0001127602-20-014621.txt : 20200428 0001127602-20-014621.hdr.sgml : 20200428 20200428202349 ACCESSION NUMBER: 0001127602-20-014621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200427 FILED AS OF DATE: 20200428 DATE AS OF CHANGE: 20200428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHLAGETER STEPHEN P CENTRAL INDEX KEY: 0001564294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09804 FILM NUMBER: 20826919 MAIL ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 150 CITY: ATLANTA STATE: GA ZIP: 30326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULTEGROUP INC/MI/ CENTRAL INDEX KEY: 0000822416 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 382766606 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 150 CITY: ATLANTA STATE: 2Q ZIP: 30326 BUSINESS PHONE: (404) 978-6400 MAIL ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 150 CITY: ATLANTA STATE: 2Q ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: PULTE HOMES INC/MI/ DATE OF NAME CHANGE: 20011023 FORMER COMPANY: FORMER CONFORMED NAME: PULTE CORP DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: PHM CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-04-27 0000822416 PULTEGROUP INC/MI/ PHM 0001564294 SCHLAGETER STEPHEN P 3350 PEACHTREE ROAD NORTHEAST SUITE 150 ATLANTA GA 30326 1 SVP Operations & Strategy Common Stock 2020-04-27 4 M 0 2250 7.765 A 86697 D Common Stock 2020-04-27 4 S 0 2250 26.086 D 84447 D Common Stock 2020-04-27 4 S 0 16299 26.134 D 68148 D Units 1310.987 I By 401(k) Plan Employee Stock Option (Right to Buy) 7.765 2020-04-27 4 M 0 2250 0 D 2015-02-10 2021-02-10 Common Stock 2250 0 D The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $26.08 to $26.10, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $26.12 to $26.155, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 2,990.679 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 5, 2020. /s/ Todd N. Sheldon, Attorney-in-Fact 2020-04-28