0001127602-19-004877.txt : 20190208
0001127602-19-004877.hdr.sgml : 20190208
20190208180353
ACCESSION NUMBER: 0001127602-19-004877
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190206
FILED AS OF DATE: 20190208
DATE AS OF CHANGE: 20190208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARSHALL RYAN
CENTRAL INDEX KEY: 0001550667
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09804
FILM NUMBER: 19581313
MAIL ADDRESS:
STREET 1: 24311 WALDEN CENTER DR
STREET 2: STE 300
CITY: BONITA SPRINGS
STATE: FL
ZIP: 34134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PULTEGROUP INC/MI/
CENTRAL INDEX KEY: 0000822416
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 382766606
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3350 PEACHTREE ROAD NORTHEAST
STREET 2: SUITE 150
CITY: ATLANTA
STATE: 2Q
ZIP: 30326
BUSINESS PHONE: (404) 978-6400
MAIL ADDRESS:
STREET 1: 3350 PEACHTREE ROAD NORTHEAST
STREET 2: SUITE 150
CITY: ATLANTA
STATE: 2Q
ZIP: 30326
FORMER COMPANY:
FORMER CONFORMED NAME: PULTE HOMES INC/MI/
DATE OF NAME CHANGE: 20011023
FORMER COMPANY:
FORMER CONFORMED NAME: PULTE CORP
DATE OF NAME CHANGE: 19931118
FORMER COMPANY:
FORMER CONFORMED NAME: PHM CORP
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-06
0000822416
PULTEGROUP INC/MI/
PHM
0001550667
MARSHALL RYAN
3350 PEACHTREE ROAD NORTHEAST
SUITE 150
ATLANTA
GA
30326
1
1
Chief Exec Officer, President
Common Stock
2019-02-06
4
A
0
34951
0
A
382313
D
Common Stock
2019-02-06
4
F
0
10498
26.855
D
371815
D
Common Stock
2019-02-06
4
A
0
93093
0
A
464908
D
Units
1079.666
I
By 401(k) Plan
These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
These shares are fully vested and exercisable.
These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.
On April 2, 2018, .029 units of the PulteGroup, Inc. Stock Fund of the PulteGroup, Inc. 401(k) Plan ("Plan") were sold to cover the fees on the Plan. On July 2, 2018, .028 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan. On October 1, 2018, .028 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan. On January 2, 2019, .031 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan.
Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 2,458.31 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 6, 2019.
/s/ Todd N. Sheldon, Attorney-in-Fact
2019-02-08