0001127602-17-005586.txt : 20170213 0001127602-17-005586.hdr.sgml : 20170213 20170213183452 ACCESSION NUMBER: 0001127602-17-005586 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170209 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULTEGROUP INC/MI/ CENTRAL INDEX KEY: 0000822416 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 382766606 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 1600 CITY: ATLANTA STATE: 2Q ZIP: 30326 BUSINESS PHONE: 2486472750 MAIL ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 1600 CITY: ATLANTA STATE: 2Q ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: PULTE HOMES INC/MI/ DATE OF NAME CHANGE: 20011023 FORMER COMPANY: FORMER CONFORMED NAME: PULTE CORP DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: PHM CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellinghausen James R CENTRAL INDEX KEY: 0001322996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09804 FILM NUMBER: 17601419 MAIL ADDRESS: STREET 1: 100 BLOOMFIELD HILLS PARKWAY, STE. 300 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-09 0000822416 PULTEGROUP INC/MI/ PHM 0001322996 Ellinghausen James R 3350 PEACHTREE ROAD NORTHEAST SUITE 150 ATLANTA GA 30326 1 Exec. Vice President-HR Common Stock 2017-02-09 4 S 0 26186 21.421 D 397850 D Common Stock 2017-02-09 4 A 0 25399 0 A 423249 D Common Stock 2017-02-09 4 F 0 10791 21.29 D 412458 D Common Stock 2017-02-09 4 A 0 32880 0 A 445338 D The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.417 to $21.427, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These shares are fully vested and exercisable. These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. /s/ Steven M. Cook, Attorney-In-Fact 2017-02-13