOURCE INC
COM
65473P105
299
10157
SH
SOLE
NONE
0
0
10157
NRG ENERGY INC COM NEW
COM NEW
629377508
235
6158
SH
SOLE
NONE
0
0
6158
ONEOK INC
COM
682680103
244
4410
SH
SOLE
NONE
0
0
4410
ORACLE CORP COM
COM
68389X105
233
3341
SH
SOLE
NONE
0
0
3341
PALATIN TECHNOLOGIES INC COM PAR $.01
COM PAR $ .01
696077403
8
30000
SH
SOLE
NONE
0
0
30000
PFIZER INC
COM
717081103
646
12335
SH
SOLE
NONE
0
0
12335
PNC FINL SVCS GROUP
COM
693475105
587
3724
SH
SOLE
NONE
0
0
3724
PROCTER AND GAMBLE CO COM
COM
742718109
650
4526
SH
SOLE
NONE
0
0
4526
PUBLIC SERVICE ENTERPRISE GROUP INC
COM
744573106
501
7921
SH
SOLE
NONE
0
0
7921
RAYMOND JAMES FINL INC
COM
754730109
242
2715
SH
SOLE
NONE
0
0
2715
RAYTHEON TECHNOLOGIES CORP COM
COM
75513E101
217
2260
SH
SOLE
NONE
0
0
2260
SALESFORCE COM INC
COM
79466L302
284
1725
SH
SOLE
NONE
0
0
1725
SOUTHERN CO
COM
842587107
200
2810
SH
SOLE
NONE
0
0
2810
SPECIAL OPPORTUNITIES FUND
COM
84741T104
254
20542
SH
SOLE
NONE
0
0
20542
SYSCO CORP COM
COM
871829107
210
2481
SH
SOLE
NONE
0
0
2481
TARGET CORP COM
COM
87612E106
429
3042
SH
SOLE
NONE
0
0
3042
TERADYNE INCORPORATED
COM
880770102
409
4575
SH
SOLE
NONE
0
0
4575
TORONTO-DOMINION BANK COM NPV SEDOL 2897222
COM NEW
891160509
274
4178
SH
SOLE
NONE
0
0
4178
TRADE DESK INC/THE -CLASS A
COM CL A
88339J105
219
5245
SH
SOLE
NONE
0
0
5245
TRIPLEPOINT VENTURE GROWTH BDC
COM
89677Y100
128
10088
SH
SOLE
NONE
0
0
10088
UGI CORP NEW
COM
902681105
251
6501
SH
SOLE
NONE
0
0
6501
UNION PACIFIC CORP
COM
907818108
221
1036
SH
SOLE
NONE
0
0
1036
UNITED PARCEL SVC INC CL B
CL B
911312106
218
1194
SH
SOLE
NONE
0
0
1194
UNITEDHEALTH GROUP INC COM
COM
91324P102
630
1227
SH
SOLE
NONE
0
0
1227
VERIZON COMMUNICATIONS
COM
92343V104
968
19088
SH
SOLE
NONE
0
0
19088
VISA INC COM CL A
COM CL A
92826C839
545
2770
SH
SOLE
NONE
0
0
2770
WAL-MART STORES INC COM
COM
931142103
454
3738
SH
SOLE
NONE
0
0
3738
WASTE MANAGEMENT INC
COM
94106L109
226
1482
SH
SOLE
NONE
0
0
1482
WW GRAINGER INC
COM
384802104
477
1050
SH
SOLE
NONE
0
0
1050
ADOBE SYS INC
COM
00724F101
737
2015
SH
SOLE
NONE
0
0
2015
ALKALINE WTR CO INC COM NEW
COM NEW
01643A207
11
29182
SH
SOLE
NONE
0
0
29182
ALLOGENE THERAPEUTICS INC COM
COM
019770106
197
17352
SH
SOLE
NONE
0
0
17352
ALPHABET INC CAP STK CL A
CAP STK CL A
02079K305
675
310
SH
SOLE
NONE
0
0
310
ALPHABET INC CAP STK CL C
CAP STK CL C
02079K107
693
317
SH
SOLE
NONE
0
0
317
AMAZON.COM INC
COM
023135106
1662
15655
SH
SOLE
NONE
0
0
15655
AMICUS THERAPEUTICS INC
COM
03152W109
177
16565
SH
SOLE
NONE
0
0
16565
APPLE INC
COM
037833100
7730
56539
SH
SOLE
NONE
0
0
56539
AUTOMATIC DATA PROCESSING INC
COM
053015103
249
1186
SH
SOLE
NONE
0
0
1186
BROADCOM LIMITED COM NPV
COM
11135F101
387
796
SH
SOLE
NONE
0
0
796
C S X CORP
COM
126408103
316
10901
SH
SOLE
NONE
0
0
10901
CARVER BANCORP INC COM NEW COMMON STOCK
COM NEW
146875604
58
10200
SH
SOLE
NONE
0
0
10200
CISCO SYS INC COM
COM
17275R102
304
7129
SH
SOLE
NONE
0
0
7129
COMCAST CORP NEW CL A
CL A
20030N101
234
5977
SH
SOLE
NONE
0
0
5977
COSTCO WHOLESALE CORP
COM
22160K105
355
741
SH
SOLE
NONE
0
0
741
FULTON FINL CORP PA
COM
360271100
154
10676
SH
SOLE
NONE
0
0
10676
HUNT J B TRANS SVCS INC COM
COM
445658107
479
3041
SH
SOLE
NONE
0
0
3041
INTEL CORP
COM
458140100
373
9973
SH
SOLE
NONE
0
0
9973
INTUIT INCORPORATED COM
COM
461202103
367
953
SH
SOLE
NONE
0
0
953
KAMADA ORD ILS1.00
SHS
M6240T109
75
16690
SH
SOLE
NONE
0
0
16690
MICROSOFT CORP
COM
594918104
2789
10861
SH
SOLE
NONE
0
0
10861
NEUROCRINE BIOSCIENCES INC
COM
64125C109
221
2273
SH
SOLE
NONE
0
0
2273
NVIDIA CORP
COM
67066G104
1440
9501
SH
SOLE
NONE
0
0
9501
OAKTREE SPECIALTY LENDING CORP COM
COM
67401P108
231
35352
SH
SOLE
NONE
0
0
35352
OMEROS CORP COM
COM
682143102
41
15095
SH
SOLE
NONE
0
0
15095
PAYCHEX INC COM
COM
704326107
282
2479
SH
SOLE
NONE
0
0
2479
PHILLIPS EDISON CO INC COMMON STOCK
COMMON STOCK
71844V201
763
22866
SH
SOLE
NONE
0
0
22866
QUALCOMM INC
COM
747525103
230
1803
SH
SOLE
NONE
0
0
1803
TESLA MOTORS INC COM USD0.001
COM
88160R101
954
1417
SH
SOLE
NONE
0
0
1417
UNIVERSAL DISPLAY CORP
COM
91347P105
206
2037
SH
SOLE
NONE
0
0
2037
VISTRA ENERGY CORP
COM
92840M102
271
11865
SH
SOLE
NONE
0
0
11865