-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I973r0Fy/HiRey4YC4BjXylycNVBhRzs0yxR3BSa9eYihRhG2gRhjKwP8fHztPp/ /rOyCWYebF4r1PxbroGE6w== 0001127602-10-004592.txt : 20100212 0001127602-10-004592.hdr.sgml : 20100212 20100212160838 ACCESSION NUMBER: 0001127602-10-004592 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGAS RICHARD J JR CENTRAL INDEX KEY: 0001231238 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09804 FILM NUMBER: 10599359 MAIL ADDRESS: STREET 1: 100 BLOOMFIELD HILL PARKWAY STREET 2: STE 300 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULTE HOMES INC/MI/ CENTRAL INDEX KEY: 0000822416 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 382766606 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 BLOOMFIELD HILLS PKWY STE 300 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 BUSINESS PHONE: 2486472750 MAIL ADDRESS: STREET 1: 100 BLOOMFIELD HILLS PKWY STE 300 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 FORMER COMPANY: FORMER CONFORMED NAME: PULTE CORP DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: PHM CORP DATE OF NAME CHANGE: 19920703 5 1 form5.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 1 0000822416 PULTE HOMES INC/MI/ PHM 0001231238 DUGAS RICHARD J JR 100 BLOOMFIELD HILLS PKY. SUITE 300 BLOOMFIELD HILLS MI 48304 1 1 Pres. and Chief Exec. Officer Common Stock 2009-08-18 4 A 0 L 9 A 662706 D Common Stock 40612 I Susan Dugas Trust (spouse) Units 8436.057 I By 401(k) Plan Received pursuant to an Agreement and Plan of Merger dated as of April 7, 2009 between Centex Corporation and Pulte Homes, Inc. ("Merger Agreement") in exchange for 10 shares of Centex common stock owned directly. On the merger effective date, the closing price of Pulte Homes, Inc. common stock was $12.33 per share. Represents units of the Pulte Homes, Inc. Stock Fund (the Fund) of the Pulte Homes, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 17,994.783 shares of Pulte Homes, Inc. CommonStock held in the Fund as of 1/31/2010. /s/ Richard J. Dugas, Jr. 2010-02-12 -----END PRIVACY-ENHANCED MESSAGE-----