0001127602-19-004903.txt : 20190208
0001127602-19-004903.hdr.sgml : 20190208
20190208183623
ACCESSION NUMBER: 0001127602-19-004903
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190206
FILED AS OF DATE: 20190208
DATE AS OF CHANGE: 20190208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH HARMON D
CENTRAL INDEX KEY: 0001510887
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09804
FILM NUMBER: 19581414
MAIL ADDRESS:
STREET 1: 1234 LAKESHORE DR
STREET 2: SUITE 750A
CITY: COPPELL
STATE: TX
ZIP: 75019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PULTEGROUP INC/MI/
CENTRAL INDEX KEY: 0000822416
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 382766606
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3350 PEACHTREE ROAD NORTHEAST
STREET 2: SUITE 150
CITY: ATLANTA
STATE: 2Q
ZIP: 30326
BUSINESS PHONE: (404) 978-6400
MAIL ADDRESS:
STREET 1: 3350 PEACHTREE ROAD NORTHEAST
STREET 2: SUITE 150
CITY: ATLANTA
STATE: 2Q
ZIP: 30326
FORMER COMPANY:
FORMER CONFORMED NAME: PULTE HOMES INC/MI/
DATE OF NAME CHANGE: 20011023
FORMER COMPANY:
FORMER CONFORMED NAME: PULTE CORP
DATE OF NAME CHANGE: 19931118
FORMER COMPANY:
FORMER CONFORMED NAME: PHM CORP
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-06
0000822416
PULTEGROUP INC/MI/
PHM
0001510887
SMITH HARMON D
3350 PEACHTREE ROAD NORTHEAST
SUITE 150
ATLANTA
GA
30326
1
EVP & Chief Operating Officer
Common Stock
2019-02-06
4
A
0
31067
0
A
287890
D
Common Stock
2019-02-06
4
F
0
9421
26.855
D
278469
D
Common Stock
2019-02-06
4
A
0
29790
0
A
308259
D
Units
6212.331
I
By 401(k) plan
These share were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
These shares are fully vested and exercisable.
These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.
On July 2, 2018, .057 units of the PulteGroup, Inc. Stock Fund of the PulteGroup, Inc. 401(k) Plan ("Plan") were sold to cover the fees on the Plan. On October 1, 2018, .057 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan. On January 2, 2019, .064 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan.
Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 14,144.964 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 6, 2019.
/s/ Todd N. Sheldon, Attorney-in-Fact
2019-02-08