0001127602-21-004244.txt : 20210205 0001127602-21-004244.hdr.sgml : 20210205 20210205180352 ACCESSION NUMBER: 0001127602-21-004244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210203 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSHALL RYAN CENTRAL INDEX KEY: 0001550667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09804 FILM NUMBER: 21597651 MAIL ADDRESS: STREET 1: 24311 WALDEN CENTER DR STREET 2: STE 300 CITY: BONITA SPRINGS STATE: FL ZIP: 34134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULTEGROUP INC/MI/ CENTRAL INDEX KEY: 0000822416 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 382766606 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 150 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: (404) 978-6400 MAIL ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 150 CITY: ATLANTA STATE: GA ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: PULTE HOMES INC/MI/ DATE OF NAME CHANGE: 20011023 FORMER COMPANY: FORMER CONFORMED NAME: PULTE CORP DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: PHM CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-03 0000822416 PULTEGROUP INC/MI/ PHM 0001550667 MARSHALL RYAN 3350 PEACHTREE ROAD NORTHEAST SUITE 150 ATLANTA GA 30326 1 1 Chief Exec Officer, President Common Stock 2021-02-03 4 A 0 64223 0 A 552707 D Common Stock 2021-02-03 4 D 0 28955 46.12 D 523752 D Common Stock 2021-02-03 4 A 0 75889 0 A 599641 D Units 1079.48 I By 401(k) Plan These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. These shares are fully vested and exercisable. These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 2,513.286 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 3, 2021. /s/ Todd N. Sheldon, Attorney-in-Fact 2021-02-05