-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BF0Baf2jWTDQdUE0kajPvmnYad+xlaY5ADKmcPQvNw7uT/4WXPY9Bhoh8/Tgdh1Q l5BfUdHNjqQ3p11jzwpwLQ== 0000822581-02-000003.txt : 20020415 0000822581-02-000003.hdr.sgml : 20020415 ACCESSION NUMBER: 0000822581-02-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FAHNESTOCK & CO INC CENTRAL INDEX KEY: 0000822581 IRS NUMBER: 135657518 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04046 FILM NUMBER: 02600919 BUSINESS ADDRESS: STREET 1: 125 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 MAIL ADDRESS: STREET 1: 125 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 sec13f1q02.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FAHNESTOCK ASSET MANAGEMENT Address: 125 BROAD STREET NEW YORK, NEW YORK 10004 13F File Number: 28-04046 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: MICHAEL A TANNUCILLI Title: ADMINISTRATIVE DIRECTOR Phone: (212) 668-5016 Signature, Place, and Date of Signing: MICHAEL A TANNUCILLI NEW YORK, NY April 02, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 278 Form13F Information Table Value Total: $464,248 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A.G. EDWARDS INC COM 281760108 501 11400 SH DEFINED 0 11400 0 ABBOTT LABS COM 002824100 4379 83250 SH DEFINED 10000 73250 0 ABGENIX INC COM COM 00339B107 189 10000 SH DEFINED 0 10000 0 ADC TELECOMMUNICATION INC COM COM 000886101 367 90100 SH DEFINED 12500 77600 0 ADELPHIA BUSINESS SOLUTIONS CL COM 006847107 1 35799 SH DEFINED 149 35650 0 ADELPHIA COMMUNICATIONS CORP C COM 006848105 1438 96484 SH DEFINED 300 96184 0 ADMINISTAFF INC COM COM 007094105 902 32660 SH DEFINED 7000 25660 0 ADVANCED MICRO DEVICES COM 007903107 428 29100 SH DEFINED 0 29100 0 ADVENT SOFTWARE INC COM COM 007974108 1716 29000 SH DEFINED 5450 23550 0 AFLAC INC COM COM 001055102 295 10000 SH DEFINED 0 10000 0 AKZO NV ADR COM 010199305 845 18000 SH DEFINED 0 18000 0 ALLEGHENY ENERGY INC COM 017361106 480 11600 SH DEFINED 0 11600 0 ALLIED CAPITAL CORP COM 01903Q108 260 9460 SH DEFINED 0 9460 0 ALLTEL CORP COM 020039103 361 6497 SH DEFINED 0 6497 0 ALTERNATIVE LIVING SVCS INC 5. 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