13F-HR 1 sec13f3q02.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Semptember 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FAHNESTOCK ASSET MANAGEMENT Address: 125 BROAD STREET NEW YORK, NEW YORK 10004 13F File Number: 28-04046 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: MICHAEL A TANNUCILLI Title: ADMINISTRATIVE DIRECTOR Phone: (212) 668-5016 Signature, Place, and Date of Signing: MICHAEL A TANNUCILLI NEW YORK, NY October 24, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 264 Form13F Information Table Value Total: $279,861 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579Y101 696 6331 SH DEFINED 1000 5331 0 ABBOTT LABS COM 002824100 3088 76448 SH DEFINED 10000 66448 0 ABGENIX INC COM COM 00339B107 65 10000 SH DEFINED 0 10000 0 ADC TELECOMMUNICATION INC COM COM 000886101 99 85800 SH DEFINED 11000 74800 0 ADELPHIA BUSINESS SOLUTIONS CL COM 006847107 1 35301 SH DEFINED 149 35152 0 ADMINISTAFF INC COM COM 007094105 65 16810 SH DEFINED 2800 14010 0 ADVENT SOFTWARE INC COM COM 007974108 307 26850 SH DEFINED 4700 22150 0 AFLAC INC COM 001055102 399 13000 SH DEFINED 0 13000 0 AKZO NV ADR COM 010199305 581 18000 SH DEFINED 0 18000 0 ALLEGHENY ENERGY INC COM 017361106 172 13100 SH DEFINED 0 13100 0 ALLIED CAPITAL CORP COM 01903Q108 250 11440 SH DEFINED 0 11440 0 ALLTEL CORP COM 020039103 325 8097 SH DEFINED 0 8097 0 ALTERNATIVE LIVING SVCS INC 5. 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