0001127602-19-004903.txt : 20190208 0001127602-19-004903.hdr.sgml : 20190208 20190208183623 ACCESSION NUMBER: 0001127602-19-004903 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190206 FILED AS OF DATE: 20190208 DATE AS OF CHANGE: 20190208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH HARMON D CENTRAL INDEX KEY: 0001510887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09804 FILM NUMBER: 19581414 MAIL ADDRESS: STREET 1: 1234 LAKESHORE DR STREET 2: SUITE 750A CITY: COPPELL STATE: TX ZIP: 75019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULTEGROUP INC/MI/ CENTRAL INDEX KEY: 0000822416 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 382766606 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 150 CITY: ATLANTA STATE: 2Q ZIP: 30326 BUSINESS PHONE: (404) 978-6400 MAIL ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 150 CITY: ATLANTA STATE: 2Q ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: PULTE HOMES INC/MI/ DATE OF NAME CHANGE: 20011023 FORMER COMPANY: FORMER CONFORMED NAME: PULTE CORP DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: PHM CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-06 0000822416 PULTEGROUP INC/MI/ PHM 0001510887 SMITH HARMON D 3350 PEACHTREE ROAD NORTHEAST SUITE 150 ATLANTA GA 30326 1 EVP & Chief Operating Officer Common Stock 2019-02-06 4 A 0 31067 0 A 287890 D Common Stock 2019-02-06 4 F 0 9421 26.855 D 278469 D Common Stock 2019-02-06 4 A 0 29790 0 A 308259 D Units 6212.331 I By 401(k) plan These share were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. These shares are fully vested and exercisable. These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. On July 2, 2018, .057 units of the PulteGroup, Inc. Stock Fund of the PulteGroup, Inc. 401(k) Plan ("Plan") were sold to cover the fees on the Plan. On October 1, 2018, .057 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan. On January 2, 2019, .064 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan. Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 14,144.964 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 6, 2019. /s/ Todd N. Sheldon, Attorney-in-Fact 2019-02-08